Tapewire

Nasdaq · USD

UPST

Upstart Holdings, Inc.

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Tapewire entity
4306
SEC CIK
0001647639
Parsed reports
489

Last 12 months

Inside the activity.

6 purchase rows · 38 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202527
Dec 202502
Jan 202601
Feb 202605
Mar 202601
Apr 202600
May 2026311
Jun 202601
Jul 202600
Aug 202609
Sep 202611
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 06, 2022 Filed Apr 8, 2022 16:29 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 400 $99.43 $39,770.00
Disclosure

SEC source: 0001628280-22-008828 · wf-form4_164944973582698.xml · nonDerivative · entry 7

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,626

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $99.29 to $99.53.

Read SEC document
April 06, 2022 Filed Apr 8, 2022 16:29 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 900 $98.81 $88,931.25
Disclosure

SEC source: 0001628280-22-008828 · wf-form4_164944973582698.xml · nonDerivative · entry 6

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,026

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.29 to $99.28.

Read SEC document
April 06, 2022 Filed Apr 8, 2022 16:29 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 1,200 $97.60 $117,117.96
Disclosure

SEC source: 0001628280-22-008828 · wf-form4_164944973582698.xml · nonDerivative · entry 5

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,926

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $97.29 to $98.23.

Read SEC document
April 06, 2022 Filed Apr 8, 2022 16:29 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 1,641 $96.66 $158,626.77
Disclosure

SEC source: 0001628280-22-008828 · wf-form4_164944973582698.xml · nonDerivative · entry 4

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,126

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.26 to $97.24.

Read SEC document
April 06, 2022 Filed Apr 8, 2022 16:29 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 1,900 $95.58 $181,598.01
Disclosure

SEC source: 0001628280-22-008828 · wf-form4_164944973582698.xml · nonDerivative · entry 3

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,767

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.175 to $96.13.

Read SEC document
April 06, 2022 Filed Apr 8, 2022 16:29 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 1,200 $94.50 $113,395.08
Disclosure

SEC source: 0001628280-22-008828 · wf-form4_164944973582698.xml · nonDerivative · entry 2

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,667

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $94.09 to $94.99. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (9) to this Form 4.

Read SEC document
April 06, 2022 Filed Apr 8, 2022 16:29 UTC
Nicoll AlisonGeneral Counsel and Secretary
Exercise / conversionCommon Stock 7,500 $0.60 $4,500.00
Disclosure

SEC source: 0001628280-22-008828 · wf-form4_164944973582698.xml · nonDerivative · entry 1

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 23:14 UTC
Girouard DaveDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 2,163 $109.08 $235,943.07
Disclosure

SEC source: 0001628280-22-008488 · wf-form4_164920046918196.xml · nonDerivative · entry 8

Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 548,584

F12 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.

F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.84 to $109.66.

F14 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 23:14 UTC
Girouard DaveDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 2,003 $108.11 $216,550.34
Disclosure

SEC source: 0001628280-22-008488 · wf-form4_164920046918196.xml · nonDerivative · entry 7

Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 550,747

F12 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.79 to $108.575.

F14 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the JRG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 23:14 UTC
Girouard DaveDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 1,914 $109.53 $209,638.12
Disclosure

SEC source: 0001628280-22-008488 · wf-form4_164920046918196.xml · nonDerivative · entry 6

Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 548,584

F8 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.2425 to $109.66.

F10 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 23:14 UTC
Girouard DaveDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 2,252 $108.81 $245,039.44
Disclosure

SEC source: 0001628280-22-008488 · wf-form4_164920046918196.xml · nonDerivative · entry 5

Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 550,498

F8 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on May 28, 2021 by the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.24 to $109.235.

F10 · ownership.nature: These shares are held by Tristen Baird Willard, as trustee of the TMG 2020 EXEMPT GIFT TRUST, dated October 19, 2020.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 23:14 UTC
Girouard DaveDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 3,250 $109.71 $356,561.40
Disclosure

SEC source: 0001628280-22-008488 · wf-form4_164920046918196.xml · nonDerivative · entry 4

Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,114

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.56 to $110.04.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 23:14 UTC
Girouard DaveDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 35,348 $109.07 $3,855,279.11
Disclosure

SEC source: 0001628280-22-008488 · wf-form4_164920046918196.xml · nonDerivative · entry 3

Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,364

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.54 to $109.50.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 23:14 UTC
Girouard DaveDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 33,185 $108.03 $3,584,905.86
Disclosure

SEC source: 0001628280-22-008488 · wf-form4_164920046918196.xml · nonDerivative · entry 2

Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,712

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.53 to $108.51.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 23:14 UTC
Girouard DaveDirector · Chief Executive Officer · 10% owner
SaleCommon Stock 11,550 $106.98 $1,235,669.82
Disclosure

SEC source: 0001628280-22-008488 · wf-form4_164920046918196.xml · nonDerivative · entry 1

Girouard Dave · CIK 0001832805 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,897

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 28, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.53 to $107.50. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2), footnotes (5) through (7), footnote (9), footnote (11), footnote (13), and footnote (15) to this Form 4.

F3 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

F4 · balance_after: Immediately prior to the sale by the Reporting Person of an aggregate of 83,333 shares of Common Stock, the 2008 D&T Girouard Revocable Trust, for which the Reporting Person serves as Trustee (the "Girouard Revocable Trust"), transferred 83,333 shares of Common Stock to the Reporting Person.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 16:24 UTC
Nicoll AlisonGeneral Counsel and Secretary
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 7,500 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001628280-22-008162 · wf-form4_164884463582948.xml · derivative · entry 13

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,500

Underlying: Common Stock · 7,500 shares

Expires 2025-01-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F14 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 16:24 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 400 $124.88 $49,952.52
Disclosure

SEC source: 0001628280-22-008162 · wf-form4_164884463582948.xml · nonDerivative · entry 12

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,367

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.64 to $125.15.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 16:24 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 1,100 $123.69 $136,061.97
Disclosure

SEC source: 0001628280-22-008162 · wf-form4_164884463582948.xml · nonDerivative · entry 11

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,767

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.28 to $124.03.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 16:24 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 1,000 $122.61 $122,612.50
Disclosure

SEC source: 0001628280-22-008162 · wf-form4_164884463582948.xml · nonDerivative · entry 10

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,867

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.21 to $123.09.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 16:24 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 1,300 $121.57 $158,046.59
Disclosure

SEC source: 0001628280-22-008162 · wf-form4_164884463582948.xml · nonDerivative · entry 9

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,867

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.12 to $122.0475.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 16:24 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 300 $120.23 $36,068.01
Disclosure

SEC source: 0001628280-22-008162 · wf-form4_164884463582948.xml · nonDerivative · entry 8

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,167

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.00 to $120.51.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 16:24 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 500 $118.98 $59,488.00
Disclosure

SEC source: 0001628280-22-008162 · wf-form4_164884463582948.xml · nonDerivative · entry 7

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,467

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.63 to $119.29.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 16:24 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 500 $117.65 $58,827.00
Disclosure

SEC source: 0001628280-22-008162 · wf-form4_164884463582948.xml · nonDerivative · entry 6

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,967

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.38 to $117.97.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 16:24 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 800 $116.64 $93,312.48
Disclosure

SEC source: 0001628280-22-008162 · wf-form4_164884463582948.xml · nonDerivative · entry 5

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,467

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.20 to $117.18.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 16:24 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 400 $115.36 $46,143.36
Disclosure

SEC source: 0001628280-22-008162 · wf-form4_164884463582948.xml · nonDerivative · entry 4

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,267

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.11 to $115.54.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 16:24 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 489 $114.64 $56,057.30
Disclosure

SEC source: 0001628280-22-008162 · wf-form4_164884463582948.xml · nonDerivative · entry 3

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,667

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.06 to $115.02.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 16:24 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 711 $113.46 $80,667.07
Disclosure

SEC source: 0001628280-22-008162 · wf-form4_164884463582948.xml · nonDerivative · entry 2

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,156

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.04 to $114.02. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (13) to this Form 4.

Read SEC document
March 30, 2022 Filed Apr 1, 2022 16:24 UTC
Nicoll AlisonGeneral Counsel and Secretary
Exercise / conversionCommon Stock 7,500 $0.60 $4,500.00
Disclosure

SEC source: 0001628280-22-008162 · wf-form4_164884463582948.xml · nonDerivative · entry 1

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 16:28 UTC
Nicoll AlisonGeneral Counsel and Secretary
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 7,500 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001628280-22-007341 · wf-form4_164824009871015.xml · derivative · entry 11

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 7,500 shares

Expires 2025-01-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F12 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 16:28 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 100 $126.92 $12,691.90
Disclosure

SEC source: 0001628280-22-007341 · wf-form4_164824009871015.xml · nonDerivative · entry 10

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,367

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.89 to $126.94.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 16:28 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 600 $125.96 $75,573.00
Disclosure

SEC source: 0001628280-22-007341 · wf-form4_164824009871015.xml · nonDerivative · entry 9

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,467

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.82 to $126.27.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 16:28 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 500 $125.11 $62,553.00
Disclosure

SEC source: 0001628280-22-007341 · wf-form4_164824009871015.xml · nonDerivative · entry 8

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,067

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $124.795 to $125.69.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 16:28 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 600 $124.04 $74,421.00
Disclosure

SEC source: 0001628280-22-007341 · wf-form4_164824009871015.xml · nonDerivative · entry 7

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,567

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.57 to $124.56.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 16:28 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 1,166 $122.99 $143,403.54
Disclosure

SEC source: 0001628280-22-007341 · wf-form4_164824009871015.xml · nonDerivative · entry 6

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,167

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.56 to $123.45.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 16:28 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 1,200 $121.93 $146,310.48
Disclosure

SEC source: 0001628280-22-007341 · wf-form4_164824009871015.xml · nonDerivative · entry 5

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,333

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.45 to $122.16.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 16:28 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 1,300 $120.75 $156,968.50
Disclosure

SEC source: 0001628280-22-007341 · wf-form4_164824009871015.xml · nonDerivative · entry 4

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,533

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.26 to $121.255.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 16:28 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 1,400 $119.66 $167,525.82
Disclosure

SEC source: 0001628280-22-007341 · wf-form4_164824009871015.xml · nonDerivative · entry 3

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,833

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.16 to $120.07.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 16:28 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 634 $118.52 $75,140.10
Disclosure

SEC source: 0001628280-22-007341 · wf-form4_164824009871015.xml · nonDerivative · entry 2

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,233

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.14 to $119.015. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (11) to this Form 4.

Read SEC document
March 23, 2022 Filed Mar 25, 2022 16:28 UTC
Nicoll AlisonGeneral Counsel and Secretary
Exercise / conversionCommon Stock 7,500 $0.60 $4,500.00
Disclosure

SEC source: 0001628280-22-007341 · wf-form4_164824009871015.xml · nonDerivative · entry 1

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercise and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F2 · balance_after: Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 16:58 UTC
Nicoll AlisonGeneral Counsel and Secretary
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 2,500 $0.00 Strike: $0.60 $0.00
Disclosure

SEC source: 0001628280-22-006745 · wf-form4_164763709448001.xml · derivative · entry 12

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,500

Underlying: Common Stock · 2,500 shares

Expires 2025-01-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F11 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 16:58 UTC
Nicoll AlisonGeneral Counsel and Secretary
Exercise / conversionEmployee Stock Option (Right to buy) · Derivative 5,000 $0.00 Strike: $0.43 $0.00
Disclosure

SEC source: 0001628280-22-006745 · wf-form4_164763709448001.xml · derivative · entry 11

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires 2024-06-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F11 · derivative.exercise_date: All of the shares subject to this option are fully vested and exercisable as of the date hereof.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 16:58 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 400 $107.53 $43,010.08
Disclosure

SEC source: 0001628280-22-006745 · wf-form4_164763709448001.xml · nonDerivative · entry 10

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,367

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.24 to $108.19.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 16:58 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 1,500 $106.41 $159,610.95
Disclosure

SEC source: 0001628280-22-006745 · wf-form4_164763709448001.xml · nonDerivative · entry 9

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,767

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.06 to $106.99.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 16:58 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 1,600 $105.44 $168,709.28
Disclosure

SEC source: 0001628280-22-006745 · wf-form4_164763709448001.xml · nonDerivative · entry 8

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,267

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.045 to $105.94.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 16:58 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 1,500 $104.58 $156,869.70
Disclosure

SEC source: 0001628280-22-006745 · wf-form4_164763709448001.xml · nonDerivative · entry 7

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,867

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.015 to $105.00.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 16:58 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 700 $103.12 $72,181.48
Disclosure

SEC source: 0001628280-22-006745 · wf-form4_164763709448001.xml · nonDerivative · entry 6

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,367

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $102.82 to $103.79.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 16:58 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 900 $102.33 $92,095.02
Disclosure

SEC source: 0001628280-22-006745 · wf-form4_164763709448001.xml · nonDerivative · entry 5

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,067

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $101.75 to $102.71.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 16:58 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 500 $101.27 $50,636.00
Disclosure

SEC source: 0001628280-22-006745 · wf-form4_164763709448001.xml · nonDerivative · entry 4

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,967

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.71 to $101.67.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 16:58 UTC
Nicoll AlisonGeneral Counsel and Secretary
SaleCommon Stock 400 $99.30 $39,718.24
Disclosure

SEC source: 0001628280-22-006745 · wf-form4_164763709448001.xml · nonDerivative · entry 3

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,467

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $98.99 to $99.42. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (10) to this Form 4.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 16:58 UTC
Nicoll AlisonGeneral Counsel and Secretary
Exercise / conversionCommon Stock 2,500 $0.60 $1,500.00
Disclosure

SEC source: 0001628280-22-006745 · wf-form4_164763709448001.xml · nonDerivative · entry 2

Nicoll Alison · CIK 0001833661 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option exercises and sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 25, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.