Tapewire

Nasdaq · USD

UPBD

UPBOUND GROUP, INC.

Export transactions ↓
Tapewire entity
599
SEC CIK
0000933036
Parsed reports
491

Last 12 months

Inside the activity.

6 purchase rows · 1 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202620
Feb 202600
Mar 202600
Apr 202620
May 202600
Jun 202600
Jul 202620
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 05, 2019 Filed Jun 7, 2019 20:38 UTC GrantDirector Deferred Stock Unit · Derivative 128 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-19-009022 · doc4.xml · derivative · entry 1

Gade Michael J · CIK 0001327743 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,428

Underlying: Common · 128 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors.

F1 · price: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors.

F1 · derivative.exercise_date: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors.

F1 · derivative.expiration_date: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 21:57 UTC
Skula Catherine MEVP - Franchising
Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative 5,000 $0.00 Strike: $18.88 $0.00
Disclosure

SEC source: 0001225208-19-008900 · doc4.xml · derivative · entry 4

Skula Catherine M · CIK 0001726504 · EVP - Franchising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 5,000 shares

Expires 2019-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2019 Filed Jun 5, 2019 21:57 UTC
Skula Catherine MEVP - Franchising
SaleCommon 5,000 $24.45 $122,250.00
Disclosure

SEC source: 0001225208-19-008900 · doc4.xml · nonDerivative · entry 2

Skula Catherine M · CIK 0001726504 · EVP - Franchising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,090

Read SEC document
June 04, 2019 Filed Jun 5, 2019 21:57 UTC
Skula Catherine MEVP - Franchising
Exercise / conversionCommon 5,000 $18.88 $94,400.00
Disclosure

SEC source: 0001225208-19-008900 · doc4.xml · nonDerivative · entry 1

Skula Catherine M · CIK 0001726504 · EVP - Franchising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,090

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2019 Filed Apr 3, 2019 20:13 UTC
FADEL MITCHELL EDirector · Chief Executive Officer
GrantCommon 33,541 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006329 · doc4.xml · nonDerivative · entry 1

FADEL MITCHELL E · CIK 0001201320 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,203

F1 · shares: Represents restricted stock units which vest upon completion of three years of continuous employment with the issuer from April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:13 UTC
LENTELL J VDirector
GrantDirector Deferred Stock Unit · Derivative 5,990 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-19-006335 · doc4.xml · derivative · entry 1

LENTELL J V · CIK 0001201324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,300

Underlying: Common · 5,990 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors.

F1 · price: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors.

F1 · derivative.exercise_date: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors.

F1 · derivative.expiration_date: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:13 UTC GrantDirector Deferred Stock Unit · Derivative 5,990 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-19-006334 · doc4.xml · derivative · entry 1

Hetrick Christopher B. · CIK 0001700932 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,255

Underlying: Common · 5,990 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors.

F1 · price: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors.

F1 · derivative.exercise_date: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors.

F1 · derivative.expiration_date: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:13 UTC GrantDirector Deferred Stock Unit · Derivative 5,990 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-19-006333 · doc4.xml · derivative · entry 1

Gade Michael J · CIK 0001327743 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,300

Underlying: Common · 5,990 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors.

F1 · price: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors.

F1 · derivative.exercise_date: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors.

F1 · derivative.expiration_date: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:13 UTC GrantDirector Deferred Stock Unit · Derivative 5,990 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-19-006332 · doc4.xml · derivative · entry 1

BROWN JEFFREY J · CIK 0001245377 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,255

Underlying: Common · 5,990 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors.

F1 · price: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors.

F1 · derivative.exercise_date: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors.

F1 · derivative.expiration_date: Each Director Deferred Stock Unit represents the right to receive one share of the common stock, $.01 par value per share, of the issuer ("Common Stock"). The Director Deferred Stock Units are fully vested and non-forfeitable. The Common Stock will be issued to the reporting person upon the termination of his service as a member of the issuer's board of directors.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:13 UTC
KORST CHRISTOPHER AEVP - General Counsel
GrantEmployee Stock Option (Right to Purchase) · Derivative 8,717 $0.00 Strike: $20.87 $0.00
Disclosure

SEC source: 0001225208-19-006331 · doc4.xml · derivative · entry 4

KORST CHRISTOPHER A · CIK 0001201323 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,717

Underlying: Common · 8,717 shares

Expires 2029-04-01

F2 · derivative.exercise_date: Options vest ratably over 4 years beginning on the first anniversary of the date of grant and becoming fully exercisable on the 4th anniversary of the date of grant (25% of the total number of shares granted vesting on each such anniversary date). Options expire 10 years from the date of grant.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:13 UTC
KORST CHRISTOPHER AEVP - General Counsel
GrantCommon 3,897 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006331 · doc4.xml · nonDerivative · entry 1

KORST CHRISTOPHER A · CIK 0001201323 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,190

F1 · shares: Represents restricted stock units which vest upon completion of three years of continuous employment with the issuer from April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:13 UTC
FADEL MITCHELL EDirector · Chief Executive Officer
GrantEmployee Stock Option (Right to Purchase) · Derivative 75,027 $0.00 Strike: $20.87 $0.00
Disclosure

SEC source: 0001225208-19-006329 · doc4.xml · derivative · entry 2

FADEL MITCHELL E · CIK 0001201320 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,027

Underlying: Common · 75,027 shares

Expires 2029-04-01

F2 · derivative.exercise_date: Options vest ratably over 4 years beginning on the first anniversary of the date of grant and becoming fully exercisable on the 4th anniversary of the date of grant (25% of the total number of shares granted vesting on each such anniversary date). Options expire 10 years from the date of grant.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:13 UTC
Skula Catherine MEVP - Franchising
GrantEmployee Stock Option (Right to Purchase) · Derivative 6,106 $0.00 Strike: $20.87 $0.00
Disclosure

SEC source: 0001225208-19-006330 · doc4.xml · derivative · entry 3

Skula Catherine M · CIK 0001726504 · EVP - Franchising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,106

Underlying: Common · 6,106 shares

Expires 2029-04-01

F2 · derivative.exercise_date: Options vest ratably over 4 years beginning on the first anniversary of the date of grant and becoming fully exercisable on the 4th anniversary of the date of grant (25% of the total number of shares granted vesting on each such anniversary date). Options expire 10 years from the date of grant.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:13 UTC
Skula Catherine MEVP - Franchising
GrantCommon 2,730 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006330 · doc4.xml · nonDerivative · entry 1

Skula Catherine M · CIK 0001726504 · EVP - Franchising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,090

F1 · shares: Represents restricted stock units which vest upon completion of three years of continuous employment with the issuer from April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:13 UTC
Davids Ann LEVP - Chief Marketing Officer
GrantEmployee Stock Option (Right to Purchase) · Derivative 6,193 $0.00 Strike: $20.87 $0.00
Disclosure

SEC source: 0001225208-19-006328 · doc4.xml · derivative · entry 2

Davids Ann L · CIK 0001732404 · EVP - Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,193

Underlying: Common · 6,193 shares

Expires 2029-04-01

F2 · derivative.exercise_date: Options vest ratably over 4 years beginning on the first anniversary of the date of grant and becoming fully exercisable on the 4th anniversary of the date of grant (25% of the total number of shares granted vesting on each such anniversary date). Options expire 10 years from the date of grant.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:13 UTC
Davids Ann LEVP - Chief Marketing Officer
GrantCommon 2,769 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006328 · doc4.xml · nonDerivative · entry 1

Davids Ann L · CIK 0001732404 · EVP - Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,554

F1 · shares: Represents restricted stock units which vest upon completion of three years of continuous employment with the issuer from April 1, 2019.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:13 UTC
Short Maureen BEVP - Chief Financial Officer
GrantEmployee Stock Option (Right to Purchase) · Derivative 10,000 $0.00 Strike: $20.87 $0.00
Disclosure

SEC source: 0001225208-19-006327 · doc4.xml · derivative · entry 3

Short Maureen B · CIK 0001762929 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,601

Underlying: Common · 10,000 shares

Expires 2029-04-01

F3 · shares: Option to purchase 10,000 shares of common stock granted upon the reporting person's promotion in accordance with the issuer's policy.

F2 · derivative.exercise_date: Options vest ratably over 4 years beginning on the first anniversary of the date of grant and becoming fully exercisable on the 4th anniversary of the date of grant (25% of the total number of shares granted vesting on each such anniversary date). Options expire 10 years from the date of grant.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:13 UTC
Short Maureen BEVP - Chief Financial Officer
GrantEmployee Stock Option (Right to Purchase) · Derivative 11,601 $0.00 Strike: $20.87 $0.00
Disclosure

SEC source: 0001225208-19-006327 · doc4.xml · derivative · entry 2

Short Maureen B · CIK 0001762929 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,601

Underlying: Common · 11,601 shares

Expires 2029-04-01

F2 · derivative.exercise_date: Options vest ratably over 4 years beginning on the first anniversary of the date of grant and becoming fully exercisable on the 4th anniversary of the date of grant (25% of the total number of shares granted vesting on each such anniversary date). Options expire 10 years from the date of grant.

Read SEC document
April 01, 2019 Filed Apr 3, 2019 20:13 UTC
Short Maureen BEVP - Chief Financial Officer
GrantCommon 5,186 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-006327 · doc4.xml · nonDerivative · entry 1

Short Maureen B · CIK 0001762929 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,981

F1 · shares: Represents restricted stock units which vest upon completion of three years of continuous employment with the issuer from April 1, 2019.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:51 UTC
Skula Catherine MEVP - Franchising
Tax withholdingCommon 3,290 $17.89 $58,858.10
Disclosure

SEC source: 0001225208-19-001995 · doc4.xml · nonDerivative · entry 3

Skula Catherine M · CIK 0001726504 · EVP - Franchising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,360

F3 · shares: Number of shares withheld to cover taxes with respect to performance-based restricted stock units which vested on February 5, 2019.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:51 UTC
Skula Catherine MEVP - Franchising
Tax withholdingCommon 1,334 $17.89 $23,865.26
Disclosure

SEC source: 0001225208-19-001995 · doc4.xml · nonDerivative · entry 2

Skula Catherine M · CIK 0001726504 · EVP - Franchising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,650

F2 · shares: Number of shares withheld to cover taxes with respect to time-based restricted stock units which vested on February 5, 2019 (upon completion of three years of continuous employment from grant date of February 5, 2016).

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:51 UTC
Skula Catherine MEVP - Franchising
GrantCommon 11,913 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001995 · doc4.xml · nonDerivative · entry 1

Skula Catherine M · CIK 0001726504 · EVP - Franchising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,984

F1 · shares: The Company's relative TSR over the three-year measurement period ending December 31, 2018 established in connection with performance-based restricted stock units granted to the reporting person on February 5, 2016, ranked in the 44th percentile, resulting in the vesting of 75% of such performance-based restricted stock units.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:51 UTC
Short Maureen BChief Financial Officer
Tax withholdingCommon 3,039 $17.89 $54,367.71
Disclosure

SEC source: 0001225208-19-001994 · doc4.xml · nonDerivative · entry 3

Short Maureen B · CIK 0001762929 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,795

F3 · shares: Number of shares withheld to cover taxes with respect to performance-based restricted stock units which vested on February 5, 2019.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:51 UTC
Short Maureen BChief Financial Officer
Tax withholdingCommon 1,229 $17.89 $21,986.81
Disclosure

SEC source: 0001225208-19-001994 · doc4.xml · nonDerivative · entry 2

Short Maureen B · CIK 0001762929 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,834

F2 · shares: Number of shares withheld to cover taxes with respect to time-based restricted stock units which vested on February 5, 2019 (upon completion of three years of continuous employment from grant date of February 5, 2016).

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:51 UTC
Short Maureen BChief Financial Officer
GrantCommon 10,978 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001994 · doc4.xml · nonDerivative · entry 1

Short Maureen B · CIK 0001762929 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,063

F1 · shares: The Company's relative TSR over the three-year measurement period ending December 31, 2018 established in connection with performance-based restricted stock units granted to the reporting person on February 5, 2016, ranked in the 44th percentile, resulting in the vesting of 75% of such performance-based restricted stock units.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:51 UTC
Herman Fred E.EVP Chief Information Officer
Tax withholdingCommon 3,925 $17.89 $70,218.25
Disclosure

SEC source: 0001225208-19-001993 · doc4.xml · nonDerivative · entry 3

Herman Fred E. · CIK 0001595491 · EVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,225

F3 · shares: Number of shares withheld to cover taxes with respect to performance-based restricted stock units which vested on February 5, 2019.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:51 UTC
Herman Fred E.EVP Chief Information Officer
Tax withholdingCommon 1,622 $17.89 $29,017.58
Disclosure

SEC source: 0001225208-19-001993 · doc4.xml · nonDerivative · entry 2

Herman Fred E. · CIK 0001595491 · EVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,150

F2 · shares: Number of shares withheld to cover taxes with respect to time-based restricted stock units which vested on February 5, 2019 (upon completion of three years of continuous employment from grant date of February 5, 2016).

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:51 UTC
Herman Fred E.EVP Chief Information Officer
GrantCommon 14,493 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001993 · doc4.xml · nonDerivative · entry 1

Herman Fred E. · CIK 0001595491 · EVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,772

F1 · shares: The Company's relative TSR over the three-year measurement period ending December 31, 2018 established in connection with performance-based restricted stock units granted to the reporting person on February 5, 2016, ranked in the 44th percentile, resulting in the vesting of 75% of such performance-based restricted stock units.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:51 UTC
KORST CHRISTOPHER AEVP CAO & General Counsel
Tax withholdingCommon 6,084 $17.89 $108,842.76
Disclosure

SEC source: 0001225208-19-001992 · doc4.xml · nonDerivative · entry 3

KORST CHRISTOPHER A · CIK 0001201323 · EVP CAO & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,293

F3 · shares: Number of shares withheld to cover taxes with respect to performance-based restricted stock units which vested on February 5, 2019.

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:51 UTC
KORST CHRISTOPHER AEVP CAO & General Counsel
Tax withholdingCommon 2,250 $17.89 $40,252.50
Disclosure

SEC source: 0001225208-19-001992 · doc4.xml · nonDerivative · entry 2

KORST CHRISTOPHER A · CIK 0001201323 · EVP CAO & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,377

F2 · shares: Number of shares withheld to cover taxes with respect to time-based restricted stock units which vested on February 5, 2019 (upon completion of three years of continuous employment from grant date of February 5, 2016).

Read SEC document
February 05, 2019 Filed Feb 7, 2019 21:51 UTC
KORST CHRISTOPHER AEVP CAO & General Counsel
GrantCommon 22,263 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-001992 · doc4.xml · nonDerivative · entry 1

KORST CHRISTOPHER A · CIK 0001201323 · EVP CAO & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,627

F1 · shares: The Company's relative TSR over the three-year measurement period ending December 31, 2018 established in connection with performance-based restricted stock units granted to the reporting person on February 5, 2016, ranked in the 44th percentile, resulting in the vesting of 75% of such performance-based restricted stock units.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 21:24 UTC
Herman Fred E.EVP Chief Information Officer
Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative 2,227 $0.00 Strike: $15.37 $0.00
Disclosure

SEC source: 0001225208-19-001613 · doc4.xml · derivative · entry 3

Herman Fred E. · CIK 0001595491 · EVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 2,227 shares

Expires 2019-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 21:24 UTC
Herman Fred E.EVP Chief Information Officer
SaleCommon 2,227 $17.50 $38,972.50
Disclosure

SEC source: 0001225208-19-001613 · doc4.xml · nonDerivative · entry 2

Herman Fred E. · CIK 0001595491 · EVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,279

Read SEC document
January 29, 2019 Filed Jan 31, 2019 21:24 UTC
Herman Fred E.EVP Chief Information Officer
Exercise / conversionCommon 2,227 $15.37 $34,228.99
Disclosure

SEC source: 0001225208-19-001613 · doc4.xml · nonDerivative · entry 1

Herman Fred E. · CIK 0001595491 · EVP Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,506

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 21:24 UTC
KORST CHRISTOPHER AEVP CAO & General Counsel
Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative 9,600 $0.00 Strike: $15.37 $0.00
Disclosure

SEC source: 0001225208-19-001612 · doc4.xml · derivative · entry 5

KORST CHRISTOPHER A · CIK 0001201323 · EVP CAO & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common · 9,600 shares

Expires 2019-01-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2019 Filed Jan 31, 2019 21:24 UTC
KORST CHRISTOPHER AEVP CAO & General Counsel
SaleCommon 9,600 $17.39 $166,913.28
Disclosure

SEC source: 0001225208-19-001612 · doc4.xml · nonDerivative · entry 2

KORST CHRISTOPHER A · CIK 0001201323 · EVP CAO & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,364

Read SEC document
January 29, 2019 Filed Jan 31, 2019 21:24 UTC
KORST CHRISTOPHER AEVP CAO & General Counsel
Exercise / conversionCommon 9,600 $15.37 $147,552.00
Disclosure

SEC source: 0001225208-19-001612 · doc4.xml · nonDerivative · entry 1

KORST CHRISTOPHER A · CIK 0001201323 · EVP CAO & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,964

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 24, 2018 Filed Dec 27, 2018 20:59 UTC
Skula Catherine MEVP - Franchising
Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative 4,454 $0.00 Strike: $8.32 $0.00
Disclosure

SEC source: 0001225208-18-017042 · doc4.xml · derivative · entry 8

Skula Catherine M · CIK 0001726504 · EVP - Franchising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,363

Underlying: Common · 4,454 shares

Expires 2027-02-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 24, 2018 Filed Dec 27, 2018 20:59 UTC
Skula Catherine MEVP - Franchising
Exercise / conversionEmployee Stock Option (Right to Purchase) · Derivative 7,913 $0.00 Strike: $10.34 $0.00
Disclosure

SEC source: 0001225208-18-017042 · doc4.xml · derivative · entry 7

Skula Catherine M · CIK 0001726504 · EVP - Franchising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,912

Underlying: Common · 7,913 shares

Expires 2026-02-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 24, 2018 Filed Dec 27, 2018 20:59 UTC
Skula Catherine MEVP - Franchising
SaleCommon 9,014 $15.06 $135,750.84
Disclosure

SEC source: 0001225208-18-017042 · doc4.xml · nonDerivative · entry 5

Skula Catherine M · CIK 0001726504 · EVP - Franchising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,071

Read SEC document
December 24, 2018 Filed Dec 27, 2018 20:59 UTC
Skula Catherine MEVP - Franchising
SaleCommon 7,913 $15.09 $119,407.17
Disclosure

SEC source: 0001225208-18-017042 · doc4.xml · nonDerivative · entry 4

Skula Catherine M · CIK 0001726504 · EVP - Franchising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,085

Read SEC document
December 24, 2018 Filed Dec 27, 2018 20:59 UTC
Skula Catherine MEVP - Franchising
SaleCommon 4,454 $15.09 $67,210.86
Disclosure

SEC source: 0001225208-18-017042 · doc4.xml · nonDerivative · entry 3

Skula Catherine M · CIK 0001726504 · EVP - Franchising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,998

Read SEC document
December 24, 2018 Filed Dec 27, 2018 20:59 UTC
Skula Catherine MEVP - Franchising
Exercise / conversionCommon 4,454 $8.32 $37,057.28
Disclosure

SEC source: 0001225208-18-017042 · doc4.xml · nonDerivative · entry 2

Skula Catherine M · CIK 0001726504 · EVP - Franchising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 24, 2018 Filed Dec 27, 2018 20:59 UTC
Skula Catherine MEVP - Franchising
Exercise / conversionCommon 7,913 $10.34 $81,820.42
Disclosure

SEC source: 0001225208-18-017042 · doc4.xml · nonDerivative · entry 1

Skula Catherine M · CIK 0001726504 · EVP - Franchising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,998

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 20:18 UTC
Engaged Capital LLCSee Footnote 1
Welling Glenn W.See Footnote 1
SaleCommon Stock 232,584 $14.67 $3,412,007.28
Disclosure

SEC source: 0000921895-18-002452 · form409455023_08222018.xml · nonDerivative · entry 4

Engaged Capital LLC · CIK 0001559771 · See Footnote 1

Engaged Capital Holdings, LLC · CIK 0001580769 · See Footnote 1

Welling Glenn W. · CIK 0001580771 · See Footnote 1

Engaged Capital Flagship Master Fund, LP · CIK 0001580761 · See Footnote 1

Engaged Capital Co-Invest V, LP · CIK 0001688224 · See Footnote 1

Engaged Capital Co-Invest V-A, LP · CIK 0001700254 · See Footnote 1

Engaged Capital Flagship Fund, L.P. · CIK 0001559850 · See Footnote 1

Engaged Capital Flagship Fund, Ltd. · CIK 0001619827 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Managed Account of Engaged Capital, LLC

Disclosed balance after: 137,297

F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest V, LP ("Engaged Capital Co-Invest V"), Engaged Capital Co-Invest V-A, LP ("Engaged Capital Co-Invest V-A"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that previously collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock prior to the transactions reported herein. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F5 · ownership.nature: Securities held in an account separately managed by Engaged Capital (the "Engaged Capital Account"). Engaged Capital, as the investment adviser of the Engaged Capital Account, may be deemed to beneficially own the securities held in the Engaged Capital Account. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities held in the Engaged Capital Account. Mr. Welling, as the Founder and Chief Investment Officer of Engaged Capital and sole member of Engaged Holdings, may be deemed to beneficially own the securities held in the Engaged Capital Account.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 20:18 UTC
Engaged Capital LLCSee Footnote 1
Welling Glenn W.See Footnote 1
SaleCommon Stock 1,659,870 $14.67 $24,350,292.90
Disclosure

SEC source: 0000921895-18-002452 · form409455023_08222018.xml · nonDerivative · entry 3

Engaged Capital LLC · CIK 0001559771 · See Footnote 1

Engaged Capital Holdings, LLC · CIK 0001580769 · See Footnote 1

Welling Glenn W. · CIK 0001580771 · See Footnote 1

Engaged Capital Flagship Master Fund, LP · CIK 0001580761 · See Footnote 1

Engaged Capital Co-Invest V, LP · CIK 0001688224 · See Footnote 1

Engaged Capital Co-Invest V-A, LP · CIK 0001700254 · See Footnote 1

Engaged Capital Flagship Fund, L.P. · CIK 0001559850 · See Footnote 1

Engaged Capital Flagship Fund, Ltd. · CIK 0001619827 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Engaged Capital Co-Invest V-A, LP

Disclosed balance after: 1,730,278

F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest V, LP ("Engaged Capital Co-Invest V"), Engaged Capital Co-Invest V-A, LP ("Engaged Capital Co-Invest V-A"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that previously collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock prior to the transactions reported herein. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F4 · ownership.nature: Securities owned directly by Engaged Capital Co-Invest V-A. As the general partner and investment adviser of Engaged Capital Co-Invest V-A, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest V-A. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest V-A. Mr. Welling, as the Founder and Chief Investment Officer of Engaged Capital and sole member of Engaged Holdings, may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest V-A.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 20:18 UTC
Engaged Capital LLCSee Footnote 1
Welling Glenn W.See Footnote 1
SaleCommon Stock 1,323,730 $14.67 $19,419,119.10
Disclosure

SEC source: 0000921895-18-002452 · form409455023_08222018.xml · nonDerivative · entry 2

Engaged Capital LLC · CIK 0001559771 · See Footnote 1

Engaged Capital Holdings, LLC · CIK 0001580769 · See Footnote 1

Welling Glenn W. · CIK 0001580771 · See Footnote 1

Engaged Capital Flagship Master Fund, LP · CIK 0001580761 · See Footnote 1

Engaged Capital Co-Invest V, LP · CIK 0001688224 · See Footnote 1

Engaged Capital Co-Invest V-A, LP · CIK 0001700254 · See Footnote 1

Engaged Capital Flagship Fund, L.P. · CIK 0001559850 · See Footnote 1

Engaged Capital Flagship Fund, Ltd. · CIK 0001619827 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Engaged Capital Co-Invest V, LP

Disclosed balance after: 1,379,881

F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest V, LP ("Engaged Capital Co-Invest V"), Engaged Capital Co-Invest V-A, LP ("Engaged Capital Co-Invest V-A"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that previously collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock prior to the transactions reported herein. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F3 · ownership.nature: Securities owned directly by Engaged Capital Co-Invest V. As the general partner and investment adviser of Engaged Capital Co-Invest V, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest V. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest V. Mr. Welling, as the Founder and Chief Investment Officer of Engaged Capital and sole member of Engaged Holdings, may be deemed to beneficially own the securities owned directly by Engaged Capital Co-Invest V.

Read SEC document
August 20, 2018 Filed Aug 22, 2018 20:18 UTC
Engaged Capital LLCSee Footnote 1
Welling Glenn W.See Footnote 1
SaleCommon Stock 1,233,816 $14.67 $18,100,080.72
Disclosure

SEC source: 0000921895-18-002452 · form409455023_08222018.xml · nonDerivative · entry 1

Engaged Capital LLC · CIK 0001559771 · See Footnote 1

Engaged Capital Holdings, LLC · CIK 0001580769 · See Footnote 1

Welling Glenn W. · CIK 0001580771 · See Footnote 1

Engaged Capital Flagship Master Fund, LP · CIK 0001580761 · See Footnote 1

Engaged Capital Co-Invest V, LP · CIK 0001688224 · See Footnote 1

Engaged Capital Co-Invest V-A, LP · CIK 0001700254 · See Footnote 1

Engaged Capital Flagship Fund, L.P. · CIK 0001559850 · See Footnote 1

Engaged Capital Flagship Fund, Ltd. · CIK 0001619827 · See Footnote 1

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By: Engaged Capital Flagship Master Fund, LP

Disclosed balance after: 1,286,153

F1 · security: This Form 4 is filed jointly by Engaged Capital Flagship Master Fund, LP ("Engaged Capital Flagship Master"), Engaged Capital Co-Invest V, LP ("Engaged Capital Co-Invest V"), Engaged Capital Co-Invest V-A, LP ("Engaged Capital Co-Invest V-A"), Engaged Capital Flagship Fund, LP ("Engaged Capital Fund"), Engaged Capital Flagship Fund, Ltd. ("Engaged Capital Offshore"), Engaged Capital, LLC ("Engaged Capital"), Engaged Capital Holdings, LLC ("Engaged Holdings") and Glenn W. Welling (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that previously collectively beneficially owned more than 10% of the Issuer's outstanding shares of Common Stock prior to the transactions reported herein. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.

F2 · ownership.nature: Securities owned directly by Engaged Capital Flagship Master. As feeder funds of Engaged Capital Flagship Master, each of Engaged Capital Fund and Engaged Capital Offshore may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. As the general partner and investment adviser of Engaged Capital Flagship Master, Engaged Capital may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Engaged Holdings, as the managing member of Engaged Capital, may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master. Mr. Welling, as the Founder and Chief Investment Officer of Engaged Capital and sole member of Engaged Holdings, may be deemed to beneficially own the securities owned directly by Engaged Capital Flagship Master.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 13:32 UTC
Skula Catherine MEVP - Franchising
GrantEmployee Stock Option (Right to Purchase) · Derivative 10,000 $0.00 Strike: $8.63 $0.00
Disclosure

SEC source: 0001225208-18-007286 · doc4.xml · derivative · entry 1

Skula Catherine M · CIK 0001726504 · EVP - Franchising

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common · 10,000 shares

Expires 2028-04-02

F1 · derivative.exercise_date: Options vest ratably over 4 years beginning on the first anniversary of the date of grant and becoming fully exercisable on the 4th anniversary of the date of grant (25% of the total number of shares granted vesting on each such anniversary date). Options expire 10 years from the date of grant.

F1 · derivative.expiration_date: Options vest ratably over 4 years beginning on the first anniversary of the date of grant and becoming fully exercisable on the 4th anniversary of the date of grant (25% of the total number of shares granted vesting on each such anniversary date). Options expire 10 years from the date of grant.

Read SEC document
April 02, 2018 Filed Apr 4, 2018 13:32 UTC
Crocker Christopher P.EVP - Acceptance Now
GrantEmployee Stock Option (Right to Purchase) · Derivative 10,000 $0.00 Strike: $8.63 $0.00
Disclosure

SEC source: 0001225208-18-007285 · doc4.xml · derivative · entry 1

Crocker Christopher P. · CIK 0001723588 · EVP - Acceptance Now

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common · 10,000 shares

Expires 2028-04-02

F1 · derivative.exercise_date: Options vest ratably over 4 years beginning on the first anniversary of the date of grant and becoming fully exercisable on the 4th anniversary of the date of grant (25% of the total number of shares granted vesting on each such anniversary date). Options expire 10 years from the date of grant.

F1 · derivative.expiration_date: Options vest ratably over 4 years beginning on the first anniversary of the date of grant and becoming fully exercisable on the 4th anniversary of the date of grant (25% of the total number of shares granted vesting on each such anniversary date). Options expire 10 years from the date of grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.