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Nasdaq · USD

UONE

URBAN ONE, INC.

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Tapewire entity
153
SEC CIK
0001041657
Parsed reports
152

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202504
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202605
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 23, 2016 Filed Sep 26, 2016 20:51 UTC SaleClass D Common Stock 5,418 $3.00 $16,254.00
Disclosure

SEC source: 0001209191-16-142816 · doc4.xml · nonDerivative · entry 3

Thompson Peter · CIK 0001437482 · CFO / EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,534

F1 · balance_after: After the transaction, Mr. Thompson holds 266,534 shares. Those holdings include options to purchase 187,500 shares and 79,034 shares, including 75,000 restricted shares vesting December 31, 2016.

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September 22, 2016 Filed Sep 26, 2016 20:51 UTC SaleClass D Common Stock 8,000 $3.11 $24,880.00
Disclosure

SEC source: 0001209191-16-142816 · doc4.xml · nonDerivative · entry 2

Thompson Peter · CIK 0001437482 · CFO / EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,952

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September 21, 2016 Filed Sep 26, 2016 20:51 UTC SaleClass D Common Stock 11,000 $3.12 $34,320.00
Disclosure

SEC source: 0001209191-16-142816 · doc4.xml · nonDerivative · entry 1

Thompson Peter · CIK 0001437482 · CFO / EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 279,952

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June 24, 2016 Filed Feb 15, 2017 21:35 UTC
LIGGINS ALFRED CDirector · CEO · 10% owner
GiftClass D Common Stock 160,820 $2.87 $461,553.40
Disclosure

SEC source: 0001209191-17-011094 · doc5.xml · nonDerivative · entry 2

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,327,825

F3 · balance_after: The total represents all shares held by the reporting person across all classes of Radio One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of 12,327,825 shares of Radio One, Inc. stock as follows: (1) 558,309 shares of Class A common stock held by Alfred C. Liggins; (2) 16,600 shares of Class A common stock held by the Alfred C Liggins Revocable Trust; (3) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (4) 605,313 shares of Class C common stock held by the Alfred C. Liggins Revocable Trust; (5) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (6) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; (7) 5,621,365 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (8) 338,808 shares of Class D common stock held by the Dynastic Trust U/A/D;

F4 · balance_after: CONTINUED: (9) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC; and (10) 2,209,563 shares of Class D common stock held by Alfred C. Liggins.

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June 24, 2016 Filed Feb 15, 2017 21:30 UTC
HUGHES CATHERINE LDirector · Chairperson and Secretary · 10% owner
GiftClass D Common Stock 160,820 $2.87 $461,553.40
Disclosure

SEC source: 0001209191-17-011084 · doc5.xml · nonDerivative · entry 2

HUGHES CATHERINE L · CIK 0001106637 · Director · Chairperson and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,789,139

F2 · balance_after: The total represents all shares held by the reporting person across all classes of Radio One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of 6,789,139 shares of Radio One, Inc. stock as follows: (1) 1,000 shares of Class A common stock held by Catherine L. Hughes; (2) 851,536 shares of Class B common stock held by the Catherine L. Hughes Revocable Trust; (3) 247,366 shares of Class C common stock held by the Catherine L. Hughes Revocable Trust U/A/D; (4) 1,124,560 shares of Class C common stock held by the Dynastic Trust U/A/D; (5) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; (6) 3,260,133 shares of Class D common stock held by the Catherine L. Hughes Revocable Trust; (7) 520,404 shares of Class D common stock held by the Catherine L. Hughes Trust U/A/D; (8) 31,499 shares of Class D common stock held by the Hughes-Liggins Co. LLC; and (9) 737,036 shares of Class D common stock held by Catherine L. Hughes.

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June 23, 2016 Filed Feb 15, 2017 21:35 UTC
LIGGINS ALFRED CDirector · CEO · 10% owner
GiftClass D Common Stock 148,889 $3.10 $461,555.90
Disclosure

SEC source: 0001209191-17-011094 · doc5.xml · nonDerivative · entry 1

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,488,645

F1 · balance_after: The total represents all shares held by the reporting person across all classes of Radio One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of 12,488,645 shares of Radio One, Inc. stock as follows: (1) 558,309 shares of Class A common stock held by Alfred C. Liggins; (2) 16,600 shares of Class A common stock held by the Alfred C Liggins Revocable Trust; (3) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (4) 605,313 shares of Class C common stock held by the Alfred C. Liggins Revocable Trust; (5) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (6) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; (7) 5,621,365 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (8) 338,808 shares of Class D common stock held by the Dynastic Trust U/A/D

F2 · balance_after: CONTINUED: (9) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC; and (10) 2,370,383 shares of Class D common stock held by Alfred C. Liggins.

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June 23, 2016 Filed Feb 15, 2017 21:30 UTC
HUGHES CATHERINE LDirector · Chairperson and Secretary · 10% owner
GiftClass D Common Stock 148,889 $3.10 $461,555.90
Disclosure

SEC source: 0001209191-17-011084 · doc5.xml · nonDerivative · entry 1

HUGHES CATHERINE L · CIK 0001106637 · Director · Chairperson and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,949,959

F1 · balance_after: The total represents all shares held by the reporting person across all classes of Radio One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of 6,949,959 shares of Radio One, Inc. stock as follows: (1) 1,000 shares of Class A common stock held by Catherine L. Hughes; (2) 851,536 shares of Class B common stock held by the Catherine L. Hughes Revocable Trust; (3) 247,366 shares of Class C common stock held by the Catherine L. Hughes Revocable Trust U/A/D; (4) 1,124,560 shares of Class C common stock held by the Dynastic Trust U/A/D; (5) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; (6) 3,260,133 shares of Class D common stock held by the Catherine L. Hughes Revocable Trust; (7) 520,404 shares of Class D common stock held by the Catherine L. Hughes Trust U/A/D; (8) 31,499 shares of Class D common stock held by the Hughes-Liggins Co. LLC; and (9) 897,856 shares of Class D common stock held by Catherine L. Hughes.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.