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UONE

URBAN ONE, INC.

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153
SEC CIK
0001041657
Parsed reports
152

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202504
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202605
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 18, 2018 Filed Dec 28, 2018 21:45 UTC
HUGHES CATHERINE LDirector · Chairperson and Secretary · 10% owner
GiftClass D Common Stock 94,000 $2.13 $199,938.00
Disclosure

SEC source: 0001209191-18-064334 · doc5.xml · nonDerivative · entry 1

HUGHES CATHERINE L · CIK 0001106637 · Director · Chairperson and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,472,830

Read SEC document
November 02, 2018 Filed Nov 5, 2018 21:16 UTC
KANTOR DAVID MCEO, Radio Division
SaleClass D Common Stock 3,300 $2.20 $7,260.00
Disclosure

SEC source: 0001209191-18-057158 · doc4.xml · nonDerivative · entry 2

KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,944

Read SEC document
November 02, 2018 Filed Nov 5, 2018 21:16 UTC
KANTOR DAVID MCEO, Radio Division
SaleClass D Common Stock 10,757 $2.25 $24,203.25
Disclosure

SEC source: 0001209191-18-057158 · doc4.xml · nonDerivative · entry 1

KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 329,244

Read SEC document
June 15, 2018 Filed Jun 19, 2018 21:18 UTC GrantClass D Common Stock 23,256 $2.15 $50,000.40
Disclosure

SEC source: 0001209191-18-038630 · doc4.xml · nonDerivative · entry 1

MCNEILL BRIAN W · CIK 0001208931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 941,161

F1 · shares: Restricted shares of Class D common stock that will vest in two equal annual installments on the anniversary of the grant date: June 16, 2019 and June 16, 2020.

F2 · balance_after: The reporting person beneficially owns a total of 941,161 shares of Urban One Inc. stock as follows: (1) 26,434 shares of Class A common stock, and (2) 914,727 shares of Class D common stock.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 21:11 UTC GrantClass D Common Stock 23,256 $2.15 $50,000.40
Disclosure

SEC source: 0001209191-18-038624 · doc4.xml · nonDerivative · entry 1

JONES TERRY L · CIK 0001156180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 441,391

F1 · shares: Restricted shares of Class D common stock that will vest in two equal annual installments on the anniversary of the grant date: June 16, 2019 and June 16, 2020.

F2 · balance_after: The reporting person beneficially owns a total of 441,391 shares of Urban One Inc. stock as follows: (1) 49,557 shares of Class A common stock, and (2) 391,834 shares of Class D common stock.

Read SEC document
June 15, 2018 Filed Jun 19, 2018 21:05 UTC GrantClass D Common Stock 23,256 $2.15 $50,000.40
Disclosure

SEC source: 0001209191-18-038619 · doc4.xml · nonDerivative · entry 1

ARMSTRONG D GEOFFREY · CIK 0001162953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 296,022

F1 · shares: Restricted shares of Class D common stock that will vest in two equal annual installments on the anniversary of the grant date: June 16, 2019 and June 16, 2020.

F2 · balance_after: The reporting person beneficially owns a total of 296,022 shares of Urban One Inc. stock as follows: (1) 10,000 shares of Class A common stock, and (2) 286,022 shares of Class D common stock.

Read SEC document
June 15, 2018 Filed Jun 21, 2018 20:28 UTC GrantClass D Common Stock 23,256 $2.15 $50,000.40
Disclosure

SEC source: 0001209191-18-038949 · doc4.xml · nonDerivative · entry 1

BLAYLOCK RONALD E · CIK 0001214686 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,022

F1 · shares: Restricted shares of Class D common stock that will vest in two equal annual installments on the anniversary of the grant date: June 16, 2019 and June 16, 2020.

F2 · balance_after: The reporting person beneficially owns a total of 186,022 shares of Class D common stock.

Read SEC document
June 01, 2018 Filed Jun 7, 2018 20:23 UTC Exercise / conversionOptions · Derivative 75,000 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001209191-18-036345 · doc4.xml · derivative · entry 3

Thompson Peter · CIK 0001437482 · CFO / EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Class D Common Stock · 75,000 shares

Expires 2018-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 7, 2018 20:23 UTC Exercise / conversionClass D Common Stock 14,685 $2.00 $29,370.00
Disclosure

SEC source: 0001209191-18-036345 · doc4.xml · nonDerivative · entry 2

Thompson Peter · CIK 0001437482 · CFO / EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: Mr. Thompson beneficially owns a total of 609,175 shares of Class D common stock, including 339,035 shares of Class D common stock obtainable upon the exercise of stock options. More information on Mr. Thompson's ownership is included in our most recent proxy filed April 30, 2018.

Read SEC document
June 01, 2018 Filed Jun 7, 2018 20:23 UTC Tax withholdingClass D Common Stock 60,315 $2.00 $120,630.00
Disclosure

SEC source: 0001209191-18-036345 · doc4.xml · nonDerivative · entry 1

Thompson Peter · CIK 0001437482 · CFO / EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,860

F1 · kind: The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The first line of the cashless exercise transaction is coded M in column 3 of Table I and reports in column 4, the number of the shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The line Coded F in in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed.

F2 · kind: CONTINUED: The transactions reported in Table II above, reflect the disposition of the same stock options whose cashless exercise is disclosed in Table I above. The number of derivative securities owned after the transactions reported in column 9 of Table II above include only stock options, of which there were none.

Read SEC document
June 01, 2018 Filed Jun 7, 2018 20:21 UTC
HUGHES CATHERINE LDirector · Chairperson and Secretary · 10% owner
Exercise / conversionOptions · Derivative 600,000 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001209191-18-036341 · doc4.xml · derivative · entry 3

HUGHES CATHERINE L · CIK 0001106637 · Director · Chairperson and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,000

Underlying: Class D Common Stock · 600,000 shares

Expires 2018-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 7, 2018 20:21 UTC
HUGHES CATHERINE LDirector · Chairperson and Secretary · 10% owner
Exercise / conversionClass D Common Stock 91,757 $2.00 $183,514.00
Disclosure

SEC source: 0001209191-18-036341 · doc4.xml · nonDerivative · entry 2

HUGHES CATHERINE L · CIK 0001106637 · Director · Chairperson and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,566,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of 7,566,830 shares of Urban One, Inc. stock as follows: (1) 1,000 shares of Class A common stock held by Catherine L. Hughes; (2) 851,536 shares of Class B common stock held by the Catherine L. Hughes Revocable Trust; (3) 247,366 shares of Class C common stock held by the Catherine L. Hughes Revocable Trust U/A/D; (4) 1,124,560 shares of Class C common stock held by the Dynastic Trust U/A/D; (5) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; and (6) 5,326,763 shares of Class D common stock, including 492,866 shares of Class D common stock obtainable upon the exercise of stock options. More information on Ms. Hughes ownership is included in our most recent proxy filed April 30, 2018.

Read SEC document
June 01, 2018 Filed Jun 7, 2018 20:21 UTC
HUGHES CATHERINE LDirector · Chairperson and Secretary · 10% owner
Tax withholdingClass D Common Stock 508,243 $2.00 $1,016,486.00
Disclosure

SEC source: 0001209191-18-036341 · doc4.xml · nonDerivative · entry 1

HUGHES CATHERINE L · CIK 0001106637 · Director · Chairperson and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,658,587

F1 · kind: The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The first line of the cashless exercise transaction is coded M in column 3 of Table I and reports in column 4, the number of the shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The line Coded F in in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed.

F2 · kind: CONTINUED: The transactions reported in Table II above, reflect the disposition of the same stock options whose cashless exercise is disclosed in Table I above. The number of derivative securities owned after the transactions reported in column 9 of Table II above include only stock options, of which there were none.

Read SEC document
June 01, 2018 Filed Jun 7, 2018 20:19 UTC
LIGGINS ALFRED CDirector · CEO · 10% owner
Exercise / conversionOptions · Derivative 1,150,000 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001209191-18-036336 · doc4.xml · derivative · entry 3

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150,000

Underlying: Class D Common Stock · 1,150,000 shares

Expires 2018-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 7, 2018 20:19 UTC
LIGGINS ALFRED CDirector · CEO · 10% owner
Exercise / conversionClass D Common Stock 205,755 $2.00 $411,510.00
Disclosure

SEC source: 0001209191-18-036336 · doc4.xml · nonDerivative · entry 2

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,943,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: The total represents all shares held by the reporting person across all classes of Radio One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of 13,943,799 shares of Radio One, Inc. stock as follows: (1) 558,309 shares of Class A common stock held by Alfred C. Liggins; (2) 16,600 shares of Class A common stock held by the Alfred C Liggins Revocable Trust; (3) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (4) 605,313 shares of Class C common stock held by the Alfred C. Liggins Revocable Trust; (5) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (6) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; (7) becomes 9,817,208 Class D Shares, including 920,059 shares of Class D common stock obtainable upon the exercise of stock options. More information on Mr. Liggins ownership is included in our most recent proxy filed April 30, 2018.

Read SEC document
June 01, 2018 Filed Jun 7, 2018 20:19 UTC
LIGGINS ALFRED CDirector · CEO · 10% owner
Tax withholdingClass D Common Stock 944,245 $2.00 $1,888,490.00
Disclosure

SEC source: 0001209191-18-036336 · doc4.xml · nonDerivative · entry 1

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,149,554

F1 · kind: The transactions reported above in Table I reflect the cashless exercise of stock options. The cashless exercise for the options is reported in two lines. The first line of the cashless exercise transaction is coded M in column 3 of Table I and reports in column 4, the number of the shares issuable upon exercise of the options had cash been paid to exercise the options, together with the exercise price with Code A for acquired. The line Coded F in in column 3 of Table I relates to the same cashless exercise on the preceding line and reports in Column 4 the number of shares deducted from the total number of shares issuable to pay for the cashless exercise of such options with Code D for disposed.

F2 · kind: CONTINUED: The transactions reported in Table II above, reflect the disposition of the same stock options whose cashless exercise is disclosed in Table I above. The number of derivative securities owned after the transactions reported in column 9 of Table II above include only stock options, of which there were none.

Read SEC document
June 01, 2018 Filed Jun 8, 2018 21:18 UTC Exercise / conversionOptions · Derivative 17,730 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001209191-18-036735 · doc4.xml · derivative · entry 2

MCNEILL BRIAN W · CIK 0001208931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,730

Underlying: Class D Common Stock · 17,730 shares

Expires 2018-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 8, 2018 21:18 UTC SaleClass D Common Stock 17,730 $2.00 $35,460.00
Disclosure

SEC source: 0001209191-18-036735 · doc4.xml · nonDerivative · entry 1

MCNEILL BRIAN W · CIK 0001208931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 917,905

F1 · balance_after: The reporting person beneficially owns a total of 917,905 shares of Urban One Inc. stock as follows: (1) 26,434 shares of Class A common stock, and (2) 891,471 shares of Class D common stock.

Read SEC document
June 01, 2018 Filed Jun 8, 2018 21:15 UTC Exercise / conversionOptions · Derivative 17,730 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001209191-18-036733 · doc4.xml · derivative · entry 2

JONES TERRY L · CIK 0001156180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,730

Underlying: Class D Common Stock · 17,730 shares

Expires 2018-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 8, 2018 21:15 UTC SaleClass D Common Stock 17,730 $2.08 $36,878.40
Disclosure

SEC source: 0001209191-18-036733 · doc4.xml · nonDerivative · entry 1

JONES TERRY L · CIK 0001156180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 418,135

F1 · balance_after: The reporting person beneficially owns a total of 418,135 shares of Urban One Inc. stock as follows: (1) 49,557 shares of Class A common stock, and (2) 368,578 shares of Class D common stock.

Read SEC document
June 01, 2018 Filed Jun 8, 2018 21:09 UTC Exercise / conversionOptions · Derivative 17,730 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001209191-18-036732 · doc4.xml · derivative · entry 2

ARMSTRONG D GEOFFREY · CIK 0001162953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,730

Underlying: Class D Common Stock · 17,730 shares

Expires 2018-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Jun 8, 2018 21:09 UTC SaleClass D Common Stock 17,730 $2.03 $35,991.90
Disclosure

SEC source: 0001209191-18-036732 · doc4.xml · nonDerivative · entry 1

ARMSTRONG D GEOFFREY · CIK 0001162953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,766

F1 · balance_after: The reporting person beneficially owns a total of 272,766 shares of Urban One Inc. stock as follows: (1) 10,000 shares of Class A common stock, and (2) 262,766 shares of Class D common stock.

Read SEC document
June 01, 2018 Filed Aug 15, 2018 21:23 UTC Amendment
LIGGINS ALFRED CDirector · CEO · 10% owner
Exercise / conversionOptions · Derivative 1,150,000 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001209191-18-046863 · doc4a.xml · derivative · entry 4

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class D Common Stock · 1,150,000 shares

Expires 2018-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Aug 15, 2018 21:23 UTC Amendment
LIGGINS ALFRED CDirector · CEO · 10% owner
OtherClass D Common Stock 205,755 $2.00 $411,510.00
Disclosure

SEC source: 0001209191-18-046863 · doc4a.xml · nonDerivative · entry 3

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,943,799

F3 · kind: Represents a disposition of the shares to the issuer in exchange for cash at the fair market value of $2.00 per share on the date of repurchase by issuer.

F4 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of 13,943,799 shares of Radio One, Inc. stock as follows: (1) 558,309 shares of Class A common stock held by Alfred C. Liggins; (2) 16,600 shares of Class A common stock held by the Alfred C Liggins Revocable Trust; (3) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (4) 605,313 shares of Class C common stock held by the Alfred C. Liggins Revocable Trust; (5) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (6) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; (7) becomes 9,817,208 Class D Shares, including 920,059 shares of Class D common stock obtainable upon the exercise of stock options. More information on Mr. Liggins ownership is included in our most recent proxy filed April 30, 2018.

Read SEC document
June 01, 2018 Filed Aug 15, 2018 21:23 UTC Amendment
LIGGINS ALFRED CDirector · CEO · 10% owner
Tax withholdingClass D Common Stock 944,245 $2.00 $1,888,490.00
Disclosure

SEC source: 0001209191-18-046863 · doc4a.xml · nonDerivative · entry 2

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,149,554

F2 · kind: Represents shares tendered to the issuer in payment of stock option exercise price and to satisfy withholding obligations.

Read SEC document
June 01, 2018 Filed Aug 15, 2018 21:23 UTC Amendment
LIGGINS ALFRED CDirector · CEO · 10% owner
Exercise / conversionClass D Common Stock 1,150,000 $1.41 $1,621,500.00
Disclosure

SEC source: 0001209191-18-046863 · doc4a.xml · nonDerivative · entry 1

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,093,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This Form 4/A is being filed to add the line reporting the acquisition of 1,150,000 shares of Class D Common Stock upon the exercise of the reported stock option prior to disposition of the shares to the issuer in two previously reported transactions.

Read SEC document
June 01, 2018 Filed Aug 15, 2018 21:20 UTC Amendment
HUGHES CATHERINE LDirector · Chairperson and Secretary · 10% owner
Exercise / conversionOption · Derivative 600,000 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001209191-18-046859 · doc4a.xml · derivative · entry 4

HUGHES CATHERINE L · CIK 0001106637 · Director · Chairperson and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class D Common Stock · 600,000 shares

Expires 2018-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Aug 15, 2018 21:20 UTC Amendment
HUGHES CATHERINE LDirector · Chairperson and Secretary · 10% owner
OtherClass D Common Stock 91,757 $2.00 $183,514.00
Disclosure

SEC source: 0001209191-18-046859 · doc4a.xml · nonDerivative · entry 3

HUGHES CATHERINE L · CIK 0001106637 · Director · Chairperson and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,566,830

F3 · kind: Represents a disposition of the shares to the issuer in exchange for cash at the fair market value of $2.00 per share on the date of repurchase by the issuer.

F4 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of 7,566,830 shares of Urban One, Inc. stock as follows: (1) 1,000 shares of Class A common stock held by Catherine L. Hughes; (2) 851,536 shares of Class B common stock held by the Catherine L. Hughes Revocable Trust; (3) 247,366 shares of Class C common stock held by the Catherine L. Hughes Revocable Trust U/A/D; (4) 1,124,560 shares of Class C common stock held by the Dynastic Trust U/A/D; (5) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; and (6) 5,326,763 shares of Class D common stock, including 492,866 shares of Class D common stock obtainable upon the exercise of stock options. More information on Ms. Hughes ownership is included in our most recent proxy filed April 30, 2018.

Read SEC document
June 01, 2018 Filed Aug 15, 2018 21:20 UTC Amendment
HUGHES CATHERINE LDirector · Chairperson and Secretary · 10% owner
Tax withholdingClass D Common Stock 508,243 $2.00 $1,016,486.00
Disclosure

SEC source: 0001209191-18-046859 · doc4a.xml · nonDerivative · entry 2

HUGHES CATHERINE L · CIK 0001106637 · Director · Chairperson and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,658,587

F2 · kind: Represents shares tendered to the issuer in payment of stock option exercise price and to satisfy withholding obligations.

Read SEC document
June 01, 2018 Filed Aug 15, 2018 21:20 UTC Amendment
HUGHES CATHERINE LDirector · Chairperson and Secretary · 10% owner
Exercise / conversionClass C Common Stock 600,000 $1.41 $846,000.00
Disclosure

SEC source: 0001209191-18-046859 · doc4a.xml · nonDerivative · entry 1

HUGHES CATHERINE L · CIK 0001106637 · Director · Chairperson and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,166,830

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This Form 4/A is being filed to add the line reporting the acquisition of 600,000 shares of Class D Common Stock upon the exercise of the reported stock option prior to disposition of the shares to the issuer in two previously reported transactions.

Read SEC document
June 01, 2018 Filed Aug 15, 2018 21:16 UTC Amendment Exercise / conversionOptions · Derivative 75,000 $0.00 Strike: $1.41 $0.00
Disclosure

SEC source: 0001209191-18-046856 · doc4a.xml · derivative · entry 4

Thompson Peter · CIK 0001437482 · CFO / EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class D Common Stock · 75,000 shares

Expires 2018-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2018 Filed Aug 15, 2018 21:16 UTC Amendment OtherClass D 14,685 $2.00 $29,370.00
Disclosure

SEC source: 0001209191-18-046856 · doc4a.xml · nonDerivative · entry 3

Thompson Peter · CIK 0001437482 · CFO / EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 609,175

F3 · kind: Represents a disposition of the shares to the issuer in exchange for cash at the fair market value of $2.00 per share on the date of repurchase by the issuer.

F4 · balance_after: Mr. Thompson beneficially owns a total of 609,174 shares of Class D common stock, including 339,035 shares of Class D common stock obtainable upon the exercise of stock options. More information on Mr. Thompson's ownership is included in our most recent proxy filed April 30, 2018.

Read SEC document
June 01, 2018 Filed Aug 15, 2018 21:16 UTC Amendment Tax withholdingClass D 60,315 $2.00 $120,630.00
Disclosure

SEC source: 0001209191-18-046856 · doc4a.xml · nonDerivative · entry 2

Thompson Peter · CIK 0001437482 · CFO / EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,860

F2 · kind: Represents shares tendered to the issuer in payment of stock option exercise price and to satisfy withholding obligations.

Read SEC document
June 01, 2018 Filed Aug 15, 2018 21:16 UTC Amendment Exercise / conversionClass D 75,000 $1.41 $105,750.00
Disclosure

SEC source: 0001209191-18-046856 · doc4a.xml · nonDerivative · entry 1

Thompson Peter · CIK 0001437482 · CFO / EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 684,175

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: This Form 4/A is being filed to add the line reporting the acquisition of 600,000 shares of Class D Common Stock upon the exercise of the reported stock option prior to disposition of the shares to the issuer in two previously reported transactions.

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January 05, 2018 Filed Feb 16, 2018 21:25 UTC
LIGGINS ALFRED CDirector · CEO · 10% owner
GrantOptions · Derivative 372,242 $1.70 Strike: $1.70 $632,811.40
Disclosure

SEC source: 0001209191-18-010856 · doc5.xml · derivative · entry 2

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,157,200

Underlying: Class D · 372,242 shares

Expires 2028-01-05

F3 · shares: Options to purchase Class D common stock that will vest 100% on January 5, 2019.

F4 · balance_after: The total represents all shares held by the reporting person across all classes of Radio One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of 14,157,200 shares of Radio One, Inc. stock as follows: (1) 558,309 shares of Class A common stock held by Alfred C. Liggins; (2) 16,600 shares of Class A common stock held by the Alfred C Liggins Revocable Trust; (3) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (4) 605,313 shares of Class C common stock held by the Alfred C. Liggins Revocable Trust; (5) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (6) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; (7) 5,621,365 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (8) 338,808 shares of Class D common stock held by the Dynastic Trust U/A/D;

F5 · balance_after: CONTINUED: (9) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC; (10) 3,666,696 shares of Class D common stock held by Alfred C. Liggins; and (11) options to purchase 372,242 shares of Class D common stock that will vest 100% on January 5, 2019

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January 05, 2018 Filed Feb 16, 2018 21:25 UTC
LIGGINS ALFRED CDirector · CEO · 10% owner
GrantClass D Common Stock 791,015 $1.70 $1,344,725.50
Disclosure

SEC source: 0001209191-18-010856 · doc5.xml · nonDerivative · entry 1

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,784,958

F1 · balance_after: The total represents all shares held by the reporting person across all classes of Radio One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of 13,784,958 shares of Radio One, Inc. stock as follows: (1) 558,309 shares of Class A common stock held by Alfred C. Liggins; (2) 16,600 shares of Class A common stock held by the Alfred C Liggins Revocable Trust; (3) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (4) 605,313 shares of Class C common stock held by the Alfred C. Liggins Revocable Trust; (5) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (6) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; (7) 5,621,365 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (8) 338,808 shares of Class D common stock held by the Dynastic Trust U/A/D;

F2 · balance_after: CONTINUED: (9) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC; and (10) 2,875,681 shares of Class D common stock held by Alfred C. Liggins

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January 05, 2018 Filed Feb 16, 2018 21:18 UTC
HUGHES CATHERINE LDirector · Chairperson and Secretary · 10% owner
GrantOptions · Derivative 223,346 $1.70 Strike: $1.70 $379,688.20
Disclosure

SEC source: 0001209191-18-010834 · doc5.xml · derivative · entry 2

HUGHES CATHERINE L · CIK 0001106637 · Director · Chairperson and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,136,560

Underlying: Class D · 223,346 shares

Expires 2028-01-05

F2 · shares: Options to purchase Class D common stock that will vest 100% on January 5, 2019.

F3 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of 8,136,560 shares of Urban One, Inc. stock as follows: (1) 1,000 shares of Class A common stock held by Catherine L. Hughes; (2) 851,536 shares of Class B common stock held by the Catherine L. Hughes Revocable Trust; (3) 247,366 shares of Class C common stock held by the Catherine L. Hughes Revocable Trust U/A/D; (4) 1,124,560 shares of Class C common stock held by the Dynastic Trust U/A/D; (5) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; (6) 3,260,133 shares of Class D common stock held by the Catherine L. Hughes Revocable Trust; (7) 520,404 shares of Class D common stock held by the Catherine L. Hughes Trust U/A/D; (8) 31,499 shares of Class D common stock held by the Hughes-Liggins Co. LLC; (9) 1,861,111 shares of Class D common stock held by Catherine L. Hughes; and

F4 · balance_after: CONTINUED: (10) options to purchase 223,346 shares of Class D common stock that will vest 100% on January 5, 2019

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January 05, 2018 Filed Feb 16, 2018 21:18 UTC
HUGHES CATHERINE LDirector · Chairperson and Secretary · 10% owner
GrantClass D Common Stock 474,609 $1.70 $806,835.30
Disclosure

SEC source: 0001209191-18-010834 · doc5.xml · nonDerivative · entry 1

HUGHES CATHERINE L · CIK 0001106637 · Director · Chairperson and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,913,214

F1 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of 7,913,214 shares of Urban One, Inc. stock as follows: (1) 1,000 shares of Class A common stock held by Catherine L. Hughes; (2) 851,536 shares of Class B common stock held by the Catherine L. Hughes Revocable Trust; (3) 247,366 shares of Class C common stock held by the Catherine L. Hughes Revocable Trust U/A/D; (4) 1,124,560 shares of Class C common stock held by the Dynastic Trust U/A/D; (5) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; (6) 3,260,133 shares of Class D common stock held by the Catherine L. Hughes Revocable Trust; (7) 520,404 shares of Class D common stock held by the Catherine L. Hughes Trust U/A/D; (8) 31,499 shares of Class D common stock held by the Hughes-Liggins Co. LLC; and (9) 1,861,111 shares of Class D common stock held by Catherine L. Hughes

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January 05, 2018 Filed Feb 16, 2018 21:10 UTC GrantOption · Derivative 127,451 $1.70 Strike: $1.70 $216,666.70
Disclosure

SEC source: 0001209191-18-010817 · doc5.xml · derivative · entry 2

Thompson Peter · CIK 0001437482 · CFO / EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,177,094

Underlying: Class D · 127,451 shares

Expires 2028-01-05

F2 · shares: Options to purchase Class D common stock that will vest 100% on January 5, 2019.

F3 · balance_after: After the transaction, the reporting person beneficially owns a total of 1,177,094 shares of Class D common stock.

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January 05, 2018 Filed Feb 16, 2018 21:10 UTC GrantClass D Common Stock 270,833 $1.70 $460,416.10
Disclosure

SEC source: 0001209191-18-010817 · doc5.xml · nonDerivative · entry 1

Thompson Peter · CIK 0001437482 · CFO / EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,049,643

F1 · balance_after: After the transaction, the reporting person beneficially owns a total of 1,049,643 shares of Class D common stock

Read SEC document
August 07, 2017 Filed Aug 21, 2017 20:57 UTC
LIGGINS ALFRED CDirector · CEO · 10% owner
GrantOption · Derivative 333,059 $1.90 Strike: $1.90 $632,812.10
Disclosure

SEC source: 0001209191-17-049725 · doc4.xml · derivative · entry 2

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,410,267

Underlying: Class D · 333,059 shares

Expires 2028-08-07

F3 · derivative.exercise_price: Determined based on $1.90 closing price on August 7, 2017 and application of Black Scholes modeling factor.

F4 · shares: Options to purchase Class D common stock that will vest in increments of 33.33% over three years

F3 · price: Determined based on $1.90 closing price on August 7, 2017 and application of Black Scholes modeling factor.

F5 · balance_after: The total represents all shares held by the reporting person across all classes of Radio One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of 13,410,267 shares of Radio One, Inc. stock as follows: (1) 558,309 shares of Class A common stock held by Alfred C. Liggins; (2) 16,600 shares of Class A common stock held by the Alfred C Liggins Revocable Trust; (3) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (4) 605,313 shares of Class C common stock held by the Alfred C. Liggins Revocable Trust; (5) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (6) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; (7) 5,621,365 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (8) 338,808 shares of Class D common stock held by the Dynastic Trust U/A/D

F6 · balance_after: CONTINUED: (9) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC; (10) 2,542,622 shares of Class D common stock held by Alfred C. Liggins; and (11) options to purchase 333,059 shares of Class D common stock as reported on Form 8K on August 17, 2017

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August 07, 2017 Filed Aug 21, 2017 20:57 UTC
LIGGINS ALFRED CDirector · CEO · 10% owner
GrantClass D Common Stock 749,383 $1.90 $1,423,827.70
Disclosure

SEC source: 0001209191-17-049725 · doc4.xml · nonDerivative · entry 1

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,077,208

F1 · balance_after: The total represents all shares held by the reporting person across all classes of Radio One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of 13,077,208 shares of Radio One, Inc. stock as follows: (1) 558,309 shares of Class A common stock held by Alfred C. Liggins; (2) 16,600 shares of Class A common stock held by the Alfred C Liggins Revocable Trust; (3) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (4) 605,313 shares of Class C common stock held by the Alfred C. Liggins Revocable Trust; (5) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (6) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; (7) 5,621,365 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (8) 338,808 shares of Class D common stock held by the Dynastic Trust U/A/D

F2 · balance_after: CONTINUED: (9) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC; and (10) 2,958,946 shares of Class D common stock held by Alfred C. Liggins.

Read SEC document
August 07, 2017 Filed Aug 21, 2017 21:11 UTC
KANTOR DAVID MCEO, Radio Division
GrantOption · Derivative 50,000 $1.90 Strike: $1.90 $95,000.00
Disclosure

SEC source: 0001209191-17-049732 · doc4.xml · derivative · entry 2

KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,335

Underlying: Class D · 50,000 shares

Expires 2028-08-07

F2 · shares: Options to purchase Class D common stock that will vest in increments of 33.33% over three years.

F3 · balance_after: After the transaction, the reporting person beneficially owns a total of 273,335 shares of Class D common stock.

Read SEC document
August 07, 2017 Filed Aug 21, 2017 21:11 UTC
KANTOR DAVID MCEO, Radio Division
GrantClass D Common Stock 50,000 $1.90 $95,000.00
Disclosure

SEC source: 0001209191-17-049732 · doc4.xml · nonDerivative · entry 1

KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,335

F1 · balance_after: After the transaction, the reporting person beneficially owns a total of 223,335 shares of Class D common stock.

Read SEC document
August 07, 2017 Filed Aug 21, 2017 21:05 UTC GrantOption · Derivative 114,035 $1.90 Strike: $1.90 $216,666.50
Disclosure

SEC source: 0001209191-17-049728 · doc4.xml · derivative · entry 2

Thompson Peter · CIK 0001437482 · CFO / EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 778,810

Underlying: Class D · 114,035 shares

Expires 2028-08-07

F2 · derivative.exercise_price: Determined based on $1.90 closing price on August 7, 2017 and application of Black Scholes modeling factor.

F3 · shares: Options to purchase Class D common stock that will vest in increments of 33.33% over three years.

F2 · price: Determined based on $1.90 closing price on August 7, 2017 and application of Black Scholes modeling factor.

F4 · balance_after: After the transaction, the reporting person beneficially owns a total of 778,810 shares of Class D common stock.

Read SEC document
August 07, 2017 Filed Aug 21, 2017 21:05 UTC GrantClass D Common Stock 256,579 $1.90 $487,500.10
Disclosure

SEC source: 0001209191-17-049728 · doc4.xml · nonDerivative · entry 1

Thompson Peter · CIK 0001437482 · CFO / EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 664,775

F1 · balance_after: After the transaction, the reporting person beneficially owns a total of 664,775 shares of Class D common stock.

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August 07, 2017 Filed Aug 21, 2017 20:50 UTC
HUGHES CATHERINE LDirector · Chairperson and Secretary · 10% owner
GrantOption · Derivative 199,836 $1.90 Strike: $1.90 $379,688.40
Disclosure

SEC source: 0001209191-17-049720 · doc4.xml · derivative · entry 2

HUGHES CATHERINE L · CIK 0001106637 · Director · Chairperson and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,437,605

Underlying: Class D · 199,836 shares

Expires 2028-08-07

F2 · derivative.exercise_price: Determined based on $1.90 closing price on August 7, 2017 and application of Black Scholes modeling factor.

F3 · shares: Options to purchase Class D common stock that will vest in increments of 33.33% over three years.

F2 · price: Determined based on $1.90 closing price on August 7, 2017 and application of Black Scholes modeling factor.

F4 · balance_after: The total represents all shares held by the reporting person across all classes of Radio One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of 7,437,605 shares of Radio One, Inc. stock as follows: (1) 1,000 shares of Class A common stock held by Catherine L. Hughes; (2) 851,536 shares of Class B common stock held by the Catherine L. Hughes Revocable Trust; (3) 247,366 shares of Class C common stock held by the Catherine L. Hughes Revocable Trust U/A/D; (4) 1,124,560 shares of Class C common stock held by the Dynastic Trust U/A/D; (5) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; (6) 3,260,133 shares of Class D common stock held by the Catherine L. Hughes Revocable Trust; (7) 520,404 shares of Class D common stock held by the Catherine L. Hughes Trust U/A/D; (8) 31,499 shares of Class D common stock held by the Hughes-Liggins Co. LLC; and (9) 1,186,666 shares of Class D common stock held by Catherine L. Hughes;

F5 · balance_after: CONTINUED: (10) options to purchase 199,836 shares of Class D common stock as reported on Form 8K on August 17, 2017

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August 07, 2017 Filed Aug 21, 2017 20:50 UTC
HUGHES CATHERINE LDirector · Chairperson and Secretary · 10% owner
GrantClass D Common Stock 449,630 $1.90 $854,297.00
Disclosure

SEC source: 0001209191-17-049720 · doc4.xml · nonDerivative · entry 1

HUGHES CATHERINE L · CIK 0001106637 · Director · Chairperson and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,237,769

F1 · balance_after: The total represents all shares held by the reporting person across all classes of Radio One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of 7,237,769 shares of Radio One, Inc. stock as follows: (1) 1,000 shares of Class A common stock held by Catherine L. Hughes; (2) 851,536 shares of Class B common stock held by the Catherine L. Hughes Revocable Trust; (3) 247,366 shares of Class C common stock held by the Catherine L. Hughes Revocable Trust U/A/D; (4) 1,124,560 shares of Class C common stock held by the Dynastic Trust U/A/D; (5) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; (6) 3,260,133 shares of Class D common stock held by the Catherine L. Hughes Revocable Trust; (7) 520,404 shares of Class D common stock held by the Catherine L. Hughes Trust U/A/D; (8) 31,499 shares of Class D common stock held by the Hughes-Liggins Co. LLC; and (9) 1,186,666 shares of Class D common stock held by Catherine L. Hughes.

Read SEC document
December 19, 2016 Filed Dec 28, 2016 21:30 UTC SaleClass D Common Stock 1,900 $2.80 $5,320.00
Disclosure

SEC source: 0001209191-16-156895 · doc4.xml · nonDerivative · entry 2

Thompson Peter · CIK 0001437482 · CFO / EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,534

F1 · balance_after: After the Transaction, Mr. Thompson holds 258,534 shares. Those holdings include options to purchase 187,500 shares and 71,034 shares, including 75,000 restricted shares vesting December 31, 2016.

Read SEC document
December 16, 2016 Filed Dec 28, 2016 21:30 UTC SaleClass D Common Stock 6,100 $2.83 $17,263.00
Disclosure

SEC source: 0001209191-16-156895 · doc4.xml · nonDerivative · entry 1

Thompson Peter · CIK 0001437482 · CFO / EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,434

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.