Last 12 months
Inside the activity.
0 purchase rows · 9 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 5 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 17, 2020 Filed Jun 30, 2020 13:25 UTC |
KANTOR DAVID MCEO, Radio Division
|
SaleClass D Common Stock | 50,000 | $6.15 | $307,500.00 |
DisclosureSEC source: 0001175204-20-000004 · primary_doc.xml · nonDerivative · entry 9 KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,744 F2 · price: All transactions previously reported on our Form 8-K filed June 17, 2020. Read SEC document |
| June 17, 2020 Filed Jun 30, 2020 13:25 UTC |
KANTOR DAVID MCEO, Radio Division
|
SaleClass D Common Stock | 49,019 | $6.15 | $301,466.85 |
DisclosureSEC source: 0001175204-20-000004 · primary_doc.xml · nonDerivative · entry 8 KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,774 F2 · price: All transactions previously reported on our Form 8-K filed June 17, 2020. Read SEC document |
| June 17, 2020 Filed Jun 30, 2020 13:25 UTC |
KANTOR DAVID MCEO, Radio Division
|
SaleClass D Common Stock | 250,981 | $6.15 | $1,543,533.15 |
DisclosureSEC source: 0001175204-20-000004 · primary_doc.xml · nonDerivative · entry 7 KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,793 F2 · price: All transactions previously reported on our Form 8-K filed June 17, 2020. Read SEC document |
| June 17, 2020 Filed Jun 30, 2020 13:25 UTC |
KANTOR DAVID MCEO, Radio Division
|
Exercise / conversionClass D Common Stock | 86,774 | $2.17 | $188,299.58 |
DisclosureSEC source: 0001175204-20-000004 · primary_doc.xml · nonDerivative · entry 6 KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 436,774 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: All transactions previously reported on our Form 8-K filed June 17, 2020. Read SEC document |
| June 17, 2020 Filed Jun 30, 2020 13:25 UTC |
KANTOR DAVID MCEO, Radio Division
|
Exercise / conversionClass D Common Stock | 50,000 | $1.90 | $95,000.00 |
DisclosureSEC source: 0001175204-20-000004 · primary_doc.xml · nonDerivative · entry 5 KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: All transactions previously reported on our Form 8-K filed June 17, 2020. Read SEC document |
| June 17, 2020 Filed Jun 30, 2020 13:25 UTC |
KANTOR DAVID MCEO, Radio Division
|
Exercise / conversionClass D Common Stock | 49,019 | $2.04 | $99,998.76 |
DisclosureSEC source: 0001175204-20-000004 · primary_doc.xml · nonDerivative · entry 4 KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: All transactions previously reported on our Form 8-K filed June 17, 2020. Read SEC document |
| June 17, 2020 Filed Jun 30, 2020 13:25 UTC |
KANTOR DAVID MCEO, Radio Division
|
Exercise / conversionClass D Common Stock | 250,981 | $2.04 | $512,001.24 |
DisclosureSEC source: 0001175204-20-000004 · primary_doc.xml · nonDerivative · entry 3 KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: All transactions previously reported on our Form 8-K filed June 17, 2020. Read SEC document |
| June 17, 2020 Filed Jun 30, 2020 13:25 UTC |
KANTOR DAVID MCEO, Radio Division
|
SaleClass D Common Stock | 272,758 | $5.39 | $1,470,165.62 |
DisclosureSEC source: 0001175204-20-000004 · primary_doc.xml · nonDerivative · entry 2 KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · price: All transactions previously reported on our Form 8-K filed June 17, 2020. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| June 17, 2020 Filed Jun 30, 2020 13:44 UTC |
Thompson PeterCFO/EVP
|
Exercise / conversionStock Option · Derivative | 95,591 | $3.52 Strike: $1.80 | $336,480.32 |
DisclosureSEC source: 0001437482-20-000003 · primary_doc.xml · derivative · entry 10 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,591 Underlying: Class D Common Stock · 95,591 shares Expires 2028-01-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 17, 2020 Filed Jun 30, 2020 13:44 UTC |
Thompson PeterCFO/EVP
|
Exercise / conversionStock Option · Derivative | 114,035 | $3.52 Strike: $1.90 | $401,403.20 |
DisclosureSEC source: 0001437482-20-000003 · primary_doc.xml · derivative · entry 9 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,035 Underlying: Class D Common Stock · 114,035 shares Expires 2027-08-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 17, 2020 Filed Jun 30, 2020 13:44 UTC |
Thompson PeterCFO/EVP
|
SaleClass D Common Stock | 170,958 | $3.35 | $572,709.30 |
DisclosureSEC source: 0001437482-20-000003 · primary_doc.xml · nonDerivative · entry 5 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,911 F1 · price: All transactions s previously reported on our Form 8-K filed June 17, 2020. F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| June 17, 2020 Filed Jun 30, 2020 13:44 UTC |
Thompson PeterCFO/EVP
|
SaleClass D Common Stock | 95,591 | $3.52 | $336,480.32 |
DisclosureSEC source: 0001437482-20-000003 · primary_doc.xml · nonDerivative · entry 4 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 205,869 F1 · price: All transactions s previously reported on our Form 8-K filed June 17, 2020. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.25 to $4.01, inclusive. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| June 17, 2020 Filed Jun 30, 2020 13:44 UTC |
Thompson PeterCFO/EVP
|
SaleClass D Common Stock | 114,035 | $3.52 | $401,403.20 |
DisclosureSEC source: 0001437482-20-000003 · primary_doc.xml · nonDerivative · entry 3 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,460 F1 · price: All transactions s previously reported on our Form 8-K filed June 17, 2020. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.25 to $4.01, inclusive. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| June 17, 2020 Filed Jun 30, 2020 13:44 UTC |
Thompson PeterCFO/EVP
|
Exercise / conversionClass D Common Stock | 95,591 | $1.80 | $172,063.80 |
DisclosureSEC source: 0001437482-20-000003 · primary_doc.xml · nonDerivative · entry 2 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 415,495 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: All transactions s previously reported on our Form 8-K filed June 17, 2020. Read SEC document |
| June 17, 2020 Filed Jun 30, 2020 13:44 UTC |
Thompson PeterCFO/EVP
|
Exercise / conversionClass D Common Stock | 114,035 | $1.90 | $216,666.50 |
DisclosureSEC source: 0001437482-20-000003 · primary_doc.xml · nonDerivative · entry 1 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: All transactions s previously reported on our Form 8-K filed June 17, 2020. Read SEC document |
| June 17, 2020 Filed Jul 2, 2020 17:46 UTC |
MCNEILL BRIAN WDirector
|
SaleClass D Common Stock | 69,821 | $4.02 | $280,680.42 |
DisclosureSEC source: 0001208931-20-000004 · primary_doc.xml · nonDerivative · entry 7 MCNEILL BRIAN W · CIK 0001208931 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 829,044 F2 · price: Transactions previously reported on our Form 8-K filed June 17, 2020. The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| June 17, 2020 Filed Jul 2, 2020 17:46 UTC |
MCNEILL BRIAN WDirector
|
Exercise / conversionClass D Common Stock | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001208931-20-000004 · primary_doc.xml · nonDerivative · entry 2 MCNEILL BRIAN W · CIK 0001208931 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 898,865 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents vesting of a grant of restricted stock units pursuant to our director compensation policy, our non-employee directors each receive $50,000 of restricted stock units which vest over a two-year period. The number of shares was determined by dividing the closing price of our Class D common stock on the date of the applicable annual meeting into $50,000. Read SEC document |
| June 16, 2020 Filed Jun 29, 2020 19:33 UTC |
ARMSTRONG D GEOFFREYDirector
|
GrantClass D Common Stock | 11,628 | $0.00 | $0.00 |
DisclosureSEC source: 0001162953-20-000004 · primary_doc.xml · nonDerivative · entry 1 ARMSTRONG D GEOFFREY · CIK 0001162953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,650 F1 · price: Represents vesting of a grant of restricted stock units pursuant to our director compensation policy, our non-employee directors each receive $50,000 of restricted stock units which vest over a two-year period. The number of shares was determined by dividing the closing price of our Class D common stock on the date of the applicable annual meeting into $50,000. Read SEC document |
| June 16, 2020 Filed Jun 29, 2020 19:17 UTC |
JONES TERRY LDirector
|
GrantClass D Common Stock | 11,628 | $0.00 | $0.00 |
DisclosureSEC source: 0001156180-20-000004 · primary_doc.xml · nonDerivative · entry 1 JONES TERRY L · CIK 0001156180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 453,019 F1 · price: Represents vesting a grant of restricted stock units pursuant to our director compensation policy, our non-employee directors each receive $50,000 of restricted stock units which vest over a two-year period. The number of shares was determined by dividing the closing price of our Class D common stock on the date of the applicable annual meeting into $50,000. Read SEC document |
| June 16, 2020 Filed Jul 2, 2020 17:46 UTC |
MCNEILL BRIAN WDirector
|
Exercise / conversionStock Option · Derivative | 30,120 | $3.45 Strike: $0.83 | $103,914.00 |
DisclosureSEC source: 0001208931-20-000004 · primary_doc.xml · derivative · entry 15 MCNEILL BRIAN W · CIK 0001208931 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,120 Underlying: Class D Common Stock · 30,120 shares Expires 2022-09-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 16, 2020 Filed Jul 2, 2020 17:46 UTC |
MCNEILL BRIAN WDirector
|
Exercise / conversionStock Option · Derivative | 22,935 | $3.45 Strike: $1.09 | $79,125.75 |
DisclosureSEC source: 0001208931-20-000004 · primary_doc.xml · derivative · entry 14 MCNEILL BRIAN W · CIK 0001208931 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,935 Underlying: Class D Common Stock · 22,935 shares Expires 2021-06-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 16, 2020 Filed Jul 2, 2020 17:46 UTC |
MCNEILL BRIAN WDirector
|
Exercise / conversionStock Option · Derivative | 13,369 | $3.45 Strike: $1.87 | $46,123.05 |
DisclosureSEC source: 0001208931-20-000004 · primary_doc.xml · derivative · entry 13 MCNEILL BRIAN W · CIK 0001208931 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,369 Underlying: Class D Common Stock · 13,369 shares Expires 2021-01-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 16, 2020 Filed Jul 2, 2020 17:46 UTC |
MCNEILL BRIAN WDirector
|
SaleClass D Common Stock | 66,424 | $3.45 | $229,162.80 |
DisclosureSEC source: 0001208931-20-000004 · primary_doc.xml · nonDerivative · entry 6 MCNEILL BRIAN W · CIK 0001208931 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 898,865 F2 · price: Transactions previously reported on our Form 8-K filed June 17, 2020. The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| June 16, 2020 Filed Jul 2, 2020 17:46 UTC |
MCNEILL BRIAN WDirector
|
Exercise / conversionClass D Common Stock | 30,120 | $0.83 | $24,999.60 |
DisclosureSEC source: 0001208931-20-000004 · primary_doc.xml · nonDerivative · entry 5 MCNEILL BRIAN W · CIK 0001208931 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 965,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Transactions previously reported on our Form 8-K filed June 17, 2020. The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| June 16, 2020 Filed Jul 2, 2020 17:46 UTC |
MCNEILL BRIAN WDirector
|
Exercise / conversionClass D Common Stock | 22,935 | $1.09 | $24,999.15 |
DisclosureSEC source: 0001208931-20-000004 · primary_doc.xml · nonDerivative · entry 4 MCNEILL BRIAN W · CIK 0001208931 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 935,169 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Transactions previously reported on our Form 8-K filed June 17, 2020. The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| June 16, 2020 Filed Jul 2, 2020 17:46 UTC |
MCNEILL BRIAN WDirector
|
Exercise / conversionClass D Common Stock | 13,369 | $1.87 | $25,000.03 |
DisclosureSEC source: 0001208931-20-000004 · primary_doc.xml · nonDerivative · entry 3 MCNEILL BRIAN W · CIK 0001208931 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 912,234 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Transactions previously reported on our Form 8-K filed June 17, 2020. The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| June 16, 2020 Filed Jul 2, 2020 17:46 UTC |
MCNEILL BRIAN WDirector
|
Exercise / conversionClass D Common Stock | 11,628 | $0.00 | $0.00 |
DisclosureSEC source: 0001208931-20-000004 · primary_doc.xml · nonDerivative · entry 1 MCNEILL BRIAN W · CIK 0001208931 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 886,365 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents vesting of a grant of restricted stock units pursuant to our director compensation policy, our non-employee directors each receive $50,000 of restricted stock units which vest over a two-year period. The number of shares was determined by dividing the closing price of our Class D common stock on the date of the applicable annual meeting into $50,000. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 17:33 UTC |
BRIGADE CAPITAL MANAGEMENT, LP10% owner
MORGAN DONALD E III10% owner
Brigade Capital Management GP, LLC10% owner
|
SaleClass D Common Stock, $.001 par value | 3,938,161 | $0.76 | $3,000,878.68 |
DisclosureSEC source: 0000919574-20-004123 · ownership.xml · nonDerivative · entry 1 Brigade Leveraged Capital Structures Fund Ltd. · CIK 0001421307 · 10% owner BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner MORGAN DONALD E III · CIK 0001421308 · 10% owner Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| June 11, 2020 Filed Jun 29, 2020 18:34 UTC |
LIGGINS ALFRED CDirector · CEO · 10% owner
|
PurchaseClass D Common Stock | 729,873 | $0.76 | $554,703.48 |
DisclosureSEC source: 0001221506-20-000004 · primary_doc.xml · nonDerivative · entry 2 LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,744,067 F2 · price: As previously reported on our Form 8-K filed June 17, 2020. Read SEC document |
| May 11, 2020 Filed May 12, 2020 17:22 UTC |
BRIGADE CAPITAL MANAGEMENT, LP10% owner
MORGAN DONALD E III10% owner
Brigade Capital Management GP, LLC10% owner
|
SaleClass D Common Stock, $.001 par value | 4,260 | $0.81 | $3,446.34 |
DisclosureSEC source: 0000919574-20-003243 · ownership.xml · nonDerivative · entry 2 Brigade Leveraged Capital Structures Fund Ltd. · CIK 0001421307 · 10% owner BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner MORGAN DONALD E III · CIK 0001421308 · 10% owner Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,938,161 F1 · ownership.direct: The reported securities are directly owned by Brigade Leveraged Capital Structures Fund Ltd. (LCS) and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of LCS, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| May 08, 2020 Filed May 12, 2020 17:22 UTC |
BRIGADE CAPITAL MANAGEMENT, LP10% owner
MORGAN DONALD E III10% owner
Brigade Capital Management GP, LLC10% owner
|
SaleClass D Common Stock, $.001 par value | 800 | $0.79 | $634.40 |
DisclosureSEC source: 0000919574-20-003243 · ownership.xml · nonDerivative · entry 1 Brigade Leveraged Capital Structures Fund Ltd. · CIK 0001421307 · 10% owner BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner MORGAN DONALD E III · CIK 0001421308 · 10% owner Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,942,421 F1 · ownership.direct: The reported securities are directly owned by Brigade Leveraged Capital Structures Fund Ltd. (LCS) and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of LCS, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. Read SEC document |
| April 24, 2020 Filed Apr 27, 2020 20:59 UTC |
Thompson PeterCFO/EVP
|
Disposition to issuerClass D Common Stock | 150,000 | $0.90 | $135,000.00 |
DisclosureSEC source: 0001437482-20-000002 · primary_doc.xml · nonDerivative · entry 2 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 544,904 F2 · kind: The sales reported were effected pursuant to a Rule 16b-(3) transaction approved by the Board on April 14, 2020 based on the closing stock price that day. Delays related ot the COVID-19 pandemic slowed the processing of the transaction. Read SEC document |
| January 06, 2020 Filed Apr 27, 2020 20:59 UTC |
Thompson PeterCFO/EVP
|
GrantStock Option to purchase Class D Common Stock · Derivative | 99,846 | $0.00 Strike: $2.17 | $0.00 |
DisclosureSEC source: 0001437482-20-000002 · primary_doc.xml · derivative · entry 4 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,846 Underlying: Class D Common Stock · 99,846 shares Expires 2030-12-31 Read SEC document |
| January 06, 2020 Filed Apr 27, 2020 20:59 UTC |
Thompson PeterCFO/EVP
|
Exercise / conversionRestricted Stock Unit · Derivative | 140,473 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001437482-20-000002 · primary_doc.xml · derivative · entry 3 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class D Common Stock · 140,473 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Represents a grant of restricted stock units under the Urban One, Inc. 2019 Equity and Other Incentive Plan. On June 12, 2019, the Compensation Committee granted Mr. Thompson 224,654 restricted shares of Class D Common Stock and stock options to purchase 99,846 shares of Class D Common Stock. The grants were effective July 5, 2019 and vested on January 6, 2020. On the vesting date, 84,181 shares were withheld to cover income taxes attributable to the vesting. F4 · derivative.expiration_date: Not applicable Read SEC document |
| January 06, 2020 Filed Apr 27, 2020 20:59 UTC |
Thompson PeterCFO/EVP
|
Exercise / conversionClass D Common Stock | 140,473 | $1.85 | $259,875.05 |
DisclosureSEC source: 0001437482-20-000002 · primary_doc.xml · nonDerivative · entry 1 Thompson Peter · CIK 0001437482 · CFO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 694,904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Restricted stock units convert into common stock on a one-for-one basis Read SEC document |
| January 06, 2020 Filed Jun 29, 2020 19:03 UTC |
HUGHES CATHERINE LDirector · Chairperson and Secretary · 10% owner
|
GrantClass D Common Stock | 247,686 | $1.85 | $458,219.10 |
DisclosureSEC source: 0001106637-20-000004 · primary_doc.xml · nonDerivative · entry 1 HUGHES CATHERINE L · CIK 0001106637 · Director · Chairperson and Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,503,659 F1 · price: As reported in our Form 10-Q filed November 12, 2019, Form 10K filed April 29, 2020 and Form 10-Q filed represents a grant of restricted stock units under the Urban One, Inc. 2019 Equity and Other Incentive Plan. The grants were effective June 12, 2019 and vested on January 6, 2020. The grant was for 393,685 restricted shares of the Company's Class D common stock and the 247,686 represents the retained amounts after the withholding of 145,999 shares for taxes. Read SEC document |
| January 06, 2020 Filed Jun 29, 2020 18:34 UTC |
LIGGINS ALFRED CDirector · CEO · 10% owner
|
GrantClass D Common Stock | 459,173 | $1.85 | $849,470.05 |
DisclosureSEC source: 0001221506-20-000004 · primary_doc.xml · nonDerivative · entry 1 LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,014,194 F1 · price: As reported in our Form 10-Q filed November 12, 2019, Form 10K filed April 29,2020 and Form 10-Q filed represents a grant of restricted stock units under the Urban One, inc. 2019 Equity and Other Incentive Plan. The grants were effective June 12, 2019 and vested on January 6, 2020. The grant was for 656,142 restricted shares of the Company's Class D common stick and the 459,173 represents the retained amounts after the withholding of 196,969 shares for taxes. Read SEC document |
| January 06, 2020 Filed Jun 30, 2020 13:25 UTC |
KANTOR DAVID MCEO, Radio Division
|
Exercise / conversionClass D Common Stock | 139,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001175204-20-000004 · primary_doc.xml · nonDerivative · entry 1 KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,758 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As reported in our Form 10-Q filed November 12, 2019, Form 10K filed April 29, 2020 and Form 10-Q filed represents a grant of restricted stock units under the Urban One, Inc. 2019 Equity and Other Incentive Plan. The grants were effective June 12, 2019 and vested on January 6, 2020. The grant was for 195,242 restricted shares of the Company's Class D common stock and the 139,084 represents the retained amounts after the withholding of 56,158 shares for taxes. Read SEC document |
| November 27, 2019 Filed Dec 2, 2019 21:14 UTC |
Thompson PeterCFO / EVP
|
SaleClass D Common Stock | 37,929 | $1.95 | $73,961.55 |
DisclosureSEC source: 0001209191-19-058525 · doc4.xml · nonDerivative · entry 3 Thompson Peter · CIK 0001437482 · CFO / EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 554,431 Read SEC document |
| November 26, 2019 Filed Dec 2, 2019 21:14 UTC |
Thompson PeterCFO / EVP
|
SaleClass D Common Stock | 867 | $1.97 | $1,707.99 |
DisclosureSEC source: 0001209191-19-058525 · doc4.xml · nonDerivative · entry 2 Thompson Peter · CIK 0001437482 · CFO / EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 592,360 Read SEC document |
| November 25, 2019 Filed Dec 2, 2019 21:14 UTC |
Thompson PeterCFO / EVP
|
SaleClass D Common Stock | 15,651 | $1.99 | $31,098.54 |
DisclosureSEC source: 0001209191-19-058525 · doc4.xml · nonDerivative · entry 1 Thompson Peter · CIK 0001437482 · CFO / EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 593,227 Read SEC document |
| November 22, 2019 Filed Nov 27, 2019 13:01 UTC |
Thompson PeterCFO / EVP
|
SaleClass D Common Stock | 20,553 | $2.00 | $41,106.00 |
DisclosureSEC source: 0001209191-19-058231 · doc4.xml · nonDerivative · entry 1 Thompson Peter · CIK 0001437482 · CFO / EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 608,878 Read SEC document |
| November 08, 2019 Filed Nov 13, 2019 18:17 UTC |
KANTOR DAVID MCEO, Radio Division
|
SaleClass D Common Stock | 25,943 | $2.20 | $57,074.60 |
DisclosureSEC source: 0001209191-19-056297 · doc4.xml · nonDerivative · entry 1 KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 455,782 Read SEC document |
| October 18, 2019 Filed Nov 17, 2020 17:36 UTC Amendment |
HUGHES CATHERINE LDirector · Chairperson and Secretary · 10% owner
|
GiftClass D Common Stock | 90,900 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001106637-20-000005 · primary_doc.xml · nonDerivative · entry 1 HUGHES CATHERINE L · CIK 0001106637 · Director · Chairperson and Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,353,762 F1 · price: This amendment corrects two errors in reporting. On October 18, 2019, the reporting person made a charitable gift of 90,900 shares. This gift was previously omitted from reporting and the gift of the shares was not reflected in the aggregate number of shares held by the reporting person as of the last report. The second error was that the number of shares held directly by the reporting person was overstated by 547,195 shares in item (6) of the inventory noted below. The itemization incorrectly stated 940,754 shares of Class D common stock were held by Catherine Hughes while the correct number was 393,559. Both corrections are reflected in the aggregate share number of 6,353,762 above. F2 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of Urban One, Inc. stock as follows: (1) no shares of Class A common stock, the sales reported herein represented a complete disposition of his Class A holdings, (2) 851,536 shares of Class B common stock held by the Hughes Revocable Trust; (3) 247,366 shares of Class C common stock held by the Hughes Revocable Trust U/A/D; (4) 1,124,560 shares of Class C common stock held by the Dynastic Trust U/A/D; (5) 15,605 shares of Class C common stock held by the Hughes-Liggins Co., LLC; (6) 302,659 shares of Class D common stock held by Catherine Hughes; (7) 1,015,937 shares of Class D common stock held by the Hughes Revocable Trust; (8) 494,732 shares of Class D common stock held by the Hughes Revocable Trust U/A/D; (9) 1,749,464 shares of Class D common stock held by the Hughes Revocable Trust UA; (cont.) F3 · balance_after: (10) 520,404 shares of Class D common stock held by the Dynastic Trust U/A/D; and (11) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC. More information on Ms. Hughes' ownership is included in our most recent proxy filed on April 29, 2020. F4 · balance_after: This total does not include options to purchase 878,744 shares of Class D common stock held by Ms. Hughes. Mr. Hughes holds options for 293,000 Class D shares with an exercise price of $2.75 per share, options for 199,836 Class D shares with an exercise price of $1.90 per share, options for 210,937 Class D shares with an exercise price of $1.80 per share, and options for 174,971 Class D shares with an exercise price of $2.17 per share. Read SEC document |
| September 17, 2019 Filed Sep 19, 2019 20:37 UTC |
Thompson PeterCFO / EVP
|
SaleClass D Common Stock | 50,000 | $1.83 | $91,500.00 |
DisclosureSEC source: 0001209191-19-050239 · doc4.xml · nonDerivative · entry 1 Thompson Peter · CIK 0001437482 · CFO / EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 629,431 Read SEC document |
| July 09, 2019 Filed Jul 13, 2021 14:59 UTC |
Simpson KristopherSVP & General Counsel
|
GrantClass D Common Stock | 30,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001870822-21-000002 · primary_doc.xml · nonDerivative · entry 1 Simpson Kristopher · CIK 0001870822 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,000 F1 · price: Represents a grant of restricted stock units under the Urban One, Inc. 2019 Equity and Other Incentive Plan. On July 9, 2019, Mr. Simpson was granted 30,000 restricted shares of Class D Common Stock. The grant vested or vests in three equal tranches of 10,000 on each of July 9, 2020, July 9, 2021 and July 9, 2022. Read SEC document |
| June 25, 2019 Filed Jun 26, 2019 21:15 UTC |
LIGGINS ALFRED CDirector · CEO · 10% owner
|
GiftClass D Common Stock | 9,852 | $2.03 | $19,999.56 |
DisclosureSEC source: 0001209191-19-039141 · doc4.xml · nonDerivative · entry 1 LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,555,021 F1 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of Urban One, Inc. stock as follows: (1) 558,309 shares of Class A common stock held by Alfred C. Liggins; (2) 16,600 shares of Class A common stock held by the Alfred C Liggins Revocable Trust; (3) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (4) 605,313 shares of Class C common stock held by the Alfred C. Liggins Revocable Trust; (5) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (6) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; (7) 5,621,365 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (8) 338,808 shares of Class D common stock held by the Dynastic Trust U/A/D; F2 · balance_after: CONTINUED: (9) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC; and (10) 3,436,759 shares of Class D common stock held by Alfred C. Liggins Read SEC document |
| May 29, 2019 Filed May 30, 2019 20:58 UTC |
Thompson PeterCFO / EVP
|
SaleClass D Common Stock | 50,000 | $1.80 | $90,000.00 |
DisclosureSEC source: 0001209191-19-033457 · doc4.xml · nonDerivative · entry 1 Thompson Peter · CIK 0001437482 · CFO / EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 679,431 Read SEC document |
| December 20, 2018 Filed Dec 28, 2018 21:37 UTC |
Thompson PeterCFO / EVP
|
SaleClass D Common Stock | 50,000 | $1.90 | $95,000.00 |
DisclosureSEC source: 0001209191-18-064324 · doc4.xml · nonDerivative · entry 1 Thompson Peter · CIK 0001437482 · CFO / EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,174 Read SEC document |
| December 18, 2018 Filed Dec 28, 2018 21:45 UTC |
HUGHES CATHERINE LDirector · Chairperson and Secretary · 10% owner
|
GiftClass D Common Stock | 23,500 | $2.13 | $49,984.50 |
DisclosureSEC source: 0001209191-18-064334 · doc5.xml · nonDerivative · entry 2 HUGHES CATHERINE L · CIK 0001106637 · Director · Chairperson and Secretary · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,449,330 F1 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of 7,449,330 shares of Urban One, Inc. stock as follows: (1) 1,000 shares of Class A common stock held by Catherine L. Hughes; (2) 851,536 shares of Class B common stock held by the Catherine L. Hughes Revocable Trust; (3) 247,366 shares of Class C common stock held by the Catherine L. Hughes Revocable Trust U/A/D; (4) 1,124,560 shares of Class C common stock held by the Dynastic Trust U/A/D; (5) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; and (6) 5,209,263 shares of Class D common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.