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UONE

URBAN ONE, INC.

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153
SEC CIK
0001041657
Parsed reports
152

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202504
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202605
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 17, 2020 Filed Jun 30, 2020 13:25 UTC
KANTOR DAVID MCEO, Radio Division
SaleClass D Common Stock 50,000 $6.15 $307,500.00
Disclosure

SEC source: 0001175204-20-000004 · primary_doc.xml · nonDerivative · entry 9

KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,744

F2 · price: All transactions previously reported on our Form 8-K filed June 17, 2020.

Read SEC document
June 17, 2020 Filed Jun 30, 2020 13:25 UTC
KANTOR DAVID MCEO, Radio Division
SaleClass D Common Stock 49,019 $6.15 $301,466.85
Disclosure

SEC source: 0001175204-20-000004 · primary_doc.xml · nonDerivative · entry 8

KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,774

F2 · price: All transactions previously reported on our Form 8-K filed June 17, 2020.

Read SEC document
June 17, 2020 Filed Jun 30, 2020 13:25 UTC
KANTOR DAVID MCEO, Radio Division
SaleClass D Common Stock 250,981 $6.15 $1,543,533.15
Disclosure

SEC source: 0001175204-20-000004 · primary_doc.xml · nonDerivative · entry 7

KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,793

F2 · price: All transactions previously reported on our Form 8-K filed June 17, 2020.

Read SEC document
June 17, 2020 Filed Jun 30, 2020 13:25 UTC
KANTOR DAVID MCEO, Radio Division
Exercise / conversionClass D Common Stock 86,774 $2.17 $188,299.58
Disclosure

SEC source: 0001175204-20-000004 · primary_doc.xml · nonDerivative · entry 6

KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 436,774

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: All transactions previously reported on our Form 8-K filed June 17, 2020.

Read SEC document
June 17, 2020 Filed Jun 30, 2020 13:25 UTC
KANTOR DAVID MCEO, Radio Division
Exercise / conversionClass D Common Stock 50,000 $1.90 $95,000.00
Disclosure

SEC source: 0001175204-20-000004 · primary_doc.xml · nonDerivative · entry 5

KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: All transactions previously reported on our Form 8-K filed June 17, 2020.

Read SEC document
June 17, 2020 Filed Jun 30, 2020 13:25 UTC
KANTOR DAVID MCEO, Radio Division
Exercise / conversionClass D Common Stock 49,019 $2.04 $99,998.76
Disclosure

SEC source: 0001175204-20-000004 · primary_doc.xml · nonDerivative · entry 4

KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: All transactions previously reported on our Form 8-K filed June 17, 2020.

Read SEC document
June 17, 2020 Filed Jun 30, 2020 13:25 UTC
KANTOR DAVID MCEO, Radio Division
Exercise / conversionClass D Common Stock 250,981 $2.04 $512,001.24
Disclosure

SEC source: 0001175204-20-000004 · primary_doc.xml · nonDerivative · entry 3

KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,981

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: All transactions previously reported on our Form 8-K filed June 17, 2020.

Read SEC document
June 17, 2020 Filed Jun 30, 2020 13:25 UTC
KANTOR DAVID MCEO, Radio Division
SaleClass D Common Stock 272,758 $5.39 $1,470,165.62
Disclosure

SEC source: 0001175204-20-000004 · primary_doc.xml · nonDerivative · entry 2

KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: All transactions previously reported on our Form 8-K filed June 17, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 17, 2020 Filed Jun 30, 2020 13:44 UTC Exercise / conversionStock Option · Derivative 95,591 $3.52 Strike: $1.80 $336,480.32
Disclosure

SEC source: 0001437482-20-000003 · primary_doc.xml · derivative · entry 10

Thompson Peter · CIK 0001437482 · CFO/EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,591

Underlying: Class D Common Stock · 95,591 shares

Expires 2028-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2020 Filed Jun 30, 2020 13:44 UTC Exercise / conversionStock Option · Derivative 114,035 $3.52 Strike: $1.90 $401,403.20
Disclosure

SEC source: 0001437482-20-000003 · primary_doc.xml · derivative · entry 9

Thompson Peter · CIK 0001437482 · CFO/EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,035

Underlying: Class D Common Stock · 114,035 shares

Expires 2027-08-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 17, 2020 Filed Jun 30, 2020 13:44 UTC SaleClass D Common Stock 170,958 $3.35 $572,709.30
Disclosure

SEC source: 0001437482-20-000003 · primary_doc.xml · nonDerivative · entry 5

Thompson Peter · CIK 0001437482 · CFO/EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,911

F1 · price: All transactions s previously reported on our Form 8-K filed June 17, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 17, 2020 Filed Jun 30, 2020 13:44 UTC SaleClass D Common Stock 95,591 $3.52 $336,480.32
Disclosure

SEC source: 0001437482-20-000003 · primary_doc.xml · nonDerivative · entry 4

Thompson Peter · CIK 0001437482 · CFO/EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,869

F1 · price: All transactions s previously reported on our Form 8-K filed June 17, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.25 to $4.01, inclusive. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 17, 2020 Filed Jun 30, 2020 13:44 UTC SaleClass D Common Stock 114,035 $3.52 $401,403.20
Disclosure

SEC source: 0001437482-20-000003 · primary_doc.xml · nonDerivative · entry 3

Thompson Peter · CIK 0001437482 · CFO/EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,460

F1 · price: All transactions s previously reported on our Form 8-K filed June 17, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $3.25 to $4.01, inclusive. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 17, 2020 Filed Jun 30, 2020 13:44 UTC Exercise / conversionClass D Common Stock 95,591 $1.80 $172,063.80
Disclosure

SEC source: 0001437482-20-000003 · primary_doc.xml · nonDerivative · entry 2

Thompson Peter · CIK 0001437482 · CFO/EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 415,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: All transactions s previously reported on our Form 8-K filed June 17, 2020.

Read SEC document
June 17, 2020 Filed Jun 30, 2020 13:44 UTC Exercise / conversionClass D Common Stock 114,035 $1.90 $216,666.50
Disclosure

SEC source: 0001437482-20-000003 · primary_doc.xml · nonDerivative · entry 1

Thompson Peter · CIK 0001437482 · CFO/EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: All transactions s previously reported on our Form 8-K filed June 17, 2020.

Read SEC document
June 17, 2020 Filed Jul 2, 2020 17:46 UTC SaleClass D Common Stock 69,821 $4.02 $280,680.42
Disclosure

SEC source: 0001208931-20-000004 · primary_doc.xml · nonDerivative · entry 7

MCNEILL BRIAN W · CIK 0001208931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 829,044

F2 · price: Transactions previously reported on our Form 8-K filed June 17, 2020. The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 17, 2020 Filed Jul 2, 2020 17:46 UTC Exercise / conversionClass D Common Stock 12,500 $0.00 $0.00
Disclosure

SEC source: 0001208931-20-000004 · primary_doc.xml · nonDerivative · entry 2

MCNEILL BRIAN W · CIK 0001208931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 898,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents vesting of a grant of restricted stock units pursuant to our director compensation policy, our non-employee directors each receive $50,000 of restricted stock units which vest over a two-year period. The number of shares was determined by dividing the closing price of our Class D common stock on the date of the applicable annual meeting into $50,000.

Read SEC document
June 16, 2020 Filed Jun 29, 2020 19:33 UTC GrantClass D Common Stock 11,628 $0.00 $0.00
Disclosure

SEC source: 0001162953-20-000004 · primary_doc.xml · nonDerivative · entry 1

ARMSTRONG D GEOFFREY · CIK 0001162953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 307,650

F1 · price: Represents vesting of a grant of restricted stock units pursuant to our director compensation policy, our non-employee directors each receive $50,000 of restricted stock units which vest over a two-year period. The number of shares was determined by dividing the closing price of our Class D common stock on the date of the applicable annual meeting into $50,000.

Read SEC document
June 16, 2020 Filed Jun 29, 2020 19:17 UTC GrantClass D Common Stock 11,628 $0.00 $0.00
Disclosure

SEC source: 0001156180-20-000004 · primary_doc.xml · nonDerivative · entry 1

JONES TERRY L · CIK 0001156180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 453,019

F1 · price: Represents vesting a grant of restricted stock units pursuant to our director compensation policy, our non-employee directors each receive $50,000 of restricted stock units which vest over a two-year period. The number of shares was determined by dividing the closing price of our Class D common stock on the date of the applicable annual meeting into $50,000.

Read SEC document
June 16, 2020 Filed Jul 2, 2020 17:46 UTC Exercise / conversionStock Option · Derivative 30,120 $3.45 Strike: $0.83 $103,914.00
Disclosure

SEC source: 0001208931-20-000004 · primary_doc.xml · derivative · entry 15

MCNEILL BRIAN W · CIK 0001208931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,120

Underlying: Class D Common Stock · 30,120 shares

Expires 2022-09-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2020 Filed Jul 2, 2020 17:46 UTC Exercise / conversionStock Option · Derivative 22,935 $3.45 Strike: $1.09 $79,125.75
Disclosure

SEC source: 0001208931-20-000004 · primary_doc.xml · derivative · entry 14

MCNEILL BRIAN W · CIK 0001208931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,935

Underlying: Class D Common Stock · 22,935 shares

Expires 2021-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2020 Filed Jul 2, 2020 17:46 UTC Exercise / conversionStock Option · Derivative 13,369 $3.45 Strike: $1.87 $46,123.05
Disclosure

SEC source: 0001208931-20-000004 · primary_doc.xml · derivative · entry 13

MCNEILL BRIAN W · CIK 0001208931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,369

Underlying: Class D Common Stock · 13,369 shares

Expires 2021-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2020 Filed Jul 2, 2020 17:46 UTC SaleClass D Common Stock 66,424 $3.45 $229,162.80
Disclosure

SEC source: 0001208931-20-000004 · primary_doc.xml · nonDerivative · entry 6

MCNEILL BRIAN W · CIK 0001208931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 898,865

F2 · price: Transactions previously reported on our Form 8-K filed June 17, 2020. The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 16, 2020 Filed Jul 2, 2020 17:46 UTC Exercise / conversionClass D Common Stock 30,120 $0.83 $24,999.60
Disclosure

SEC source: 0001208931-20-000004 · primary_doc.xml · nonDerivative · entry 5

MCNEILL BRIAN W · CIK 0001208931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 965,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Transactions previously reported on our Form 8-K filed June 17, 2020. The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 16, 2020 Filed Jul 2, 2020 17:46 UTC Exercise / conversionClass D Common Stock 22,935 $1.09 $24,999.15
Disclosure

SEC source: 0001208931-20-000004 · primary_doc.xml · nonDerivative · entry 4

MCNEILL BRIAN W · CIK 0001208931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 935,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Transactions previously reported on our Form 8-K filed June 17, 2020. The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 16, 2020 Filed Jul 2, 2020 17:46 UTC Exercise / conversionClass D Common Stock 13,369 $1.87 $25,000.03
Disclosure

SEC source: 0001208931-20-000004 · primary_doc.xml · nonDerivative · entry 3

MCNEILL BRIAN W · CIK 0001208931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 912,234

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Transactions previously reported on our Form 8-K filed June 17, 2020. The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
June 16, 2020 Filed Jul 2, 2020 17:46 UTC Exercise / conversionClass D Common Stock 11,628 $0.00 $0.00
Disclosure

SEC source: 0001208931-20-000004 · primary_doc.xml · nonDerivative · entry 1

MCNEILL BRIAN W · CIK 0001208931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 886,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents vesting of a grant of restricted stock units pursuant to our director compensation policy, our non-employee directors each receive $50,000 of restricted stock units which vest over a two-year period. The number of shares was determined by dividing the closing price of our Class D common stock on the date of the applicable annual meeting into $50,000.

Read SEC document
June 11, 2020 Filed Jun 15, 2020 17:33 UTC SaleClass D Common Stock, $.001 par value 3,938,161 $0.76 $3,000,878.68
Disclosure

SEC source: 0000919574-20-004123 · ownership.xml · nonDerivative · entry 1

Brigade Leveraged Capital Structures Fund Ltd. · CIK 0001421307 · 10% owner

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
June 11, 2020 Filed Jun 29, 2020 18:34 UTC
LIGGINS ALFRED CDirector · CEO · 10% owner
PurchaseClass D Common Stock 729,873 $0.76 $554,703.48
Disclosure

SEC source: 0001221506-20-000004 · primary_doc.xml · nonDerivative · entry 2

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,744,067

F2 · price: As previously reported on our Form 8-K filed June 17, 2020.

Read SEC document
May 11, 2020 Filed May 12, 2020 17:22 UTC SaleClass D Common Stock, $.001 par value 4,260 $0.81 $3,446.34
Disclosure

SEC source: 0000919574-20-003243 · ownership.xml · nonDerivative · entry 2

Brigade Leveraged Capital Structures Fund Ltd. · CIK 0001421307 · 10% owner

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,938,161

F1 · ownership.direct: The reported securities are directly owned by Brigade Leveraged Capital Structures Fund Ltd. (LCS) and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of LCS, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
May 08, 2020 Filed May 12, 2020 17:22 UTC SaleClass D Common Stock, $.001 par value 800 $0.79 $634.40
Disclosure

SEC source: 0000919574-20-003243 · ownership.xml · nonDerivative · entry 1

Brigade Leveraged Capital Structures Fund Ltd. · CIK 0001421307 · 10% owner

BRIGADE CAPITAL MANAGEMENT, LP · CIK 0001421306 · 10% owner

MORGAN DONALD E III · CIK 0001421308 · 10% owner

Brigade Capital Management GP, LLC · CIK 0001695885 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,942,421

F1 · ownership.direct: The reported securities are directly owned by Brigade Leveraged Capital Structures Fund Ltd. (LCS) and may be deemed beneficially owned by Brigade Capital Management, LP, the investment manager of LCS, Brigade Capital Management GP, LLC, the general partner of Brigade Capital Management, LP, and Donald E. Morgan, III, the managing member of Brigade Capital Management GP, LLC, each a Reporting Person. Brigade Capital Management, LP, Brigade Capital Management GP, LLC and Mr. Morgan each disclaim beneficial ownership of the reported securities except to the extent of their pecuniary interest therein, and this report shall not be deemed to be an admission that each Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.

Read SEC document
April 24, 2020 Filed Apr 27, 2020 20:59 UTC Disposition to issuerClass D Common Stock 150,000 $0.90 $135,000.00
Disclosure

SEC source: 0001437482-20-000002 · primary_doc.xml · nonDerivative · entry 2

Thompson Peter · CIK 0001437482 · CFO/EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,904

F2 · kind: The sales reported were effected pursuant to a Rule 16b-(3) transaction approved by the Board on April 14, 2020 based on the closing stock price that day. Delays related ot the COVID-19 pandemic slowed the processing of the transaction.

Read SEC document
January 06, 2020 Filed Apr 27, 2020 20:59 UTC GrantStock Option to purchase Class D Common Stock · Derivative 99,846 $0.00 Strike: $2.17 $0.00
Disclosure

SEC source: 0001437482-20-000002 · primary_doc.xml · derivative · entry 4

Thompson Peter · CIK 0001437482 · CFO/EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,846

Underlying: Class D Common Stock · 99,846 shares

Expires 2030-12-31

Read SEC document
January 06, 2020 Filed Apr 27, 2020 20:59 UTC Exercise / conversionRestricted Stock Unit · Derivative 140,473 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437482-20-000002 · primary_doc.xml · derivative · entry 3

Thompson Peter · CIK 0001437482 · CFO/EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class D Common Stock · 140,473 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Represents a grant of restricted stock units under the Urban One, Inc. 2019 Equity and Other Incentive Plan. On June 12, 2019, the Compensation Committee granted Mr. Thompson 224,654 restricted shares of Class D Common Stock and stock options to purchase 99,846 shares of Class D Common Stock. The grants were effective July 5, 2019 and vested on January 6, 2020. On the vesting date, 84,181 shares were withheld to cover income taxes attributable to the vesting.

F4 · derivative.expiration_date: Not applicable

Read SEC document
January 06, 2020 Filed Apr 27, 2020 20:59 UTC Exercise / conversionClass D Common Stock 140,473 $1.85 $259,875.05
Disclosure

SEC source: 0001437482-20-000002 · primary_doc.xml · nonDerivative · entry 1

Thompson Peter · CIK 0001437482 · CFO/EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 694,904

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis

Read SEC document
January 06, 2020 Filed Jun 29, 2020 19:03 UTC
HUGHES CATHERINE LDirector · Chairperson and Secretary · 10% owner
GrantClass D Common Stock 247,686 $1.85 $458,219.10
Disclosure

SEC source: 0001106637-20-000004 · primary_doc.xml · nonDerivative · entry 1

HUGHES CATHERINE L · CIK 0001106637 · Director · Chairperson and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,503,659

F1 · price: As reported in our Form 10-Q filed November 12, 2019, Form 10K filed April 29, 2020 and Form 10-Q filed represents a grant of restricted stock units under the Urban One, Inc. 2019 Equity and Other Incentive Plan. The grants were effective June 12, 2019 and vested on January 6, 2020. The grant was for 393,685 restricted shares of the Company's Class D common stock and the 247,686 represents the retained amounts after the withholding of 145,999 shares for taxes.

Read SEC document
January 06, 2020 Filed Jun 29, 2020 18:34 UTC
LIGGINS ALFRED CDirector · CEO · 10% owner
GrantClass D Common Stock 459,173 $1.85 $849,470.05
Disclosure

SEC source: 0001221506-20-000004 · primary_doc.xml · nonDerivative · entry 1

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,014,194

F1 · price: As reported in our Form 10-Q filed November 12, 2019, Form 10K filed April 29,2020 and Form 10-Q filed represents a grant of restricted stock units under the Urban One, inc. 2019 Equity and Other Incentive Plan. The grants were effective June 12, 2019 and vested on January 6, 2020. The grant was for 656,142 restricted shares of the Company's Class D common stick and the 459,173 represents the retained amounts after the withholding of 196,969 shares for taxes.

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January 06, 2020 Filed Jun 30, 2020 13:25 UTC
KANTOR DAVID MCEO, Radio Division
Exercise / conversionClass D Common Stock 139,084 $0.00 $0.00
Disclosure

SEC source: 0001175204-20-000004 · primary_doc.xml · nonDerivative · entry 1

KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,758

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: As reported in our Form 10-Q filed November 12, 2019, Form 10K filed April 29, 2020 and Form 10-Q filed represents a grant of restricted stock units under the Urban One, Inc. 2019 Equity and Other Incentive Plan. The grants were effective June 12, 2019 and vested on January 6, 2020. The grant was for 195,242 restricted shares of the Company's Class D common stock and the 139,084 represents the retained amounts after the withholding of 56,158 shares for taxes.

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November 27, 2019 Filed Dec 2, 2019 21:14 UTC SaleClass D Common Stock 37,929 $1.95 $73,961.55
Disclosure

SEC source: 0001209191-19-058525 · doc4.xml · nonDerivative · entry 3

Thompson Peter · CIK 0001437482 · CFO / EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 554,431

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November 26, 2019 Filed Dec 2, 2019 21:14 UTC SaleClass D Common Stock 867 $1.97 $1,707.99
Disclosure

SEC source: 0001209191-19-058525 · doc4.xml · nonDerivative · entry 2

Thompson Peter · CIK 0001437482 · CFO / EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 592,360

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November 25, 2019 Filed Dec 2, 2019 21:14 UTC SaleClass D Common Stock 15,651 $1.99 $31,098.54
Disclosure

SEC source: 0001209191-19-058525 · doc4.xml · nonDerivative · entry 1

Thompson Peter · CIK 0001437482 · CFO / EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 593,227

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November 22, 2019 Filed Nov 27, 2019 13:01 UTC SaleClass D Common Stock 20,553 $2.00 $41,106.00
Disclosure

SEC source: 0001209191-19-058231 · doc4.xml · nonDerivative · entry 1

Thompson Peter · CIK 0001437482 · CFO / EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608,878

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November 08, 2019 Filed Nov 13, 2019 18:17 UTC
KANTOR DAVID MCEO, Radio Division
SaleClass D Common Stock 25,943 $2.20 $57,074.60
Disclosure

SEC source: 0001209191-19-056297 · doc4.xml · nonDerivative · entry 1

KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,782

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October 18, 2019 Filed Nov 17, 2020 17:36 UTC Amendment
HUGHES CATHERINE LDirector · Chairperson and Secretary · 10% owner
GiftClass D Common Stock 90,900 Not disclosed Not disclosed
Disclosure

SEC source: 0001106637-20-000005 · primary_doc.xml · nonDerivative · entry 1

HUGHES CATHERINE L · CIK 0001106637 · Director · Chairperson and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,353,762

F1 · price: This amendment corrects two errors in reporting. On October 18, 2019, the reporting person made a charitable gift of 90,900 shares. This gift was previously omitted from reporting and the gift of the shares was not reflected in the aggregate number of shares held by the reporting person as of the last report. The second error was that the number of shares held directly by the reporting person was overstated by 547,195 shares in item (6) of the inventory noted below. The itemization incorrectly stated 940,754 shares of Class D common stock were held by Catherine Hughes while the correct number was 393,559. Both corrections are reflected in the aggregate share number of 6,353,762 above.

F2 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of Urban One, Inc. stock as follows: (1) no shares of Class A common stock, the sales reported herein represented a complete disposition of his Class A holdings, (2) 851,536 shares of Class B common stock held by the Hughes Revocable Trust; (3) 247,366 shares of Class C common stock held by the Hughes Revocable Trust U/A/D; (4) 1,124,560 shares of Class C common stock held by the Dynastic Trust U/A/D; (5) 15,605 shares of Class C common stock held by the Hughes-Liggins Co., LLC; (6) 302,659 shares of Class D common stock held by Catherine Hughes; (7) 1,015,937 shares of Class D common stock held by the Hughes Revocable Trust; (8) 494,732 shares of Class D common stock held by the Hughes Revocable Trust U/A/D; (9) 1,749,464 shares of Class D common stock held by the Hughes Revocable Trust UA; (cont.)

F3 · balance_after: (10) 520,404 shares of Class D common stock held by the Dynastic Trust U/A/D; and (11) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC. More information on Ms. Hughes' ownership is included in our most recent proxy filed on April 29, 2020.

F4 · balance_after: This total does not include options to purchase 878,744 shares of Class D common stock held by Ms. Hughes. Mr. Hughes holds options for 293,000 Class D shares with an exercise price of $2.75 per share, options for 199,836 Class D shares with an exercise price of $1.90 per share, options for 210,937 Class D shares with an exercise price of $1.80 per share, and options for 174,971 Class D shares with an exercise price of $2.17 per share.

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September 17, 2019 Filed Sep 19, 2019 20:37 UTC SaleClass D Common Stock 50,000 $1.83 $91,500.00
Disclosure

SEC source: 0001209191-19-050239 · doc4.xml · nonDerivative · entry 1

Thompson Peter · CIK 0001437482 · CFO / EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,431

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July 09, 2019 Filed Jul 13, 2021 14:59 UTC
Simpson KristopherSVP & General Counsel
GrantClass D Common Stock 30,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001870822-21-000002 · primary_doc.xml · nonDerivative · entry 1

Simpson Kristopher · CIK 0001870822 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F1 · price: Represents a grant of restricted stock units under the Urban One, Inc. 2019 Equity and Other Incentive Plan. On July 9, 2019, Mr. Simpson was granted 30,000 restricted shares of Class D Common Stock. The grant vested or vests in three equal tranches of 10,000 on each of July 9, 2020, July 9, 2021 and July 9, 2022.

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June 25, 2019 Filed Jun 26, 2019 21:15 UTC
LIGGINS ALFRED CDirector · CEO · 10% owner
GiftClass D Common Stock 9,852 $2.03 $19,999.56
Disclosure

SEC source: 0001209191-19-039141 · doc4.xml · nonDerivative · entry 1

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,555,021

F1 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of Urban One, Inc. stock as follows: (1) 558,309 shares of Class A common stock held by Alfred C. Liggins; (2) 16,600 shares of Class A common stock held by the Alfred C Liggins Revocable Trust; (3) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (4) 605,313 shares of Class C common stock held by the Alfred C. Liggins Revocable Trust; (5) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (6) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; (7) 5,621,365 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (8) 338,808 shares of Class D common stock held by the Dynastic Trust U/A/D;

F2 · balance_after: CONTINUED: (9) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC; and (10) 3,436,759 shares of Class D common stock held by Alfred C. Liggins

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May 29, 2019 Filed May 30, 2019 20:58 UTC SaleClass D Common Stock 50,000 $1.80 $90,000.00
Disclosure

SEC source: 0001209191-19-033457 · doc4.xml · nonDerivative · entry 1

Thompson Peter · CIK 0001437482 · CFO / EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 679,431

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December 20, 2018 Filed Dec 28, 2018 21:37 UTC SaleClass D Common Stock 50,000 $1.90 $95,000.00
Disclosure

SEC source: 0001209191-18-064324 · doc4.xml · nonDerivative · entry 1

Thompson Peter · CIK 0001437482 · CFO / EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 559,174

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December 18, 2018 Filed Dec 28, 2018 21:45 UTC
HUGHES CATHERINE LDirector · Chairperson and Secretary · 10% owner
GiftClass D Common Stock 23,500 $2.13 $49,984.50
Disclosure

SEC source: 0001209191-18-064334 · doc5.xml · nonDerivative · entry 2

HUGHES CATHERINE L · CIK 0001106637 · Director · Chairperson and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,449,330

F1 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One Inc. stock, Classes A, B, C and D. The reporting person beneficially owns a total of 7,449,330 shares of Urban One, Inc. stock as follows: (1) 1,000 shares of Class A common stock held by Catherine L. Hughes; (2) 851,536 shares of Class B common stock held by the Catherine L. Hughes Revocable Trust; (3) 247,366 shares of Class C common stock held by the Catherine L. Hughes Revocable Trust U/A/D; (4) 1,124,560 shares of Class C common stock held by the Dynastic Trust U/A/D; (5) 15,605 shares of Class C common stock held by the Hughes-Liggins Co. LLC; and (6) 5,209,263 shares of Class D common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.