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UONE

URBAN ONE, INC.

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153
SEC CIK
0001041657
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152

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202504
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202605
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 09, 2022 Filed Jul 11, 2022 21:29 UTC
Simpson KristopherSVP & General Counsel
Tax withholdingClass D Common Stock 3,285 $4.16 $13,665.60
Disclosure

SEC source: 0001870822-22-000001 · primary_doc.xml · nonDerivative · entry 1

Simpson Kristopher · CIK 0001870822 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,715

F1 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. Following the above transactions, the reporting person beneficially owns 6,715 shares of Urban One, Inc. Class D common stock.

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July 05, 2022 Filed Jul 6, 2022 21:56 UTC GrantClass D Common Stock 11,848 $4.22 $49,998.56
Disclosure

SEC source: 0001032988-22-000001 · primary_doc.xml · nonDerivative · entry 2

MITCHELL B DOYLE JR · CIK 0001032988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,519

F2 · price: Represents an initial unvested grant of restricted stock units under the Urban One, Inc. 2019 Equity and Performance Incentive Plan. As a non-employee director of Urban One, Inc., on July 5, 2022, Mr. Mitchell was granted restricted shares of Class D Common Stock with a fair market value of $50,000. Based upon the closing price of $4.22 on July 5, 2022, Mr. Mitchell was granted a total of 11,848 restricted shares of Class D common stock. These restricted shares will vest in two (2) equal installments of 5,924 shares on July 5, 2023 and July 5, 2024.

F3 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of Urban One, Inc. stock as follows: 22,519 shares of Class D common stock. This number does not include options as Mr. Mitchell currently holds no options.

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July 05, 2022 Filed Jul 6, 2022 21:56 UTC GrantClass D Common Stock 9,671 $5.17 $49,999.07
Disclosure

SEC source: 0001032988-22-000001 · primary_doc.xml · nonDerivative · entry 1

MITCHELL B DOYLE JR · CIK 0001032988 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,671

F1 · price: Reporting triggered by initial vest of a grant of restricted stock units under the Urban One, Inc. 2019 Equity and Performance Incentive Plan. As a non-employee director of Urban One, Inc., on July 6, 2021, Mr. Mitchell was granted restricted shares of Class D Common Stock with a fair market value of $50,000 on July 6, 2021. Based upon the closing price of $5.17 on July 6, 2021, Mr. Mitchell was granted a total of 9,671 restricted shares of Class D common stock that will vest in two (2) roughly equal installments. The first installment of 4,836 shares vested on July 5, 2022, and the second installment of 4,835 shares will vest on July 5, 2023. Reporting on future grants will be reported initial unvested grant as set forth in footnote 2 below.

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July 05, 2022 Filed Jul 6, 2022 21:52 UTC GrantClass D Common Stock 11,848 $4.22 $49,998.56
Disclosure

SEC source: 0001208931-22-000002 · primary_doc.xml · nonDerivative · entry 2

MCNEILL BRIAN W · CIK 0001208931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,542

F2 · price: Represents an initial unvested grant of restricted stock units under the Urban One, Inc. 2019 Equity and Performance Incentive Plan. As a non-employee director of Urban One, Inc., on July 5, 2022, Mr. McNeill was granted restricted shares of Class D Common Stock with a fair market value of $50,000. Based upon the closing price of $4.22 on July 5, 2022, Mr. McNeill was granted a total of 11,848 restricted shares of Class D common stock. These restricted shares will vest in two (2) equal installments of 5,924 shares on July 5, 2023 and July 5, 2024.

F3 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of Urban One, Inc. stock as follows: 280,542 shares of Class D common stock. This number does not include options as Mr. McNeill currently holds no options.

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July 05, 2022 Filed Jul 6, 2022 21:52 UTC GrantClass D Common Stock 9,671 $5.17 $49,999.07
Disclosure

SEC source: 0001208931-22-000002 · primary_doc.xml · nonDerivative · entry 1

MCNEILL BRIAN W · CIK 0001208931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,542

F1 · price: Reporting triggered by initial vest of a grant of restricted stock units under the Urban One, Inc. 2019 Equity and Performance Incentive Plan. As a non-employee director of Urban One, Inc., on July 6, 2021, Mr. McNeill was granted restricted shares of Class D Common Stock with a fair market value of $50,000 on July 6, 2021. Based upon the closing price of $5.17 on July 6, 2021, Mr. McNeill was granted a total of 9,671 restricted shares of Class D common stock that will vest in two (2) roughly equal installments. The first installment of 4,836 shares vested on July 5, 2022, and the second installment of 4,835 shares will vest on July 5, 2023. Reporting on future grants will be reported initial unvested grant as set forth in footnote 2 below.

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July 05, 2022 Filed Jul 6, 2022 21:48 UTC GrantClass D Common Stock 11,848 $4.22 $49,998.56
Disclosure

SEC source: 0001156180-22-000003 · primary_doc.xml · nonDerivative · entry 2

JONES TERRY L · CIK 0001156180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301,805

F2 · price: Represents an initial unvested grant of restricted stock units under the Urban One, Inc. 2019 Equity and Performance Incentive Plan. As a non-employee director of Urban One, Inc., on July 5, 2022, Mr. Jones was granted restricted shares of Class D Common Stock with a fair market value of $50,000. Based upon the closing price of $4.22 on July 5, 2022, Mr. Jones was granted a total of 11,848 restricted shares of Class D common stock. These restricted shares will vest in two (2) equal installments of 5,924 shares on July 5, 2023 and July 5, 2024.

F3 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of Urban One, Inc. stock as follows: 301,805 shares of Class D common stock. This number does not include options as Mr. Jones currently holds no options.

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July 05, 2022 Filed Jul 6, 2022 21:48 UTC GrantClass D Common Stock 9,671 $5.17 $49,999.07
Disclosure

SEC source: 0001156180-22-000003 · primary_doc.xml · nonDerivative · entry 1

JONES TERRY L · CIK 0001156180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,957

F1 · price: Reporting triggered by initial vest of a grant of restricted stock units under the Urban One, Inc. 2019 Equity and Performance Incentive Plan. As a non-employee director of Urban One, Inc., on July 6, 2021, Mr. Jones was granted restricted shares of Class D Common Stock with a fair market value of $50,000 on July 6, 2021. Based upon the closing price of $5.17 on July 6, 2021, Mr. Jones was granted a total of 9,671 restricted shares of Class D common stock that will vest in two (2) roughly equal installments. The first installment of 4,836 shares vested on July 5, 2022 and the second installment of 4,835 shares will vest on July 5, 2023. Reporting on future grants will be reported initial unvested grant as set forth in footnote 2 below.

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July 05, 2022 Filed Jul 6, 2022 21:43 UTC GrantClass D Common Stock 11,848 $4.22 $49,998.56
Disclosure

SEC source: 0001162953-22-000003 · primary_doc.xml · nonDerivative · entry 2

ARMSTRONG D GEOFFREY · CIK 0001162953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,064

F2 · price: Represents an initial unvested grant of restricted stock units under the Urban One, Inc. 2019 Equity and Performance Incentive Plan. As a non-employee director of Urban One, Inc., on July 5, 2022, Mr. Armstrong was granted restricted shares of Class D Common Stock with a fair market value of $50,000. Based upon the closing price of $4.22 on July 5, 2022, Mr. Armstrong was granted a total of 11,848 restricted shares of Class D common stock. These restricted shares will vest in two (2) equal installments of 5,924 shares on July 5, 2023 and July 5, 2024.

F3 · balance_after: The total represents all Class A and Class D common stock shares held by the reporting person. After the transaction reported herein, the reporting person additionally beneficially owns 10,000 shares of Class A common stock and 199,064 shares of Class D common stock for a total of 209,064 shares across all classes of Urban One, Inc. stock, Classes A, B, C, and D. This number does not include options as Mr. Armstrong currently holds no options.

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July 05, 2022 Filed Jul 6, 2022 21:43 UTC GrantClass D Common Stock 9,671 $5.17 $49,999.07
Disclosure

SEC source: 0001162953-22-000003 · primary_doc.xml · nonDerivative · entry 1

ARMSTRONG D GEOFFREY · CIK 0001162953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,216

F1 · price: Reporting triggered by initial vest of a grant of restricted stock units under the Urban One, Inc. 2019 Equity and Performance Incentive Plan. As a non-employee director of Urban One, Inc., on July 6, 2021, Mr. Armstrong was granted restricted shares of Class D Common Stock with a fair market value of $50,000 on July 6, 2021. Based upon the closing price of $5.17 on July 6, 2021, Mr. Armstrong was granted a total of 9,671 restricted shares of Class D common stock that will vest in two (2) roughly equal installments. The first installment of 4,836 shares vested on July 5, 2022, and the second installment of 4,835 shares will vest on July 5, 2023. Reporting on future grants will be reported initial unvested grant as set forth in footnote 2 below.

Read SEC document
June 16, 2022 Filed Jun 17, 2022 20:51 UTC GrantClass D Common Stock 9,124 Not disclosed Not disclosed
Disclosure

SEC source: 0001162953-22-000002 · primary_doc.xml · nonDerivative · entry 1

ARMSTRONG D GEOFFREY · CIK 0001162953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,545

F1 · price: Represents the second vesting under a June 16, 2020 grant of restricted stock pursuant to our director compensation policy. Under the June 16, 2020 grant, each non-employee director was granted $50,000 or 18,248 shares of Class D Common Stock vesting 50% (9,124 shares) on June 16, 2021 and 50% (9,124 shares) on June 16, 2022. The number of shares was determined by dividing $2.74, the closing price of our Class D common stock on June 16, 2020 into $50,000.

F2 · balance_after: The total represents all Class A and Class D common stock shares held by the reporting person. After the transaction reported herein, the reporting person additionally beneficially owns 10,000 shares of Class A common stock and 177,545 shares of Class D common stock for a total of 187,545 shares across all classes of Urban One, Inc. stock, Classes A, B, C, and D. This number does not include options as per the transactions reported herein Mr. Armstrong no longer holds options.

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June 16, 2022 Filed Jun 17, 2022 20:46 UTC GrantClass D Common Stock 9,124 Not disclosed Not disclosed
Disclosure

SEC source: 0001208931-22-000001 · primary_doc.xml · nonDerivative · entry 1

MCNEILL BRIAN W · CIK 0001208931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,023

F1 · price: Represents the second vesting under a June 16, 2020 grant of restricted stock pursuant to our director compensation policy. Under the June 16, 2020 grant, each non-employee director was granted $50,000 or 18,248 shares of Class D Common Stock vesting 50% (9,124 shares) on June 16, 2021 and 50% (9,124 shares) on June 16, 2022. The number of shares was determined by dividing $2.74, the closing price of our Class D common stock on June 16, 2020 into $50,000.

F2 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of Urban One, Inc. stock as follows: 259,023 shares of Class D common stock. This number does not include options as Mr. McNeill currently holds no options.

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June 16, 2022 Filed Jun 17, 2022 20:36 UTC GrantClass D Common Stock 9,124 Not disclosed Not disclosed
Disclosure

SEC source: 0001156180-22-000002 · primary_doc.xml · nonDerivative · entry 1

JONES TERRY L · CIK 0001156180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,286

F1 · price: Represents the second vesting under a June 16, 2020 grant of restricted stock pursuant to our director compensation policy. Under the June 16, 2020 grant, each non-employee director was granted $50,000 or 18,248 shares of Class D Common Stock vesting 50% (9,124 shares) on June 16, 2021 and 50% (9,124 shares) on June 16, 2022. The number of shares was determined by dividing $2.74, the closing price of our Class D common stock on June 16, 2020 into $50,000.

F2 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of Urban One, Inc. stock as follows: 280,286 shares of Class D common stock. This number does not include options as per the transactions reported herein Mr. Jones no longer holds options.

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May 26, 2022 Filed May 27, 2022 18:06 UTC SaleClass D Common Stock 67,401 $6.06 $408,450.06
Disclosure

SEC source: 0001156180-22-000001 · primary_doc.xml · nonDerivative · entry 3

JONES TERRY L · CIK 0001156180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,162

F2 · price: The price reported in Column 4 is a weighted average price upon sake after exercise of the underlying stock options. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F3 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of Urban One, Inc. stock as follows: 271,162 shares of Class D common stock. This number does not include options as per the transactions reported herein Mr. Jones no longer holds options.

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May 25, 2022 Filed May 27, 2022 18:06 UTC Exercise / conversionRestricted Stock Unit · Derivative 30,120 $0.83 Strike: $0.83 $24,999.60
Disclosure

SEC source: 0001156180-22-000001 · primary_doc.xml · derivative · entry 4

JONES TERRY L · CIK 0001156180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,282

Underlying: Class D Common Stick · 30,120 shares

Expires 2022-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 25, 2022 Filed May 27, 2022 18:06 UTC SaleClass D Common Stock 62,719 $6.07 $380,704.33
Disclosure

SEC source: 0001156180-22-000001 · primary_doc.xml · nonDerivative · entry 2

JONES TERRY L · CIK 0001156180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,563

F2 · price: The price reported in Column 4 is a weighted average price upon sake after exercise of the underlying stock options. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
May 25, 2022 Filed May 27, 2022 18:06 UTC Exercise / conversionClass D Common Stock 30,120 $0.83 $24,999.60
Disclosure

SEC source: 0001156180-22-000001 · primary_doc.xml · nonDerivative · entry 1

JONES TERRY L · CIK 0001156180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,282

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the exercise of previously granted restricted stock unit options, with an exercise price of $0.83 per share. These options were to expire on June 5, 2022.

Read SEC document
May 11, 2022 Filed May 13, 2022 20:45 UTC Exercise / conversionRestricted Stock Unit · Derivative 30,120 $0.00 Strike: $0.83 $0.00
Disclosure

SEC source: 0001162953-22-000001 · primary_doc.xml · derivative · entry 4

ARMSTRONG D GEOFFREY · CIK 0001162953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,541

Underlying: Class D Common Stick · 30,120 shares

Expires 2022-06-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 11, 2022 Filed May 13, 2022 20:45 UTC SaleClass D Common Stock 15,189 $6.05 $91,893.45
Disclosure

SEC source: 0001162953-22-000001 · primary_doc.xml · nonDerivative · entry 3

ARMSTRONG D GEOFFREY · CIK 0001162953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,421

F2 · shares: A majority of the proceeds from these sales will be used to cover the reporting person's tax liability arising from option exercises.

F3 · price: The price reported in Column 4 is a weighted average price upon sake after exercise of the underlying stock options. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F4 · balance_after: The total represents all Class A and Class D common stock shares held by the reporting person. After the transaction reported herein, the reporting person additionally beneficially owns 10,000 shares of Class A common stock and 168,421 shares of Class D common stock for a total of 178,421 shares across all classes of Urban One, Inc. stock, Classes A, B, C, and D. This number does not include options as per the transactions reported herein Mr. Armstrong no longer holds options.

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May 11, 2022 Filed May 13, 2022 20:45 UTC SaleClass D Common Stock 14,931 $6.06 $90,481.86
Disclosure

SEC source: 0001162953-22-000001 · primary_doc.xml · nonDerivative · entry 2

ARMSTRONG D GEOFFREY · CIK 0001162953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,610

F2 · shares: A majority of the proceeds from these sales will be used to cover the reporting person's tax liability arising from option exercises.

F3 · price: The price reported in Column 4 is a weighted average price upon sake after exercise of the underlying stock options. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
May 11, 2022 Filed May 13, 2022 20:45 UTC Exercise / conversionClass D Common Stock 30,120 Not disclosed Not disclosed
Disclosure

SEC source: 0001162953-22-000001 · primary_doc.xml · nonDerivative · entry 1

ARMSTRONG D GEOFFREY · CIK 0001162953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,541

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents the exercise of previously granted restricted stock unit options, with an exercise price of $0.83 per share. These options were to expire on June 5, 2022.

Read SEC document
May 10, 2022 Filed May 11, 2022 20:40 UTC SaleClass D Common Stock 8,000 $6.10 $48,800.00
Disclosure

SEC source: 0001727205-22-000001 · primary_doc.xml · nonDerivative · entry 1

Wishart Karen · CIK 0001727205 · CAO/EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,349

F1 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of Urban One, Inc. stock as follows: 29,349 shares of Class D common stock.

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August 06, 2021 Filed Aug 10, 2021 20:53 UTC
Simpson KristopherSVP & General Counsel
Disposition to issuerClass D Common Stock 6,715 $5.80 $38,947.00
Disclosure

SEC source: 0001870822-21-000003 · primary_doc.xml · nonDerivative · entry 1

Simpson Kristopher · CIK 0001870822 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of 10,000 shares of Urban One, Inc. common stock as follows: 10,000 shares of Class D common stock.

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July 09, 2021 Filed Jul 13, 2021 14:59 UTC
Simpson KristopherSVP & General Counsel
Tax withholdingClass D Common Stock 3,285 $5.38 $17,673.30
Disclosure

SEC source: 0001870822-21-000002 · primary_doc.xml · nonDerivative · entry 4

Simpson Kristopher · CIK 0001870822 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,715

F2 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of 16,715 shares of Urban One, Inc. common stock as follows: 16,715 shares of Class D common stock.

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June 21, 2021 Filed Jun 21, 2021 21:51 UTC
SEMLER ERIC10% owner
PurchaseClass D Common Stock, $0.001 par value 250,000 $4.64 $1,159,500.00
Disclosure

SEC source: 0000921895-21-001679 · form410608001_06212021.xml · nonDerivative · entry 5

SEMLER ERIC · CIK 0001162095 · 10% owner

TCS CAPITAL MANAGEMENT LLC · CIK 0001167167 · 10% owner

TCS Capital Advisors, LLC · CIK 0001842555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By TCS Capital Advisors, LLC

Disclosed balance after: 4,204,410

F1 · security: This Form 4 is filed jointly by TCS Capital Management, LLC ("TCS Management"), TCS Capital Advisors, LLC ("TCS Advisors") and Eric Semler (collectively, the "Reporting Persons").

F2 · security: Each Reporting Person may be deemed to be a member of a "group" that owns more than 10% of the Issuer's outstanding shares of Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Securities held directly by TCS Advisors. TCS Management, as the investment advisor of TCS Advisors, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Advisors.

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June 18, 2021 Filed Jun 21, 2021 21:51 UTC
SEMLER ERIC10% owner
PurchaseClass D Common Stock, $0.001 par value 293,180 $4.66 $1,366,658.57
Disclosure

SEC source: 0000921895-21-001679 · form410608001_06212021.xml · nonDerivative · entry 4

SEMLER ERIC · CIK 0001162095 · 10% owner

TCS CAPITAL MANAGEMENT LLC · CIK 0001167167 · 10% owner

TCS Capital Advisors, LLC · CIK 0001842555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By TCS Capital Advisors, LLC

Disclosed balance after: 3,954,410

F1 · security: This Form 4 is filed jointly by TCS Capital Management, LLC ("TCS Management"), TCS Capital Advisors, LLC ("TCS Advisors") and Eric Semler (collectively, the "Reporting Persons").

F2 · security: Each Reporting Person may be deemed to be a member of a "group" that owns more than 10% of the Issuer's outstanding shares of Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Securities held directly by TCS Advisors. TCS Management, as the investment advisor of TCS Advisors, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Advisors.

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June 17, 2021 Filed Jun 21, 2021 21:51 UTC
SEMLER ERIC10% owner
PurchaseClass D Common Stock, $0.001 par value 433,195 $4.66 $2,020,334.84
Disclosure

SEC source: 0000921895-21-001679 · form410608001_06212021.xml · nonDerivative · entry 3

SEMLER ERIC · CIK 0001162095 · 10% owner

TCS CAPITAL MANAGEMENT LLC · CIK 0001167167 · 10% owner

TCS Capital Advisors, LLC · CIK 0001842555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By TCS Capital Advisors, LLC

Disclosed balance after: 3,661,230

F1 · security: This Form 4 is filed jointly by TCS Capital Management, LLC ("TCS Management"), TCS Capital Advisors, LLC ("TCS Advisors") and Eric Semler (collectively, the "Reporting Persons").

F2 · security: Each Reporting Person may be deemed to be a member of a "group" that owns more than 10% of the Issuer's outstanding shares of Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Securities held directly by TCS Advisors. TCS Management, as the investment advisor of TCS Advisors, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Advisors.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 13:30 UTC GrantClass D Common Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001156180-21-000001 · primary_doc.xml · nonDerivative · entry 2

JONES TERRY L · CIK 0001156180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 401,282

F1 · price: Represents vesting a grant of restricted stock units pursuant to our director compensation policy, our non-employee directors each receive $50,000 of restricted stock units which vest over a two-year period. The number of shares was determined by dividing the closing price of our Class D common stock on the date of the applicable annual meeting into $50,000.

F2 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of Urban One, Inc. stock as follows: (1) 401,282 shares of Class D common stock.

F3 · balance_after: This total includes options to purchase 30,120 shares of Class D common stock held by Mr. Jones, with an exercise price of $0.83 per share.

F4 · balance_after: This total is adjusted from the Form 4 previously filed on June 29, 2020 as the following options included in the total have expired: 22,935 Class D shares with an exercise price of $1.09 per share, and options for 13,369 Class D shares with an exercise price of $1.87 per share.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 13:21 UTC GrantClass D Common Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001162953-21-000002 · primary_doc.xml · nonDerivative · entry 2

ARMSTRONG D GEOFFREY · CIK 0001162953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,541

F1 · price: Represents vesting of a grant of restricted stock units pursuant to our director compensation policy; our non-employee directors each receive $50,000 of restricted stock units which vest over a two-year period. The number of shares was determined by dividing the closing price of our Class D common stock on the date of the applicable annual meeting into $50,000.

F2 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of 208,541 shares of Urban One, Inc. common stock as follows: (1) 10,000 shares of Class A common stock; and (2) 198,541 shares of Class D common stock.

F3 · balance_after: This total includes options to purchase 30,120 shares of Class D common stock held by Mr. Armstrong, with an exercise price of $0.83 per share.

F4 · balance_after: This total is adjusted from the Form 4 previously filed on May 20, 2021 as the following options included in the total have expired: 22,935 Class D shares with an exercise price of $1.09 per share.

Read SEC document
June 17, 2021 Filed Jun 21, 2021 13:12 UTC GrantClass D Common Stock 12,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001208931-21-000004 · primary_doc.xml · nonDerivative · entry 2

MCNEILL BRIAN W · CIK 0001208931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,899

F1 · price: Represents vesting a grant of restricted stock units pursuant to our director compensation policy, our non-employee directors each receive $50,000 of restricted stock units which vest over a two-year period. The number of shares was determined by dividing the closing price of our Class D common stock on the date of the applicable annual meeting into $50,000.

F2 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of 249,899 shares of Urban One, Inc. common stock as follows: 249,899 shares of Class D common stock. This number does not include options as Mr. McNeill currently holds no options.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 13:30 UTC GrantClass D Common Stock 9,124 Not disclosed Not disclosed
Disclosure

SEC source: 0001156180-21-000001 · primary_doc.xml · nonDerivative · entry 1

JONES TERRY L · CIK 0001156180 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,782

F1 · price: Represents vesting a grant of restricted stock units pursuant to our director compensation policy, our non-employee directors each receive $50,000 of restricted stock units which vest over a two-year period. The number of shares was determined by dividing the closing price of our Class D common stock on the date of the applicable annual meeting into $50,000.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 13:21 UTC GrantClass D Common Stock 9,124 Not disclosed Not disclosed
Disclosure

SEC source: 0001162953-21-000002 · primary_doc.xml · nonDerivative · entry 1

ARMSTRONG D GEOFFREY · CIK 0001162953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,041

F1 · price: Represents vesting of a grant of restricted stock units pursuant to our director compensation policy; our non-employee directors each receive $50,000 of restricted stock units which vest over a two-year period. The number of shares was determined by dividing the closing price of our Class D common stock on the date of the applicable annual meeting into $50,000.

Read SEC document
June 16, 2021 Filed Jun 21, 2021 13:12 UTC GrantClass D Common Stock 9,124 Not disclosed Not disclosed
Disclosure

SEC source: 0001208931-21-000004 · primary_doc.xml · nonDerivative · entry 1

MCNEILL BRIAN W · CIK 0001208931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 237,399

F1 · price: Represents vesting a grant of restricted stock units pursuant to our director compensation policy, our non-employee directors each receive $50,000 of restricted stock units which vest over a two-year period. The number of shares was determined by dividing the closing price of our Class D common stock on the date of the applicable annual meeting into $50,000.

Read SEC document
June 08, 2021 Filed Jun 10, 2021 21:24 UTC SaleClass D Common Stock 5,000 $6.42 $32,100.00
Disclosure

SEC source: 0001208931-21-000003 · primary_doc.xml · nonDerivative · entry 1

MCNEILL BRIAN W · CIK 0001208931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,275

F1 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of 228,275 shares of Urban One, Inc. common stock as follows: 228,275 shares of Class D common stock. This number does not include options as Mr. McNeill currently holds no options.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 14:25 UTC
KANTOR DAVID MCEO, Radio Division
SaleClass D Common Stock 10,000 $6.15 $61,500.00
Disclosure

SEC source: 0001175204-21-000002 · primary_doc.xml · nonDerivative · entry 2

KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,270

F1 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of 136,270 shares of Urban One, Inc. common stock as follows: 136,270 shares of Class D common stock. This total includes 94,150 options of Class D common stock.

Read SEC document
June 07, 2021 Filed Jun 9, 2021 14:25 UTC
KANTOR DAVID MCEO, Radio Division
SaleClass D Common Stock 10,000 $6.05 $60,500.00
Disclosure

SEC source: 0001175204-21-000002 · primary_doc.xml · nonDerivative · entry 1

KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,270

Read SEC document
June 01, 2021 Filed Jun 1, 2021 22:31 UTC
SEMLER ERIC10% owner
PurchaseClass D Common Stock, $0.001 par value 39,900 $4.87 $194,360.88
Disclosure

SEC source: 0000921895-21-001530 · form410608001_06012021.xml · nonDerivative · entry 6

SEMLER ERIC · CIK 0001162095 · 10% owner

TCS CAPITAL MANAGEMENT LLC · CIK 0001167167 · 10% owner

TCS Capital Advisors, LLC · CIK 0001842555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By TCS Capital Advisors, LLC

Disclosed balance after: 3,228,035

F1 · security: This Form 4 is filed jointly by TCS Capital Management, LLC ("TCS Management"), TCS Capital Advisors, LLC ("TCS Advisors") and Eric Semler (collectively, the "Reporting Persons").

F2 · security: Each Reporting Person may be deemed to be a member of a "group" that owns more than 10% of the Issuer's outstanding shares of Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Securities held directly by TCS Advisors. TCS Management, as the investment advisor of TCS Advisors, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Advisors.

Read SEC document
May 28, 2021 Filed Jun 1, 2021 22:31 UTC
SEMLER ERIC10% owner
PurchaseClass D Common Stock, $0.001 par value 400,000 $4.69 $1,876,520.00
Disclosure

SEC source: 0000921895-21-001530 · form410608001_06012021.xml · nonDerivative · entry 5

SEMLER ERIC · CIK 0001162095 · 10% owner

TCS CAPITAL MANAGEMENT LLC · CIK 0001167167 · 10% owner

TCS Capital Advisors, LLC · CIK 0001842555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By TCS Capital Advisors, LLC

Disclosed balance after: 3,188,135

F1 · security: This Form 4 is filed jointly by TCS Capital Management, LLC ("TCS Management"), TCS Capital Advisors, LLC ("TCS Advisors") and Eric Semler (collectively, the "Reporting Persons").

F2 · security: Each Reporting Person may be deemed to be a member of a "group" that owns more than 10% of the Issuer's outstanding shares of Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Securities held directly by TCS Advisors. TCS Management, as the investment advisor of TCS Advisors, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Advisors.

Read SEC document
May 28, 2021 Filed Jun 2, 2021 14:17 UTC SaleClass D Common Stock 25,000 $4.80 $120,000.00
Disclosure

SEC source: 0001208931-21-000002 · primary_doc.xml · nonDerivative · entry 1

MCNEILL BRIAN W · CIK 0001208931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,275

F1 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of 233,275 shares of Urban One, Inc. common stock as follows: 233,275 shares of Class D common stock. This number does not include options as Mr. McNeill currently holds no options.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 22:31 UTC
SEMLER ERIC10% owner
PurchaseClass D Common Stock, $0.001 par value 118,938 $3.64 $433,136.51
Disclosure

SEC source: 0000921895-21-001530 · form410608001_06012021.xml · nonDerivative · entry 4

SEMLER ERIC · CIK 0001162095 · 10% owner

TCS CAPITAL MANAGEMENT LLC · CIK 0001167167 · 10% owner

TCS Capital Advisors, LLC · CIK 0001842555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By TCS Capital Advisors, LLC

Disclosed balance after: 2,788,135

F1 · security: This Form 4 is filed jointly by TCS Capital Management, LLC ("TCS Management"), TCS Capital Advisors, LLC ("TCS Advisors") and Eric Semler (collectively, the "Reporting Persons").

F2 · security: Each Reporting Person may be deemed to be a member of a "group" that owns more than 10% of the Issuer's outstanding shares of Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Securities held directly by TCS Advisors. TCS Management, as the investment advisor of TCS Advisors, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Advisors.

Read SEC document
May 27, 2021 Filed Jun 1, 2021 22:31 UTC
SEMLER ERIC10% owner
PurchaseClass D Common Stock, $0.001 par value 448,000 $4.04 $1,812,115.20
Disclosure

SEC source: 0000921895-21-001530 · form410608001_06012021.xml · nonDerivative · entry 3

SEMLER ERIC · CIK 0001162095 · 10% owner

TCS CAPITAL MANAGEMENT LLC · CIK 0001167167 · 10% owner

TCS Capital Advisors, LLC · CIK 0001842555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By TCS Capital Advisors, LLC

Disclosed balance after: 2,669,197

F1 · security: This Form 4 is filed jointly by TCS Capital Management, LLC ("TCS Management"), TCS Capital Advisors, LLC ("TCS Advisors") and Eric Semler (collectively, the "Reporting Persons").

F2 · security: Each Reporting Person may be deemed to be a member of a "group" that owns more than 10% of the Issuer's outstanding shares of Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Securities held directly by TCS Advisors. TCS Management, as the investment advisor of TCS Advisors, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Advisors.

Read SEC document
May 25, 2021 Filed May 26, 2021 21:30 UTC SaleClass D Common Stock 25,000 $3.54 $88,500.00
Disclosure

SEC source: 0001208931-21-000001 · primary_doc.xml · nonDerivative · entry 3

MCNEILL BRIAN W · CIK 0001208931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,275

F1 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of 258,275 shares of Urban One, Inc. common stock as follows: 258,275 shares of Class D common stock. This number does not include options as Mr. McNeill currently holds no options.

Read SEC document
May 25, 2021 Filed May 26, 2021 21:30 UTC SaleClass D Common Stock 25,000 $3.51 $87,750.00
Disclosure

SEC source: 0001208931-21-000001 · primary_doc.xml · nonDerivative · entry 2

MCNEILL BRIAN W · CIK 0001208931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,275

Read SEC document
May 21, 2021 Filed May 26, 2021 21:30 UTC SaleClass D Common Stock 50,000 $4.05 $202,500.00
Disclosure

SEC source: 0001208931-21-000001 · primary_doc.xml · nonDerivative · entry 1

MCNEILL BRIAN W · CIK 0001208931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 308,275

Read SEC document
May 18, 2021 Filed May 20, 2021 20:58 UTC GrantStock Option to purchase Class D Common Stock · Derivative 13,369 $0.00 Strike: $1.87 $0.00
Disclosure

SEC source: 0001162953-21-000001 · primary_doc.xml · derivative · entry 4

ARMSTRONG D GEOFFREY · CIK 0001162953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,369

Underlying: Class D common stock · 13,369 shares

Expires 2021-06-06

Read SEC document
May 18, 2021 Filed May 20, 2021 20:58 UTC Exercise / conversionRestricted Stock Unit · Derivative 21,929 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001162953-21-000001 · primary_doc.xml · derivative · entry 3

ARMSTRONG D GEOFFREY · CIK 0001162953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class D common stock · 21,929 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Represents a grant of restricted stock units under the company's board compensation plan. On June 14, 2013, Mr. Armstrong was granted 21,929 shares of restricted Class D common stock in accordance with our board compensation policy. The number of shares was determined by dividing $2.28, the closing price of our Class D common stock on June 14, 2013 into $50,000 and vested in equal parts over a two year period.

F5 · derivative.expiration_date: Not applicable

Read SEC document
May 18, 2021 Filed May 20, 2021 20:58 UTC SaleClass D Common Stock 35,298 $3.59 $126,719.82
Disclosure

SEC source: 0001162953-21-000001 · primary_doc.xml · nonDerivative · entry 2

ARMSTRONG D GEOFFREY · CIK 0001162953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,852

F2 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of 209,852 shares of Urban One, Inc. common stock as follows: (1) 10,000 shares of Class A common stock; and (2) 199,852 shares of Class D common stock.

F3 · balance_after: This total includes options to purchase 53,055 shares of Class D common stock held by Mr. Armstrong. Mr. Armstrong holds options for 22.935 Class D shares with an exercise price of $1.09 per share, and options for 30,120 Class D shares with an exercise price of $0.83 per share.

Read SEC document
May 18, 2021 Filed May 20, 2021 20:58 UTC Exercise / conversionClass D Common Stock 21,929 Not disclosed Not disclosed
Disclosure

SEC source: 0001162953-21-000001 · primary_doc.xml · nonDerivative · entry 1

ARMSTRONG D GEOFFREY · CIK 0001162953 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Represents vesting of a grant of restricted stock units pursuant to our director compensation policy; our non-employee directors each receive $50,000 of restricted stock units which vest over a two-year period. The number of shares was determined by dividing the closing price of our Class D common stock on the date of the applicable annual meeting into $50,000.

Read SEC document
January 19, 2021 Filed Jan 27, 2021 00:52 UTC
SEMLER ERIC10% owner
PurchaseClass D Common Stock, $0.001 par value 100,000 $1.72 $171,740.00
Disclosure

SEC source: 0000921895-21-000167 · form410608001_01262021.xml · nonDerivative · entry 7

SEMLER ERIC · CIK 0001162095 · 10% owner

TCS CAPITAL MANAGEMENT LLC · CIK 0001167167 · 10% owner

TCS Capital Advisors, LLC · CIK 0001842555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By TCS Capital Advisors, LLC

Disclosed balance after: 2,221,197

F1 · security: This Form 4 is filed jointly by TCS Capital Management, LLC ("TCS Management"), TCS Capital Advisors, LLC ("TCS Advisors") and Eric Semler (collectively, the "Reporting Persons").

F2 · security: Each Reporting Person may be deemed to be a member of a "group" that owns more than 10% of the Issuer's outstanding shares of Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Securities held directly by TCS Advisors. TCS Management, as the investment advisor of TCS Advisors, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Advisors.

Read SEC document
January 19, 2021 Filed Jan 27, 2021 00:52 UTC
SEMLER ERIC10% owner
PurchaseClass A Common Stock, $0.001 par value 100,000 $6.57 $657,430.00
Disclosure

SEC source: 0000921895-21-000167 · form410608001_01262021.xml · nonDerivative · entry 3

SEMLER ERIC · CIK 0001162095 · 10% owner

TCS CAPITAL MANAGEMENT LLC · CIK 0001167167 · 10% owner

TCS Capital Advisors, LLC · CIK 0001842555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By TCS Capital Advisors, LLC

Disclosed balance after: 675,480

F1 · security: This Form 4 is filed jointly by TCS Capital Management, LLC ("TCS Management"), TCS Capital Advisors, LLC ("TCS Advisors") and Eric Semler (collectively, the "Reporting Persons").

F2 · security: Each Reporting Person may be deemed to be a member of a "group" that owns more than 10% of the Issuer's outstanding shares of Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Securities held directly by TCS Advisors. TCS Management, as the investment advisor of TCS Advisors, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Advisors.

Read SEC document
January 07, 2021 Filed Jan 27, 2021 00:52 UTC
SEMLER ERIC10% owner
PurchaseClass D Common Stock, $0.001 par value 39,265 $1.42 $55,752.37
Disclosure

SEC source: 0000921895-21-000167 · form410608001_01262021.xml · nonDerivative · entry 6

SEMLER ERIC · CIK 0001162095 · 10% owner

TCS CAPITAL MANAGEMENT LLC · CIK 0001167167 · 10% owner

TCS Capital Advisors, LLC · CIK 0001842555 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · By TCS Capital Advisors, LLC

Disclosed balance after: 2,121,197

F1 · security: This Form 4 is filed jointly by TCS Capital Management, LLC ("TCS Management"), TCS Capital Advisors, LLC ("TCS Advisors") and Eric Semler (collectively, the "Reporting Persons").

F2 · security: Each Reporting Person may be deemed to be a member of a "group" that owns more than 10% of the Issuer's outstanding shares of Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F3 · ownership.nature: Securities held directly by TCS Advisors. TCS Management, as the investment advisor of TCS Advisors, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Advisors.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.