Last 12 months
Inside the activity.
0 purchase rows · 9 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 4 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 5 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 09, 2022 Filed Jul 11, 2022 21:29 UTC |
Simpson KristopherSVP & General Counsel
|
Tax withholdingClass D Common Stock | 3,285 | $4.16 | $13,665.60 |
DisclosureSEC source: 0001870822-22-000001 · primary_doc.xml · nonDerivative · entry 1 Simpson Kristopher · CIK 0001870822 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,715 F1 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. Following the above transactions, the reporting person beneficially owns 6,715 shares of Urban One, Inc. Class D common stock. Read SEC document |
| July 05, 2022 Filed Jul 6, 2022 21:56 UTC |
MITCHELL B DOYLE JRDirector
|
GrantClass D Common Stock | 11,848 | $4.22 | $49,998.56 |
DisclosureSEC source: 0001032988-22-000001 · primary_doc.xml · nonDerivative · entry 2 MITCHELL B DOYLE JR · CIK 0001032988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,519 F2 · price: Represents an initial unvested grant of restricted stock units under the Urban One, Inc. 2019 Equity and Performance Incentive Plan. As a non-employee director of Urban One, Inc., on July 5, 2022, Mr. Mitchell was granted restricted shares of Class D Common Stock with a fair market value of $50,000. Based upon the closing price of $4.22 on July 5, 2022, Mr. Mitchell was granted a total of 11,848 restricted shares of Class D common stock. These restricted shares will vest in two (2) equal installments of 5,924 shares on July 5, 2023 and July 5, 2024. F3 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of Urban One, Inc. stock as follows: 22,519 shares of Class D common stock. This number does not include options as Mr. Mitchell currently holds no options. Read SEC document |
| July 05, 2022 Filed Jul 6, 2022 21:56 UTC |
MITCHELL B DOYLE JRDirector
|
GrantClass D Common Stock | 9,671 | $5.17 | $49,999.07 |
DisclosureSEC source: 0001032988-22-000001 · primary_doc.xml · nonDerivative · entry 1 MITCHELL B DOYLE JR · CIK 0001032988 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,671 F1 · price: Reporting triggered by initial vest of a grant of restricted stock units under the Urban One, Inc. 2019 Equity and Performance Incentive Plan. As a non-employee director of Urban One, Inc., on July 6, 2021, Mr. Mitchell was granted restricted shares of Class D Common Stock with a fair market value of $50,000 on July 6, 2021. Based upon the closing price of $5.17 on July 6, 2021, Mr. Mitchell was granted a total of 9,671 restricted shares of Class D common stock that will vest in two (2) roughly equal installments. The first installment of 4,836 shares vested on July 5, 2022, and the second installment of 4,835 shares will vest on July 5, 2023. Reporting on future grants will be reported initial unvested grant as set forth in footnote 2 below. Read SEC document |
| July 05, 2022 Filed Jul 6, 2022 21:52 UTC |
MCNEILL BRIAN WDirector
|
GrantClass D Common Stock | 11,848 | $4.22 | $49,998.56 |
DisclosureSEC source: 0001208931-22-000002 · primary_doc.xml · nonDerivative · entry 2 MCNEILL BRIAN W · CIK 0001208931 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,542 F2 · price: Represents an initial unvested grant of restricted stock units under the Urban One, Inc. 2019 Equity and Performance Incentive Plan. As a non-employee director of Urban One, Inc., on July 5, 2022, Mr. McNeill was granted restricted shares of Class D Common Stock with a fair market value of $50,000. Based upon the closing price of $4.22 on July 5, 2022, Mr. McNeill was granted a total of 11,848 restricted shares of Class D common stock. These restricted shares will vest in two (2) equal installments of 5,924 shares on July 5, 2023 and July 5, 2024. F3 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of Urban One, Inc. stock as follows: 280,542 shares of Class D common stock. This number does not include options as Mr. McNeill currently holds no options. Read SEC document |
| July 05, 2022 Filed Jul 6, 2022 21:52 UTC |
MCNEILL BRIAN WDirector
|
GrantClass D Common Stock | 9,671 | $5.17 | $49,999.07 |
DisclosureSEC source: 0001208931-22-000002 · primary_doc.xml · nonDerivative · entry 1 MCNEILL BRIAN W · CIK 0001208931 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,542 F1 · price: Reporting triggered by initial vest of a grant of restricted stock units under the Urban One, Inc. 2019 Equity and Performance Incentive Plan. As a non-employee director of Urban One, Inc., on July 6, 2021, Mr. McNeill was granted restricted shares of Class D Common Stock with a fair market value of $50,000 on July 6, 2021. Based upon the closing price of $5.17 on July 6, 2021, Mr. McNeill was granted a total of 9,671 restricted shares of Class D common stock that will vest in two (2) roughly equal installments. The first installment of 4,836 shares vested on July 5, 2022, and the second installment of 4,835 shares will vest on July 5, 2023. Reporting on future grants will be reported initial unvested grant as set forth in footnote 2 below. Read SEC document |
| July 05, 2022 Filed Jul 6, 2022 21:48 UTC |
JONES TERRY LDirector
|
GrantClass D Common Stock | 11,848 | $4.22 | $49,998.56 |
DisclosureSEC source: 0001156180-22-000003 · primary_doc.xml · nonDerivative · entry 2 JONES TERRY L · CIK 0001156180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,805 F2 · price: Represents an initial unvested grant of restricted stock units under the Urban One, Inc. 2019 Equity and Performance Incentive Plan. As a non-employee director of Urban One, Inc., on July 5, 2022, Mr. Jones was granted restricted shares of Class D Common Stock with a fair market value of $50,000. Based upon the closing price of $4.22 on July 5, 2022, Mr. Jones was granted a total of 11,848 restricted shares of Class D common stock. These restricted shares will vest in two (2) equal installments of 5,924 shares on July 5, 2023 and July 5, 2024. F3 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of Urban One, Inc. stock as follows: 301,805 shares of Class D common stock. This number does not include options as Mr. Jones currently holds no options. Read SEC document |
| July 05, 2022 Filed Jul 6, 2022 21:48 UTC |
JONES TERRY LDirector
|
GrantClass D Common Stock | 9,671 | $5.17 | $49,999.07 |
DisclosureSEC source: 0001156180-22-000003 · primary_doc.xml · nonDerivative · entry 1 JONES TERRY L · CIK 0001156180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,957 F1 · price: Reporting triggered by initial vest of a grant of restricted stock units under the Urban One, Inc. 2019 Equity and Performance Incentive Plan. As a non-employee director of Urban One, Inc., on July 6, 2021, Mr. Jones was granted restricted shares of Class D Common Stock with a fair market value of $50,000 on July 6, 2021. Based upon the closing price of $5.17 on July 6, 2021, Mr. Jones was granted a total of 9,671 restricted shares of Class D common stock that will vest in two (2) roughly equal installments. The first installment of 4,836 shares vested on July 5, 2022 and the second installment of 4,835 shares will vest on July 5, 2023. Reporting on future grants will be reported initial unvested grant as set forth in footnote 2 below. Read SEC document |
| July 05, 2022 Filed Jul 6, 2022 21:43 UTC |
ARMSTRONG D GEOFFREYDirector
|
GrantClass D Common Stock | 11,848 | $4.22 | $49,998.56 |
DisclosureSEC source: 0001162953-22-000003 · primary_doc.xml · nonDerivative · entry 2 ARMSTRONG D GEOFFREY · CIK 0001162953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,064 F2 · price: Represents an initial unvested grant of restricted stock units under the Urban One, Inc. 2019 Equity and Performance Incentive Plan. As a non-employee director of Urban One, Inc., on July 5, 2022, Mr. Armstrong was granted restricted shares of Class D Common Stock with a fair market value of $50,000. Based upon the closing price of $4.22 on July 5, 2022, Mr. Armstrong was granted a total of 11,848 restricted shares of Class D common stock. These restricted shares will vest in two (2) equal installments of 5,924 shares on July 5, 2023 and July 5, 2024. F3 · balance_after: The total represents all Class A and Class D common stock shares held by the reporting person. After the transaction reported herein, the reporting person additionally beneficially owns 10,000 shares of Class A common stock and 199,064 shares of Class D common stock for a total of 209,064 shares across all classes of Urban One, Inc. stock, Classes A, B, C, and D. This number does not include options as Mr. Armstrong currently holds no options. Read SEC document |
| July 05, 2022 Filed Jul 6, 2022 21:43 UTC |
ARMSTRONG D GEOFFREYDirector
|
GrantClass D Common Stock | 9,671 | $5.17 | $49,999.07 |
DisclosureSEC source: 0001162953-22-000003 · primary_doc.xml · nonDerivative · entry 1 ARMSTRONG D GEOFFREY · CIK 0001162953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 197,216 F1 · price: Reporting triggered by initial vest of a grant of restricted stock units under the Urban One, Inc. 2019 Equity and Performance Incentive Plan. As a non-employee director of Urban One, Inc., on July 6, 2021, Mr. Armstrong was granted restricted shares of Class D Common Stock with a fair market value of $50,000 on July 6, 2021. Based upon the closing price of $5.17 on July 6, 2021, Mr. Armstrong was granted a total of 9,671 restricted shares of Class D common stock that will vest in two (2) roughly equal installments. The first installment of 4,836 shares vested on July 5, 2022, and the second installment of 4,835 shares will vest on July 5, 2023. Reporting on future grants will be reported initial unvested grant as set forth in footnote 2 below. Read SEC document |
| June 16, 2022 Filed Jun 17, 2022 20:51 UTC |
ARMSTRONG D GEOFFREYDirector
|
GrantClass D Common Stock | 9,124 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001162953-22-000002 · primary_doc.xml · nonDerivative · entry 1 ARMSTRONG D GEOFFREY · CIK 0001162953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 187,545 F1 · price: Represents the second vesting under a June 16, 2020 grant of restricted stock pursuant to our director compensation policy. Under the June 16, 2020 grant, each non-employee director was granted $50,000 or 18,248 shares of Class D Common Stock vesting 50% (9,124 shares) on June 16, 2021 and 50% (9,124 shares) on June 16, 2022. The number of shares was determined by dividing $2.74, the closing price of our Class D common stock on June 16, 2020 into $50,000. F2 · balance_after: The total represents all Class A and Class D common stock shares held by the reporting person. After the transaction reported herein, the reporting person additionally beneficially owns 10,000 shares of Class A common stock and 177,545 shares of Class D common stock for a total of 187,545 shares across all classes of Urban One, Inc. stock, Classes A, B, C, and D. This number does not include options as per the transactions reported herein Mr. Armstrong no longer holds options. Read SEC document |
| June 16, 2022 Filed Jun 17, 2022 20:46 UTC |
MCNEILL BRIAN WDirector
|
GrantClass D Common Stock | 9,124 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001208931-22-000001 · primary_doc.xml · nonDerivative · entry 1 MCNEILL BRIAN W · CIK 0001208931 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,023 F1 · price: Represents the second vesting under a June 16, 2020 grant of restricted stock pursuant to our director compensation policy. Under the June 16, 2020 grant, each non-employee director was granted $50,000 or 18,248 shares of Class D Common Stock vesting 50% (9,124 shares) on June 16, 2021 and 50% (9,124 shares) on June 16, 2022. The number of shares was determined by dividing $2.74, the closing price of our Class D common stock on June 16, 2020 into $50,000. F2 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of Urban One, Inc. stock as follows: 259,023 shares of Class D common stock. This number does not include options as Mr. McNeill currently holds no options. Read SEC document |
| June 16, 2022 Filed Jun 17, 2022 20:36 UTC |
JONES TERRY LDirector
|
GrantClass D Common Stock | 9,124 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001156180-22-000002 · primary_doc.xml · nonDerivative · entry 1 JONES TERRY L · CIK 0001156180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 280,286 F1 · price: Represents the second vesting under a June 16, 2020 grant of restricted stock pursuant to our director compensation policy. Under the June 16, 2020 grant, each non-employee director was granted $50,000 or 18,248 shares of Class D Common Stock vesting 50% (9,124 shares) on June 16, 2021 and 50% (9,124 shares) on June 16, 2022. The number of shares was determined by dividing $2.74, the closing price of our Class D common stock on June 16, 2020 into $50,000. F2 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of Urban One, Inc. stock as follows: 280,286 shares of Class D common stock. This number does not include options as per the transactions reported herein Mr. Jones no longer holds options. Read SEC document |
| May 26, 2022 Filed May 27, 2022 18:06 UTC |
JONES TERRY LDirector
|
SaleClass D Common Stock | 67,401 | $6.06 | $408,450.06 |
DisclosureSEC source: 0001156180-22-000001 · primary_doc.xml · nonDerivative · entry 3 JONES TERRY L · CIK 0001156180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 271,162 F2 · price: The price reported in Column 4 is a weighted average price upon sake after exercise of the underlying stock options. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F3 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of Urban One, Inc. stock as follows: 271,162 shares of Class D common stock. This number does not include options as per the transactions reported herein Mr. Jones no longer holds options. Read SEC document |
| May 25, 2022 Filed May 27, 2022 18:06 UTC |
JONES TERRY LDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 30,120 | $0.83 Strike: $0.83 | $24,999.60 |
DisclosureSEC source: 0001156180-22-000001 · primary_doc.xml · derivative · entry 4 JONES TERRY L · CIK 0001156180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,282 Underlying: Class D Common Stick · 30,120 shares Expires 2022-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2022 Filed May 27, 2022 18:06 UTC |
JONES TERRY LDirector
|
SaleClass D Common Stock | 62,719 | $6.07 | $380,704.33 |
DisclosureSEC source: 0001156180-22-000001 · primary_doc.xml · nonDerivative · entry 2 JONES TERRY L · CIK 0001156180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 338,563 F2 · price: The price reported in Column 4 is a weighted average price upon sake after exercise of the underlying stock options. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| May 25, 2022 Filed May 27, 2022 18:06 UTC |
JONES TERRY LDirector
|
Exercise / conversionClass D Common Stock | 30,120 | $0.83 | $24,999.60 |
DisclosureSEC source: 0001156180-22-000001 · primary_doc.xml · nonDerivative · entry 1 JONES TERRY L · CIK 0001156180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,282 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the exercise of previously granted restricted stock unit options, with an exercise price of $0.83 per share. These options were to expire on June 5, 2022. Read SEC document |
| May 11, 2022 Filed May 13, 2022 20:45 UTC |
ARMSTRONG D GEOFFREYDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 30,120 | $0.00 Strike: $0.83 | $0.00 |
DisclosureSEC source: 0001162953-22-000001 · primary_doc.xml · derivative · entry 4 ARMSTRONG D GEOFFREY · CIK 0001162953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,541 Underlying: Class D Common Stick · 30,120 shares Expires 2022-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 11, 2022 Filed May 13, 2022 20:45 UTC |
ARMSTRONG D GEOFFREYDirector
|
SaleClass D Common Stock | 15,189 | $6.05 | $91,893.45 |
DisclosureSEC source: 0001162953-22-000001 · primary_doc.xml · nonDerivative · entry 3 ARMSTRONG D GEOFFREY · CIK 0001162953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,421 F2 · shares: A majority of the proceeds from these sales will be used to cover the reporting person's tax liability arising from option exercises. F3 · price: The price reported in Column 4 is a weighted average price upon sake after exercise of the underlying stock options. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F4 · balance_after: The total represents all Class A and Class D common stock shares held by the reporting person. After the transaction reported herein, the reporting person additionally beneficially owns 10,000 shares of Class A common stock and 168,421 shares of Class D common stock for a total of 178,421 shares across all classes of Urban One, Inc. stock, Classes A, B, C, and D. This number does not include options as per the transactions reported herein Mr. Armstrong no longer holds options. Read SEC document |
| May 11, 2022 Filed May 13, 2022 20:45 UTC |
ARMSTRONG D GEOFFREYDirector
|
SaleClass D Common Stock | 14,931 | $6.06 | $90,481.86 |
DisclosureSEC source: 0001162953-22-000001 · primary_doc.xml · nonDerivative · entry 2 ARMSTRONG D GEOFFREY · CIK 0001162953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,610 F2 · shares: A majority of the proceeds from these sales will be used to cover the reporting person's tax liability arising from option exercises. F3 · price: The price reported in Column 4 is a weighted average price upon sake after exercise of the underlying stock options. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| May 11, 2022 Filed May 13, 2022 20:45 UTC |
ARMSTRONG D GEOFFREYDirector
|
Exercise / conversionClass D Common Stock | 30,120 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001162953-22-000001 · primary_doc.xml · nonDerivative · entry 1 ARMSTRONG D GEOFFREY · CIK 0001162953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents the exercise of previously granted restricted stock unit options, with an exercise price of $0.83 per share. These options were to expire on June 5, 2022. Read SEC document |
| May 10, 2022 Filed May 11, 2022 20:40 UTC |
Wishart KarenCAO/EVP
|
SaleClass D Common Stock | 8,000 | $6.10 | $48,800.00 |
DisclosureSEC source: 0001727205-22-000001 · primary_doc.xml · nonDerivative · entry 1 Wishart Karen · CIK 0001727205 · CAO/EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,349 F1 · price: The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. F2 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of Urban One, Inc. stock as follows: 29,349 shares of Class D common stock. Read SEC document |
| August 06, 2021 Filed Aug 10, 2021 20:53 UTC |
Simpson KristopherSVP & General Counsel
|
Disposition to issuerClass D Common Stock | 6,715 | $5.80 | $38,947.00 |
DisclosureSEC source: 0001870822-21-000003 · primary_doc.xml · nonDerivative · entry 1 Simpson Kristopher · CIK 0001870822 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 F1 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of 10,000 shares of Urban One, Inc. common stock as follows: 10,000 shares of Class D common stock. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 14:59 UTC |
Simpson KristopherSVP & General Counsel
|
Tax withholdingClass D Common Stock | 3,285 | $5.38 | $17,673.30 |
DisclosureSEC source: 0001870822-21-000002 · primary_doc.xml · nonDerivative · entry 4 Simpson Kristopher · CIK 0001870822 · SVP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,715 F2 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of 16,715 shares of Urban One, Inc. common stock as follows: 16,715 shares of Class D common stock. Read SEC document |
| June 21, 2021 Filed Jun 21, 2021 21:51 UTC |
SEMLER ERIC10% owner
TCS CAPITAL MANAGEMENT LLC10% owner
TCS Capital Advisors, LLC10% owner
|
PurchaseClass D Common Stock, $0.001 par value | 250,000 | $4.64 | $1,159,500.00 |
DisclosureSEC source: 0000921895-21-001679 · form410608001_06212021.xml · nonDerivative · entry 5 SEMLER ERIC · CIK 0001162095 · 10% owner TCS CAPITAL MANAGEMENT LLC · CIK 0001167167 · 10% owner TCS Capital Advisors, LLC · CIK 0001842555 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By TCS Capital Advisors, LLC Disclosed balance after: 4,204,410 F1 · security: This Form 4 is filed jointly by TCS Capital Management, LLC ("TCS Management"), TCS Capital Advisors, LLC ("TCS Advisors") and Eric Semler (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person may be deemed to be a member of a "group" that owns more than 10% of the Issuer's outstanding shares of Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Securities held directly by TCS Advisors. TCS Management, as the investment advisor of TCS Advisors, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Advisors. Read SEC document |
| June 18, 2021 Filed Jun 21, 2021 21:51 UTC |
SEMLER ERIC10% owner
TCS CAPITAL MANAGEMENT LLC10% owner
TCS Capital Advisors, LLC10% owner
|
PurchaseClass D Common Stock, $0.001 par value | 293,180 | $4.66 | $1,366,658.57 |
DisclosureSEC source: 0000921895-21-001679 · form410608001_06212021.xml · nonDerivative · entry 4 SEMLER ERIC · CIK 0001162095 · 10% owner TCS CAPITAL MANAGEMENT LLC · CIK 0001167167 · 10% owner TCS Capital Advisors, LLC · CIK 0001842555 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By TCS Capital Advisors, LLC Disclosed balance after: 3,954,410 F1 · security: This Form 4 is filed jointly by TCS Capital Management, LLC ("TCS Management"), TCS Capital Advisors, LLC ("TCS Advisors") and Eric Semler (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person may be deemed to be a member of a "group" that owns more than 10% of the Issuer's outstanding shares of Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Securities held directly by TCS Advisors. TCS Management, as the investment advisor of TCS Advisors, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Advisors. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 21:51 UTC |
SEMLER ERIC10% owner
TCS CAPITAL MANAGEMENT LLC10% owner
TCS Capital Advisors, LLC10% owner
|
PurchaseClass D Common Stock, $0.001 par value | 433,195 | $4.66 | $2,020,334.84 |
DisclosureSEC source: 0000921895-21-001679 · form410608001_06212021.xml · nonDerivative · entry 3 SEMLER ERIC · CIK 0001162095 · 10% owner TCS CAPITAL MANAGEMENT LLC · CIK 0001167167 · 10% owner TCS Capital Advisors, LLC · CIK 0001842555 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By TCS Capital Advisors, LLC Disclosed balance after: 3,661,230 F1 · security: This Form 4 is filed jointly by TCS Capital Management, LLC ("TCS Management"), TCS Capital Advisors, LLC ("TCS Advisors") and Eric Semler (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person may be deemed to be a member of a "group" that owns more than 10% of the Issuer's outstanding shares of Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Securities held directly by TCS Advisors. TCS Management, as the investment advisor of TCS Advisors, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Advisors. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 13:30 UTC |
JONES TERRY LDirector
|
GrantClass D Common Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001156180-21-000001 · primary_doc.xml · nonDerivative · entry 2 JONES TERRY L · CIK 0001156180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,282 F1 · price: Represents vesting a grant of restricted stock units pursuant to our director compensation policy, our non-employee directors each receive $50,000 of restricted stock units which vest over a two-year period. The number of shares was determined by dividing the closing price of our Class D common stock on the date of the applicable annual meeting into $50,000. F2 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of Urban One, Inc. stock as follows: (1) 401,282 shares of Class D common stock. F3 · balance_after: This total includes options to purchase 30,120 shares of Class D common stock held by Mr. Jones, with an exercise price of $0.83 per share. F4 · balance_after: This total is adjusted from the Form 4 previously filed on June 29, 2020 as the following options included in the total have expired: 22,935 Class D shares with an exercise price of $1.09 per share, and options for 13,369 Class D shares with an exercise price of $1.87 per share. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 13:21 UTC |
ARMSTRONG D GEOFFREYDirector
|
GrantClass D Common Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001162953-21-000002 · primary_doc.xml · nonDerivative · entry 2 ARMSTRONG D GEOFFREY · CIK 0001162953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 208,541 F1 · price: Represents vesting of a grant of restricted stock units pursuant to our director compensation policy; our non-employee directors each receive $50,000 of restricted stock units which vest over a two-year period. The number of shares was determined by dividing the closing price of our Class D common stock on the date of the applicable annual meeting into $50,000. F2 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of 208,541 shares of Urban One, Inc. common stock as follows: (1) 10,000 shares of Class A common stock; and (2) 198,541 shares of Class D common stock. F3 · balance_after: This total includes options to purchase 30,120 shares of Class D common stock held by Mr. Armstrong, with an exercise price of $0.83 per share. F4 · balance_after: This total is adjusted from the Form 4 previously filed on May 20, 2021 as the following options included in the total have expired: 22,935 Class D shares with an exercise price of $1.09 per share. Read SEC document |
| June 17, 2021 Filed Jun 21, 2021 13:12 UTC |
MCNEILL BRIAN WDirector
|
GrantClass D Common Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001208931-21-000004 · primary_doc.xml · nonDerivative · entry 2 MCNEILL BRIAN W · CIK 0001208931 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,899 F1 · price: Represents vesting a grant of restricted stock units pursuant to our director compensation policy, our non-employee directors each receive $50,000 of restricted stock units which vest over a two-year period. The number of shares was determined by dividing the closing price of our Class D common stock on the date of the applicable annual meeting into $50,000. F2 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of 249,899 shares of Urban One, Inc. common stock as follows: 249,899 shares of Class D common stock. This number does not include options as Mr. McNeill currently holds no options. Read SEC document |
| June 16, 2021 Filed Jun 21, 2021 13:30 UTC |
JONES TERRY LDirector
|
GrantClass D Common Stock | 9,124 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001156180-21-000001 · primary_doc.xml · nonDerivative · entry 1 JONES TERRY L · CIK 0001156180 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 388,782 F1 · price: Represents vesting a grant of restricted stock units pursuant to our director compensation policy, our non-employee directors each receive $50,000 of restricted stock units which vest over a two-year period. The number of shares was determined by dividing the closing price of our Class D common stock on the date of the applicable annual meeting into $50,000. Read SEC document |
| June 16, 2021 Filed Jun 21, 2021 13:21 UTC |
ARMSTRONG D GEOFFREYDirector
|
GrantClass D Common Stock | 9,124 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001162953-21-000002 · primary_doc.xml · nonDerivative · entry 1 ARMSTRONG D GEOFFREY · CIK 0001162953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,041 F1 · price: Represents vesting of a grant of restricted stock units pursuant to our director compensation policy; our non-employee directors each receive $50,000 of restricted stock units which vest over a two-year period. The number of shares was determined by dividing the closing price of our Class D common stock on the date of the applicable annual meeting into $50,000. Read SEC document |
| June 16, 2021 Filed Jun 21, 2021 13:12 UTC |
MCNEILL BRIAN WDirector
|
GrantClass D Common Stock | 9,124 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001208931-21-000004 · primary_doc.xml · nonDerivative · entry 1 MCNEILL BRIAN W · CIK 0001208931 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,399 F1 · price: Represents vesting a grant of restricted stock units pursuant to our director compensation policy, our non-employee directors each receive $50,000 of restricted stock units which vest over a two-year period. The number of shares was determined by dividing the closing price of our Class D common stock on the date of the applicable annual meeting into $50,000. Read SEC document |
| June 08, 2021 Filed Jun 10, 2021 21:24 UTC |
MCNEILL BRIAN WDirector
|
SaleClass D Common Stock | 5,000 | $6.42 | $32,100.00 |
DisclosureSEC source: 0001208931-21-000003 · primary_doc.xml · nonDerivative · entry 1 MCNEILL BRIAN W · CIK 0001208931 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 228,275 F1 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of 228,275 shares of Urban One, Inc. common stock as follows: 228,275 shares of Class D common stock. This number does not include options as Mr. McNeill currently holds no options. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 14:25 UTC |
KANTOR DAVID MCEO, Radio Division
|
SaleClass D Common Stock | 10,000 | $6.15 | $61,500.00 |
DisclosureSEC source: 0001175204-21-000002 · primary_doc.xml · nonDerivative · entry 2 KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,270 F1 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of 136,270 shares of Urban One, Inc. common stock as follows: 136,270 shares of Class D common stock. This total includes 94,150 options of Class D common stock. Read SEC document |
| June 07, 2021 Filed Jun 9, 2021 14:25 UTC |
KANTOR DAVID MCEO, Radio Division
|
SaleClass D Common Stock | 10,000 | $6.05 | $60,500.00 |
DisclosureSEC source: 0001175204-21-000002 · primary_doc.xml · nonDerivative · entry 1 KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,270 Read SEC document |
| June 01, 2021 Filed Jun 1, 2021 22:31 UTC |
SEMLER ERIC10% owner
TCS CAPITAL MANAGEMENT LLC10% owner
TCS Capital Advisors, LLC10% owner
|
PurchaseClass D Common Stock, $0.001 par value | 39,900 | $4.87 | $194,360.88 |
DisclosureSEC source: 0000921895-21-001530 · form410608001_06012021.xml · nonDerivative · entry 6 SEMLER ERIC · CIK 0001162095 · 10% owner TCS CAPITAL MANAGEMENT LLC · CIK 0001167167 · 10% owner TCS Capital Advisors, LLC · CIK 0001842555 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By TCS Capital Advisors, LLC Disclosed balance after: 3,228,035 F1 · security: This Form 4 is filed jointly by TCS Capital Management, LLC ("TCS Management"), TCS Capital Advisors, LLC ("TCS Advisors") and Eric Semler (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person may be deemed to be a member of a "group" that owns more than 10% of the Issuer's outstanding shares of Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Securities held directly by TCS Advisors. TCS Management, as the investment advisor of TCS Advisors, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Advisors. Read SEC document |
| May 28, 2021 Filed Jun 1, 2021 22:31 UTC |
SEMLER ERIC10% owner
TCS CAPITAL MANAGEMENT LLC10% owner
TCS Capital Advisors, LLC10% owner
|
PurchaseClass D Common Stock, $0.001 par value | 400,000 | $4.69 | $1,876,520.00 |
DisclosureSEC source: 0000921895-21-001530 · form410608001_06012021.xml · nonDerivative · entry 5 SEMLER ERIC · CIK 0001162095 · 10% owner TCS CAPITAL MANAGEMENT LLC · CIK 0001167167 · 10% owner TCS Capital Advisors, LLC · CIK 0001842555 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By TCS Capital Advisors, LLC Disclosed balance after: 3,188,135 F1 · security: This Form 4 is filed jointly by TCS Capital Management, LLC ("TCS Management"), TCS Capital Advisors, LLC ("TCS Advisors") and Eric Semler (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person may be deemed to be a member of a "group" that owns more than 10% of the Issuer's outstanding shares of Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Securities held directly by TCS Advisors. TCS Management, as the investment advisor of TCS Advisors, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Advisors. Read SEC document |
| May 28, 2021 Filed Jun 2, 2021 14:17 UTC |
MCNEILL BRIAN WDirector
|
SaleClass D Common Stock | 25,000 | $4.80 | $120,000.00 |
DisclosureSEC source: 0001208931-21-000002 · primary_doc.xml · nonDerivative · entry 1 MCNEILL BRIAN W · CIK 0001208931 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 233,275 F1 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of 233,275 shares of Urban One, Inc. common stock as follows: 233,275 shares of Class D common stock. This number does not include options as Mr. McNeill currently holds no options. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 22:31 UTC |
SEMLER ERIC10% owner
TCS CAPITAL MANAGEMENT LLC10% owner
TCS Capital Advisors, LLC10% owner
|
PurchaseClass D Common Stock, $0.001 par value | 118,938 | $3.64 | $433,136.51 |
DisclosureSEC source: 0000921895-21-001530 · form410608001_06012021.xml · nonDerivative · entry 4 SEMLER ERIC · CIK 0001162095 · 10% owner TCS CAPITAL MANAGEMENT LLC · CIK 0001167167 · 10% owner TCS Capital Advisors, LLC · CIK 0001842555 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By TCS Capital Advisors, LLC Disclosed balance after: 2,788,135 F1 · security: This Form 4 is filed jointly by TCS Capital Management, LLC ("TCS Management"), TCS Capital Advisors, LLC ("TCS Advisors") and Eric Semler (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person may be deemed to be a member of a "group" that owns more than 10% of the Issuer's outstanding shares of Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Securities held directly by TCS Advisors. TCS Management, as the investment advisor of TCS Advisors, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Advisors. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 22:31 UTC |
SEMLER ERIC10% owner
TCS CAPITAL MANAGEMENT LLC10% owner
TCS Capital Advisors, LLC10% owner
|
PurchaseClass D Common Stock, $0.001 par value | 448,000 | $4.04 | $1,812,115.20 |
DisclosureSEC source: 0000921895-21-001530 · form410608001_06012021.xml · nonDerivative · entry 3 SEMLER ERIC · CIK 0001162095 · 10% owner TCS CAPITAL MANAGEMENT LLC · CIK 0001167167 · 10% owner TCS Capital Advisors, LLC · CIK 0001842555 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By TCS Capital Advisors, LLC Disclosed balance after: 2,669,197 F1 · security: This Form 4 is filed jointly by TCS Capital Management, LLC ("TCS Management"), TCS Capital Advisors, LLC ("TCS Advisors") and Eric Semler (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person may be deemed to be a member of a "group" that owns more than 10% of the Issuer's outstanding shares of Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Securities held directly by TCS Advisors. TCS Management, as the investment advisor of TCS Advisors, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Advisors. Read SEC document |
| May 25, 2021 Filed May 26, 2021 21:30 UTC |
MCNEILL BRIAN WDirector
|
SaleClass D Common Stock | 25,000 | $3.54 | $88,500.00 |
DisclosureSEC source: 0001208931-21-000001 · primary_doc.xml · nonDerivative · entry 3 MCNEILL BRIAN W · CIK 0001208931 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 258,275 F1 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of 258,275 shares of Urban One, Inc. common stock as follows: 258,275 shares of Class D common stock. This number does not include options as Mr. McNeill currently holds no options. Read SEC document |
| May 25, 2021 Filed May 26, 2021 21:30 UTC |
MCNEILL BRIAN WDirector
|
SaleClass D Common Stock | 25,000 | $3.51 | $87,750.00 |
DisclosureSEC source: 0001208931-21-000001 · primary_doc.xml · nonDerivative · entry 2 MCNEILL BRIAN W · CIK 0001208931 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,275 Read SEC document |
| May 21, 2021 Filed May 26, 2021 21:30 UTC |
MCNEILL BRIAN WDirector
|
SaleClass D Common Stock | 50,000 | $4.05 | $202,500.00 |
DisclosureSEC source: 0001208931-21-000001 · primary_doc.xml · nonDerivative · entry 1 MCNEILL BRIAN W · CIK 0001208931 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,275 Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:58 UTC |
ARMSTRONG D GEOFFREYDirector
|
GrantStock Option to purchase Class D Common Stock · Derivative | 13,369 | $0.00 Strike: $1.87 | $0.00 |
DisclosureSEC source: 0001162953-21-000001 · primary_doc.xml · derivative · entry 4 ARMSTRONG D GEOFFREY · CIK 0001162953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,369 Underlying: Class D common stock · 13,369 shares Expires 2021-06-06 Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:58 UTC |
ARMSTRONG D GEOFFREYDirector
|
Exercise / conversionRestricted Stock Unit · Derivative | 21,929 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001162953-21-000001 · primary_doc.xml · derivative · entry 3 ARMSTRONG D GEOFFREY · CIK 0001162953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class D common stock · 21,929 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Represents a grant of restricted stock units under the company's board compensation plan. On June 14, 2013, Mr. Armstrong was granted 21,929 shares of restricted Class D common stock in accordance with our board compensation policy. The number of shares was determined by dividing $2.28, the closing price of our Class D common stock on June 14, 2013 into $50,000 and vested in equal parts over a two year period. F5 · derivative.expiration_date: Not applicable Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:58 UTC |
ARMSTRONG D GEOFFREYDirector
|
SaleClass D Common Stock | 35,298 | $3.59 | $126,719.82 |
DisclosureSEC source: 0001162953-21-000001 · primary_doc.xml · nonDerivative · entry 2 ARMSTRONG D GEOFFREY · CIK 0001162953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 209,852 F2 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of 209,852 shares of Urban One, Inc. common stock as follows: (1) 10,000 shares of Class A common stock; and (2) 199,852 shares of Class D common stock. F3 · balance_after: This total includes options to purchase 53,055 shares of Class D common stock held by Mr. Armstrong. Mr. Armstrong holds options for 22.935 Class D shares with an exercise price of $1.09 per share, and options for 30,120 Class D shares with an exercise price of $0.83 per share. Read SEC document |
| May 18, 2021 Filed May 20, 2021 20:58 UTC |
ARMSTRONG D GEOFFREYDirector
|
Exercise / conversionClass D Common Stock | 21,929 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001162953-21-000001 · primary_doc.xml · nonDerivative · entry 1 ARMSTRONG D GEOFFREY · CIK 0001162953 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 245,150 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Represents vesting of a grant of restricted stock units pursuant to our director compensation policy; our non-employee directors each receive $50,000 of restricted stock units which vest over a two-year period. The number of shares was determined by dividing the closing price of our Class D common stock on the date of the applicable annual meeting into $50,000. Read SEC document |
| January 19, 2021 Filed Jan 27, 2021 00:52 UTC |
SEMLER ERIC10% owner
TCS CAPITAL MANAGEMENT LLC10% owner
TCS Capital Advisors, LLC10% owner
|
PurchaseClass D Common Stock, $0.001 par value | 100,000 | $1.72 | $171,740.00 |
DisclosureSEC source: 0000921895-21-000167 · form410608001_01262021.xml · nonDerivative · entry 7 SEMLER ERIC · CIK 0001162095 · 10% owner TCS CAPITAL MANAGEMENT LLC · CIK 0001167167 · 10% owner TCS Capital Advisors, LLC · CIK 0001842555 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By TCS Capital Advisors, LLC Disclosed balance after: 2,221,197 F1 · security: This Form 4 is filed jointly by TCS Capital Management, LLC ("TCS Management"), TCS Capital Advisors, LLC ("TCS Advisors") and Eric Semler (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person may be deemed to be a member of a "group" that owns more than 10% of the Issuer's outstanding shares of Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Securities held directly by TCS Advisors. TCS Management, as the investment advisor of TCS Advisors, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Advisors. Read SEC document |
| January 19, 2021 Filed Jan 27, 2021 00:52 UTC |
SEMLER ERIC10% owner
TCS CAPITAL MANAGEMENT LLC10% owner
TCS Capital Advisors, LLC10% owner
|
PurchaseClass A Common Stock, $0.001 par value | 100,000 | $6.57 | $657,430.00 |
DisclosureSEC source: 0000921895-21-000167 · form410608001_01262021.xml · nonDerivative · entry 3 SEMLER ERIC · CIK 0001162095 · 10% owner TCS CAPITAL MANAGEMENT LLC · CIK 0001167167 · 10% owner TCS Capital Advisors, LLC · CIK 0001842555 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By TCS Capital Advisors, LLC Disclosed balance after: 675,480 F1 · security: This Form 4 is filed jointly by TCS Capital Management, LLC ("TCS Management"), TCS Capital Advisors, LLC ("TCS Advisors") and Eric Semler (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person may be deemed to be a member of a "group" that owns more than 10% of the Issuer's outstanding shares of Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Securities held directly by TCS Advisors. TCS Management, as the investment advisor of TCS Advisors, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Advisors. Read SEC document |
| January 07, 2021 Filed Jan 27, 2021 00:52 UTC |
SEMLER ERIC10% owner
TCS CAPITAL MANAGEMENT LLC10% owner
TCS Capital Advisors, LLC10% owner
|
PurchaseClass D Common Stock, $0.001 par value | 39,265 | $1.42 | $55,752.37 |
DisclosureSEC source: 0000921895-21-000167 · form410608001_01262021.xml · nonDerivative · entry 6 SEMLER ERIC · CIK 0001162095 · 10% owner TCS CAPITAL MANAGEMENT LLC · CIK 0001167167 · 10% owner TCS Capital Advisors, LLC · CIK 0001842555 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By TCS Capital Advisors, LLC Disclosed balance after: 2,121,197 F1 · security: This Form 4 is filed jointly by TCS Capital Management, LLC ("TCS Management"), TCS Capital Advisors, LLC ("TCS Advisors") and Eric Semler (collectively, the "Reporting Persons"). F2 · security: Each Reporting Person may be deemed to be a member of a "group" that owns more than 10% of the Issuer's outstanding shares of Class A Common Stock. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. F3 · ownership.nature: Securities held directly by TCS Advisors. TCS Management, as the investment advisor of TCS Advisors, may be deemed to beneficially own the securities held directly by TCS Advisors. Mr. Semler, as the managing member of TCS Management, may be deemed to beneficially own the securities held directly by TCS Advisors. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.