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Nasdaq · USD

UONE

URBAN ONE, INC.

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153
SEC CIK
0001041657
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152

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202504
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202605
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 06, 2023 Filed Feb 17, 2023 16:33 UTC Amendment GrantStock Option (Class D) · Derivative 57,790 $0.00 Strike: $5.15 $0.00
Disclosure

SEC source: 0001437482-23-000002 · primary_doc.xml · derivative · entry 3

Thompson Peter · CIK 0001437482 · CFO/EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,686

Underlying: Class D Common Stock · 57,790 shares

Expires 2033-02-06

Read SEC document
February 06, 2023 Filed Feb 17, 2023 16:33 UTC Amendment Tax withholdingClass D Common Stock 45,295 $5.15 $233,269.25
Disclosure

SEC source: 0001437482-23-000002 · primary_doc.xml · nonDerivative · entry 2

Thompson Peter · CIK 0001437482 · CFO/EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,069

Read SEC document
February 06, 2023 Filed Feb 17, 2023 16:33 UTC Amendment GrantClass D Common Stock 94,660 $0.00 $0.00
Disclosure

SEC source: 0001437482-23-000002 · primary_doc.xml · nonDerivative · entry 1

Thompson Peter · CIK 0001437482 · CFO/EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,364

F1 · security: This Form 4A is being filed to reconcile share ownership totals after adjusting for actual shares withheld for taxes versus estimated amounts in relation to the February 6, 2023 grant and vesting.

F2 · shares: Award vested immediately upon pricing.

Read SEC document
February 06, 2023 Filed Oct 24, 2023 00:53 UTC Amendment
HUGHES CATHERINE LDirector · Chairperson & Secretary · 10% owner
GrantStock Option (Class D) · Derivative 101,272 $0.00 Strike: $5.15 $0.00
Disclosure

SEC source: 0001106637-23-000003 · primary_doc.xml · derivative · entry 3

HUGHES CATHERINE L · CIK 0001106637 · Director · Chairperson & Secretary · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,365,311

Underlying: Class D Common Stock · 101,272 shares

Expires 2033-02-06

F5 · balance_after: The reporting person also holds 281,250 Restricted Class A Stock Units in addition to the derivative securities reported in Table II.

Read SEC document
February 06, 2023 Filed Oct 24, 2023 00:53 UTC Amendment
HUGHES CATHERINE LDirector · Chairperson & Secretary · 10% owner
Tax withholdingClass D Common Stock 55,008 $5.15 $283,291.20
Disclosure

SEC source: 0001106637-23-000003 · primary_doc.xml · nonDerivative · entry 2

HUGHES CATHERINE L · CIK 0001106637 · Director · Chairperson & Secretary · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,642,080

F3 · balance_after: Urban One, Inc. has four classes of stock, Classes A, B, C, and D. Across all classes the reporting persons owns Urban One, Inc. stock as follows: (1) zero shares of Class A common stock (exclusive of Class A RSUs noted in footnote 4 below); (2) 851,536 shares of Class B common stock held by the Hughes Revocable Trust; (3) 247,366 shares of Class C common stock held by the Hughes Revocable Trust U/A/D; (4) 1,124,560 shares of Class C common stock held by Dynastic Trust U/A/D; (5) 15,605 shares of Class C common stock held by the Hughes-Liggins Co., LLC; (continued in next footnote)

F4 · balance_after: (continued from previous footnote) (6) 825,938 shares of Class D common stock held by the Catherine Hughes; (7) 1,015,937 shares of Class D common stock held by the Hughes Revocable Trust; (8) 494,732 shares of Class D common stock held by the Hughes Revocable Trust U/A/D; (cont.) and (9) 1,749,464 shares of Class D common stock held by the Hughes Revocable Trust UA; (10) 520,404 shares of Class D Common Stock held by the Dynastic Trust U/A/D; and (11) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC.

Read SEC document
February 06, 2023 Filed Oct 24, 2023 00:53 UTC Amendment
HUGHES CATHERINE LDirector · Chairperson & Secretary · 10% owner
GrantClass D Common Stock 165,883 $0.00 $0.00
Disclosure

SEC source: 0001106637-23-000003 · primary_doc.xml · nonDerivative · entry 1

HUGHES CATHERINE L · CIK 0001106637 · Director · Chairperson & Secretary · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,697,088

F1 · security: This Form 4A is being filed is to adjust ownership totals due to a rounding error in the calculation method in relation to a February 2023 grant vesting. The Amendment increases Class D Common Stock ownership by 6,144 shares and option ownership by 3,751 options to purchase Class D shares.

F2 · shares: Award vested immediately upon pricing.

Read SEC document
February 06, 2023 Filed Oct 24, 2023 00:37 UTC Amendment
LIGGINS ALFRED CDirector · CEO · 10% owner
GrantStock Option (Class D) · Derivative 168,786 $5.15 Strike: $5.15 $869,247.90
Disclosure

SEC source: 0001221506-23-000003 · primary_doc.xml · derivative · entry 3

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,374,185

Underlying: Class D Common Stock · 168,786 shares

Expires 2033-02-06

F5 · balance_after: The reporting person also holds 468,750 Restricted Class A Stock Units in addition to the derivative securities reported in Table II.

Read SEC document
February 06, 2023 Filed Oct 24, 2023 00:37 UTC Amendment
LIGGINS ALFRED CDirector · CEO · 10% owner
Tax withholdingClass D Common Stock 82,702 $5.15 $425,915.30
Disclosure

SEC source: 0001221506-23-000003 · primary_doc.xml · nonDerivative · entry 2

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,518,625

F3 · balance_after: Urban One, Inc. has four classes of stock, Classes A, B, C, and D. Across all classes the reporting persons owns Urban One, Inc. stock as follows: (1) 620,918 shares of Class A common stock (exclusive of Class A RSUs noted in footnote 4 below); (2) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (3) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (4) 3,713,487 shares of Class D common stock held by Alfred C. Liggins; (5) 3,896,734 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (continued in next footnote)

F4 · balance_after: (continued from previous footnote) (6) 3,012,237 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust U/A/D; (7) 1,519,128 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust UA; (8) 338,808 shares of Class D common stock held by the Dynastic Trust U/A/D; and (9) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC.

Read SEC document
February 06, 2023 Filed Oct 24, 2023 00:37 UTC Amendment
LIGGINS ALFRED CDirector · CEO · 10% owner
GrantClass D Common Stock 276,472 $0.00 $0.00
Disclosure

SEC source: 0001221506-23-000003 · primary_doc.xml · nonDerivative · entry 1

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,601,327

F1 · security: This Form 4A is being filed is to adjust ownership totals due to a rounding error in the calculation methodology in relation to a February 2023 grant vesting. The Amendment increases Class D Common Stock ownership by 10,240 shares and option ownership by 6,251 options to purchase Class D shares.

F2 · shares: Award vested immediately upon pricing.

Read SEC document
November 29, 2022 Filed Nov 30, 2022 21:08 UTC SaleClass D Common Stock 13,329 $4.05 $53,982.45
Disclosure

SEC source: 0001208931-22-000004 · primary_doc.xml · nonDerivative · entry 2

MCNEILL BRIAN W · CIK 0001208931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,542

F1 · price: The price reported in Column 4 is a weighted average price upon sake after exercise of the underlying stock options. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of Urban One, Inc. stock as follows: 260,542 shares of Class D common stock. This number does not include options as Mr. McNeill currently holds no options.

Read SEC document
November 29, 2022 Filed Feb 17, 2023 20:57 UTC Amendment SaleClass D Common Stock 13,329 $4.05 $53,982.45
Disclosure

SEC source: 0001208931-23-000001 · primary_doc.xml · nonDerivative · entry 2

MCNEILL BRIAN W · CIK 0001208931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,542

F1 · price: The price reported in Column 4 is a weighted average price upon sale of the underlying stock options. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4/A.

F2 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock: Classes A, B, C, and D. The reporting person beneficially owns a total of Urban One, Inc. stock as follows: 260,542 shares of Class D Common Stock. This number does not include options as Mr. McNeill currently holds no options.

F3 · balance_after: The total reported in Column 5 was revised in this Form 4/A to correct transposed digits in the original Form 4 filing on 11/30/2022.

Read SEC document
November 28, 2022 Filed Nov 30, 2022 21:08 UTC SaleClass D Common Stock 4,371 $4.32 $18,882.72
Disclosure

SEC source: 0001208931-22-000004 · primary_doc.xml · nonDerivative · entry 1

MCNEILL BRIAN W · CIK 0001208931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,871

F1 · price: The price reported in Column 4 is a weighted average price upon sake after exercise of the underlying stock options. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 28, 2022 Filed Feb 17, 2023 20:57 UTC Amendment SaleClass D Common Stock 4,371 $4.32 $18,882.72
Disclosure

SEC source: 0001208931-23-000001 · primary_doc.xml · nonDerivative · entry 1

MCNEILL BRIAN W · CIK 0001208931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,871

F1 · price: The price reported in Column 4 is a weighted average price upon sale of the underlying stock options. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4/A.

Read SEC document
November 23, 2022 Filed Nov 28, 2022 21:12 UTC SaleClass D Common Stock 2,300 $4.62 $10,626.00
Disclosure

SEC source: 0001208931-22-000003 · primary_doc.xml · nonDerivative · entry 1

MCNEILL BRIAN W · CIK 0001208931 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,242

F1 · price: The price reported in Column 4 is a weighted average price upon sake after exercise of the underlying stock options. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. The reporting person beneficially owns a total of Urban One, Inc. stock as follows: 278,242 shares of Class D common stock. This number does not include options as Mr. McNeill currently holds no options.

Read SEC document
September 27, 2022 Filed Sep 29, 2022 22:25 UTC
HUGHES CATHERINE LDirector · Chairperson and Secretary · 10% owner
GrantStock Option (Class D) · Derivative 93,750 $0.00 Strike: $4.23 $0.00
Disclosure

SEC source: 0001106637-22-000001 · primary_doc.xml · derivative · entry 5

HUGHES CATHERINE L · CIK 0001106637 · Director · Chairperson and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,264,039

Underlying: Class D Common Stock · 93,750 shares

Expires 2032-09-26

Read SEC document
September 27, 2022 Filed Sep 29, 2022 22:25 UTC
HUGHES CATHERINE LDirector · Chairperson and Secretary · 10% owner
GrantStock Option (Class D) · Derivative 101,702 $0.00 Strike: $4.23 $0.00
Disclosure

SEC source: 0001106637-22-000001 · primary_doc.xml · derivative · entry 4

HUGHES CATHERINE L · CIK 0001106637 · Director · Chairperson and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,170,289

Underlying: Class D Common Stock · 101,702 shares

Expires 2032-09-26

Read SEC document
September 27, 2022 Filed Sep 29, 2022 22:25 UTC
HUGHES CATHERINE LDirector · Chairperson and Secretary · 10% owner
GrantRestricted Stock Units (Class A) · Derivative 281,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001106637-22-000001 · primary_doc.xml · derivative · entry 3

HUGHES CATHERINE L · CIK 0001106637 · Director · Chairperson and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,250

Underlying: Class A Common Stock · 281,250 shares

Expires not disclosed

F4 · derivative.expiration_date: n/a

Read SEC document
September 27, 2022 Filed Sep 29, 2022 22:25 UTC
HUGHES CATHERINE LDirector · Chairperson and Secretary · 10% owner
Tax withholdingClass D Common Stock 66,970 $4.23 $283,283.10
Disclosure

SEC source: 0001106637-22-000001 · primary_doc.xml · nonDerivative · entry 2

HUGHES CATHERINE L · CIK 0001106637 · Director · Chairperson and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,531,206

F2 · balance_after: Urban One, Inc. has four classes of stock, Classes A, B, C, and D. Across all classes the reporting persons owns Urban One, Inc. stock as follows: (1) zero shares of Class A common stock (exclusive of the Class A RSUs reported herein), (2) 851,536 shares of Class B common stock held by the Hughes Revocable Trust; (3) 247,366 shares of Class C common stock held by the Hughes Revocable Trust U/A/D; (4) 1,124,560 shares of Class C common stock held by the Dynastic Trust U/A/D; (5) 15,605 shares of Class C common stock held by the Hughes-Liggins Co., LLC; (continued in next footnote)

F3 · ownership.direct: (continued from previous footnote) (6) 719,170 shares of Class D common stock held by Catherine Hughes; (7) 1,015,937 shares of Class D common stock held by the Hughes Revocable Trust; (8) 494,732 shares of Class D common stock held by the Hughes Revocable Trust U/A/D; (cont.) (9) 1,749,464 shares of Class D common stock held by the Hughes Revocable Trust UA; (10) 520,404 shares of Class D common stock held by the Dynastic Trust U/A/D; and (11) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC. The reporting person also holds the derivative securities reported in Table II.

Read SEC document
September 27, 2022 Filed Sep 29, 2022 22:25 UTC
HUGHES CATHERINE LDirector · Chairperson and Secretary · 10% owner
GrantClass D Common Stock 201,961 $0.00 $0.00
Disclosure

SEC source: 0001106637-22-000001 · primary_doc.xml · nonDerivative · entry 1

HUGHES CATHERINE L · CIK 0001106637 · Director · Chairperson and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,598,176

F1 · shares: Award vests immediately upon pricing.

Read SEC document
September 27, 2022 Filed Sep 29, 2022 22:10 UTC
Simpson KristopherSVP & General Counsel
GrantStock Option (Class D) · Derivative 12,054 $0.00 Strike: $4.23 $0.00
Disclosure

SEC source: 0001221506-22-000002 · primary_doc.xml · derivative · entry 4

Simpson Kristopher · CIK 0001870822 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,054

Underlying: Class D Common Stock · 12,054 shares

Expires 2032-09-27

Read SEC document
September 27, 2022 Filed Sep 29, 2022 22:10 UTC
Simpson KristopherSVP & General Counsel
Disposition to issuerClass D Common Stock 13,577 $4.23 $57,430.71
Disclosure

SEC source: 0001221506-22-000002 · primary_doc.xml · nonDerivative · entry 3

Simpson Kristopher · CIK 0001870822 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
September 27, 2022 Filed Sep 29, 2022 22:10 UTC
Simpson KristopherSVP & General Counsel
Tax withholdingClass D Common Stock 10,359 $4.23 $43,818.57
Disclosure

SEC source: 0001221506-22-000002 · primary_doc.xml · nonDerivative · entry 2

Simpson Kristopher · CIK 0001870822 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,577

Read SEC document
September 27, 2022 Filed Sep 29, 2022 22:10 UTC
Simpson KristopherSVP & General Counsel
GrantClass D Common Stock 23,936 $0.00 $0.00
Disclosure

SEC source: 0001221506-22-000002 · primary_doc.xml · nonDerivative · entry 1

Simpson Kristopher · CIK 0001870822 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,936

F1 · shares: Award invested immediately upon pricing.

Read SEC document
September 27, 2022 Filed Sep 29, 2022 21:35 UTC GrantStock Option (Class D) · Derivative 58,036 $0.00 Strike: $4.23 $0.00
Disclosure

SEC source: 0001437482-22-000001 · primary_doc.xml · derivative · entry 4

Thompson Peter · CIK 0001437482 · CFO/EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,896

Underlying: Class D Common Stock · 58,036 shares

Expires 2032-09-27

Read SEC document
September 27, 2022 Filed Sep 29, 2022 21:35 UTC GrantRestricted Stock Units (Class D) · Derivative 150,000 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001437482-22-000001 · primary_doc.xml · derivative · entry 3

Thompson Peter · CIK 0001437482 · CFO/EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,000

Underlying: Class D Common Stock · 150,000 shares

Expires not disclosed

F1 · derivative.expiration_date: No expiration date.

Read SEC document
September 27, 2022 Filed Sep 29, 2022 21:35 UTC Tax withholdingClass D Common Stock 55,147 $4.23 $233,271.81
Disclosure

SEC source: 0001437482-22-000001 · primary_doc.xml · nonDerivative · entry 2

Thompson Peter · CIK 0001437482 · CFO/EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254,704

Read SEC document
September 27, 2022 Filed Sep 29, 2022 21:35 UTC GrantClass D Common Stock 115,248 $0.00 $0.00
Disclosure

SEC source: 0001437482-22-000001 · primary_doc.xml · nonDerivative · entry 1

Thompson Peter · CIK 0001437482 · CFO/EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,851

F2 · shares: Award vested immediately upon pricing.

Read SEC document
September 27, 2022 Filed Sep 29, 2022 21:03 UTC
LIGGINS ALFRED CDirector · CEO · 10% owner
GrantStock Option (Class D) · Derivative 156,250 $0.00 Strike: $4.23 $0.00
Disclosure

SEC source: 0001221506-22-000001 · primary_doc.xml · derivative · entry 5

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,205,399

Underlying: Class D Common Stock · 156,250 shares

Expires 2032-09-26

Read SEC document
September 27, 2022 Filed Sep 29, 2022 21:03 UTC
LIGGINS ALFRED CDirector · CEO · 10% owner
GrantStock Option (Class D) · Derivative 169,503 $0.00 Strike: $4.23 $0.00
Disclosure

SEC source: 0001221506-22-000001 · primary_doc.xml · derivative · entry 4

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,049,149

Underlying: Class D Common Stock · 169,503 shares

Expires 2032-09-26

Read SEC document
September 27, 2022 Filed Sep 29, 2022 21:03 UTC
LIGGINS ALFRED CDirector · CEO · 10% owner
GrantRestricted Stock Units (Class D) · Derivative 468,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001221506-22-000001 · primary_doc.xml · derivative · entry 3

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,750

Underlying: Class A Common Stock · 468,750 shares

Expires not disclosed

F2 · derivative.expiration_date: No expiration date.

Read SEC document
September 27, 2022 Filed Sep 29, 2022 21:03 UTC
LIGGINS ALFRED CDirector · CEO · 10% owner
Tax withholdingClass D Common Stock 128,212 $4.23 $542,336.76
Disclosure

SEC source: 0001221506-22-000001 · primary_doc.xml · nonDerivative · entry 2

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,325,033

F3 · balance_after: Urban One, Inc. has four classes of stock, Classes A, B, C, and D. Across all classes the reporting persons owns Urban One, Inc. stock as follows: (1) 620,918 shares of Class A common stock (exclusive of the Class A RSUs reported herein); (2) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (3) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (4) 3,526,627 shares of Class D common stock held by Alfred C. Liggins; (5) 3,896,734 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (continued in next foot note)

F4 · balance_after: (continued from previous footnote) (6) 3,012,237 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust U/A/D; (7) 1,519,128 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust UA; (8) 338,808 shares of Class D common stock held by the Dynastic Trust U/A/D; and (9) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC. The reporting person also holds the derivative securities reported in Table II.

Read SEC document
September 27, 2022 Filed Sep 29, 2022 21:03 UTC
LIGGINS ALFRED CDirector · CEO · 10% owner
GrantClass D Common Stock 336,602 $0.00 $0.00
Disclosure

SEC source: 0001221506-22-000001 · primary_doc.xml · nonDerivative · entry 1

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,453,245

F1 · shares: Award vested immediately upon pricing.

Read SEC document
September 27, 2022 Filed Sep 29, 2022 19:36 UTC
KANTOR DAVID MCEO, Radio Division
GrantStock Option (Class D) · Derivative 50,438 $0.00 Strike: $4.23 $0.00
Disclosure

SEC source: 0001175204-22-000001 · primary_doc.xml · derivative · entry 3

KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,588

Underlying: Class D Common Stock · 50,438 shares

Expires 2032-09-27

Read SEC document
September 27, 2022 Filed Sep 29, 2022 19:36 UTC
KANTOR DAVID MCEO, Radio Division
Tax withholdingClass D Common Stock 24,505 $4.23 $103,656.15
Disclosure

SEC source: 0001175204-22-000001 · primary_doc.xml · nonDerivative · entry 2

KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,925

Read SEC document
September 27, 2022 Filed Sep 29, 2022 19:36 UTC
KANTOR DAVID MCEO, Radio Division
GrantClass D Common Stock 100,160 $0.00 $0.00
Disclosure

SEC source: 0001175204-22-000001 · primary_doc.xml · nonDerivative · entry 1

KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,430

F1 · shares: Award vested immediately upon pricing.

Read SEC document
September 27, 2022 Filed Sep 29, 2022 19:24 UTC GrantStock Option (Class D) · Derivative 19,643 $0.00 Strike: $4.23 $0.00
Disclosure

SEC source: 0001727205-22-000002 · primary_doc.xml · derivative · entry 3

Wishart Karen · CIK 0001727205 · CAO/EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,143

Underlying: Class D Common Stock · 19,643 shares

Expires 2032-09-27

Read SEC document
September 27, 2022 Filed Sep 29, 2022 19:24 UTC Tax withholdingClass D Common Stock 13,185 $4.23 $55,772.55
Disclosure

SEC source: 0001727205-22-000002 · primary_doc.xml · nonDerivative · entry 2

Wishart Karen · CIK 0001727205 · CAO/EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,171

Read SEC document
September 27, 2022 Filed Sep 29, 2022 19:24 UTC GrantClass D Common Stock 39,007 $0.00 $0.00
Disclosure

SEC source: 0001727205-22-000002 · primary_doc.xml · nonDerivative · entry 1

Wishart Karen · CIK 0001727205 · CAO/EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,356

F1 · shares: Award vested immediately upon pricing.

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September 27, 2022 Filed Sep 30, 2022 20:40 UTC Amendment
HUGHES CATHERINE LDirector · Chairperson and Secretary · 10% owner
GrantStock Option (Class D) · Derivative 93,750 $0.00 Strike: $4.23 $0.00
Disclosure

SEC source: 0001106637-22-000002 · primary_doc.xml · derivative · entry 5

HUGHES CATHERINE L · CIK 0001106637 · Director · Chairperson and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,264,039

Underlying: Class D Common Stock · 93,750 shares

Expires 2032-09-26

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September 27, 2022 Filed Sep 30, 2022 20:40 UTC Amendment
HUGHES CATHERINE LDirector · Chairperson and Secretary · 10% owner
GrantStock Option (Class D) · Derivative 101,702 $0.00 Strike: $4.23 $0.00
Disclosure

SEC source: 0001106637-22-000002 · primary_doc.xml · derivative · entry 4

HUGHES CATHERINE L · CIK 0001106637 · Director · Chairperson and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,170,289

Underlying: Class D Common Stock · 101,702 shares

Expires 2032-09-26

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September 27, 2022 Filed Sep 30, 2022 20:40 UTC Amendment
HUGHES CATHERINE LDirector · Chairperson and Secretary · 10% owner
GrantRestricted Stock Units (Class A) · Derivative 281,250 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001106637-22-000002 · primary_doc.xml · derivative · entry 3

HUGHES CATHERINE L · CIK 0001106637 · Director · Chairperson and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,250

Underlying: Class A Common Stock · 281,250 shares

Expires not disclosed

F5 · derivative.expiration_date: Not applicable.

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September 27, 2022 Filed Sep 30, 2022 20:40 UTC Amendment
HUGHES CATHERINE LDirector · Chairperson and Secretary · 10% owner
Tax withholdingClass D Common Stock 66,971 $4.23 $283,287.33
Disclosure

SEC source: 0001106637-22-000002 · primary_doc.xml · nonDerivative · entry 2

HUGHES CATHERINE L · CIK 0001106637 · Director · Chairperson and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,531,205

F2 · shares: Amendment updates shares withheld for tax which were estimated for timely filing and understated shares withheld by 1 share.

F3 · balance_after: Urban One, Inc. has four classes of stock, Classes A, B, C, and D. Across all classes the reporting persons owns Urban One, Inc. stock as follows: (1) zero shares of Class A common stock (exclusive of the Class A RSUs reported herein), (2) 851,536 shares of Class B common stock held by the Hughes Revocable Trust; (3) 247,366 shares of Class C common stock held by the Hughes Revocable Trust U/A/D; (4) 1,124,560 shares of Class C common stock held by the Dynastic Trust U/A/D; (5) 15,605 shares of Class C common stock held by the Hughes-Liggins Co., LLC; (continued in next footnote)

F4 · balance_after: (continued from previous footnote)(6) 719,169 shares of Class D common stock held by Catherine Hughes; (7) 1,015,937 shares of Class D common stock held by the Hughes Revocable Trust; (8) 494,732 shares of Class D common stock held by the Hughes Revocable Trust U/A/D; (cont.) (9) 1,749,464 shares of Class D common stock held by the Hughes Revocable Trust UA; (10) 520,404 shares of Class D common stock held by the Dynastic Trust U/A/D; and (11) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC. The reporting person also holds the derivative securities reported in Table II.

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September 27, 2022 Filed Sep 30, 2022 20:40 UTC Amendment
HUGHES CATHERINE LDirector · Chairperson and Secretary · 10% owner
GrantClass D Common Stock 201,961 $0.00 $0.00
Disclosure

SEC source: 0001106637-22-000002 · primary_doc.xml · nonDerivative · entry 1

HUGHES CATHERINE L · CIK 0001106637 · Director · Chairperson and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,598,176

F1 · shares: Award vested immediately upon pricing.

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September 27, 2022 Filed Sep 30, 2022 20:24 UTC Amendment
LIGGINS ALFRED CDirector · CEO · 10% owner
GrantStock Option (Class D) · Derivative 156,250 $0.00 Strike: $4.23 $0.00
Disclosure

SEC source: 0001221506-22-000003 · primary_doc.xml · derivative · entry 5

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,205,399

Underlying: Class D Common Stock · 156,250 shares

Expires 2032-09-26

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September 27, 2022 Filed Sep 30, 2022 20:24 UTC Amendment
LIGGINS ALFRED CDirector · CEO · 10% owner
GrantStock Option (Class D) · Derivative 169,503 $0.00 Strike: $4.23 $0.00
Disclosure

SEC source: 0001221506-22-000003 · primary_doc.xml · derivative · entry 4

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,049,149

Underlying: Class D Common Stock · 169,503 shares

Expires 2032-09-26

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September 27, 2022 Filed Sep 30, 2022 20:24 UTC Amendment
LIGGINS ALFRED CDirector · CEO · 10% owner
GrantRestricted Stock Units (Class A) · Derivative 468,750 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001221506-22-000003 · primary_doc.xml · derivative · entry 3

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468,750

Underlying: Class A Common Stock · 468,750 shares

Expires not disclosed

F5 · derivative.expiration_date: No expiration date.

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September 27, 2022 Filed Sep 30, 2022 20:24 UTC Amendment
LIGGINS ALFRED CDirector · CEO · 10% owner
Tax withholdingClass D Common Stock 128,391 $4.23 $543,093.93
Disclosure

SEC source: 0001221506-22-000003 · primary_doc.xml · nonDerivative · entry 2

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,324,854

F2 · shares: Amendment updates shares withheld for tax which were estimated for timely filing and understated shares withheld by 179 shares.

F3 · balance_after: Urban One, Inc. has four classes of stock, Classes A, B, C, and D. Across all classes the reporting persons owns Urban One, Inc. stock as follows: (1) 620,918 shares of Class A common stock (exclusive of the Class A RSUs reported herein); (2) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (3) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (4) 3,526,448 shares of Class D common stock held by Alfred C. Liggins; (5) 3,896,734 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (continued in next footnote)

F4 · balance_after: (continued from previous footnote) (6) 3,012,237 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust U/A/D; (7) 1,519,128 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust UA; (8) 338,808 shares of Class D common stock held by the Dynastic Trust U/A/D; and (9) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC. The reporting person also holds the derivative securities reported in Table II.

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September 27, 2022 Filed Sep 30, 2022 20:24 UTC Amendment
LIGGINS ALFRED CDirector · CEO · 10% owner
GrantClass D Common Stock 336,602 $0.00 $0.00
Disclosure

SEC source: 0001221506-22-000003 · primary_doc.xml · nonDerivative · entry 1

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,453,245

F1 · shares: Award vested immediately upon pricing.

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August 16, 2022 Filed Aug 17, 2022 20:06 UTC
Simpson KristopherSVP & General Counsel
SaleClass D Common Stock 707 $4.68 $3,308.76
Disclosure

SEC source: 0001870822-22-000002 · primary_doc.xml · nonDerivative · entry 2

Simpson Kristopher · CIK 0001870822 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price upon sake after exercise of the underlying stock options. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

F2 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D. Following the above transactions, the reporting person beneficially owns zero (0) shares of Urban One, Inc. Class D common stock.

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August 15, 2022 Filed Aug 17, 2022 20:06 UTC
Simpson KristopherSVP & General Counsel
SaleClass D Common Stock 6,008 $4.84 $29,078.72
Disclosure

SEC source: 0001870822-22-000002 · primary_doc.xml · nonDerivative · entry 1

Simpson Kristopher · CIK 0001870822 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 707

F1 · price: The price reported in Column 4 is a weighted average price upon sake after exercise of the underlying stock options. The reporting person undertakes to provide to Urban One, Inc., any security holder of Urban One, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.