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UONE

URBAN ONE, INC.

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153
SEC CIK
0001041657
Parsed reports
152

Last 12 months

Inside the activity.

0 purchase rows · 9 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202504
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202605
Sep 202600
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 05, 2024 Filed Jan 10, 2024 01:58 UTC
HUGHES CATHERINE LDirector · Chairperson & Secretary · 10% owner
GrantClass D Common Stock 230,269 $0.00 $0.00
Disclosure

SEC source: 0001727205-24-000003 · primary_doc.xml · nonDerivative · entry 1

HUGHES CATHERINE L · CIK 0001106637 · Director · Chairperson & Secretary · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,872,349

F1 · shares: Award vested immediately upon pricing.

Read SEC document
January 05, 2024 Filed Jan 10, 2024 01:49 UTC
KANTOR DAVID MCEO, Radio Division
GrantStock Option (Class D) · Derivative 77,686 $0.00 Strike: $3.71 $0.00
Disclosure

SEC source: 0001727205-24-000002 · primary_doc.xml · derivative · entry 3

KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 272,498

Underlying: Class D Common Stock · 77,686 shares

Expires 2025-01-05

Read SEC document
January 05, 2024 Filed Jan 10, 2024 01:49 UTC
KANTOR DAVID MCEO, Radio Division
Tax withholdingClass D Common Stock 29,664 $3.71 $110,053.44
Disclosure

SEC source: 0001727205-24-000002 · primary_doc.xml · nonDerivative · entry 2

KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 358,061

Read SEC document
January 05, 2024 Filed Jan 10, 2024 01:49 UTC
KANTOR DAVID MCEO, Radio Division
GrantClass D Common Stock 114,198 $0.00 $0.00
Disclosure

SEC source: 0001727205-24-000002 · primary_doc.xml · nonDerivative · entry 1

KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 387,725

F1 · shares: Award vested immediately upon pricing.

Read SEC document
January 05, 2024 Filed Jan 10, 2024 01:37 UTC GrantStock Option (Class D) · Derivative 30,350 $0.00 Strike: $3.71 $0.00
Disclosure

SEC source: 0001727205-24-000001 · primary_doc.xml · derivative · entry 3

Wishart Karen · CIK 0001727205 · CAO/EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 82,233

Underlying: Class D Common Stock · 30,530 shares

Expires 2025-01-05

Read SEC document
January 05, 2024 Filed Jan 10, 2024 01:37 UTC Tax withholdingClass D Common Stock 17,076 $3.71 $63,351.96
Disclosure

SEC source: 0001727205-24-000001 · primary_doc.xml · nonDerivative · entry 2

Wishart Karen · CIK 0001727205 · CAO/EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,278

Read SEC document
January 05, 2024 Filed Jan 10, 2024 01:37 UTC GrantClass D Common Stock 44,474 $0.00 $0.00
Disclosure

SEC source: 0001727205-24-000001 · primary_doc.xml · nonDerivative · entry 1

Wishart Karen · CIK 0001727205 · CAO/EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,354

F1 · shares: Award vested immediately upon pricing.

Read SEC document
January 05, 2024 Filed Jan 9, 2024 22:43 UTC
Simpson KristopherSVP & General Counsel
GrantStock Option (Class D) · Derivative 18,565 $0.00 Strike: $3.71 $0.00
Disclosure

SEC source: 0001870822-24-000001 · primary_doc.xml · derivative · entry 4

Simpson Kristopher · CIK 0001870822 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,187

Underlying: Class D Common Stock · 18,565 shares

Expires 2025-01-05

Read SEC document
January 05, 2024 Filed Jan 9, 2024 22:43 UTC
Simpson KristopherSVP & General Counsel
Disposition to issuerClass D Common Stock 12,785 $3.71 $47,432.35
Disclosure

SEC source: 0001870822-24-000001 · primary_doc.xml · nonDerivative · entry 3

Simpson Kristopher · CIK 0001870822 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,210

Read SEC document
January 05, 2024 Filed Jan 9, 2024 22:43 UTC
Simpson KristopherSVP & General Counsel
Tax withholdingClass D Common Stock 14,506 $3.71 $53,817.26
Disclosure

SEC source: 0001870822-24-000001 · primary_doc.xml · nonDerivative · entry 2

Simpson Kristopher · CIK 0001870822 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,995

Read SEC document
January 05, 2024 Filed Jan 9, 2024 22:43 UTC
Simpson KristopherSVP & General Counsel
GrantClass D Common Stock 27,291 $0.00 $0.00
Disclosure

SEC source: 0001870822-24-000001 · primary_doc.xml · nonDerivative · entry 1

Simpson Kristopher · CIK 0001870822 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,501

F1 · shares: Award vested immediately upon pricing.

Read SEC document
January 05, 2024 Filed Jan 10, 2024 23:40 UTC Amendment
Simpson KristopherSVP & General Counsel
GrantStock Option (Class D) · Derivative 18,565 $0.00 Strike: $3.71 $0.00
Disclosure

SEC source: 0001870822-24-000002 · primary_doc.xml · derivative · entry 4

Simpson Kristopher · CIK 0001870822 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,622

Underlying: Class D Common Stock · 18,565 shares

Expires 2025-01-05

Read SEC document
January 05, 2024 Filed Jan 10, 2024 23:40 UTC Amendment
Simpson KristopherSVP & General Counsel
Disposition to issuerClass D Common Stock 12,785 $3.71 $47,432.35
Disclosure

SEC source: 0001870822-24-000002 · primary_doc.xml · nonDerivative · entry 3

Simpson Kristopher · CIK 0001870822 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,210

Read SEC document
January 05, 2024 Filed Jan 10, 2024 23:40 UTC Amendment
Simpson KristopherSVP & General Counsel
Tax withholdingClass D Common Stock 14,506 $3.71 $53,817.26
Disclosure

SEC source: 0001870822-24-000002 · primary_doc.xml · nonDerivative · entry 2

Simpson Kristopher · CIK 0001870822 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,995

Read SEC document
January 05, 2024 Filed Jan 10, 2024 23:40 UTC Amendment
Simpson KristopherSVP & General Counsel
GrantClass D Common Stock 27,291 $0.00 $0.00
Disclosure

SEC source: 0001870822-24-000002 · primary_doc.xml · nonDerivative · entry 1

Simpson Kristopher · CIK 0001870822 · SVP & General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,501

F1 · shares: Award vested immediately upon pricing.

Read SEC document
December 28, 2023 Filed Jan 2, 2024 17:45 UTC
KANTOR DAVID MCEO, Radio Division
SaleClass D Common Stock 87 $3.75 $326.25
Disclosure

SEC source: 0001175204-24-000001 · primary_doc.xml · nonDerivative · entry 1

KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 273,527

Read SEC document
July 05, 2023 Filed Jul 7, 2023 20:21 UTC GrantClass D Common Stock 8,418 $0.00 $0.00
Disclosure

SEC source: 0001032988-23-000001 · primary_doc.xml · nonDerivative · entry 1

MITCHELL B DOYLE JR · CIK 0001032988 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,937

F1 · balance_after: Represents an award of restricted stock, pursuant to Rule 16b-3, which will vest in two equal annual installments beginning July 6, 2024. The number of shares was determined by dividing $50,000 by the closing price of the Company's Class D shares on July 5, 2023. The closing price of the Class D shares on that date was $5.94.

F2 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 20:41 UTC GrantClass D Common Stock 8,418 $0.00 $0.00
Disclosure

SEC source: 0001162953-23-000001 · primary_doc.xml · nonDerivative · entry 1

ARMSTRONG D GEOFFREY · CIK 0001162953 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,482

F1 · balance_after: Represents an award of restricted stock, pursuant to Rule 16b-3, which will vest in two equal annual installments beginning July 6, 2024. The number of shares was determined by dividing 50,000 by the closing price of the Company's Class D shares on July 5, 2023. The closing price of the Class D shares on that date was $5.94.

F2 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 20:30 UTC GrantClass D Common Stock 8,418 $0.00 $0.00
Disclosure

SEC source: 0001156180-23-000001 · primary_doc.xml · nonDerivative · entry 1

JONES TERRY L · CIK 0001156180 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 310,223

F1 · balance_after: Represents an award of restricted stock, pursuant to Rule 16b-3, which will vest in two equal annual installments beginning July 6, 2024. The number of shares was determined by dividing $50,000 by the closing price of the Company's Class D shares on July 5, 2023. The closing price of the Class D shares on that date was $5.94

F2 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D.

Read SEC document
July 05, 2023 Filed Jul 7, 2023 20:15 UTC GrantClass D Common Stock 8,418 $0.00 $0.00
Disclosure

SEC source: 0001208931-23-000002 · primary_doc.xml · nonDerivative · entry 1

MCNEILL BRIAN W · CIK 0001208931 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 268,960

F1 · balance_after: Represents an award of restricted stock, pursuant to Rule 16b-3, which will vest in two equal annual installments beginning July 6, 2024. The number of shares was determined by dividing $50,000 by the closing price of the Company's Class D shares on July 5, 2023. The closing price of the Class D shares on that date was $5.94.

F2 · balance_after: The total represents all shares held by the reporting person across all classes of Urban One, Inc. stock, Classes A, B, C, and D.

Read SEC document
February 06, 2023 Filed Feb 9, 2023 02:41 UTC
HUGHES CATHERINE LDirector · Chairperson and Secretary · 10% owner
GrantStock Option (Class D) · Derivative 97,521 $0.00 Strike: $5.15 $0.00
Disclosure

SEC source: 0001106637-23-000001 · primary_doc.xml · derivative · entry 3

HUGHES CATHERINE L · CIK 0001106637 · Director · Chairperson and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,361,560

Underlying: Class D Common Stock · 97,521 shares

Expires 2033-02-06

F4 · balance_after: The reporting person also holds 281,250 Class A Restricted Stock Units in addition to the derivative securities reported in Table II.

Read SEC document
February 06, 2023 Filed Feb 9, 2023 02:41 UTC
HUGHES CATHERINE LDirector · Chairperson and Secretary · 10% owner
Tax withholdingClass D Common Stock 53,702 $5.15 $276,565.30
Disclosure

SEC source: 0001106637-23-000001 · primary_doc.xml · nonDerivative · entry 2

HUGHES CATHERINE L · CIK 0001106637 · Director · Chairperson and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,637,242

F2 · balance_after: Urban One, Inc. has four classes of stock, Classes A, B, C, and D. Across all classes the reporting persons owns Urban One, Inc. stock as follows: (1) zero shares of Class A common stock (exclusive of the Class A RSUs reported in footnote 4 below), (2) 851,536 shares of Class B common stock held by the Hughes Revocable Trust; (3) 247,366 shares of Class C common stock held by the Hughes Revocable Trust U/A/D; (4) 1,124,560 shares of Class C common stock held by the Dynastic Trust U/A/D; (5) 15,605 shares of Class C common stock held by the Hughes-Liggins Co., LLC; (continued in next footnote)

F3 · balance_after: (continued from previous footnote)(6) 825,206 shares of Class D common stock held by Catherine Hughes; (7) 1,015,937 shares of Class D common stock held by the Hughes Revocable Trust; (8) 494,732 shares of Class D common stock held by the Hughes Revocable Trust U/A/D; (cont.) (9) 1,749,464 shares of Class D common stock held by the Hughes Revocable Trust UA; (10) 520,404 shares of Class D common stock held by the Dynastic Trust U/A/D; and (11) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC.

Read SEC document
February 06, 2023 Filed Feb 9, 2023 02:41 UTC
HUGHES CATHERINE LDirector · Chairperson and Secretary · 10% owner
GrantClass D Common Stock 159,739 $0.00 $0.00
Disclosure

SEC source: 0001106637-23-000001 · primary_doc.xml · nonDerivative · entry 1

HUGHES CATHERINE L · CIK 0001106637 · Director · Chairperson and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,690,944

F1 · shares: Award vested immediately upon pricing.

Read SEC document
February 06, 2023 Filed Feb 9, 2023 02:31 UTC GrantStock Option (Class D) · Derivative 19,560 $0.00 Strike: $5.15 $0.00
Disclosure

SEC source: 0001727205-23-000001 · primary_doc.xml · derivative · entry 3

Wishart Karen · CIK 0001727205 · CAO/EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,703

Underlying: Class D Common Stock · 19,560 shares

Expires 2033-02-06

Read SEC document
February 06, 2023 Filed Feb 9, 2023 02:31 UTC Tax withholdingClass D Common Stock 11,947 $5.15 $61,527.05
Disclosure

SEC source: 0001727205-23-000001 · primary_doc.xml · nonDerivative · entry 2

Wishart Karen · CIK 0001727205 · CAO/EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,263

Read SEC document
February 06, 2023 Filed Feb 9, 2023 02:31 UTC GrantClass D Common Stock 32,039 $0.00 $0.00
Disclosure

SEC source: 0001727205-23-000001 · primary_doc.xml · nonDerivative · entry 1

Wishart Karen · CIK 0001727205 · CAO/EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,210

F1 · shares: Award vested immediately upon pricing.

Read SEC document
February 06, 2023 Filed Feb 9, 2023 02:25 UTC
Simpson KristopherSVP & General Counsel
GrantStock Option (Class D) · Derivative 12,003 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001870822-23-000001 · primary_doc.xml · derivative · entry 3

Simpson Kristopher · CIK 0001870822 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,057

Underlying: Class D Common Stock · 12,033 shares

Expires 2033-02-06

Read SEC document
February 06, 2023 Filed Feb 9, 2023 02:25 UTC
Simpson KristopherSVP & General Counsel
Tax withholdingClass D Common Stock 10,450 $5.15 $53,817.50
Disclosure

SEC source: 0001870822-23-000001 · primary_doc.xml · nonDerivative · entry 2

Simpson Kristopher · CIK 0001870822 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,210

Read SEC document
February 06, 2023 Filed Feb 9, 2023 02:25 UTC
Simpson KristopherSVP & General Counsel
GrantClass D Common Stock 19,660 $5.15 $101,249.00
Disclosure

SEC source: 0001870822-23-000001 · primary_doc.xml · nonDerivative · entry 1

Simpson Kristopher · CIK 0001870822 · SVP & General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,660

F1 · shares: Award vested immediately upon pricing.

Read SEC document
February 06, 2023 Filed Feb 9, 2023 02:09 UTC GrantStock Option (Class D) · Derivative 57,790 $0.00 Strike: $5.15 $0.00
Disclosure

SEC source: 0001437482-23-000001 · primary_doc.xml · derivative · entry 3

Thompson Peter · CIK 0001437482 · CFO/EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 508,686

Underlying: Class D Common Stock · 57,790 shares

Expires 2033-02-06

Read SEC document
February 06, 2023 Filed Feb 9, 2023 02:09 UTC Tax withholdingClass D Common Stock 46,330 $5.15 $238,599.50
Disclosure

SEC source: 0001437482-23-000001 · primary_doc.xml · nonDerivative · entry 2

Thompson Peter · CIK 0001437482 · CFO/EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,034

Read SEC document
February 06, 2023 Filed Feb 9, 2023 02:09 UTC GrantClass D Common Stock 94,660 $0.00 $0.00
Disclosure

SEC source: 0001437482-23-000001 · primary_doc.xml · nonDerivative · entry 1

Thompson Peter · CIK 0001437482 · CFO/EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 349,364

F1 · shares: Award vested immediately upon pricing.

Read SEC document
February 06, 2023 Filed Feb 9, 2023 01:51 UTC
KANTOR DAVID MCEO, Radio Division
GrantStock Option (Class D) · Derivative 50,224 $0.00 Strike: $5.15 $0.00
Disclosure

SEC source: 0001175204-23-000001 · primary_doc.xml · derivative · entry 3

KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,812

Underlying: Class D Common Stock · 50,224 shares

Expires 2023-02-06

Read SEC document
February 06, 2023 Filed Feb 9, 2023 01:51 UTC
KANTOR DAVID MCEO, Radio Division
Tax withholdingClass D Common Stock 20,922 $5.15 $107,748.30
Disclosure

SEC source: 0001175204-23-000001 · primary_doc.xml · nonDerivative · entry 2

KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,270

Read SEC document
February 06, 2023 Filed Feb 9, 2023 01:51 UTC
KANTOR DAVID MCEO, Radio Division
GrantClass D Common Stock 82,267 $0.00 $0.00
Disclosure

SEC source: 0001175204-23-000001 · primary_doc.xml · nonDerivative · entry 1

KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,192

F1 · shares: Award vested immediately upon pricing.

Read SEC document
February 06, 2023 Filed Feb 9, 2023 01:36 UTC
LIGGINS ALFRED CDirector · CEO · 10% owner
GrantClass D Common Stock · Derivative 162,535 $0.00 Strike: $5.15 $0.00
Disclosure

SEC source: 0001221506-23-000001 · primary_doc.xml · derivative · entry 3

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,367,934

Underlying: Class D Common Stock · 162,535 shares

Expires 2023-02-06

F4 · balance_after: The reporting person also holds 468,750 Restricted Class A Stock Units in addition to the derivative securities reported in Table II.

Read SEC document
February 06, 2023 Filed Feb 9, 2023 01:36 UTC
LIGGINS ALFRED CDirector · CEO · 10% owner
Tax withholdingClass D Common Stock 79,193 $5.15 $407,843.95
Disclosure

SEC source: 0001221506-23-000001 · primary_doc.xml · nonDerivative · entry 2

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,511,893

F2 · shares: Urban One, Inc. has four classes of stock, Classes A, B, C, and D. Across all classes the reporting persons owns Urban One, Inc. stock as follows: (1) 620,918 shares of Class A common stock (exclusive of Class A RSUs noted in footnote 4 below); (2) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (3) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (4) 3,713,487 shares of Class D common stock held by Alfred C. Liggins; (5) 3,896,734 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (continued in next footnote)

F3 · shares: continued from previous footnote) (6) 3,012,237 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust U/A/D; (7) 1,519,128 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust UA; (8) 338,808 shares of Class D common stock held by the Dynastic Trust U/A/D; and (9) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC

Read SEC document
February 06, 2023 Filed Feb 9, 2023 01:36 UTC
LIGGINS ALFRED CDirector · CEO · 10% owner
GrantClass D Common Stock 266,232 $0.00 $0.00
Disclosure

SEC source: 0001221506-23-000001 · primary_doc.xml · nonDerivative · entry 1

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,591,086

F1 · shares: Award vested immediately upon pricing

Read SEC document
February 06, 2023 Filed Feb 17, 2023 20:11 UTC Amendment
HUGHES CATHERINE LDirector · Chairperson and Secretary · 10% owner
GrantStock Option (Class D) · Derivative 97,521 $0.00 Strike: $5.15 $0.00
Disclosure

SEC source: 0001106637-23-000002 · primary_doc.xml · derivative · entry 3

HUGHES CATHERINE L · CIK 0001106637 · Director · Chairperson and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,361,560

Underlying: Class D Common Stock · 97,521 shares

Expires 2033-02-06

F5 · balance_after: The reporting person also holds 281,250 Class A Restricted Stock Units in addition to the derivative securities reported in Table II.

Read SEC document
February 06, 2023 Filed Feb 17, 2023 20:11 UTC Amendment
HUGHES CATHERINE LDirector · Chairperson and Secretary · 10% owner
Tax withholdingClass D Common Stock 52,970 $5.15 $272,795.50
Disclosure

SEC source: 0001106637-23-000002 · primary_doc.xml · nonDerivative · entry 2

HUGHES CATHERINE L · CIK 0001106637 · Director · Chairperson and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,637,974

F3 · balance_after: Urban One, Inc. has four classes of stock, Classes A, B, C, and D. Across all classes the reporting persons owns Urban One, Inc. stock as follows: (1) zero shares of Class A common stock (exclusive of the Class A RSUs reported in footnote 4 below), (2) 851,536 shares of Class B common stock held by the Hughes Revocable Trust; (3) 247,366 shares of Class C common stock held by the Hughes Revocable Trust U/A/D; (4) 1,124,560 shares of Class C common stock held by the Dynastic Trust U/A/D; (5) 15,605 shares of Class C common stock held by the Hughes-Liggins Co., LLC; (continued in next footnote)

F4 · balance_after: (continued from previous footnote)(6) 825,938 shares of Class D common stock held by Catherine Hughes; (7) 1,015,937 shares of Class D common stock held by the Hughes Revocable Trust; (8) 494,732 shares of Class D common stock held by the Hughes Revocable Trust U/A/D; (cont.) (9) 1,749,464 shares of Class D common stock held by the Hughes Revocable Trust UA; (10) 520,404 shares of Class D common stock held by the Dynastic Trust U/A/D; and (11) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC.

Read SEC document
February 06, 2023 Filed Feb 17, 2023 20:11 UTC Amendment
HUGHES CATHERINE LDirector · Chairperson and Secretary · 10% owner
GrantClass D Common Stock 159,739 $0.00 $0.00
Disclosure

SEC source: 0001106637-23-000002 · primary_doc.xml · nonDerivative · entry 1

HUGHES CATHERINE L · CIK 0001106637 · Director · Chairperson and Secretary · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,690,944

F1 · security: This Form 4A is being filed to reconcile share ownership totals after adjusting for actual shares withheld for taxes versus estimated amounts in relation to the February 6, 2023 grant and vesting.

F2 · shares: Award vested immediately upon pricing.

Read SEC document
February 06, 2023 Filed Feb 17, 2023 19:46 UTC Amendment
LIGGINS ALFRED CDirector · CEO · 10% owner
GrantStock Option (Class D) · Derivative 162,535 $0.00 Strike: $5.15 $0.00
Disclosure

SEC source: 0001221506-23-000002 · primary_doc.xml · derivative · entry 3

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,367,934

Underlying: Class D Common Stock · 162,535 shares

Expires 2033-02-06

F5 · balance_after: The reporting person also holds 468,750 Restricted Class A Stock Units in addition to the derivative securities reported in Table II.

Read SEC document
February 06, 2023 Filed Feb 17, 2023 19:46 UTC Amendment
LIGGINS ALFRED CDirector · CEO · 10% owner
Tax withholdingClass D Common Stock 78,671 $5.15 $405,155.65
Disclosure

SEC source: 0001221506-23-000002 · primary_doc.xml · nonDerivative · entry 2

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,512,415

F3 · balance_after: Urban One, Inc. has four classes of stock, Classes A, B, C, and D. Across all classes the reporting persons owns Urban One, Inc. stock as follows: (1) 620,918 shares of Class A common stock (exclusive of Class A RSUs noted in footnote 4 below); (2) 2,010,307 shares of Class B common stock held by the Alfred C. Liggins Revocable Trust; (3) 920,456 shares of Class C common stock held by the Dynastic Trust U/A/D; (4) 3,714,009 shares of Class D common stock held by Alfred C. Liggins; (5) 3,896,734 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust; (continued in next footnote)

F4 · balance_after: (continued from previous footnote) (6) 3,012,237 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust U/A/D; (7) 1,519,128 shares of Class D common stock held by the Alfred C. Liggins Revocable Trust UA; (8) 338,808 shares of Class D common stock held by the Dynastic Trust U/A/D; and (9) 31,499 shares of Class D common stock held by the Hughes-Liggins Co., LLC.

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February 06, 2023 Filed Feb 17, 2023 19:46 UTC Amendment
LIGGINS ALFRED CDirector · CEO · 10% owner
GrantClass D Common Stock 266,232 $0.00 $0.00
Disclosure

SEC source: 0001221506-23-000002 · primary_doc.xml · nonDerivative · entry 1

LIGGINS ALFRED C · CIK 0001221506 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,591,086

F1 · security: This Form 4A is being filed to reconcile share ownership totals after adjusting for actual shares withheld for taxes versus estimated amounts in relation to the February 6, 2023 grant and vesting.

F2 · shares: Award vested immediately upon pricing.

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February 06, 2023 Filed Feb 17, 2023 19:08 UTC Amendment
KANTOR DAVID MCEO, Radio Division
GrantStock Option (Class D) · Derivative 50,224 $0.00 Strike: $5.15 $0.00
Disclosure

SEC source: 0001175204-23-000002 · primary_doc.xml · derivative · entry 3

KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,812

Underlying: Class D Common Stock · 50,224 shares

Expires 2033-02-06

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February 06, 2023 Filed Feb 17, 2023 19:08 UTC Amendment
KANTOR DAVID MCEO, Radio Division
Tax withholdingClass D Common Stock 20,578 $5.15 $105,976.70
Disclosure

SEC source: 0001175204-23-000002 · primary_doc.xml · nonDerivative · entry 2

KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,614

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February 06, 2023 Filed Feb 17, 2023 19:08 UTC Amendment
KANTOR DAVID MCEO, Radio Division
GrantClass D Common Stock 82,267 $0.00 $0.00
Disclosure

SEC source: 0001175204-23-000002 · primary_doc.xml · nonDerivative · entry 1

KANTOR DAVID M · CIK 0001175204 · CEO, Radio Division

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,192

F1 · security: This Form 4A is being filed to reconcile share ownership totals after adjusting for actual shares withheld for taxes versus estimated amounts in relation to the February 6, 2023 grant and vesting.

F2 · shares: Award vested immediately upon pricing.

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February 06, 2023 Filed Feb 17, 2023 17:53 UTC Amendment GrantStock Option (Class D) · Derivative 19,560 $0.00 Strike: $5.15 $0.00
Disclosure

SEC source: 0001727205-23-000002 · primary_doc.xml · derivative · entry 3

Wishart Karen · CIK 0001727205 · CAO/EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,703

Underlying: Class D Common Stock · 19,560 shares

Expires 2033-02-06

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February 06, 2023 Filed Feb 17, 2023 17:53 UTC Amendment Tax withholdingClass D Common Stock 10,830 $5.15 $55,774.50
Disclosure

SEC source: 0001727205-23-000002 · primary_doc.xml · nonDerivative · entry 2

Wishart Karen · CIK 0001727205 · CAO/EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,380

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February 06, 2023 Filed Feb 17, 2023 17:53 UTC Amendment GrantClass D Common Stock 32,039 $0.00 $0.00
Disclosure

SEC source: 0001727205-23-000002 · primary_doc.xml · nonDerivative · entry 1

Wishart Karen · CIK 0001727205 · CAO/EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,210

F1 · security: This Form 4A is being filed to reconcile share ownership totals after adjusting for actual shares withheld for taxes versus estimated amounts in relation to the February 6, 2023 grant and vesting.

F2 · shares: Award vested immediately upon pricing.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.