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UNITY BANCORP INC /NJ/

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Tapewire entity
5374
SEC CIK
0000920427
Parsed reports
511

Last 12 months

Inside the activity.

0 purchase rows · 12 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202604
Feb 202601
Mar 202602
Apr 202601
May 202601
Jun 202600
Jul 202600
Aug 202600
Sep 202602
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 11, 2024 Filed Dec 11, 2024 21:57 UTC
Bove David GChief Technology Officer/SVP
Tax withholdingRestricted Shares 69 $45.81 $3,160.89
Disclosure

SEC source: 0001562180-24-008345 · primarydocument.xml · nonDerivative · entry 1

Bove David G · CIK 0002005608 · Chief Technology Officer/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,525

F1 · shares: 69 shares were withheld @ $45.81 per share to cover tax liability on 250 restricted shares vesting.

F2 · balance_after: 3,525 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
December 10, 2024 Filed Dec 11, 2024 12:41 UTC
Bove David GChief Technology Officer/SVP
Tax withholdingRestricted Shares 144 $45.39 $6,536.16
Disclosure

SEC source: 0001562180-24-008322 · primarydocument.xml · nonDerivative · entry 1

Bove David G · CIK 0002005608 · Chief Technology Officer/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,775

F1 · shares: 144 shares were withheld @ $45.39 per share to cover tax liability on 525 restricted shares vesting.

F2 · balance_after: 3,775 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
December 10, 2024 Filed Dec 11, 2024 12:40 UTC
Geraci VincentDirector Mortgage Lending/SVP
Tax withholdingRestricted Stock 294 $45.39 $13,344.66
Disclosure

SEC source: 0001562180-24-008321 · primarydocument.xml · nonDerivative · entry 1

Geraci Vincent · CIK 0001850975 · Director Mortgage Lending/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,687

F1 · shares: 294 shares were withheld @ $45.39 per share to cover tax liability on 813 restricted shares vesting.

F2 · balance_after: 6,687 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
December 10, 2024 Filed Dec 11, 2024 12:39 UTC
Kim MinsuChief Credit Officer/SVP
Tax withholdingRestricted Stock 91 $45.39 $4,130.49
Disclosure

SEC source: 0001562180-24-008320 · primarydocument.xml · nonDerivative · entry 1

Kim Minsu · CIK 0001983522 · Chief Credit Officer/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,303

F1 · shares: 91 shares were withheld @ $45.39 per share to cover tax liability on 250 restricted stock vesting.

F2 · balance_after: 3,250 shares are held in an account at Computershare, which have upcoming vesting dates. 53 shares are dividend reinvested shares for a total of 3,303.

Read SEC document
December 09, 2024 Filed Dec 10, 2024 13:04 UTC
Kim MinsuChief Credit Officer/SVP
Tax withholdingRestricted Stock 158 $45.62 $7,207.96
Disclosure

SEC source: 0001562180-24-008290 · primarydocument.xml · nonDerivative · entry 1

Kim Minsu · CIK 0001983522 · Chief Credit Officer/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,553

F1 · shares: 158 shares were withheld @ $45.62 per share to cover tax liability on 437 restricted stock vesting.

F2 · balance_after: 3,500 shares are held in an account at Computershare, which have upcoming vesting dates. 53 shares are dividend reinvested shares for a total of 3,553.

Read SEC document
December 09, 2024 Filed Dec 10, 2024 13:04 UTC
Geraci VincentDirector Mortgage Lending/SVP
Tax withholdingRestricted Stock 272 $45.62 $12,408.64
Disclosure

SEC source: 0001562180-24-008289 · primarydocument.xml · nonDerivative · entry 1

Geraci Vincent · CIK 0001850975 · Director Mortgage Lending/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 478

F1 · shares: 272 shares were withheld @ $45.62 per share to cover tax liability on 750 restricted shares vesting.

F2 · balance_after: 7,500 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
December 09, 2024 Filed Dec 10, 2024 13:04 UTC
Bove David GChief Technology Officer/SVP
Tax withholdingRestricted Shares 138 $45.62 $6,295.56
Disclosure

SEC source: 0001562180-24-008288 · primarydocument.xml · nonDerivative · entry 1

Bove David G · CIK 0002005608 · Chief Technology Officer/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,300

F1 · shares: 138 shares were withheld @ $45.62 per share to cover tax liability on 500 restricted shares vesting.

F2 · balance_after: 4,300 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
December 09, 2024 Filed Dec 10, 2024 13:04 UTC
Davies James RController/SVP
Tax withholdingRestricted Stock 91 $45.62 $4,151.42
Disclosure

SEC source: 0001562180-24-008287 · primarydocument.xml · nonDerivative · entry 1

Davies James R · CIK 0001942571 · Controller/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,331

F1 · shares: 91 shares were withheld @ $45.62 per share to cover tax liability on 250 restricted shares vesting.

F2 · balance_after: 2,250 shares are held in an account at Computershare, which have upcoming vesting dates. 81 shares are dividend reinvested shares for a total of 2,331.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 21:06 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 4,400 $0.00 Strike: $10.97 $0.00
Disclosure

SEC source: 0001562180-24-008179 · primarydocument.xml · derivative · entry 5

Courtright Wayne · CIK 0001295880 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,800

Underlying: Common Stock · 4,400 shares

Expires 2026-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vested 1,467 share(s) on 05-Jan-2017, 1,466 share(s) on 05-Jan-2018, 1,467 share(s) on 05-Jan-2019.

F5 · balance_after: 16,800 stock options were granted under various dates and vesting periods of which all are currently exercisable.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 21:06 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,600 $0.00 Strike: $15.70 $0.00
Disclosure

SEC source: 0001562180-24-008179 · primarydocument.xml · derivative · entry 4

Courtright Wayne · CIK 0001295880 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,200

Underlying: Common Stock · 1,600 shares

Expires 2027-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vested 534 share(s) on 03-Jan-2018, 533 share(s) on 03-Jan-2019, 533 share(s) on 03-Jan-2020.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 21:06 UTC Exercise / conversionCommon Stock 4,400 $10.97 $48,268.00
Disclosure

SEC source: 0001562180-24-008179 · primarydocument.xml · nonDerivative · entry 2

Courtright Wayne · CIK 0001295880 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,821

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 114,821 shares consisting of 7,425 shares held in an account at Shareworks, 62,396 shares held in a brokerage account, and 45,000 shares held in a retirement account.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 21:06 UTC Exercise / conversionCommon Stock 1,600 $15.70 $25,120.00
Disclosure

SEC source: 0001562180-24-008179 · primarydocument.xml · nonDerivative · entry 1

Courtright Wayne · CIK 0001295880 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 13:46 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,800 $0.00 Strike: $10.97 $0.00
Disclosure

SEC source: 0001562180-24-008166 · primarydocument.xml · derivative · entry 4

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 2,800 shares

Expires 2026-01-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vested 1,467 share(s) on 05-Jan-2017, 1,466 share(s) on 05-Jan-2018, 1,467 share(s) on 05-Jan-2019.

F4 · balance_after: 20,000 stock options were granted under various dates and vesting periods of which all are currently exercisable.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 13:46 UTC SaleCommon Stock 2,800 $44.74 $125,262.48
Disclosure

SEC source: 0001562180-24-008166 · primarydocument.xml · nonDerivative · entry 2

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,522

F1 · balance_after: 39,522 shares consisting of 37,393 shares held in an account at Shareworks, and 2,129 shares held in a brokerage account.

Read SEC document
December 04, 2024 Filed Dec 5, 2024 13:46 UTC Exercise / conversionCommon Stock 2,800 $10.97 $30,716.00
Disclosure

SEC source: 0001562180-24-008166 · primarydocument.xml · nonDerivative · entry 1

Maricondo Peter E · CIK 0001299077 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,322

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2024 Filed Nov 26, 2024 21:03 UTC
BRODY MARK SDirector
SaleCommon Stock 2,800 $47.33 $132,532.12
Disclosure

SEC source: 0001562180-24-007987 · primarydocument.xml · nonDerivative · entry 2

BRODY MARK S · CIK 0001248813 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,002

F1 · balance_after: A total of 70,002 shares are beneficially owned by Dr. Mark Brody; 33,592 are held jointly with his spouse, 13,436 are held at Fidelity, 22,854 are held in an account at Shareworks, and 120 are held in an account at Computershare.

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November 25, 2024 Filed Nov 26, 2024 21:03 UTC
BRODY MARK SDirector
Exercise / conversionCommon Stock 2,800 $10.97 $30,716.00
Disclosure

SEC source: 0001562180-24-007987 · primarydocument.xml · nonDerivative · entry 1

BRODY MARK S · CIK 0001248813 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 72,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 22, 2024 Filed Nov 22, 2024 17:03 UTC
Boyan GeorgeChief Financial Officer
SaleCommon Stock 2,650 $46.34 $122,794.64
Disclosure

SEC source: 0001562180-24-007877 · primarydocument.xml · nonDerivative · entry 1

Boyan George · CIK 0001854802 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,593

F1 · price: This transaction was executed in multiple trades at prices ranging from $46.30 USD to $46.52 USD; the price reported above reflects the weighted average sale price.

F2 · balance_after: 16,593 shares are held in an account at Shareworks, and 1,000 shares are held in a brokerage account.

Read SEC document
November 14, 2024 Filed Nov 15, 2024 21:01 UTC
HUGHES JAMES ADirector · President/CEO
GiftCommon Stock 330 $45.83 $15,123.90
Disclosure

SEC source: 0001562180-24-007718 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,690

F1 · balance_after: 153,690 shares consisting of 126,226 shares held in an account at Shareworks, 6,085 shares held in an account at Computershare, 11,997 shares held in a brokerage account, and 9,382 shares are held in a 401K plan.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 21:04 UTC
HUGHES JAMES ADirector · President/CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 11,000 $0.00 Strike: $8.31 $0.00
Disclosure

SEC source: 0001562180-24-007669 · primarydocument.xml · derivative · entry 4

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 11,000 shares

Expires 2025-01-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vested 3,667 share(s) on 29-Jan-2016, 3,666 share(s) on 29-Jan-2017, 3,667 share(s) on 29-Jan-2018.

F4 · balance_after: 100,000 stock options were granted under various dates and vesting periods of which all are currently exercisable.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 21:04 UTC
HUGHES JAMES ADirector · President/CEO
SaleCommon Stock 5,650 $46.21 $261,061.08
Disclosure

SEC source: 0001562180-24-007669 · primarydocument.xml · nonDerivative · entry 2

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,020

F1 · balance_after: 154,020 shares consisting of 126,226 shares held in an account at Shareworks, 6,085 shares held in an account at Computershare, 12,327 shares held in a brokerage account, and 9,382 shares are held in a 401K plan.

Read SEC document
November 12, 2024 Filed Nov 13, 2024 21:04 UTC
HUGHES JAMES ADirector · President/CEO
Exercise / conversionCommon Stock 11,000 $8.31 $91,410.00
Disclosure

SEC source: 0001562180-24-007669 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 159,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 07, 2024 Filed Nov 8, 2024 13:33 UTC
Geraci VincentDirector Mortgage Lending/SVP
SaleCommon Stock 1,043 $44.98 $46,911.74
Disclosure

SEC source: 0001562180-24-007595 · primarydocument.xml · nonDerivative · entry 1

Geraci Vincent · CIK 0001850975 · Director Mortgage Lending/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · price: This transaction was executed in multiple trades at prices ranging from $44.5501 USD to $45.10 USD; the price reported above reflects the weighted average sale price.

Read SEC document
August 31, 2024 Filed Sep 3, 2024 13:18 UTC
HUGHES JAMES ADirector · President/CEO
Tax withholdingRestricted Stock 809 $33.93 $27,449.37
Disclosure

SEC source: 0001562180-24-006570 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,824

F1 · shares: 809 shares were withheld @ $33.93 per share to cover tax liability on 2,000 restricted stock vesting.

F2 · balance_after: 45,000 restricted shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 45,824.

Read SEC document
July 30, 2024 Filed Jul 31, 2024 13:09 UTC GiftCommon Stock 672 $34.04 $22,874.88
Disclosure

SEC source: 0001562180-24-005884 · primarydocument.xml · nonDerivative · entry 1

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,504

F1 · balance_after: 16,504 shares consisting of 15,415 shares held in an account at Shareworks, 1,089 shares held in a brokerage account.

Read SEC document
July 26, 2024 Filed Jul 29, 2024 12:34 UTC
Donovan James JosephChief Lending Officer/SVP
SaleCommon Stock 750 $34.97 $26,227.50
Disclosure

SEC source: 0001562180-24-005859 · primarydocument.xml · nonDerivative · entry 1

Donovan James Joseph · CIK 0001929569 · Chief Lending Officer/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 166

F1 · price: This transaction was executed at the price of 34.97 USD.

Read SEC document
July 23, 2024 Filed Jul 25, 2024 12:58 UTC
Kim MinsuChief Credit Officer/SVP
SaleCommon Stock 931 $34.90 $32,491.90
Disclosure

SEC source: 0001562180-24-005837 · primarydocument.xml · nonDerivative · entry 3

Kim Minsu · CIK 0001983522 · Chief Credit Officer/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
July 23, 2024 Filed Jul 25, 2024 12:58 UTC
Kim MinsuChief Credit Officer/SVP
SaleCommon Stock 1,333 $34.90 $46,521.70
Disclosure

SEC source: 0001562180-24-005837 · primarydocument.xml · nonDerivative · entry 2

Kim Minsu · CIK 0001983522 · Chief Credit Officer/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 931

Read SEC document
July 23, 2024 Filed Jul 25, 2024 12:58 UTC
Kim MinsuChief Credit Officer/SVP
Exercise / conversionCommon Stock 1,333 $18.64 $24,847.12
Disclosure

SEC source: 0001562180-24-005837 · primarydocument.xml · nonDerivative · entry 1

Kim Minsu · CIK 0001983522 · Chief Credit Officer/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,264

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 17, 2024 Filed Jul 18, 2024 19:45 UTC SaleCommon Stock 3,168 $32.00 $101,376.00
Disclosure

SEC source: 0001562180-24-005794 · primarydocument.xml · nonDerivative · entry 4

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,176

F1 · balance_after: 17,176 shares consisting of 16,087 shares held in an account at Shareworks and 1,089 shares held in a brokerage account.

Read SEC document
July 17, 2024 Filed Jul 18, 2024 19:45 UTC Exercise / conversionCommon Stock 3,168 $19.75 $62,568.00
Disclosure

SEC source: 0001562180-24-005794 · primarydocument.xml · nonDerivative · entry 3

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,344

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 16, 2024 Filed Jul 18, 2024 19:45 UTC SaleCommon Stock 32 $32.00 $1,024.00
Disclosure

SEC source: 0001562180-24-005794 · primarydocument.xml · nonDerivative · entry 2

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,176

Read SEC document
July 16, 2024 Filed Jul 18, 2024 19:45 UTC Exercise / conversionCommon Stock 32 $19.75 $632.00
Disclosure

SEC source: 0001562180-24-005794 · primarydocument.xml · nonDerivative · entry 1

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 12, 2024 Filed Jun 13, 2024 13:09 UTC
Sharabba Daniel CSenior Retail Officer/SVP
Tax withholdingRestricted Stock 105 $26.36 $2,767.80
Disclosure

SEC source: 0001562180-24-005025 · primarydocument.xml · nonDerivative · entry 1

Sharabba Daniel C · CIK 0001995070 · Senior Retail Officer/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,750

F1 · shares: 105 shares were withheld @ $26.36 per share to cover tax liability on 250 restricted stock vesting.

F2 · balance_after: 2,750 restricted shares are held in an account at Computershare, which have upcoming vesting dates.

Read SEC document
May 05, 2024 Filed May 7, 2024 12:06 UTC
HUGHES JAMES ADirector · President/CEO
Tax withholdingRestricted Stock 1,819 $27.70 $50,386.30
Disclosure

SEC source: 0001562180-24-003861 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 47,824

F1 · shares: 1,819 shares were withheld @ $27.70 per share to cover tax liability on 4,500 restricted stock vesting.

F2 · balance_after: 47,000 restricted shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 47,824.

Read SEC document
May 01, 2024 Filed May 3, 2024 12:22 UTC
Geraci VincentDirector Mortgage Lending/SVP
SaleCommon Stock 2,600 $27.19 $70,701.80
Disclosure

SEC source: 0001562180-24-003766 · primarydocument.xml · nonDerivative · entry 1

Geraci Vincent · CIK 0001850975 · Director Mortgage Lending/SVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,043

F1 · price: This transaction was executed in multiple trades at prices ranging from $27.0501 USD to $27.53 USD; the price reported above reflects the weighted average sale price.

Read SEC document
March 25, 2024 Filed Mar 25, 2024 20:01 UTC
HUGHES JAMES ADirector · President/CEO
Tax withholdingRestricted Stock 1,011 $28.68 $28,995.48
Disclosure

SEC source: 0001562180-24-002973 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,324

F1 · shares: 1,011 shares were withheld @ $28.68 per share to cover tax liability on 2,500 restricted stock vesting.

F2 · balance_after: 51,500 restricted shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 52,324.

Read SEC document
March 16, 2024 Filed Mar 19, 2024 20:00 UTC
HUGHES JAMES ADirector · President/CEO
Tax withholdingRestricted Stock 2,426 $28.02 $67,976.52
Disclosure

SEC source: 0001562180-24-002798 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,824

F1 · shares: 2,426 shares were withheld @ $28.02 per share to cover tax liability on 6,000 restricted stock vesting.

F2 · balance_after: 54,000 restricted shares are held in an account at Computershare, which have upcoming vesting dates. 824 shares are dividend reinvested shares for a total of 54,824.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 15:40 UTC
Boyan GeorgeChief Financial Officer
GrantRestricted Stock 12,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-002572 · primarydocument.xml · nonDerivative · entry 1

Boyan George · CIK 0001854802 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,863

F1 · shares: 12,000 restricted shares were granted on 3/8/2024 from the 2023 Equity Compensation Plan and vest over 4 years; vesting commences with 3,000 shares on 3/8/2025, 3,000 shares on 3/8/2026, 3,000 shares on 3/8/2027, and 3,000 shares on 3/8/2028.

F2 · balance_after: 37,000 restricted shares are held in an account at Computershare, which have upcoming vesting dates, 863 are dividend reinvested shares for a total of 37,863.

F3 · balance_after: Mr. Boyan aquires shares quarterly through the Bank's Dividend Reinvestment Plan.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 19:46 UTC
HUGHES JAMES ADirector · President/CEO
GrantRestricted Stock 18,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-002574 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 60,824

F1 · shares: 18,000 restricted shares were granted on 3/8/2024 from the 2023 Equity Compensation Plan and vest over 4 years; vesting commences with 4,500 shares on 3/8/2025, 4,500 shares on 3/8/2026, 4,500 shares on 3/8/2027, and 4,500 shares on 3/8/2028.

F2 · balance_after: 60,000 shares are held in an account at Computershare, which have upcoming vesting dates, 824 are dividend reinvested shares for a total of 60,824.

Read SEC document
March 06, 2024 Filed Mar 7, 2024 17:27 UTC
HUGHES JAMES ADirector · President/CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 2,000 $0.00 Strike: $7.25 $0.00
Disclosure

SEC source: 0001562180-24-002391 · primarydocument.xml · derivative · entry 6

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,000

Underlying: Common Stock · 2,000 shares

Expires 2024-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vested 3,667 share(s) on 27-Mar-2015, 3,666 share(s) on 27-Mar-2016, 3,667 share(s) on 27-Mar-2017

F4 · balance_after: 111,000 stock options were granted under various dates and vesting periods of which 102,667 are currently exercisable.

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March 06, 2024 Filed Mar 7, 2024 17:27 UTC
HUGHES JAMES ADirector · President/CEO
Exercise / conversionCommon Stock 2,000 $7.25 $14,500.00
Disclosure

SEC source: 0001562180-24-002391 · primarydocument.xml · nonDerivative · entry 3

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,735

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: 139,735 shares consisting of 111,941 shares held in an account at Shareworks, 6,085 shares held in an account at Computershare, 12,327 shares held in a brokerage account, and 9,382 shares are held in a 401K plan.

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March 05, 2024 Filed Mar 7, 2024 17:27 UTC
HUGHES JAMES ADirector · President/CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 2,013 $0.00 Strike: $7.25 $0.00
Disclosure

SEC source: 0001562180-24-002391 · primarydocument.xml · derivative · entry 5

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,000

Underlying: Common Stock · 2,013 shares

Expires 2024-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vested 3,667 share(s) on 27-Mar-2015, 3,666 share(s) on 27-Mar-2016, 3,667 share(s) on 27-Mar-2017

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March 05, 2024 Filed Mar 7, 2024 17:27 UTC
HUGHES JAMES ADirector · President/CEO
SaleCommon Stock 1,156 $27.28 $31,535.56
Disclosure

SEC source: 0001562180-24-002391 · primarydocument.xml · nonDerivative · entry 2

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,735

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March 05, 2024 Filed Mar 7, 2024 17:27 UTC
HUGHES JAMES ADirector · President/CEO
Exercise / conversionCommon Stock 2,013 $7.25 $14,594.25
Disclosure

SEC source: 0001562180-24-002391 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 31, 2024 Filed Feb 2, 2024 15:14 UTC
HUGHES JAMES ADirector · President/CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 377 $0.00 Strike: $7.25 $0.00
Disclosure

SEC source: 0001562180-24-000911 · primarydocument.xml · derivative · entry 4

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,013

Underlying: Common Stock · 377 shares

Expires 2024-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vested 3,667 share(s) on 27-Mar-2015, 3,666 share(s) on 27-Mar-2016, 3,667 share(s) on 27-Mar-2017

F4 · balance_after: 115,013 stock options were granted under various dates and vesting periods of which 106,680 are currently exercisable.

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January 31, 2024 Filed Feb 2, 2024 15:14 UTC
HUGHES JAMES ADirector · President/CEO
SaleCommon Stock 234 $29.34 $6,866.29
Disclosure

SEC source: 0001562180-24-000911 · primarydocument.xml · nonDerivative · entry 2

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,878

F1 · balance_after: 136,878 shares consisting of 109,084 shares held in an account at Shareworks, 6,085 shares held in an account at Computershare, 12,327 shares held in a brokerage account, and 9,382 shares are held in a 401K plan.

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January 31, 2024 Filed Feb 2, 2024 15:14 UTC
HUGHES JAMES ADirector · President/CEO
Exercise / conversionCommon Stock 377 $7.25 $2,733.25
Disclosure

SEC source: 0001562180-24-000911 · primarydocument.xml · nonDerivative · entry 1

HUGHES JAMES A · CIK 0001238304 · Director · President/CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,112

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 29, 2024 Filed Jan 31, 2024 21:01 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,333 $0.00 Strike: $17.55 $0.00
Disclosure

SEC source: 0001562180-24-000850 · primarydocument.xml · derivative · entry 7

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,800

Underlying: Common Stock · 1,333 shares

Expires 2031-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Vested 1,334 share(s) on 04-Jan-2022, 1,333 share(s) on 04-Jan-2023, 1,333 share(s) on 04-Jan-2024.

F5 · balance_after: 9,800 stock options were granted under various dates and vesting periods of which all are currently exercisable.

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January 29, 2024 Filed Jan 31, 2024 21:01 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 11 $0.00 Strike: $18.77 $0.00
Disclosure

SEC source: 0001562180-24-000850 · primarydocument.xml · derivative · entry 6

Gross Mary E. · CIK 0001502228 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,133

Underlying: Common Stock · 11 shares

Expires 2028-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vested 1,000 share(s) on 21-Dec-2019, 1,000 share(s) on 21-Dec-2020, 1,000 share(s) on 21-Dec-2021.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.