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UNP

UNION PACIFIC CORP

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2854
SEC CIK
0000100885
Parsed reports
2,284

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202603
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2014 Filed Mar 3, 2014 21:59 UTC Exercise / conversionCommon Stock 3,700 $48.49 $179,413.00
Disclosure

SEC source: 0000100885-14-000068 · edgardoc.xml · nonDerivative · entry 1

DAVIS ERROLL B JR · CIK 0001209075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,058.0665

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 21, 2014 Filed Feb 24, 2014 22:17 UTC
KORALESKI JOHN JDirector · PRESIDENT & CEO
GiftCommon Stock 896 $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000066 · edgardoc.xml · nonDerivative · entry 3

KORALESKI JOHN J · CIK 0001200010 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 97,444

F1 · security: Gift to immediate family member living in reporting person's household. The reporting person disclaims beneficial ownership of these securities.

Read SEC document
February 21, 2014 Filed Feb 24, 2014 22:17 UTC
KORALESKI JOHN JDirector · PRESIDENT & CEO
GiftCommon Stock 2,826 $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000066 · edgardoc.xml · nonDerivative · entry 2

KORALESKI JOHN J · CIK 0001200010 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 98,340

F2 · security: Gift to family members not living in household.

Read SEC document
February 21, 2014 Filed Feb 24, 2014 22:17 UTC
KORALESKI JOHN JDirector · PRESIDENT & CEO
GiftCommon Stock 896 $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000066 · edgardoc.xml · nonDerivative · entry 1

KORALESKI JOHN J · CIK 0001200010 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Daughter

Disclosed balance after: 3,322.748

F1 · security: Gift to immediate family member living in reporting person's household. The reporting person disclaims beneficial ownership of these securities.

Read SEC document
February 12, 2014 Filed Feb 13, 2014 23:23 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
SaleCommon Stock 1,166 $179.25 $209,005.50
Disclosure

SEC source: 0000100885-14-000064 · edgardoc.xml · nonDerivative · entry 1

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,666

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2013.

Read SEC document
February 10, 2014 Filed Feb 10, 2014 22:21 UTC
BUTLER ERIC LEVP MKTG & SALES
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 16,242 $0.00 Strike: $62.38 $0.00
Disclosure

SEC source: 0000100885-14-000060 · edgardoc.xml · derivative · entry 10

BUTLER ERIC L · CIK 0001544184 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 16,242 shares

Expires 2018-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · security: This option became exercisable in three equal installments starting one year from the grant date.

F4 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

Read SEC document
February 10, 2014 Filed Feb 10, 2014 22:21 UTC
BUTLER ERIC LEVP MKTG & SALES
Tax withholdingCommon Stock 5,142 $176.90 $909,619.80
Disclosure

SEC source: 0000100885-14-000060 · edgardoc.xml · nonDerivative · entry 7

BUTLER ERIC L · CIK 0001544184 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,843

Read SEC document
February 10, 2014 Filed Feb 10, 2014 22:21 UTC
BUTLER ERIC LEVP MKTG & SALES
Tax withholdingCommon Stock 5,727 $176.90 $1,013,106.30
Disclosure

SEC source: 0000100885-14-000060 · edgardoc.xml · nonDerivative · entry 6

BUTLER ERIC L · CIK 0001544184 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,985

Read SEC document
February 10, 2014 Filed Feb 10, 2014 22:21 UTC
BUTLER ERIC LEVP MKTG & SALES
Exercise / conversionCommon Stock 16,242 $62.38 $1,013,175.96
Disclosure

SEC source: 0000100885-14-000060 · edgardoc.xml · nonDerivative · entry 5

BUTLER ERIC L · CIK 0001544184 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 10, 2014 Filed Feb 10, 2014 22:39 UTC
THAL GAYLA LSVP LAW & GEN COUNSEL
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,360 $0.00 Strike: $93.60 $0.00
Disclosure

SEC source: 0000100885-14-000062 · edgardoc.xml · derivative · entry 9

THAL GAYLA L · CIK 0001544230 · SVP LAW & GEN COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,360 shares

Expires 2021-02-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · security: This option became exercisable in three equal installments starting one year from the grant date.

F5 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

Read SEC document
February 10, 2014 Filed Feb 10, 2014 22:39 UTC
THAL GAYLA LSVP LAW & GEN COUNSEL
Tax withholdingCommon Stock 314 $176.90 $55,546.60
Disclosure

SEC source: 0000100885-14-000062 · edgardoc.xml · nonDerivative · entry 7

THAL GAYLA L · CIK 0001544230 · SVP LAW & GEN COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,227.7887

Read SEC document
February 10, 2014 Filed Feb 10, 2014 22:39 UTC
THAL GAYLA LSVP LAW & GEN COUNSEL
Tax withholdingCommon Stock 719 $176.90 $127,191.10
Disclosure

SEC source: 0000100885-14-000062 · edgardoc.xml · nonDerivative · entry 6

THAL GAYLA L · CIK 0001544230 · SVP LAW & GEN COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,541.7887

Read SEC document
February 10, 2014 Filed Feb 10, 2014 22:39 UTC
THAL GAYLA LSVP LAW & GEN COUNSEL
Exercise / conversionCommon Stock 1,360 $93.60 $127,296.00
Disclosure

SEC source: 0000100885-14-000062 · edgardoc.xml · nonDerivative · entry 5

THAL GAYLA L · CIK 0001544230 · SVP LAW & GEN COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,260.7887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 06, 2014 Filed Feb 10, 2014 20:14 UTC Tax withholdingCommon Stock 33,439 $175.12 $5,855,837.68
Disclosure

SEC source: 0000100885-14-000048 · edgardoc.xml · nonDerivative · entry 1

YOUNG JAMES R · CIK 0001200019 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 252,436

Read SEC document
February 06, 2014 Filed Feb 10, 2014 20:27 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
GrantNon-Qualified Stock Option (right to buy) · Derivative 6,186 $0.00 Strike: $175.12 $0.00
Disclosure

SEC source: 0000100885-14-000050 · edgardoc.xml · derivative · entry 8

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,186

Underlying: Common Stock · 6,186 shares

Expires 2024-02-06

F6 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F6 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
February 06, 2014 Filed Feb 10, 2014 20:27 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
Tax withholdingCommon Stock 320 $175.12 $56,038.40
Disclosure

SEC source: 0000100885-14-000050 · edgardoc.xml · nonDerivative · entry 5

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,832

F4 · security: Transfer of shares for additional tax withholding purposes.

Read SEC document
February 06, 2014 Filed Feb 10, 2014 20:27 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
Tax withholdingCommon Stock 1,771 $175.12 $310,137.52
Disclosure

SEC source: 0000100885-14-000050 · edgardoc.xml · nonDerivative · entry 4

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,152

Read SEC document
February 06, 2014 Filed Feb 10, 2014 20:27 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
GrantCommon Stock 2,856 $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000050 · edgardoc.xml · nonDerivative · entry 3

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,923

F3 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.

Read SEC document
February 06, 2014 Filed Feb 10, 2014 20:27 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
GrantCommon Stock 713 $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000050 · edgardoc.xml · nonDerivative · entry 2

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,067

F2 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date.

Read SEC document
February 06, 2014 Filed Feb 10, 2014 20:27 UTC
TOTUSEK JEFFREY PVP CONTROLLER & CAO UPC
GrantCommon Stock 8,566 $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000050 · edgardoc.xml · nonDerivative · entry 1

TOTUSEK JEFFREY P · CIK 0001419108 · VP CONTROLLER & CAO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,354

F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from grant date.

Read SEC document
February 06, 2014 Filed Feb 10, 2014 20:41 UTC
KORALESKI JOHN JDirector · PRESIDENT & CEO
GrantNon-Qualified Stock Option (right to buy) · Derivative 91,194 $0.00 Strike: $175.12 $0.00
Disclosure

SEC source: 0000100885-14-000052 · edgardoc.xml · derivative · entry 12

KORALESKI JOHN J · CIK 0001200010 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,194

Underlying: Common Stock · 91,194 shares

Expires 2024-02-06

F6 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F6 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
February 06, 2014 Filed Feb 10, 2014 20:41 UTC
KORALESKI JOHN JDirector · PRESIDENT & CEO
Tax withholdingCommon Stock 9,049 $175.12 $1,584,660.88
Disclosure

SEC source: 0000100885-14-000052 · edgardoc.xml · nonDerivative · entry 3

KORALESKI JOHN J · CIK 0001200010 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,734

Read SEC document
February 06, 2014 Filed Feb 10, 2014 20:41 UTC
KORALESKI JOHN JDirector · PRESIDENT & CEO
GrantCommon Stock 42,030 $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000052 · edgardoc.xml · nonDerivative · entry 2

KORALESKI JOHN J · CIK 0001200010 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,783

F2 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.

Read SEC document
February 06, 2014 Filed Feb 10, 2014 20:41 UTC
KORALESKI JOHN JDirector · PRESIDENT & CEO
GrantCommon Stock 10,508 $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000052 · edgardoc.xml · nonDerivative · entry 1

KORALESKI JOHN J · CIK 0001200010 · Director · PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,753

F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date.

Read SEC document
February 06, 2014 Filed Feb 10, 2014 21:16 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UPC
GrantNon-Qualified Stock Option (right to buy) · Derivative 27,756 $0.00 Strike: $175.12 $0.00
Disclosure

SEC source: 0000100885-14-000054 · edgardoc.xml · derivative · entry 7

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,756

Underlying: Common Stock · 27,756 shares

Expires 2024-02-06

F5 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F5 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
February 06, 2014 Filed Feb 10, 2014 21:16 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UPC
Tax withholdingCommon Stock 9,824 $175.12 $1,720,378.88
Disclosure

SEC source: 0000100885-14-000054 · edgardoc.xml · nonDerivative · entry 4

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,312

Read SEC document
February 06, 2014 Filed Feb 10, 2014 21:16 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UPC
GrantCommon Stock 12,792 $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000054 · edgardoc.xml · nonDerivative · entry 3

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,136

F2 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.

Read SEC document
February 06, 2014 Filed Feb 10, 2014 21:16 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UPC
GrantCommon Stock 3,198 $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000054 · edgardoc.xml · nonDerivative · entry 2

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,344

F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date.

Read SEC document
February 06, 2014 Filed Feb 10, 2014 21:16 UTC
KNIGHT ROBERT M JREVP FINANCE & CFO UPC
GrantCommon Stock 22,842 $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000054 · edgardoc.xml · nonDerivative · entry 1

KNIGHT ROBERT M JR · CIK 0001200009 · EVP FINANCE & CFO UPC

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,146

F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date.

Read SEC document
February 06, 2014 Filed Feb 10, 2014 21:22 UTC
FRITZ LANCE MPRESIDENT & COO RR
GrantNon-Qualified Stock Option (right to buy) · Derivative 24,783 $0.00 Strike: $175.12 $0.00
Disclosure

SEC source: 0000100885-14-000056 · edgardoc.xml · derivative · entry 6

FRITZ LANCE M · CIK 0001499784 · PRESIDENT & COO RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,783

Underlying: Common Stock · 24,783 shares

Expires 2024-02-06

F3 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F3 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
February 06, 2014 Filed Feb 10, 2014 21:22 UTC
FRITZ LANCE MPRESIDENT & COO RR
Tax withholdingCommon Stock 4,181 $175.12 $732,176.72
Disclosure

SEC source: 0000100885-14-000056 · edgardoc.xml · nonDerivative · entry 3

FRITZ LANCE M · CIK 0001499784 · PRESIDENT & COO RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,453.916

Read SEC document
February 06, 2014 Filed Feb 10, 2014 21:22 UTC
FRITZ LANCE MPRESIDENT & COO RR
GrantCommon Stock 11,424 $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000056 · edgardoc.xml · nonDerivative · entry 2

FRITZ LANCE M · CIK 0001499784 · PRESIDENT & COO RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,634.916

F2 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.

Read SEC document
February 06, 2014 Filed Feb 10, 2014 21:22 UTC
FRITZ LANCE MPRESIDENT & COO RR
GrantCommon Stock 2,856 $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000056 · edgardoc.xml · nonDerivative · entry 1

FRITZ LANCE M · CIK 0001499784 · PRESIDENT & COO RR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,210.916

F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date.

Read SEC document
February 06, 2014 Filed Feb 10, 2014 21:32 UTC
DUREN DIANE KEVP & CORPORATE SECRETARY
GrantNon-Qualified Stock Option (right to buy) · Derivative 12,393 $0.00 Strike: $175.12 $0.00
Disclosure

SEC source: 0000100885-14-000058 · edgardoc.xml · derivative · entry 6

DUREN DIANE K · CIK 0001563283 · EVP & CORPORATE SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,393

Underlying: Common Stock · 12,393 shares

Expires 2024-02-06

F4 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F4 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
February 06, 2014 Filed Feb 10, 2014 21:32 UTC
DUREN DIANE KEVP & CORPORATE SECRETARY
GrantCommon Stock 5,712 $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000058 · edgardoc.xml · nonDerivative · entry 4

DUREN DIANE K · CIK 0001563283 · EVP & CORPORATE SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,760

F2 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.

Read SEC document
February 06, 2014 Filed Feb 10, 2014 21:32 UTC
DUREN DIANE KEVP & CORPORATE SECRETARY
Tax withholdingCommon Stock 2,110 $175.12 $369,503.20
Disclosure

SEC source: 0000100885-14-000058 · edgardoc.xml · nonDerivative · entry 3

DUREN DIANE K · CIK 0001563283 · EVP & CORPORATE SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,048

Read SEC document
February 06, 2014 Filed Feb 10, 2014 21:32 UTC
DUREN DIANE KEVP & CORPORATE SECRETARY
GrantCommon Stock 1,428 $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000058 · edgardoc.xml · nonDerivative · entry 2

DUREN DIANE K · CIK 0001563283 · EVP & CORPORATE SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,158

F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date.

Read SEC document
February 06, 2014 Filed Feb 10, 2014 21:32 UTC
DUREN DIANE KEVP & CORPORATE SECRETARY
GrantCommon Stock 22,842 $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000058 · edgardoc.xml · nonDerivative · entry 1

DUREN DIANE K · CIK 0001563283 · EVP & CORPORATE SECRETARY

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,730

F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date.

Read SEC document
February 06, 2014 Filed Feb 10, 2014 22:21 UTC
BUTLER ERIC LEVP MKTG & SALES
GrantNon-Qualified Stock Option (right to buy) · Derivative 12,393 $0.00 Strike: $175.12 $0.00
Disclosure

SEC source: 0000100885-14-000060 · edgardoc.xml · derivative · entry 11

BUTLER ERIC L · CIK 0001544184 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,393

Underlying: Common Stock · 12,393 shares

Expires 2024-02-06

F5 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F5 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
February 06, 2014 Filed Feb 10, 2014 22:21 UTC
BUTLER ERIC LEVP MKTG & SALES
Tax withholdingCommon Stock 2,118 $175.12 $370,904.16
Disclosure

SEC source: 0000100885-14-000060 · edgardoc.xml · nonDerivative · entry 4

BUTLER ERIC L · CIK 0001544184 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,470

Read SEC document
February 06, 2014 Filed Feb 10, 2014 22:21 UTC
BUTLER ERIC LEVP MKTG & SALES
GrantCommon Stock 5,712 $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000060 · edgardoc.xml · nonDerivative · entry 3

BUTLER ERIC L · CIK 0001544184 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,588

F2 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.

Read SEC document
February 06, 2014 Filed Feb 10, 2014 22:21 UTC
BUTLER ERIC LEVP MKTG & SALES
GrantCommon Stock 1,428 $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000060 · edgardoc.xml · nonDerivative · entry 2

BUTLER ERIC L · CIK 0001544184 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,876

F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date.

Read SEC document
February 06, 2014 Filed Feb 10, 2014 22:21 UTC
BUTLER ERIC LEVP MKTG & SALES
GrantCommon Stock 22,842 $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000060 · edgardoc.xml · nonDerivative · entry 1

BUTLER ERIC L · CIK 0001544184 · EVP MKTG & SALES

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,448

F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date.

Read SEC document
February 06, 2014 Filed Feb 10, 2014 22:39 UTC
THAL GAYLA LSVP LAW & GEN COUNSEL
GrantNon-Qualified Stock Option (right to buy) · Derivative 9,915 $0.00 Strike: $175.12 $0.00
Disclosure

SEC source: 0000100885-14-000062 · edgardoc.xml · derivative · entry 10

THAL GAYLA L · CIK 0001544230 · SVP LAW & GEN COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,915

Underlying: Common Stock · 9,915 shares

Expires 2024-02-06

F6 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F6 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

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February 06, 2014 Filed Feb 10, 2014 22:39 UTC
THAL GAYLA LSVP LAW & GEN COUNSEL
Tax withholdingCommon Stock 266 $175.12 $46,581.92
Disclosure

SEC source: 0000100885-14-000062 · edgardoc.xml · nonDerivative · entry 4

THAL GAYLA L · CIK 0001544230 · SVP LAW & GEN COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,900.7887

F3 · security: Transfer of shares for additional tax withholding purposes.

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February 06, 2014 Filed Feb 10, 2014 22:39 UTC
THAL GAYLA LSVP LAW & GEN COUNSEL
Tax withholdingCommon Stock 948 $175.12 $166,013.76
Disclosure

SEC source: 0000100885-14-000062 · edgardoc.xml · nonDerivative · entry 3

THAL GAYLA L · CIK 0001544230 · SVP LAW & GEN COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,166.7887

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February 06, 2014 Filed Feb 10, 2014 22:39 UTC
THAL GAYLA LSVP LAW & GEN COUNSEL
GrantCommon Stock 4,572 $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000062 · edgardoc.xml · nonDerivative · entry 2

THAL GAYLA L · CIK 0001544230 · SVP LAW & GEN COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,114.7887

F2 · security: Performance retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a three year vesting period from the grant date. The amount of shares in column 4 is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.

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February 06, 2014 Filed Feb 10, 2014 22:39 UTC
THAL GAYLA LSVP LAW & GEN COUNSEL
GrantCommon Stock 1,143 $0.00 $0.00
Disclosure

SEC source: 0000100885-14-000062 · edgardoc.xml · nonDerivative · entry 1

THAL GAYLA L · CIK 0001544230 · SVP LAW & GEN COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,542.7887

F1 · security: Retention unit award with a distribution ratio of 1:1. This award is payable only in shares of common stock with a four year vesting period from grant date.

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February 04, 2014 Filed Feb 5, 2014 15:21 UTC
THAL GAYLA LSVP LAW & GEN COUNSEL
Tax withholdingCommon Stock 106 $173.25 $18,364.50
Disclosure

SEC source: 0000100885-14-000034 · edgardoc.xml · nonDerivative · entry 2

THAL GAYLA L · CIK 0001544230 · SVP LAW & GEN COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,399.7887

F1 · security: Transfer of shares for additional tax withholding purposes.

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February 04, 2014 Filed Feb 5, 2014 15:21 UTC
THAL GAYLA LSVP LAW & GEN COUNSEL
Tax withholdingCommon Stock 272 $173.25 $47,124.00
Disclosure

SEC source: 0000100885-14-000034 · edgardoc.xml · nonDerivative · entry 1

THAL GAYLA L · CIK 0001544230 · SVP LAW & GEN COUNSEL

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,505.7887

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.