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UNP

UNION PACIFIC CORP

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2854
SEC CIK
0000100885
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2,284

Last 12 months

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0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202603
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 05, 2019 Filed Feb 6, 2019 19:54 UTC
Tennison Lynden LEVP & CHIEF STRATEGY OFFICER
Tax withholdingCommon Stock 876 $161.30 $141,298.80
Disclosure

SEC source: 0000100885-19-000052 · edgardoc.xml · nonDerivative · entry 1

Tennison Lynden L · CIK 0001319871 · EVP & CHIEF STRATEGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,251

Read SEC document
January 28, 2019 Filed Jan 29, 2019 18:11 UTC
FRITZ LANCE MCHAIRMAN PRESIDENT & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 164,298 $0.00 Strike: $75.52 $0.00
Disclosure

SEC source: 0000100885-19-000040 · edgardoc.xml · derivative · entry 6

FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,149

Underlying: Common Stock · 164,298 shares

Expires 2026-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F2 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
January 28, 2019 Filed Jan 29, 2019 18:11 UTC
FRITZ LANCE MCHAIRMAN PRESIDENT & CEO
Tax withholdingCommon Stock 38,327 $160.95 $6,168,730.65
Disclosure

SEC source: 0000100885-19-000040 · edgardoc.xml · nonDerivative · entry 3

FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 516,678.832

Read SEC document
January 28, 2019 Filed Jan 29, 2019 18:11 UTC
FRITZ LANCE MCHAIRMAN PRESIDENT & CEO
Tax withholdingCommon Stock 77,091 $160.95 $12,407,796.45
Disclosure

SEC source: 0000100885-19-000040 · edgardoc.xml · nonDerivative · entry 2

FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 555,005.832

Read SEC document
January 28, 2019 Filed Jan 29, 2019 18:11 UTC
FRITZ LANCE MCHAIRMAN PRESIDENT & CEO
Exercise / conversionCommon Stock 164,298 $75.52 $12,407,784.96
Disclosure

SEC source: 0000100885-19-000040 · edgardoc.xml · nonDerivative · entry 1

FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 632,096.832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2019 Filed Jan 16, 2019 23:13 UTC
Vena Vincenzo JCHIEF OPERATING OFFICER
GrantNon-Qualified Stock Option (right to buy) · Derivative 54,450 $0.00 Strike: $153.89 $0.00
Disclosure

SEC source: 0000100885-19-000032 · edgardoc.xml · derivative · entry 2

Vena Vincenzo J · CIK 0001764389 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,450

Underlying: Common Stock · 54,450 shares

Expires 2029-01-14

F2 · security: This option becomes exercisable in two equal installments starting one year from the grant date.

F2 · derivative.exercise_date: This option becomes exercisable in two equal installments starting one year from the grant date.

Read SEC document
January 14, 2019 Filed Jan 16, 2019 23:13 UTC
Vena Vincenzo JCHIEF OPERATING OFFICER
GrantCommon Stock 31,192 $0.00 $0.00
Disclosure

SEC source: 0000100885-19-000032 · edgardoc.xml · nonDerivative · entry 1

Vena Vincenzo J · CIK 0001764389 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,192

F1 · security: Performance retention unit award with a distribution ratio of 1:1. On 1/14/2019, the reporting person was granted 15,596 Performance Stock Units at target, 50% of which will be earned on 1/14/2020, and 50% of which will be earned on 1/14/2021. The amount of shares in column 4, 31,192 units, is the maximum number of shares that the reporting person is eligible to receive. The actual number of shares paid out at vesting, if any, depends on applicable performance criteria being met.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 14:15 UTC GrantPhantom Stock · Derivative 459 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-19-000004 · edgardoc.xml · derivative · entry 1

Card Andrew H JR · CIK 0001369941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,564

Underlying: Common Stock · 459 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 14:16 UTC GrantPhantom Stock · Derivative 500 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-19-000005 · edgardoc.xml · derivative · entry 1

DAVIS ERROLL B JR · CIK 0001209075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,478

Underlying: Common Stock · 500 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 14:26 UTC GrantPhantom Stock · Derivative 325 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-19-000010 · edgardoc.xml · derivative · entry 1

DILLON DAVID B · CIK 0001186725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,189

Underlying: Common Stock · 325 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 14:19 UTC GrantPhantom Stock · Derivative 290 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-19-000006 · edgardoc.xml · derivative · entry 1

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371

Underlying: Common Stock · 290 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 14:29 UTC GrantPhantom Stock · Derivative 528 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-19-000011 · edgardoc.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,067

Underlying: Common Stock · 528 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 14:31 UTC
Lute Jane HDirector
GrantPhantom Stock · Derivative 308 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-19-000012 · edgardoc.xml · derivative · entry 1

Lute Jane H · CIK 0001671434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,224

Underlying: Common Stock · 308 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 14:35 UTC GrantPhantom Stock · Derivative 877 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-19-000016 · edgardoc.xml · derivative · entry 1

MCCARTHY MICHAEL R · CIK 0001008544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,778

Underlying: Common Stock · 877 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 14:37 UTC GrantPhantom Stock · Derivative 456 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-19-000017 · edgardoc.xml · derivative · entry 1

MCLARTY THOMAS F III · CIK 0001179678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,925

Underlying: Common Stock · 456 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 14:38 UTC GrantPhantom Stock · Derivative 298 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-19-000018 · edgardoc.xml · derivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,532

Underlying: Common Stock · 298 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
January 02, 2019 Filed Jan 3, 2019 14:43 UTC GrantPhantom Stock · Derivative 419 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-19-000020 · edgardoc.xml · derivative · entry 1

VILLARREAL JOSE H · CIK 0001194718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,570

Underlying: Common Stock · 419 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
December 03, 2018 Filed Dec 4, 2018 22:37 UTC
FRITZ LANCE MCHAIRMAN PRESIDENT & CEO
GiftCommon Stock 6,000 $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000270 · edgardoc.xml · nonDerivative · entry 1

FRITZ LANCE M · CIK 0001499784 · CHAIRMAN PRESIDENT & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 467,798.832

F1 · kind: The reporting person made a gift of shares to a donor-advised charitable fund.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 14:04 UTC GrantPhantom Stock · Derivative 368 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000232 · edgardoc.xml · derivative · entry 1

Card Andrew H JR · CIK 0001369941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,105

Underlying: Common Stock · 368 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 14:05 UTC GrantPhantom Stock · Derivative 400 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000233 · edgardoc.xml · derivative · entry 1

DAVIS ERROLL B JR · CIK 0001209075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,978

Underlying: Common Stock · 400 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 14:05 UTC GrantPhantom Stock · Derivative 81 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000234 · edgardoc.xml · derivative · entry 1

DeLaney William J III · CIK 0001384151 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81

Underlying: Common Stock · 81 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 14:09 UTC GrantPhantom Stock · Derivative 255 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000238 · edgardoc.xml · derivative · entry 1

DILLON DAVID B · CIK 0001186725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,864

Underlying: Common Stock · 255 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 14:11 UTC GrantPhantom Stock · Derivative 426 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000239 · edgardoc.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,539

Underlying: Common Stock · 426 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 14:12 UTC
Lute Jane HDirector
GrantPhantom Stock · Derivative 241 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000240 · edgardoc.xml · derivative · entry 1

Lute Jane H · CIK 0001671434 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,916

Underlying: Common Stock · 241 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 14:16 UTC GrantPhantom Stock · Derivative 711 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000244 · edgardoc.xml · derivative · entry 1

MCCARTHY MICHAEL R · CIK 0001008544 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,901

Underlying: Common Stock · 711 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 14:17 UTC GrantPhantom Stock · Derivative 365 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000245 · edgardoc.xml · derivative · entry 1

MCLARTY THOMAS F III · CIK 0001179678 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,469

Underlying: Common Stock · 365 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 14:18 UTC GrantPhantom Stock · Derivative 233 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000246 · edgardoc.xml · derivative · entry 1

Patel Bhavesh V. · CIK 0001500293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,234

Underlying: Common Stock · 233 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 14:23 UTC GrantPhantom Stock · Derivative 334 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000248 · edgardoc.xml · derivative · entry 1

VILLARREAL JOSE H · CIK 0001194718 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,151

Underlying: Common Stock · 334 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
September 24, 2018 Filed Sep 25, 2018 22:05 UTC
KNIGHT ROBERT M JREVP & CHIEF FINANCIAL OFFICER
SaleCommon Stock 20,000 $163.81 $3,276,104.00
Disclosure

SEC source: 0000100885-18-000228 · edgardoc.xml · nonDerivative · entry 1

KNIGHT ROBERT M JR · CIK 0001200009 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust 2

Disclosed balance after: 79,812

F1 · kind: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 24, 2018. Union Pacific Corporation announced the trading plan in a Current Report on Form 8-K on the same date.

F2 · price: This transaction was executed in multiple trades at prices ranging from $163.09 to $164.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 19, 2018 Filed Sep 20, 2018 21:20 UTC
Tennison Lynden LEVP & CHIEF STRATEGY OFFICER
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 26,992 $0.00 Strike: $75.52 $0.00
Disclosure

SEC source: 0000100885-18-000226 · edgardoc.xml · derivative · entry 6

Tennison Lynden L · CIK 0001319871 · EVP & CHIEF STRATEGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,496

Underlying: Common Stock · 26,992 shares

Expires 2026-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F2 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
September 19, 2018 Filed Sep 20, 2018 21:20 UTC
Tennison Lynden LEVP & CHIEF STRATEGY OFFICER
Tax withholdingCommon Stock 6,390 $163.70 $1,046,043.00
Disclosure

SEC source: 0000100885-18-000226 · edgardoc.xml · nonDerivative · entry 3

Tennison Lynden L · CIK 0001319871 · EVP & CHIEF STRATEGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,127

Read SEC document
September 19, 2018 Filed Sep 20, 2018 21:20 UTC
Tennison Lynden LEVP & CHIEF STRATEGY OFFICER
Tax withholdingCommon Stock 12,453 $163.70 $2,038,556.10
Disclosure

SEC source: 0000100885-18-000226 · edgardoc.xml · nonDerivative · entry 2

Tennison Lynden L · CIK 0001319871 · EVP & CHIEF STRATEGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,517

Read SEC document
September 19, 2018 Filed Sep 20, 2018 21:20 UTC
Tennison Lynden LEVP & CHIEF STRATEGY OFFICER
Exercise / conversionCommon Stock 26,992 $75.52 $2,038,435.84
Disclosure

SEC source: 0000100885-18-000226 · edgardoc.xml · nonDerivative · entry 1

Tennison Lynden L · CIK 0001319871 · EVP & CHIEF STRATEGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,970

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2018 Filed Aug 29, 2018 18:37 UTC
Tennison Lynden LEVP & CHIEF STRATEGY OFFICER
SaleCommon Stock 8,450 $151.72 $1,282,058.51
Disclosure

SEC source: 0000100885-18-000211 · edgardoc.xml · nonDerivative · entry 1

Tennison Lynden L · CIK 0001319871 · EVP & CHIEF STRATEGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,978

F1 · security: This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 1, 2018.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 15:52 UTC
Rynaski Todd M.VP & CONTROLLER
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,472 $0.00 Strike: $66.00 $0.00
Disclosure

SEC source: 0000100885-18-000197 · edgardoc.xml · derivative · entry 8

Rynaski Todd M. · CIK 0001650791 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,472 shares

Expires 2023-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This option became exercisable in three equal installments starting one year from the grant date.

F3 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

Read SEC document
August 03, 2018 Filed Aug 7, 2018 15:52 UTC
Rynaski Todd M.VP & CONTROLLER
Tax withholdingCommon Stock 400 $149.94 $59,976.00
Disclosure

SEC source: 0000100885-18-000197 · edgardoc.xml · nonDerivative · entry 3

Rynaski Todd M. · CIK 0001650791 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,853

Read SEC document
August 03, 2018 Filed Aug 7, 2018 15:52 UTC
Rynaski Todd M.VP & CONTROLLER
Tax withholdingCommon Stock 1,089 $149.94 $163,284.66
Disclosure

SEC source: 0000100885-18-000197 · edgardoc.xml · nonDerivative · entry 2

Rynaski Todd M. · CIK 0001650791 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,253

Read SEC document
August 03, 2018 Filed Aug 7, 2018 15:52 UTC
Rynaski Todd M.VP & CONTROLLER
Exercise / conversionCommon Stock 2,472 $66.00 $163,152.00
Disclosure

SEC source: 0000100885-18-000197 · edgardoc.xml · nonDerivative · entry 1

Rynaski Todd M. · CIK 0001650791 · VP & CONTROLLER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,342

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2018 Filed Aug 2, 2018 21:56 UTC
KNIGHT ROBERT M JREVP & CHIEF FINANCIAL OFFICER
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 35,207 $0.00 Strike: $75.52 $0.00
Disclosure

SEC source: 0000100885-18-000195 · edgardoc.xml · derivative · entry 8

KNIGHT ROBERT M JR · CIK 0001200009 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,207

Underlying: Common Stock · 35,207 shares

Expires 2026-02-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: This option becomes exercisable in three equal installments starting one year from the grant date.

F3 · derivative.exercise_date: This option becomes exercisable in three equal installments starting one year from the grant date.

Read SEC document
August 01, 2018 Filed Aug 2, 2018 21:56 UTC
KNIGHT ROBERT M JREVP & CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 7,677 $149.89 $1,150,705.53
Disclosure

SEC source: 0000100885-18-000195 · edgardoc.xml · nonDerivative · entry 3

KNIGHT ROBERT M JR · CIK 0001200009 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,309

Read SEC document
August 01, 2018 Filed Aug 2, 2018 21:56 UTC
KNIGHT ROBERT M JREVP & CHIEF FINANCIAL OFFICER
Tax withholdingCommon Stock 17,739 $149.89 $2,658,898.71
Disclosure

SEC source: 0000100885-18-000195 · edgardoc.xml · nonDerivative · entry 2

KNIGHT ROBERT M JR · CIK 0001200009 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,986

Read SEC document
August 01, 2018 Filed Aug 2, 2018 21:56 UTC
KNIGHT ROBERT M JREVP & CHIEF FINANCIAL OFFICER
Exercise / conversionCommon Stock 35,207 $75.52 $2,658,832.64
Disclosure

SEC source: 0000100885-18-000195 · edgardoc.xml · nonDerivative · entry 1

KNIGHT ROBERT M JR · CIK 0001200009 · EVP & CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,725

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2018 Filed Jul 31, 2018 21:57 UTC
FRITZ LANCE MChairman President & CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 49,566 $0.00 Strike: $87.56 $0.00
Disclosure

SEC source: 0000100885-18-000190 · edgardoc.xml · derivative · entry 6

FRITZ LANCE M · CIK 0001499784 · Chairman President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 49,566 shares

Expires 2024-02-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: This option became exercisable in three equal installments starting one year from the grant date.

F2 · derivative.exercise_date: This option became exercisable in three equal installments starting one year from the grant date.

Read SEC document
July 30, 2018 Filed Jul 31, 2018 21:57 UTC
FRITZ LANCE MChairman President & CEO
Tax withholdingCommon Stock 9,423 $148.56 $1,399,880.88
Disclosure

SEC source: 0000100885-18-000190 · edgardoc.xml · nonDerivative · entry 3

FRITZ LANCE M · CIK 0001499784 · Chairman President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,798.832

Read SEC document
July 30, 2018 Filed Jul 31, 2018 21:57 UTC
FRITZ LANCE MChairman President & CEO
Tax withholdingCommon Stock 29,214 $148.56 $4,340,031.84
Disclosure

SEC source: 0000100885-18-000190 · edgardoc.xml · nonDerivative · entry 2

FRITZ LANCE M · CIK 0001499784 · Chairman President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,221.832

Read SEC document
July 30, 2018 Filed Jul 31, 2018 21:57 UTC
FRITZ LANCE MChairman President & CEO
Exercise / conversionCommon Stock 49,566 $87.56 $4,339,998.96
Disclosure

SEC source: 0000100885-18-000190 · edgardoc.xml · nonDerivative · entry 1

FRITZ LANCE M · CIK 0001499784 · Chairman President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 512,435.832

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 13:58 UTC GrantPhantom Stock · Derivative 372 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000158 · edgardoc.xml · derivative · entry 1

Card Andrew H JR · CIK 0001369941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,737

Underlying: Common Stock · 372 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 13:59 UTC GrantPhantom Stock · Derivative 407 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000159 · edgardoc.xml · derivative · entry 1

DAVIS ERROLL B JR · CIK 0001209075 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,578

Underlying: Common Stock · 407 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 14:02 UTC GrantPhantom Stock · Derivative 255 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000162 · edgardoc.xml · derivative · entry 1

DILLON DAVID B · CIK 0001186725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,609

Underlying: Common Stock · 255 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document
July 02, 2018 Filed Jul 3, 2018 14:03 UTC GrantPhantom Stock · Derivative 451 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000100885-18-000163 · edgardoc.xml · derivative · entry 1

HOPKINS DEBORAH C · CIK 0001127293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,113

Underlying: Common Stock · 451 shares

Expires not disclosed

F1 · security: Distribution ratio for Phantom Stock Units is 1:1.

F2 · derivative.exercise_date: Phantom Stock Units are payable in cash only commencing at retirement.

F2 · derivative.expiration_date: Phantom Stock Units are payable in cash only commencing at retirement.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.