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UNH

UNITEDHEALTH GROUP INC

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2809
SEC CIK
0000731766
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3,134

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 03, 2004 Filed Feb 5, 2004 20:20 UTC OtherNon-Qualified Stock Option (right to buy) · Derivative 670 $0.00 Strike: $60.09 $0.00
Disclosure

SEC source: 0000731766-04-000023 · edgardoc.xml · derivative · entry 1

MUNDINGER MARY ONEIL · CIK 0001179980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 670

Underlying: Common Stock · 670 shares

Expires 2014-02-03

Read SEC document
February 03, 2004 Filed Feb 5, 2004 20:20 UTC OtherNon-Qualified Stock Option (right to buy) · Derivative 820 $0.00 Strike: $60.09 $0.00
Disclosure

SEC source: 0000731766-04-000024 · edgardoc.xml · derivative · entry 1

SPEARS WILLIAM G · CIK 0001024348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 820

Underlying: Common Stock · 820 shares

Expires 2014-02-03

Read SEC document
February 03, 2004 Filed Feb 5, 2004 20:21 UTC OtherNon-Qualified Stock Option (right to buy) · Derivative 250 $0.00 Strike: $60.09 $0.00
Disclosure

SEC source: 0000731766-04-000025 · edgardoc.xml · derivative · entry 1

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250

Underlying: Common Stock · 250 shares

Expires 2014-02-03

Read SEC document
January 22, 2004 Filed Jan 26, 2004 22:34 UTC OtherNon-Qualified Stock Option (right to buy) · Derivative 32,000 $60.00 Strike: $11.94 $1,920,000.00
Disclosure

SEC source: 0000731766-04-000017 · edgardoc.xml · derivative · entry 3

SPEARS WILLIAM G · CIK 0001024348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,000

Underlying: Common Stock · 32,000 shares

Expires 2005-02-12

F1 · date: Transaction(s) executed in accordance with shareholder's 10b5-1selling plan.

F2 · derivative.exercise_date: Options were fully vested and exercisable 6 months from the date of grant.

Read SEC document
January 22, 2004 Filed Jan 26, 2004 22:34 UTC SaleCommon Stock 32,000 $60.00 $1,920,000.00
Disclosure

SEC source: 0000731766-04-000017 · edgardoc.xml · nonDerivative · entry 2

SPEARS WILLIAM G · CIK 0001024348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,448

Read SEC document
January 22, 2004 Filed Jan 26, 2004 22:34 UTC OtherCommon Stock 32,000 $11.94 $382,000.00
Disclosure

SEC source: 0000731766-04-000017 · edgardoc.xml · nonDerivative · entry 1

SPEARS WILLIAM G · CIK 0001024348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,448

Read SEC document
January 02, 2004 Filed Jan 5, 2004 17:22 UTC OtherNon-Qualified Stock Option (right to buy) · Derivative 28,000 $59.05 Strike: $10.63 $1,653,400.00
Disclosure

SEC source: 0000731766-04-000004 · edgardoc.xml · derivative · entry 3

SPEARS WILLIAM G · CIK 0001024348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,000 shares

Expires 2004-02-12

Read SEC document
January 02, 2004 Filed Jan 5, 2004 17:22 UTC SaleCommon Stock 28,000 $59.05 $1,653,400.00
Disclosure

SEC source: 0000731766-04-000004 · edgardoc.xml · nonDerivative · entry 2

SPEARS WILLIAM G · CIK 0001024348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,448

Read SEC document
January 02, 2004 Filed Jan 5, 2004 17:22 UTC OtherCommon Stock 28,000 $10.63 $297,500.00
Disclosure

SEC source: 0000731766-04-000004 · edgardoc.xml · nonDerivative · entry 1

SPEARS WILLIAM G · CIK 0001024348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,448

Read SEC document
January 02, 2004 Filed Jan 6, 2004 21:38 UTC OtherNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $59.04 $0.00
Disclosure

SEC source: 0000731766-04-000005 · edgardoc.xml · derivative · entry 1

BALLARD WILLIAM C JR · CIK 0001024398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2014-01-02

Read SEC document
January 02, 2004 Filed Jan 6, 2004 21:38 UTC OtherNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $59.04 $0.00
Disclosure

SEC source: 0000731766-04-000006 · edgardoc.xml · derivative · entry 1

BURKE RICHARD T · CIK 0000905023 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2014-01-02

Read SEC document
January 02, 2004 Filed Jan 6, 2004 21:38 UTC OtherNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $59.04 $0.00
Disclosure

SEC source: 0000731766-04-000007 · edgardoc.xml · derivative · entry 1

JOHNSON JAMES A /DC/ · CIK 0001126949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2014-01-02

Read SEC document
January 02, 2004 Filed Jan 6, 2004 21:38 UTC OtherNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $59.04 $0.00
Disclosure

SEC source: 0000731766-04-000008 · edgardoc.xml · derivative · entry 1

KEAN THOMAS H · CIK 0001176475 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2014-01-02

Read SEC document
January 02, 2004 Filed Jan 6, 2004 21:38 UTC OtherNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $59.04 $0.00
Disclosure

SEC source: 0000731766-04-000009 · edgardoc.xml · derivative · entry 2

LEATHERDALE DOUGLAS W · CIK 0001024367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2014-01-02

Read SEC document
January 02, 2004 Filed Jan 6, 2004 21:39 UTC OtherNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $59.04 $0.00
Disclosure

SEC source: 0000731766-04-000010 · edgardoc.xml · derivative · entry 1

MUNDINGER MARY ONEIL · CIK 0001179980 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2014-01-02

Read SEC document
January 02, 2004 Filed Jan 6, 2004 21:39 UTC OtherNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $59.04 $0.00
Disclosure

SEC source: 0000731766-04-000011 · edgardoc.xml · derivative · entry 1

RYAN ROBERT L · CIK 0001024354 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2014-01-02

Read SEC document
January 02, 2004 Filed Jan 6, 2004 21:39 UTC OtherNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $59.04 $0.00
Disclosure

SEC source: 0000731766-04-000012 · edgardoc.xml · derivative · entry 1

SHALALA DONNA E · CIK 0001140422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2014-01-02

Read SEC document
January 02, 2004 Filed Jan 6, 2004 21:40 UTC OtherNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $59.04 $0.00
Disclosure

SEC source: 0000731766-04-000013 · edgardoc.xml · derivative · entry 1

SHALALA DONNA E · CIK 0001140422 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2014-01-02

Read SEC document
January 02, 2004 Filed Jan 6, 2004 21:41 UTC OtherNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $59.04 $0.00
Disclosure

SEC source: 0000731766-04-000014 · edgardoc.xml · derivative · entry 1

SPEARS WILLIAM G · CIK 0001024348 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2014-01-02

Read SEC document
January 02, 2004 Filed Jan 6, 2004 21:41 UTC OtherNon-Qualified Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $59.04 $0.00
Disclosure

SEC source: 0000731766-04-000015 · edgardoc.xml · derivative · entry 1

WILENSKY GAIL R · CIK 0001018538 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 5,000 shares

Expires 2014-01-02

Read SEC document
December 31, 2003 Filed Jan 5, 2004 17:22 UTC
WICHMANN DAVID SPres & CEO, SCS; SVP, UHG
OtherNon-Qualified Stock Option (right to buy) · Derivative 7,500 Not disclosed Strike: $13.06 Not disclosed
Disclosure

SEC source: 0000731766-04-000003 · edgardoc.xml · derivative · entry 10

WICHMANN DAVID S · CIK 0001268489 · Pres & CEO, SCS; SVP, UHG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,752

Underlying: Common Stock · 7,500 shares

Expires 2008-02-06

F1 · price: Because this is the disposition of a derivative security, sale price does not apply.

F5 · derivative.exercise_date: The option is exercisable as follows: 25% on October 13, 2000; 18.75% on each of August 1, 2001, 2002 and 2003; and 18.75% on February 6, 2004.

Read SEC document
December 31, 2003 Filed Jan 5, 2004 17:22 UTC
WICHMANN DAVID SPres & CEO, SCS; SVP, UHG
OtherNon-Qualified Stock Option (right to buy) · Derivative 22,500 Not disclosed Strike: $11.70 Not disclosed
Disclosure

SEC source: 0000731766-04-000003 · edgardoc.xml · derivative · entry 9

WICHMANN DAVID S · CIK 0001268489 · Pres & CEO, SCS; SVP, UHG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,252

Underlying: Common Stock · 22,500 shares

Expires 2008-01-26

F1 · price: Because this is the disposition of a derivative security, sale price does not apply.

F4 · derivative.exercise_date: The option is exercisable as follows: 25% on October 13, 2000; 18.75% on each of August 1, 2001, 2002 and 2003; and 18.75% on January 26, 2004.

Read SEC document
December 31, 2003 Filed Jan 5, 2004 17:22 UTC
WICHMANN DAVID SPres & CEO, SCS; SVP, UHG
OtherNon-Qualified Stock Option (right to buy) · Derivative 35,000 Not disclosed Strike: $10.03 Not disclosed
Disclosure

SEC source: 0000731766-04-000003 · edgardoc.xml · derivative · entry 8

WICHMANN DAVID S · CIK 0001268489 · Pres & CEO, SCS; SVP, UHG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,040

Underlying: Common Stock · 35,000 shares

Expires 2009-10-13

F1 · price: Because this is the disposition of a derivative security, sale price does not apply.

F3 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning December 1, 2000.

Read SEC document
December 31, 2003 Filed Jan 5, 2004 17:22 UTC
WICHMANN DAVID SPres & CEO, SCS; SVP, UHG
OtherNon-Qualified Stock Option (right to buy) · Derivative 20,000 Not disclosed Strike: $8.34 Not disclosed
Disclosure

SEC source: 0000731766-04-000003 · edgardoc.xml · derivative · entry 7

WICHMANN DAVID S · CIK 0001268489 · Pres & CEO, SCS; SVP, UHG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2008-10-01

F1 · price: Because this is the disposition of a derivative security, sale price does not apply.

F2 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning December 1, 1999.

Read SEC document
December 31, 2003 Filed Jan 5, 2004 17:22 UTC
WICHMANN DAVID SPres & CEO, SCS; SVP, UHG
SaleCommon Stock 85,000 $58.35 $4,959,350.50
Disclosure

SEC source: 0000731766-04-000003 · edgardoc.xml · nonDerivative · entry 5

WICHMANN DAVID S · CIK 0001268489 · Pres & CEO, SCS; SVP, UHG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,401

Read SEC document
December 31, 2003 Filed Jan 5, 2004 17:22 UTC
WICHMANN DAVID SPres & CEO, SCS; SVP, UHG
OtherCommon Stock 35,000 $10.03 $351,095.50
Disclosure

SEC source: 0000731766-04-000003 · edgardoc.xml · nonDerivative · entry 4

WICHMANN DAVID S · CIK 0001268489 · Pres & CEO, SCS; SVP, UHG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,401

Read SEC document
December 31, 2003 Filed Jan 5, 2004 17:22 UTC
WICHMANN DAVID SPres & CEO, SCS; SVP, UHG
OtherCommon Stock 20,000 $8.34 $166,876.00
Disclosure

SEC source: 0000731766-04-000003 · edgardoc.xml · nonDerivative · entry 3

WICHMANN DAVID S · CIK 0001268489 · Pres & CEO, SCS; SVP, UHG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,401

Read SEC document
December 31, 2003 Filed Jan 5, 2004 17:22 UTC
WICHMANN DAVID SPres & CEO, SCS; SVP, UHG
OtherCommon Stock 7,500 $13.06 $97,968.75
Disclosure

SEC source: 0000731766-04-000003 · edgardoc.xml · nonDerivative · entry 2

WICHMANN DAVID S · CIK 0001268489 · Pres & CEO, SCS; SVP, UHG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,401

Read SEC document
December 31, 2003 Filed Jan 5, 2004 17:22 UTC
WICHMANN DAVID SPres & CEO, SCS; SVP, UHG
OtherCommon Stock 22,500 $11.70 $263,322.00
Disclosure

SEC source: 0000731766-04-000003 · edgardoc.xml · nonDerivative · entry 1

WICHMANN DAVID S · CIK 0001268489 · Pres & CEO, SCS; SVP, UHG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,901

Read SEC document
December 29, 2003 Filed Dec 30, 2003 15:54 UTC
QUAM LOIS ECEO, Ovations, Inc.
GiftCommon Stock 85 $0.00 $0.00
Disclosure

SEC source: 0000731766-03-000035 · edgardoc.xml · nonDerivative · entry 1

QUAM LOIS E · CIK 0001179983 · CEO, Ovations, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,095

Read SEC document
December 19, 2003 Filed Dec 22, 2003 16:51 UTC
QUAM LOIS ECEO, Ovations, Inc.
OtherNon-Qualified Stock Option (right to buy) · Derivative 45,000 Not disclosed Strike: $10.88 Not disclosed
Disclosure

SEC source: 0000731766-03-000031 · edgardoc.xml · derivative · entry 6

QUAM LOIS E · CIK 0001179983 · CEO, Ovations, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,000 shares

Expires 2007-01-20

F1 · price: Because this is the disposition of a derivative security, sale price does not apply.

F3 · derivative.exercise_date: Performance-based grant vested on annual review of performance guidelines.

Read SEC document
December 19, 2003 Filed Dec 22, 2003 16:51 UTC
QUAM LOIS ECEO, Ovations, Inc.
OtherNon-Qualified Stock Option (right to buy) · Derivative 18,760 Not disclosed Strike: $10.03 Not disclosed
Disclosure

SEC source: 0000731766-03-000031 · edgardoc.xml · derivative · entry 5

QUAM LOIS E · CIK 0001179983 · CEO, Ovations, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,760 shares

Expires 2009-10-13

F1 · price: Because this is the disposition of a derivative security, sale price does not apply.

F2 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning December 1, 2000.

Read SEC document
December 19, 2003 Filed Dec 22, 2003 16:51 UTC
QUAM LOIS ECEO, Ovations, Inc.
SaleCommon Stock 63,760 $55.91 $3,564,821.60
Disclosure

SEC source: 0000731766-03-000031 · edgardoc.xml · nonDerivative · entry 3

QUAM LOIS E · CIK 0001179983 · CEO, Ovations, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,180

Read SEC document
December 19, 2003 Filed Dec 22, 2003 16:51 UTC
QUAM LOIS ECEO, Ovations, Inc.
OtherCommon Stock 18,760 $10.03 $188,187.19
Disclosure

SEC source: 0000731766-03-000031 · edgardoc.xml · nonDerivative · entry 2

QUAM LOIS E · CIK 0001179983 · CEO, Ovations, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,940

Read SEC document
December 19, 2003 Filed Dec 22, 2003 16:51 UTC
QUAM LOIS ECEO, Ovations, Inc.
OtherCommon Stock 45,000 $10.88 $489,375.00
Disclosure

SEC source: 0000731766-03-000031 · edgardoc.xml · nonDerivative · entry 1

QUAM LOIS E · CIK 0001179983 · CEO, Ovations, Inc.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,180

Read SEC document
December 19, 2003 Filed Dec 23, 2003 14:46 UTC
Sheehy Robert JCEO, UnitedHealthcare
OtherNon-Qualified Stock Option (right to buy) · Derivative 150,000 Not disclosed Strike: $10.00 Not disclosed
Disclosure

SEC source: 0000731766-03-000033 · edgardoc.xml · derivative · entry 4

SHEEHY ROBERT J · CIK 0001179978 · CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

Underlying: Common Stock · 150,000 shares

Expires 2008-10-16

F1 · price: Because this is the disposition of a derivative security, sale price does not apply.

F2 · derivative.exercise_date: Performance-based grant vested over 3 year period on annual review of performance guidelines.

Read SEC document
December 19, 2003 Filed Dec 23, 2003 14:46 UTC
Sheehy Robert JCEO, UnitedHealthcare
SaleCommon Stock 150,000 $56.15 $8,421,780.00
Disclosure

SEC source: 0000731766-03-000033 · edgardoc.xml · nonDerivative · entry 2

SHEEHY ROBERT J · CIK 0001179978 · CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,380

Read SEC document
December 19, 2003 Filed Dec 23, 2003 14:46 UTC
Sheehy Robert JCEO, UnitedHealthcare
OtherCommon Stock 150,000 $10.00 $1,500,000.00
Disclosure

SEC source: 0000731766-03-000033 · edgardoc.xml · nonDerivative · entry 1

SHEEHY ROBERT J · CIK 0001179978 · CEO, UnitedHealthcare

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,380

Read SEC document
December 18, 2003 Filed Jan 6, 2004 21:38 UTC GiftCommon Stock 900 $0.00 $0.00
Disclosure

SEC source: 0000731766-04-000009 · edgardoc.xml · nonDerivative · entry 1

LEATHERDALE DOUGLAS W · CIK 0001024367 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 410,600

Read SEC document
December 17, 2003 Filed Dec 18, 2003 19:32 UTC
ERLANDSON PATRICK JChief Financial Officer
OtherNon-Qualified Stock Option (right to buy) · Derivative 20,000 Not disclosed Strike: $26.34 Not disclosed
Disclosure

SEC source: 0000731766-03-000024 · edgardoc.xml · derivative · entry 16

ERLANDSON PATRICK J · CIK 0001179977 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

Underlying: Common Stock · 20,000 shares

Expires 2011-01-17

F1 · price: Because this is the disposition of a derivative security, sale price does not apply.

F7 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning 1/17/02.

Read SEC document
December 17, 2003 Filed Dec 18, 2003 19:32 UTC
ERLANDSON PATRICK JChief Financial Officer
OtherNon-Qualified Stock Option (right to buy) · Derivative 60,000 Not disclosed Strike: $26.34 Not disclosed
Disclosure

SEC source: 0000731766-03-000024 · edgardoc.xml · derivative · entry 15

ERLANDSON PATRICK J · CIK 0001179977 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 60,000 shares

Expires 2011-01-17

F1 · price: Because this is the disposition of a derivative security, sale price does not apply.

F7 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning 1/17/02.

Read SEC document
December 17, 2003 Filed Dec 18, 2003 19:32 UTC
ERLANDSON PATRICK JChief Financial Officer
OtherNon-Qualified Stock Option (right to buy) · Derivative 45,000 Not disclosed Strike: $19.55 Not disclosed
Disclosure

SEC source: 0000731766-03-000024 · edgardoc.xml · derivative · entry 14

ERLANDSON PATRICK J · CIK 0001179977 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 45,000 shares

Expires 2010-07-26

F1 · price: Because this is the disposition of a derivative security, sale price does not apply.

F6 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning 7/26/01.

Read SEC document
December 17, 2003 Filed Dec 18, 2003 19:32 UTC
ERLANDSON PATRICK JChief Financial Officer
OtherNon-Qualified Stock Option (right to buy) · Derivative 3,752 Not disclosed Strike: $13.06 Not disclosed
Disclosure

SEC source: 0000731766-03-000024 · edgardoc.xml · derivative · entry 13

ERLANDSON PATRICK J · CIK 0001179977 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,752

Underlying: Common Stock · 3,752 shares

Expires 2008-02-06

F1 · price: Because this is the disposition of a derivative security, sale price does not apply.

F5 · derivative.exercise_date: The option is exercisable as follows: 25% on October 13, 2000; 18.75% on each of August 1, 2001, 2002 and 2003; and 18.75% on February 6, 2004.

Read SEC document
December 17, 2003 Filed Dec 18, 2003 19:32 UTC
ERLANDSON PATRICK JChief Financial Officer
OtherNon-Qualified Stock Option (right to buy) · Derivative 26,668 Not disclosed Strike: $11.91 Not disclosed
Disclosure

SEC source: 0000731766-03-000024 · edgardoc.xml · derivative · entry 12

ERLANDSON PATRICK J · CIK 0001179977 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,668 shares

Expires 2010-03-08

F1 · price: Because this is the disposition of a derivative security, sale price does not apply.

F4 · derivative.exercise_date: The option is exercisable in three equal annual installments beginning March 1, 2001.

Read SEC document
December 17, 2003 Filed Dec 18, 2003 19:32 UTC
ERLANDSON PATRICK JChief Financial Officer
OtherNon-Qualified Stock Option (right to buy) · Derivative 18,760 Not disclosed Strike: $10.03 Not disclosed
Disclosure

SEC source: 0000731766-03-000024 · edgardoc.xml · derivative · entry 11

ERLANDSON PATRICK J · CIK 0001179977 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,760

Underlying: Common Stock · 18,760 shares

Expires 2009-10-13

F1 · price: Because this is the disposition of a derivative security, sale price does not apply.

F3 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning December 1, 2000.

Read SEC document
December 17, 2003 Filed Dec 18, 2003 19:32 UTC
ERLANDSON PATRICK JChief Financial Officer
OtherNon-Qualified Stock Option (right to buy) · Derivative 2,520 Not disclosed Strike: $8.34 Not disclosed
Disclosure

SEC source: 0000731766-03-000024 · edgardoc.xml · derivative · entry 10

ERLANDSON PATRICK J · CIK 0001179977 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,520 shares

Expires 2008-10-01

F1 · price: Because this is the disposition of a derivative security, sale price does not apply.

F2 · derivative.exercise_date: The option is exercisable in four equal annual installments beginning December 1, 1999.

Read SEC document
December 17, 2003 Filed Dec 18, 2003 19:32 UTC
ERLANDSON PATRICK JChief Financial Officer
SaleCommon Stock 176,700 $55.00 $9,718,500.00
Disclosure

SEC source: 0000731766-03-000024 · edgardoc.xml · nonDerivative · entry 8

ERLANDSON PATRICK J · CIK 0001179977 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,514

Read SEC document
December 17, 2003 Filed Dec 18, 2003 19:32 UTC
ERLANDSON PATRICK JChief Financial Officer
OtherCommon Stock 20,000 $26.34 $526,876.00
Disclosure

SEC source: 0000731766-03-000024 · edgardoc.xml · nonDerivative · entry 7

ERLANDSON PATRICK J · CIK 0001179977 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,214

Read SEC document
December 17, 2003 Filed Dec 18, 2003 19:32 UTC
ERLANDSON PATRICK JChief Financial Officer
OtherCommon Stock 60,000 $26.34 $1,580,628.00
Disclosure

SEC source: 0000731766-03-000024 · edgardoc.xml · nonDerivative · entry 6

ERLANDSON PATRICK J · CIK 0001179977 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,214

Read SEC document
December 17, 2003 Filed Dec 18, 2003 19:32 UTC
ERLANDSON PATRICK JChief Financial Officer
OtherCommon Stock 45,000 $19.55 $879,610.50
Disclosure

SEC source: 0000731766-03-000024 · edgardoc.xml · nonDerivative · entry 5

ERLANDSON PATRICK J · CIK 0001179977 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,214

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.