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Nasdaq · USD

ULBI

ULTRALIFE CORP

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Tapewire entity
6735
SEC CIK
0000875657
Parsed reports
104

Last 12 months

Inside the activity.

17 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202540
Jan 202600
Feb 202600
Mar 202650
Apr 202600
May 202640
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 07, 2017 Filed Nov 7, 2017 19:08 UTC PurchaseCommon Stock; $.10 par value 1,720 $6.65 $11,438.00
Disclosure

SEC source: 0001437749-17-018510 · rdgdoc.xml · nonDerivative · entry 1

Robert W. Shaw · CIK 0001493772 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Read SEC document
June 01, 2017 Filed Jun 1, 2017 19:54 UTC PurchaseCommon Stock; $.10 par value 2,000 $6.55 $13,100.00
Disclosure

SEC source: 0001437749-17-010462 · rdgdoc.xml · nonDerivative · entry 1

Robert W. Shaw · CIK 0001493772 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,280

Read SEC document
May 24, 2017 Filed May 25, 2017 18:50 UTC PurchaseCommon Stock; $.10 par value 4,000 $5.80 $23,200.00
Disclosure

SEC source: 0001437749-17-010083 · rdgdoc.xml · nonDerivative · entry 1

Saeli Thomas Louis · CIK 0001490099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,246

Read SEC document
April 19, 2017 Filed Apr 21, 2017 17:34 UTC
FAIN PHILIP ACFO and Treasurer
GrantCommon Stock (Right to Buy) · Derivative 20,000 $0.00 Strike: $5.71 $0.00
Disclosure

SEC source: 0001437749-17-006943 · rdgdoc.xml · derivative · entry 2

FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2024-04-19

F1 · derivative.exercise_date: These options vest as follows: 6,667 shares on 4-19-18; 6,667 shares on 4-19-19 and 6,666 shares on 4-19-20.

F1 · derivative.underlying_shares: These options vest as follows: 6,667 shares on 4-19-18; 6,667 shares on 4-19-19 and 6,666 shares on 4-19-20.

Read SEC document
February 24, 2017 Filed Feb 28, 2017 21:34 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock; $.10 par value 100 $5.38 $537.50
Disclosure

SEC source: 0000933430-17-000004 · primary_doc.xml · nonDerivative · entry 3

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,902

Read SEC document
February 24, 2017 Filed Feb 28, 2017 21:34 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock; $.10 par value 5,834 $5.40 $31,503.60
Disclosure

SEC source: 0000933430-17-000004 · primary_doc.xml · nonDerivative · entry 2

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,802

Read SEC document
February 24, 2017 Filed Feb 28, 2017 21:34 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock; $.10 par value 7,000 $5.45 $38,150.00
Disclosure

SEC source: 0000933430-17-000004 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 382,968

Read SEC document
February 14, 2017 Filed Feb 15, 2017 21:13 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock; $.10 par value 6,069 $5.45 $33,076.05
Disclosure

SEC source: 0000933430-17-000003 · primary_doc.xml · nonDerivative · entry 6

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,968

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:13 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock; $.10 par value 5,900 $5.10 $30,090.00
Disclosure

SEC source: 0000933430-17-000003 · primary_doc.xml · nonDerivative · entry 5

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,899

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:13 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock; $.10 par value 700 $5.14 $3,600.45
Disclosure

SEC source: 0000933430-17-000003 · primary_doc.xml · nonDerivative · entry 4

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,999

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:13 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock; $.10 par value 4,669 $5.15 $24,022.01
Disclosure

SEC source: 0000933430-17-000003 · primary_doc.xml · nonDerivative · entry 3

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,299

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:13 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock; $.10 par value 15,600 $5.15 $80,340.00
Disclosure

SEC source: 0000933430-17-000003 · primary_doc.xml · nonDerivative · entry 2

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,630

Read SEC document
February 13, 2017 Filed Feb 15, 2017 21:13 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock; $.10 par value 15,700 $5.20 $81,640.00
Disclosure

SEC source: 0000933430-17-000003 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 343,030

Read SEC document
December 27, 2016 Filed Jan 11, 2017 21:21 UTC
WHITMORE BRADFORD TDirector · 10% owner
OtherCommon Stock; $.10 par value 3,272 $0.00 $0.00
Disclosure

SEC source: 0000933430-17-000001 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by daughter

Disclosed balance after: 3,272

Read SEC document
November 30, 2016 Filed Dec 2, 2016 15:40 UTC
FAIN PHILIP ACFO and Treasurer
Exercise / conversionStock Options · Derivative 33,000 $0.00 Strike: $3.91 $0.00
Disclosure

SEC source: 0001437749-16-042858 · rdgdoc.xml · derivative · entry 2

FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,000 shares

Expires 2016-12-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: (2) Represents exercise of options for 33,000 shares of common stock of the Company.

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November 30, 2016 Filed Dec 2, 2016 15:40 UTC
FAIN PHILIP ACFO and Treasurer
Exercise / conversionCommon Stock; $.10 par value 5,162 $3.91 $20,175.68
Disclosure

SEC source: 0001437749-16-042858 · rdgdoc.xml · nonDerivative · entry 1

FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,448

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: (1) Represents shares of common stock acquired by the Reporting Person upon exercise of options for 33,000 shares of common stock of the Company, net of 27,838 shares of common stock, retained by the Company at a price determined pursuant to the terms of the Company's 2004 Long Term Incentive Plan, in payment of the exercise price for the options and the Reporting Person's individual minimum statutory withholding tax obligation.

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November 15, 2016 Filed Nov 15, 2016 21:34 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock; $.10 par value 957 $4.20 $4,019.40
Disclosure

SEC source: 0000933430-16-000012 · primary_doc.xml · nonDerivative · entry 6

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 327,330

Read SEC document
November 15, 2016 Filed Nov 15, 2016 21:34 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock; $.10 par value 11,450 $4.25 $48,662.50
Disclosure

SEC source: 0000933430-16-000012 · primary_doc.xml · nonDerivative · entry 5

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 326,373

Read SEC document
November 11, 2016 Filed Nov 15, 2016 21:34 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock; $.10 par value 700 $4.22 $2,954.00
Disclosure

SEC source: 0000933430-16-000012 · primary_doc.xml · nonDerivative · entry 4

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,923

Read SEC document
November 11, 2016 Filed Nov 15, 2016 21:34 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock; $.10 par value 14,100 $4.25 $59,854.50
Disclosure

SEC source: 0000933430-16-000012 · primary_doc.xml · nonDerivative · entry 3

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 314,223

Read SEC document
November 11, 2016 Filed Nov 15, 2016 21:34 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock; $.10 par value 100 $4.25 $424.58
Disclosure

SEC source: 0000933430-16-000012 · primary_doc.xml · nonDerivative · entry 2

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,123

Read SEC document
November 11, 2016 Filed Nov 15, 2016 21:34 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock; $.10 par value 5,800 $4.25 $24,650.00
Disclosure

SEC source: 0000933430-16-000012 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300,023

Read SEC document
November 04, 2016 Filed Nov 4, 2016 20:05 UTC
POPIELEC MICHAEL DDirector · Director, President and CEO
PurchaseCommon Stock; $.10 par value 3,801 $4.20 $15,964.20
Disclosure

SEC source: 0001437749-16-041146 · rdgdoc.xml · nonDerivative · entry 4

POPIELEC MICHAEL D · CIK 0001226859 · Director · Director, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,288

Read SEC document
November 03, 2016 Filed Nov 4, 2016 20:05 UTC
POPIELEC MICHAEL DDirector · Director, President and CEO
PurchaseCommon Stock; $.10 par value 3,900 $4.10 $15,978.30
Disclosure

SEC source: 0001437749-16-041146 · rdgdoc.xml · nonDerivative · entry 3

POPIELEC MICHAEL D · CIK 0001226859 · Director · Director, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 266,487

Read SEC document
November 02, 2016 Filed Nov 4, 2016 20:05 UTC
POPIELEC MICHAEL DDirector · Director, President and CEO
PurchaseCommon Stock; $.10 par value 1,899 $4.10 $7,785.90
Disclosure

SEC source: 0001437749-16-041146 · rdgdoc.xml · nonDerivative · entry 2

POPIELEC MICHAEL D · CIK 0001226859 · Director · Director, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,587

Read SEC document
November 02, 2016 Filed Nov 4, 2016 20:05 UTC
POPIELEC MICHAEL DDirector · Director, President and CEO
PurchaseCommon Stock; $.10 par value 400 $4.15 $1,660.00
Disclosure

SEC source: 0001437749-16-041146 · rdgdoc.xml · nonDerivative · entry 1

POPIELEC MICHAEL D · CIK 0001226859 · Director · Director, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,688

Read SEC document
September 09, 2016 Filed Sep 9, 2016 20:24 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock; $.10 par value 200 $4.12 $824.00
Disclosure

SEC source: 0000933430-16-000011 · primary_doc.xml · nonDerivative · entry 4

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,223

Read SEC document
September 09, 2016 Filed Sep 9, 2016 20:24 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock; $.10 par value 600 $4.13 $2,478.00
Disclosure

SEC source: 0000933430-16-000011 · primary_doc.xml · nonDerivative · entry 3

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 294,023

Read SEC document
September 09, 2016 Filed Sep 9, 2016 20:24 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock; $.10 par value 400 $4.14 $1,656.00
Disclosure

SEC source: 0000933430-16-000011 · primary_doc.xml · nonDerivative · entry 2

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,423

Read SEC document
September 09, 2016 Filed Sep 9, 2016 20:24 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock; $.10 par value 48,800 $4.15 $202,520.00
Disclosure

SEC source: 0000933430-16-000011 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,023

Read SEC document
June 07, 2011 Filed Apr 21, 2017 17:32 UTC Amendment
POPIELEC MICHAEL DDirector · Director, President and CEO
GrantEmployee Stock Option (right to buy) · Derivative 250,000 $0.00 Strike: $6.42 $0.00
Disclosure

SEC source: 0001437749-17-006942 · rdgdoc.xml · derivative · entry 1

POPIELEC MICHAEL D · CIK 0001226859 · Director · Director, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Common Stock; $.10 par value · 250,000 shares

Expires 2020-12-30

F1 · derivative.expiration_date: On April 19, 2017, our Board of Directors, on recommendation of the Compensation and Management Committee, extended the option expiration date from December 30, 2017 to December 30, 2020, pursuant to the Company's Amended and Restated 2004 Long-Term Incentive Plan.

Read SEC document
June 07, 2011 Filed Jul 27, 2018 20:02 UTC Amendment
POPIELEC MICHAEL DDirector · Director, President and CEO
GrantEmployee Stock Option (right to buy) · Derivative 200,000 $0.00 Strike: $10.00 $0.00
Disclosure

SEC source: 0001437749-18-013900 · rdgdoc.xml · derivative · entry 1

POPIELEC MICHAEL D · CIK 0001226859 · Director · Director, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock; $.10 par value · 200,000 shares

Expires 2020-12-30

F1 · derivative.exercise_date: Per Form 4 filed on June 7, 2011 and as amended on August 29, 2011, vesting for this option was to begin on the date the Company's Common Stock first reaches a closing price of $10.00 for 15 trading days in a 30 trading-day period, with such vesting in equal amounts of 50,000 shares over the four anniversary dates of such date. On July 25, 2018 our Board of Directors, on recommendation of the Compensation and Management Committee and pursuant to the Company's Amended and Restated 2004 Long-Term Incentive Plan, modified this option such that it will fully vest immediately upon the Company's Common Stock first reaching a closing price of $10.00 for 15 trading days in a 30 trading-day period.

Read SEC document
December 30, 2010 Filed Apr 21, 2017 17:29 UTC Amendment
POPIELEC MICHAEL DDirector · Director, President and CEO
GrantCommon Stock; $.10 par value · Derivative 50,000 $0.00 Strike: $6.42 $0.00
Disclosure

SEC source: 0001437749-17-006941 · rdgdoc.xml · derivative · entry 1

POPIELEC MICHAEL D · CIK 0001226859 · Director · Director, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock; $.10 par value · 50,000 shares

Expires 2020-12-30

F1 · derivative.expiration_date: On April 19, 2017, our Board of Directors, on recommendation of the Compensation and Management Committee, extended the option expiration date from December 30, 2017 to December 30, 2020, pursuant to the Company's Amended and Restated 2004 Long-Term Incentive Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.