Tapewire

Nasdaq · USD

ULBI

ULTRALIFE CORP

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Tapewire entity
6735
SEC CIK
0000875657
Parsed reports
104

Last 12 months

Inside the activity.

17 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202540
Jan 202600
Feb 202600
Mar 202650
Apr 202600
May 202640
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 17, 2021 Filed Dec 20, 2021 21:11 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock 53,251 $5.57 $296,624.05
Disclosure

SEC source: 0000933430-21-000006 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 642,353

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.445 to $5.88. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
December 17, 2021 Filed Dec 21, 2021 13:54 UTC
POPIELEC MICHAEL DDirector · Director, President and CEO
Exercise / conversionStock Options · Derivative 20,000 $0.00 Strike: $3.79 $0.00
Disclosure

SEC source: 0001437749-21-029015 · rdgdoc.xml · derivative · entry 2

POPIELEC MICHAEL D · CIK 0001226859 · Director · Director, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2022-03-05

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents exercise of options for 20,000 shares of common stock of the Company otherwise expiring on 3/5/2022.

Read SEC document
December 17, 2021 Filed Dec 21, 2021 13:54 UTC
POPIELEC MICHAEL DDirector · Director, President and CEO
Exercise / conversionCommon Stock; $.10 par value 6,583 $3.79 $24,933.77
Disclosure

SEC source: 0001437749-21-029015 · rdgdoc.xml · nonDerivative · entry 1

POPIELEC MICHAEL D · CIK 0001226859 · Director · Director, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 316,509

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired by the Reporting Person upon exercise of options for 20,000 shares of common stock of the Company, net of 13,417 shares of common stock retained by the Company at a price determined pursuant to the terms of the Company's 2014 Long-Term Incentive Plan in payment of the exercise price for the options.

Read SEC document
December 16, 2021 Filed Dec 16, 2021 20:33 UTC
FAIN PHILIP ACFO and Treasurer
PurchaseCommon Stock; $.10 par value 906 $5.45 $4,939.33
Disclosure

SEC source: 0001437749-21-028732 · rdgdoc.xml · nonDerivative · entry 3

FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Read SEC document
December 16, 2021 Filed Dec 16, 2021 20:33 UTC
FAIN PHILIP ACFO and Treasurer
PurchaseCommon Stock; $.10 par value 634 $5.45 $3,456.44
Disclosure

SEC source: 0001437749-21-028732 · rdgdoc.xml · nonDerivative · entry 2

FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,094

Read SEC document
December 16, 2021 Filed Dec 16, 2021 20:33 UTC
FAIN PHILIP ACFO and Treasurer
PurchaseCommon Stock; $.10 par value 300 $5.45 $1,635.54
Disclosure

SEC source: 0001437749-21-028732 · rdgdoc.xml · nonDerivative · entry 1

FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,460

Read SEC document
October 20, 2021 Filed Oct 22, 2021 15:06 UTC
POPIELEC MICHAEL DDirector · Director, President and CEO
GrantCommon Stock (Right to Buy) · Derivative 40,000 $0.00 Strike: $6.97 $0.00
Disclosure

SEC source: 0001437749-21-024122 · rdgdoc.xml · derivative · entry 2

POPIELEC MICHAEL D · CIK 0001226859 · Director · Director, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2028-10-20

F1 · derivative.exercise_date: These options vest as follows: 13,334 shares on 10-20-2022; 13,333 shares vest on 10-20-2023 and 13,333 shares vest on 10-20-2024.

Read SEC document
October 20, 2021 Filed Oct 22, 2021 15:03 UTC
FAIN PHILIP ACFO and Treasurer
GrantCommon Stock (Right to Buy) · Derivative 20,000 $0.00 Strike: $6.97 $0.00
Disclosure

SEC source: 0001437749-21-024121 · rdgdoc.xml · derivative · entry 2

FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2028-10-20

F1 · derivative.exercise_date: These options vest as follows: 6,667 shares on 10-20-2022; 6,667 shares on10-20-2023; 6,666 shares on 10-20-2024.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 15:10 UTC
POPIELEC MICHAEL DDirector · Director, President and CEO
Exercise / conversionStock Options · Derivative 40,000 $0.00 Strike: $3.71 $0.00
Disclosure

SEC source: 0001437749-21-019587 · rdgdoc.xml · derivative · entry 2

POPIELEC MICHAEL D · CIK 0001226859 · Director · Director, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2022-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: (2) Represents exercise of options for 40,000 shares of common stock of the Company otherwise expiring on 3/3/2022.

Read SEC document
August 10, 2021 Filed Aug 12, 2021 15:10 UTC
POPIELEC MICHAEL DDirector · Director, President and CEO
Exercise / conversionCommon Stock; $.10 par value 12,709 $3.71 $47,154.20
Disclosure

SEC source: 0001437749-21-019587 · rdgdoc.xml · nonDerivative · entry 1

POPIELEC MICHAEL D · CIK 0001226859 · Director · Director, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 309,926

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: (1) Represents shares of common stock acquired by the Reporting Person upon exercise of options for 40,000 shares of common stock of the Company, net of 27,291 shares of common stock retained by the Company at a price determined pursuant to the terms of the Company's 2014 Long Term Incentive Plan in payment of the exercise price for the options and the Reporting Person's individual tax withholdings.

Read SEC document
August 04, 2021 Filed Aug 4, 2021 19:55 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock; $.10 par value 7,687 $7.97 $61,258.47
Disclosure

SEC source: 0000933430-21-000004 · primary_doc.xml · nonDerivative · entry 3

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 589,102

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.94 to $8.0099. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
August 03, 2021 Filed Aug 4, 2021 19:55 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock; $.10 par value 12,400 $7.85 $97,359.84
Disclosure

SEC source: 0000933430-21-000004 · primary_doc.xml · nonDerivative · entry 2

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,415

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.755 to $8.0099. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
August 02, 2021 Filed Aug 4, 2021 19:55 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock; $.10 par value 5,113 $7.95 $40,652.95
Disclosure

SEC source: 0000933430-21-000004 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 569,015

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.92 to $8.00. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:11 UTC
FAIN PHILIP ACFO and Treasurer
Exercise / conversionStock Options · Derivative 70,000 $0.00 Strike: $3.94 $0.00
Disclosure

SEC source: 0001437749-21-004806 · rdgdoc.xml · derivative · entry 2

FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 70,000 shares

Expires 2021-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents exercise of options for 70,000 shares of common stock of the Company otherwise expiring on 3/4/21.

Read SEC document
March 01, 2021 Filed Mar 3, 2021 18:11 UTC
FAIN PHILIP ACFO and Treasurer
Exercise / conversionCommon Stock; $.10 par value 23,160 $3.94 $91,213.34
Disclosure

SEC source: 0001437749-21-004806 · rdgdoc.xml · nonDerivative · entry 1

FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,160

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: (1) Represents shares of common stock acquired by the Reporting Person upon exercise of options for 70,000 shares of common stock of the Company, net of 46,840 shares of common stock, retained by the Company at a price determined pursuant to the terms of the Company's 2004 Long Term Incentive Plan, in payment of the exercise price for the options and the Reporting Person's individual minimum statutory withholding tax obligation.

Read SEC document
February 25, 2021 Filed Feb 25, 2021 17:22 UTC PurchaseCommon Stock; $.10 par value 1,750 $7.12 $12,460.00
Disclosure

SEC source: 0001437749-21-004036 · rdgdoc.xml · nonDerivative · entry 1

Robert W. Shaw · CIK 0001493772 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,750

Read SEC document
November 23, 2020 Filed Nov 24, 2020 21:04 UTC
POPIELEC MICHAEL DDirector · Director, President and CEO
Exercise / conversionStock Options · Derivative 300,000 $0.00 Strike: $6.42 $0.00
Disclosure

SEC source: 0001437749-20-024388 · rdgdoc.xml · derivative · entry 2

POPIELEC MICHAEL D · CIK 0001226859 · Director · Director, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: Not disclosed

Underlying: Common Stock · 300,000 shares

Expires 2020-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: (2) Represents exercise of options for 300,000 shares of common stock of the Company otherwise expiring on 12/30/2020.

Read SEC document
November 23, 2020 Filed Nov 24, 2020 21:04 UTC
POPIELEC MICHAEL DDirector · Director, President and CEO
Exercise / conversionCommon Stock; $.10 par value 26,929 $6.42 $172,932.65
Disclosure

SEC source: 0001437749-20-024388 · rdgdoc.xml · nonDerivative · entry 1

POPIELEC MICHAEL D · CIK 0001226859 · Director · Director, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 297,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: (1) Represents shares of common stock acquired by the Reporting Person upon exercise of options for 300,000 shares of common stock of the Company, net of 273,071 shares of common stock retained by the Company at a price determined pursuant to the terms of the Company's 2004 Long Term Incentive Plan in payment of the exercise price for the options and the Reporting Person's individual minimum statutory withholding tax obligation.

Read SEC document
August 19, 2020 Filed Aug 20, 2020 14:32 UTC PurchaseCommon Stock; $.10 par value 2,500 $6.41 $16,025.00
Disclosure

SEC source: 0001437749-20-018425 · rdgdoc.xml · nonDerivative · entry 1

Robert W. Shaw · CIK 0001493772 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,000

Read SEC document
May 14, 2020 Filed May 18, 2020 20:37 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock; $.10 par value 5,000 $7.43 $37,146.50
Disclosure

SEC source: 0000933430-20-000005 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 563,902

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.3431 to $7.50. The reporting person undertakes to provide, upon request of the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.

Read SEC document
May 11, 2020 Filed May 11, 2020 20:29 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock; $.10 par value 1,379 $8.30 $11,445.70
Disclosure

SEC source: 0000933430-20-000004 · primary_doc.xml · nonDerivative · entry 3

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 558,902

Read SEC document
May 08, 2020 Filed May 11, 2020 20:29 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock; $.10 par value 3,800 $8.18 $31,076.02
Disclosure

SEC source: 0000933430-20-000004 · primary_doc.xml · nonDerivative · entry 2

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 557,523

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.17 to $8.20. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
May 07, 2020 Filed May 11, 2020 20:29 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock; $.10 par value 3,631 $8.05 $29,241.90
Disclosure

SEC source: 0000933430-20-000004 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 553,723

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.00 to $8.09. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.

Read SEC document
May 06, 2020 Filed May 6, 2020 20:33 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock; $.10 par value 2,678 $8.36 $22,394.24
Disclosure

SEC source: 0000933430-20-000003 · primary_doc.xml · nonDerivative · entry 3

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550,092

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.34 to $8.37. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
May 05, 2020 Filed May 6, 2020 20:33 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock; $.10 par value 2,978 $8.38 $24,964.87
Disclosure

SEC source: 0000933430-20-000003 · primary_doc.xml · nonDerivative · entry 2

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 547,414

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.3001 to $8.42. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on the Form 4.

Read SEC document
May 04, 2020 Filed May 6, 2020 20:33 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock; $.10 par value 5,534 $7.64 $42,290.27
Disclosure

SEC source: 0000933430-20-000003 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,436

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.50 to $7.94. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this From 4.

Read SEC document
April 22, 2020 Filed Apr 23, 2020 18:55 UTC
FAIN PHILIP ACFO and Treasurer
GrantCommon Stock (Right to Buy) · Derivative 20,000 $0.00 Strike: $6.51 $0.00
Disclosure

SEC source: 0001437749-20-008327 · rdgdoc.xml · derivative · entry 2

FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2027-04-22

F1 · derivative.exercise_date: These options vest as follows: 6,667 shares on 4-22-2021; 6,667 shares on 4-22-2022; 6,666 shares on 4-22-2023.

Read SEC document
April 22, 2020 Filed Apr 23, 2020 18:52 UTC
POPIELEC MICHAEL DDirector · Director, President and CEO
GrantCommon Stock (Right to Buy) · Derivative 40,000 $0.00 Strike: $6.51 $0.00
Disclosure

SEC source: 0001437749-20-008325 · rdgdoc.xml · derivative · entry 2

POPIELEC MICHAEL D · CIK 0001226859 · Director · Director, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2027-04-22

F1 · derivative.exercise_date: These options vest as follows: 13,334 shares on 04-22-2021; 13,333 shares on 04-22-2022 and 13,333 shares on 04-22-2023.

Read SEC document
March 17, 2020 Filed Mar 17, 2020 20:45 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock; $.10 par value 2,233 $6.19 $13,820.71
Disclosure

SEC source: 0000933430-20-000002 · primary_doc.xml · nonDerivative · entry 4

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 538,902

F4 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.17 to $6.19. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
March 17, 2020 Filed Mar 17, 2020 20:45 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock; $.10 par value 30,092 $5.37 $161,512.79
Disclosure

SEC source: 0000933430-20-000002 · primary_doc.xml · nonDerivative · entry 3

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 536,669

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.0286 to $5.70. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
March 16, 2020 Filed Mar 17, 2020 20:45 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock; $.10 par value 1,703 $5.23 $8,914.01
Disclosure

SEC source: 0000933430-20-000002 · primary_doc.xml · nonDerivative · entry 2

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 506,577

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.20 to $5.245. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
March 13, 2020 Filed Mar 17, 2020 20:45 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock; $.10 par value 15,972 $5.69 $90,812.00
Disclosure

SEC source: 0000933430-20-000002 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 504,874

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.65 to $5.7057. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
February 27, 2020 Filed Feb 28, 2020 13:03 UTC
FAIN PHILIP ACFO and Treasurer
PurchaseCommon Stock; $.10 par value 2,080 $7.30 $15,184.00
Disclosure

SEC source: 0001437749-20-003834 · rdgdoc.xml · nonDerivative · entry 3

FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Read SEC document
February 27, 2020 Filed Feb 28, 2020 13:03 UTC
FAIN PHILIP ACFO and Treasurer
PurchaseCommon Stock; $.10 par value 591 $7.25 $4,284.75
Disclosure

SEC source: 0001437749-20-003834 · rdgdoc.xml · nonDerivative · entry 2

FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,920

Read SEC document
February 26, 2020 Filed Feb 28, 2020 13:03 UTC
FAIN PHILIP ACFO and Treasurer
PurchaseCommon Stock; $.10 par value 100 $7.25 $725.00
Disclosure

SEC source: 0001437749-20-003834 · rdgdoc.xml · nonDerivative · entry 1

FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,329

Read SEC document
February 19, 2020 Filed Feb 20, 2020 17:16 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock; $.10 par value 58,845 $7.16 $421,277.24
Disclosure

SEC source: 0000933430-20-000001 · primary_doc.xml · nonDerivative · entry 2

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,902

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.08 to $7.29. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
February 18, 2020 Filed Feb 20, 2020 17:16 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock; $.10 par value 41,155 $7.35 $302,443.98
Disclosure

SEC source: 0000933430-20-000001 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,057

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.23 to $7.52. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
July 23, 2019 Filed Jul 25, 2019 20:05 UTC
FAIN PHILIP ACFO and Treasurer
GrantCommon Stock (Right to Buy) · Derivative 25,000 $0.00 Strike: $8.25 $0.00
Disclosure

SEC source: 0001437749-19-014662 · rdgdoc.xml · derivative · entry 2

FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2026-07-23

F1 · derivative.exercise_date: These options vest as follows: 8,334 shares on 7-23-2020; 8,333 shares on 7-23-2021; 8,333 shares on 7-23-2022.

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July 23, 2019 Filed Jul 25, 2019 20:02 UTC
POPIELEC MICHAEL DDirector · Director, President and CEO
GrantCommon Stock (Right to Buy) · Derivative 45,000 $0.00 Strike: $8.25 $0.00
Disclosure

SEC source: 0001437749-19-014661 · rdgdoc.xml · derivative · entry 2

POPIELEC MICHAEL D · CIK 0001226859 · Director · Director, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common Stock · 45,000 shares

Expires 2026-07-23

F1 · derivative.exercise_date: These options vest as follows: 15,000 shares on 7-23-2020; 15,000 shares vest on 7-23-2021 and 15,000 shares vest on 7-23-2022.

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May 13, 2019 Filed May 13, 2019 18:08 UTC PurchaseCommon Stock; $.10 par value 1,500 $8.38 $12,570.00
Disclosure

SEC source: 0001437749-19-009622 · rdgdoc.xml · nonDerivative · entry 1

Robert W. Shaw · CIK 0001493772 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,500

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December 28, 2018 Filed Jan 2, 2019 16:32 UTC
FAIN PHILIP ACFO and Treasurer
Exercise / conversionStock Options · Derivative 20,000 $0.00 Strike: $3.98 $0.00
Disclosure

SEC source: 0001437749-19-000027 · rdgdoc.xml · derivative · entry 2

FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2019-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents exercise of options for 20,000 shares of common stock of the Company.

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December 28, 2018 Filed Jan 2, 2019 16:32 UTC
FAIN PHILIP ACFO and Treasurer
Exercise / conversionCommon Stock; $.10 par value 6,823 $3.98 $27,153.49
Disclosure

SEC source: 0001437749-19-000027 · rdgdoc.xml · nonDerivative · entry 1

FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,229

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired by the Reporting Person upon exercise of options for 20,000 shares of common stock of the Company, net of 13,177 shares of common stock, retained by the Company at a price determined pursuant to the terms of the Company's 2004 Long Term Incentive Plan, in payment of the exercise price for the options and the Reporting Person's individual minimum statutory withholding tax obligation.

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December 14, 2018 Filed Dec 17, 2018 16:31 UTC PurchaseCommon Stock; $.10 par value 2,000 $7.01 $14,020.00
Disclosure

SEC source: 0001437749-18-022083 · rdgdoc.xml · nonDerivative · entry 1

Robert W. Shaw · CIK 0001493772 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,000

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December 03, 2018 Filed Dec 6, 2018 18:58 UTC
FAIN PHILIP ACFO and Treasurer
Exercise / conversionStock Options · Derivative 50,000 $0.00 Strike: $4.42 $0.00
Disclosure

SEC source: 0001437749-18-021647 · rdgdoc.xml · derivative · entry 2

FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 50,000 shares

Expires 2018-12-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents exercise of options for 50,000 shares of common stock of the Company.

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December 03, 2018 Filed Dec 6, 2018 18:58 UTC
FAIN PHILIP ACFO and Treasurer
Exercise / conversionCommon Stock; $.10 par value 15,406 $4.42 $68,122.25
Disclosure

SEC source: 0001437749-18-021647 · rdgdoc.xml · nonDerivative · entry 1

FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired by the Reporting Person upon exercise of options for 50,000 shares of common stock of the Company, net of 34,594 shares of common stock, retained by the Company at a price determined pursuant to the terms of the Company's 2004 Long Term Incentive Plan, in payment of the exercise price for the options and the Reporting Person's individual minimum statutory withholding tax obligation.

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November 14, 2018 Filed Nov 15, 2018 21:08 UTC PurchaseCommon Stock; $.10 par value 2,000 $7.06 $14,120.00
Disclosure

SEC source: 0001437749-18-020942 · rdgdoc.xml · nonDerivative · entry 1

Saeli Thomas Louis · CIK 0001490099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,446

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May 11, 2018 Filed May 14, 2018 15:48 UTC PurchaseCommon Stock; $.10 par value 2,200 $9.25 $20,350.00
Disclosure

SEC source: 0001437749-18-009707 · rdgdoc.xml · nonDerivative · entry 1

Saeli Thomas Louis · CIK 0001490099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,446

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April 18, 2018 Filed Apr 19, 2018 17:17 UTC
FAIN PHILIP ACFO and Treasurer
GrantCommon Stock (Right to Buy) · Derivative 20,000 $0.00 Strike: $9.85 $0.00
Disclosure

SEC source: 0001437749-18-007170 · rdgdoc.xml · derivative · entry 2

FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2025-04-18

F1 · derivative.exercise_date: These options vest as follows: 6,667 shares on 4-18-2019; 6,667 shares on 4-18-2020 and 6,666 shares on 4-18-2021

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April 18, 2018 Filed Apr 19, 2018 17:14 UTC
POPIELEC MICHAEL DDirector · Director, President and CEO
GrantCommon Stock (Right to Buy) · Derivative 40,000 $0.00 Strike: $9.85 $0.00
Disclosure

SEC source: 0001437749-18-007169 · rdgdoc.xml · derivative · entry 2

POPIELEC MICHAEL D · CIK 0001226859 · Director · Director, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2025-04-18

F1 · derivative.exercise_date: These options vest as follows: 13,334 shares on 4-18-2019; 13,333 shares vest on 4-18-2020 and 13,333 shares vest on 4-18-2021.

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December 15, 2017 Filed Dec 15, 2017 21:04 UTC
FAIN PHILIP ACFO and Treasurer
PurchaseCommon Stock; $.10 par value 3,552 $6.20 $22,022.40
Disclosure

SEC source: 0001437749-17-020770 · rdgdoc.xml · nonDerivative · entry 1

FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.