Tapewire

Nasdaq · USD

ULBI

ULTRALIFE CORP

Export transactions ↓
Tapewire entity
6735
SEC CIK
0000875657
Parsed reports
104

Last 12 months

Inside the activity.

17 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202540
Jan 202600
Feb 202600
Mar 202650
Apr 202600
May 202640
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 14, 2023 Filed Sep 15, 2023 12:28 UTC PurchaseCommon Stock; $.10 par value 2,000 $10.29 $20,580.00
Disclosure

SEC source: 0001437749-23-025961 · rdgdoc.xml · nonDerivative · entry 1

Robert W. Shaw · CIK 0001493772 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,750

Read SEC document
September 13, 2023 Filed Sep 15, 2023 19:40 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock 5,659 $10.02 $56,708.27
Disclosure

SEC source: 0000933430-23-000010 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,166,653

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.93 to $10.1598. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
September 11, 2023 Filed Sep 12, 2023 15:57 UTC PurchaseCommon Stock; $.10 par value 1,500 $10.36 $15,540.00
Disclosure

SEC source: 0001437749-23-025661 · rdgdoc.xml · nonDerivative · entry 1

Goddard Janie · CIK 0001823111 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,500

Read SEC document
June 14, 2023 Filed Jun 14, 2023 20:29 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock 33,797 $4.97 $167,876.46
Disclosure

SEC source: 0000933430-23-000008 · primary_doc.xml · nonDerivative · entry 3

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,160,994

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.8311 to $4.9999. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
June 13, 2023 Filed Jun 14, 2023 20:29 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock 33,400 $5.00 $166,919.84
Disclosure

SEC source: 0000933430-23-000008 · primary_doc.xml · nonDerivative · entry 2

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,127,197

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.982 to $5.0. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
June 13, 2023 Filed Jun 14, 2023 15:50 UTC PurchaseCommon Stock; $.10 par value 4,554 $4.97 $22,644.77
Disclosure

SEC source: 0001437749-23-017365 · rdgdoc.xml · nonDerivative · entry 1

Saeli Thomas Louis · CIK 0001490099 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,000

Read SEC document
June 12, 2023 Filed Jun 14, 2023 20:29 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock 13,401 $4.72 $63,299.62
Disclosure

SEC source: 0000933430-23-000008 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,093,797

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.65 to $4.8199. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
June 02, 2023 Filed Jun 5, 2023 19:22 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock 5,964 $4.40 $26,242.20
Disclosure

SEC source: 0000933430-23-000007 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,080,396

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.3832 to $4.5. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
June 01, 2023 Filed Jun 1, 2023 20:55 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock 20,247 $4.33 $87,606.74
Disclosure

SEC source: 0000933430-23-000006 · primary_doc.xml · nonDerivative · entry 3

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,074,432

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.2562 to $4.35. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions on this Form 4.

Read SEC document
May 31, 2023 Filed Jun 1, 2023 20:55 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock 7,216 $4.28 $30,883.76
Disclosure

SEC source: 0000933430-23-000006 · primary_doc.xml · nonDerivative · entry 2

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,054,185

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.23 to $4.29. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
May 30, 2023 Filed Jun 1, 2023 20:55 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock 6,500 $4.29 $27,901.25
Disclosure

SEC source: 0000933430-23-000006 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,046,969

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.2598 to $4.3184. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
May 19, 2023 Filed May 23, 2023 20:17 UTC
Manna Michael EdwardDirector · President and CEO
Exercise / conversionStock Options · Derivative 10,000 $0.00 Strike: $4.29 $0.00
Disclosure

SEC source: 0001437749-23-015589 · rdgdoc.xml · derivative · entry 2

Manna Michael Edward · CIK 0001958474 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2023-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents exercise of options for 10,000 shares of common stock of the Company.

Read SEC document
May 19, 2023 Filed May 23, 2023 20:17 UTC
Manna Michael EdwardDirector · President and CEO
Exercise / conversionCommon Stock; $.10 par value 315 $4.29 $1,351.41
Disclosure

SEC source: 0001437749-23-015589 · rdgdoc.xml · nonDerivative · entry 1

Manna Michael Edward · CIK 0001958474 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired by the Reporting Person upon exercise of options for 10,000 shares of common stock of the Company, net of 9,685 shares of common stock, retained by the Company at a price determined pursuant to the terms of the Company's 2014 Long Term Incentive Plan, in payment of the exercise price for the options.

Read SEC document
May 19, 2023 Filed May 23, 2023 20:15 UTC
FAIN PHILIP ACFO and Treasurer
Exercise / conversionStock Options · Derivative 20,000 $0.00 Strike: $4.29 $0.00
Disclosure

SEC source: 0001437749-23-015588 · rdgdoc.xml · derivative · entry 2

FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,000 shares

Expires 2023-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents exercise of options for 20,000 shares of common stock of the Company.

Read SEC document
May 19, 2023 Filed May 23, 2023 20:15 UTC
FAIN PHILIP ACFO and Treasurer
Exercise / conversionCommon Stock; $.10 par value 630 $4.29 $2,702.83
Disclosure

SEC source: 0001437749-23-015588 · rdgdoc.xml · nonDerivative · entry 1

FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents shares of common stock acquired by the Reporting Person upon exercise of options for 20,000 shares of common stock of the Company, net of 19,370 shares of common stock, retained by the Company at a price determined pursuant to the terms of the Company's 2014 Long Term Incentive Plan, in payment of the exercise price for the options.

Read SEC document
May 11, 2023 Filed May 11, 2023 20:51 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock 20,256 $4.08 $82,652.58
Disclosure

SEC source: 0000933430-23-000003 · primary_doc.xml · nonDerivative · entry 3

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,040,469

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.044 to $4.11. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
May 10, 2023 Filed May 11, 2023 20:51 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock 3,979 $4.03 $16,045.72
Disclosure

SEC source: 0000933430-23-000003 · primary_doc.xml · nonDerivative · entry 2

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,020,213

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.0 to $4.05. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
May 09, 2023 Filed May 11, 2023 20:51 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock 4,553 $3.97 $18,084.52
Disclosure

SEC source: 0000933430-23-000003 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,016,234

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.9398 to $4.0199. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
May 03, 2023 Filed May 3, 2023 16:10 UTC
Manna Michael EdwardDirector · President and CEO
PurchaseULBI Common Stock; $.10 par value (1) 1,000 $4.01 $4,010.00
Disclosure

SEC source: 0001437749-23-012241 · rdgdoc.xml · nonDerivative · entry 1

Manna Michael Edward · CIK 0001958474 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,500

Read SEC document
March 13, 2023 Filed Mar 13, 2023 20:37 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock 14,338 $4.07 $58,355.66
Disclosure

SEC source: 0000933430-23-000002 · primary_doc.xml · nonDerivative · entry 3

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,011,681

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.9597 to $4.1137. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
March 10, 2023 Filed Mar 13, 2023 20:37 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock 10,100 $4.05 $40,894.90
Disclosure

SEC source: 0000933430-23-000002 · primary_doc.xml · nonDerivative · entry 2

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 997,343

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.025 to $4.0599. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
March 09, 2023 Filed Mar 13, 2023 20:37 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock 5,562 $4.07 $22,642.35
Disclosure

SEC source: 0000933430-23-000002 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 987,243

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.035 to $4.08. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
March 07, 2023 Filed Mar 8, 2023 16:43 UTC PurchaseCommon Stock; $.10 par value 5,000 $4.05 $20,233.00
Disclosure

SEC source: 0001437749-23-005742 · rdgdoc.xml · nonDerivative · entry 1

Saeli Thomas Louis · CIK 0001490099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,446

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.02 to $4.05. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported in this Form 4.

Read SEC document
March 06, 2023 Filed Mar 7, 2023 19:30 UTC
Manna Michael EdwardDirector · President and CEO
PurchaseCommon Stock; $.10 par value 2,500 $4.13 $10,325.00
Disclosure

SEC source: 0001437749-23-005642 · rdgdoc.xml · nonDerivative · entry 1

Manna Michael Edward · CIK 0001958474 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Read SEC document
February 21, 2023 Filed Feb 23, 2023 19:17 UTC
Manna Michael EdwardDirector · President and CEO
GrantISO Stock Options for ULBI Common Stock; $.10 par value (1) 12,500 $4.07 $50,921.25
Disclosure

SEC source: 0001437749-23-004336 · rdgdoc.xml · nonDerivative · entry 1

Manna Michael Edward · CIK 0001958474 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

F1 · security: On February 21, 2023 Ultralife Corporation's Board of Directors awarded 12,500 stock options to Michael E. Manna under Ultralife's 2014 Long-Term Incentive Plan as Amended. These options vest as follows: 4,167 options vest on February 21, 2024; 4,167 options vest on February 21, 2025 and 4,166 options vest on February 21, 2026. The price reported is the volume weighted average price (VWAP) for Ultralife Common Stock on February 21, 2023, the date of award.

Read SEC document
December 16, 2022 Filed Dec 16, 2022 19:56 UTC
Manna Michael EdwardDirector · President and CEO
PurchaseCommon Stock; $.10 par value 5,071 $4.13 $20,966.05
Disclosure

SEC source: 0001437749-22-029254 · rdgdoc.xml · nonDerivative · entry 1

Manna Michael Edward · CIK 0001958474 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.09 to $4.18. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported in this Form 4.

Read SEC document
December 16, 2022 Filed Dec 16, 2022 18:29 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock 7,200 $3.98 $28,682.64
Disclosure

SEC source: 0000933430-22-000012 · primary_doc.xml · nonDerivative · entry 3

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 981,681

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.94 to $4.00. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
December 15, 2022 Filed Dec 16, 2022 18:29 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock 5,138 $3.94 $20,248.86
Disclosure

SEC source: 0000933430-22-000012 · primary_doc.xml · nonDerivative · entry 2

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 974,481

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.91 to $3.95. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
December 14, 2022 Filed Dec 15, 2022 23:29 UTC
Manna Michael EdwardDirector · President and CEO
PurchaseCommon Stock; $.10 par value 200 $3.91 $782.00
Disclosure

SEC source: 0001437749-22-029152 · rdgdoc.xml · nonDerivative · entry 3

Manna Michael Edward · CIK 0001958474 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,929

Read SEC document
December 14, 2022 Filed Dec 16, 2022 18:29 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock 25,694 $4.01 $103,030.37
Disclosure

SEC source: 0000933430-22-000012 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 969,343

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.925 to $4.05. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
December 13, 2022 Filed Dec 15, 2022 23:29 UTC
Manna Michael EdwardDirector · President and CEO
PurchaseCommon Stock; $.10 par value 720 $4.41 $3,177.58
Disclosure

SEC source: 0001437749-22-029152 · rdgdoc.xml · nonDerivative · entry 2

Manna Michael Edward · CIK 0001958474 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,729

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.30 to $4.4699. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported in this Form 4.

Read SEC document
December 12, 2022 Filed Dec 15, 2022 23:29 UTC
Manna Michael EdwardDirector · President and CEO
PurchaseCommon Stock; $.10 par value 2,009 $4.24 $8,517.56
Disclosure

SEC source: 0001437749-22-029152 · rdgdoc.xml · nonDerivative · entry 1

Manna Michael Edward · CIK 0001958474 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,009

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.18 to $4.35. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported in this Form 4.

Read SEC document
December 08, 2022 Filed Dec 8, 2022 22:09 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock 28,600 $4.12 $117,820.56
Disclosure

SEC source: 0000933430-22-000009 · primary_doc.xml · nonDerivative · entry 3

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 943,649

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.95 to $4.2399. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
December 07, 2022 Filed Dec 8, 2022 22:09 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock 19,600 $3.97 $77,774.76
Disclosure

SEC source: 0000933430-22-000009 · primary_doc.xml · nonDerivative · entry 2

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 915,049

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.90 to $3.9999. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
December 07, 2022 Filed Dec 8, 2022 20:39 UTC
FAIN PHILIP ACFO and Treasurer
PurchaseCommon Stock; $.10 par value 1,500 $3.99 $5,985.00
Disclosure

SEC source: 0001437749-22-028735 · rdgdoc.xml · nonDerivative · entry 1

FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,000

Read SEC document
December 06, 2022 Filed Dec 8, 2022 22:09 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock 20,996 $3.96 $83,133.66
Disclosure

SEC source: 0000933430-22-000009 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 895,449

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.84 to $4.00. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
August 18, 2022 Filed Aug 19, 2022 20:03 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock 17,700 $4.64 $82,211.19
Disclosure

SEC source: 0000933430-22-000006 · primary_doc.xml · nonDerivative · entry 2

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 874,453

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.61 to $4.66. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
August 17, 2022 Filed Aug 19, 2022 20:03 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock 16,400 $4.60 $75,417.04
Disclosure

SEC source: 0000933430-22-000006 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 856,753

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.55 to $4.6449. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
August 04, 2022 Filed Aug 4, 2022 20:54 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock 40,052 $4.73 $189,257.72
Disclosure

SEC source: 0000933430-22-000005 · primary_doc.xml · nonDerivative · entry 3

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 840,353

F3 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.71 to $4.75. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
August 03, 2022 Filed Aug 4, 2022 20:54 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock 29,100 $4.68 $136,330.59
Disclosure

SEC source: 0000933430-22-000005 · primary_doc.xml · nonDerivative · entry 2

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 800,301

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.60 to $4.79. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a securtiy holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
August 02, 2022 Filed Aug 4, 2022 20:54 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock 30,848 $4.60 $141,897.72
Disclosure

SEC source: 0000933430-22-000005 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 771,201

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.5922 to $4.61. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
June 08, 2022 Filed Jun 8, 2022 20:06 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock 30,690 $5.20 $159,554.24
Disclosure

SEC source: 0000933430-22-000003 · primary_doc.xml · nonDerivative · entry 2

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 740,353

F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.15 to $5.25. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
June 06, 2022 Filed Jun 8, 2022 20:06 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock 12,280 $4.86 $59,697.99
Disclosure

SEC source: 0000933430-22-000003 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 709,663

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.835 to $4.9099. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
May 03, 2022 Filed May 3, 2022 18:51 UTC PurchaseCommon Stock; $.10 par value 10,000 $4.89 $48,850.00
Disclosure

SEC source: 0001437749-22-010637 · rdgdoc.xml · nonDerivative · entry 1

Saeli Thomas Louis · CIK 0001490099 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,446

F1 · price: The price reported is a weighted average price. The shares were purchased in two transactions of 5,000 shares each at $4.87 and $4.90.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 15:59 UTC
FAIN PHILIP ACFO and Treasurer
Exercise / conversionStock Options · Derivative 30,000 $0.00 Strike: $3.71 $0.00
Disclosure

SEC source: 0001437749-22-005257 · rdgdoc.xml · derivative · entry 2

FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,000 shares

Expires 2022-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · shares: Represents exercise of options for 30,000 shares of common stock of the Company.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 15:59 UTC
FAIN PHILIP ACFO and Treasurer
Exercise / conversionCommon Stock; $.10 par value 8,500 $3.71 $31,537.55
Disclosure

SEC source: 0001437749-22-005257 · rdgdoc.xml · nonDerivative · entry 1

FAIN PHILIP A · CIK 0001294958 · CFO and Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: (1) Represents shares of common stock acquired by the Reporting Person upon exercise of options for 30,000 shares of common stock of the Company, net of 21,500 shares of common stock, retained by the Company at a price determined pursuant to the terms of the Company's 2014 Long Term Incentive Plan, in payment of the exercise price for the options and the Reporting Person's individual minimum statutory withholding tax obligation.

Read SEC document
February 28, 2022 Filed Feb 28, 2022 21:43 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock 30 $5.22 $156.60
Disclosure

SEC source: 0000933430-22-000002 · primary_doc.xml · nonDerivative · entry 3

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 697,383

Read SEC document
February 25, 2022 Filed Feb 28, 2022 21:43 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock 100 $5.14 $514.00
Disclosure

SEC source: 0000933430-22-000002 · primary_doc.xml · nonDerivative · entry 2

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 697,353

Read SEC document
February 24, 2022 Filed Feb 28, 2022 21:43 UTC
WHITMORE BRADFORD TDirector · 10% owner
PurchaseCommon Stock 54,900 $4.44 $244,019.52
Disclosure

SEC source: 0000933430-22-000002 · primary_doc.xml · nonDerivative · entry 1

WHITMORE BRADFORD T · CIK 0000933430 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 697,253

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $4.43 to $4.45. The reporting person undertakes to provide, upon request by the staff of the SEC, the issuer, or a security holder of the issuer, full information regarding the number of shares transacted at each price, with respect to all transactions reported on this Form 4.

Read SEC document
February 07, 2022 Filed Feb 8, 2022 15:46 UTC PurchaseCommon Stock; $.10 par value 3,000 $5.10 $15,300.00
Disclosure

SEC source: 0001437749-22-002672 · rdgdoc.xml · nonDerivative · entry 1

Robert W. Shaw · CIK 0001493772 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,750

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.