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Nasdaq · USD

UFPT

UFP TECHNOLOGIES INC

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Tapewire entity
4409
SEC CIK
0000914156
Parsed reports
353

Last 12 months

Inside the activity.

0 purchase rows · 27 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025010
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202601
Jun 202602
Jul 202600
Aug 2026013
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 06, 2018 Filed Jun 7, 2018 20:23 UTC GrantCommon Stock, $.01 Par Value 561 $0.00 $0.00
Disclosure

SEC source: 0001739481-18-000027 · edgar.xml · nonDerivative · entry 1

Pierce Robert W Jr · CIK 0001436713 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,852

F1 · shares: Represents shares issued under the issuer's 2009 Non-Employee Director Stock Incentive Plan

Read SEC document
June 06, 2018 Filed Jun 7, 2018 20:23 UTC
KOZIN MARC DDirector
GrantStock Option (Right to Buy) · Derivative 1,724 $0.00 Strike: $31.20 $0.00
Disclosure

SEC source: 0001739481-18-000028 · edgar.xml · derivative · entry 2

KOZIN MARC D · CIK 0001241647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,724

Underlying: Common Stock, $.01 Par Value · 1,724 shares

Expires 2028-06-06

Read SEC document
June 06, 2018 Filed Jun 7, 2018 20:23 UTC
KOZIN MARC DDirector
GrantCommon Stock, $.01 Par Value 561 $0.00 $0.00
Disclosure

SEC source: 0001739481-18-000028 · edgar.xml · nonDerivative · entry 1

KOZIN MARC D · CIK 0001241647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,397

F1 · shares: Represents shares issued under the issuer's 2009 Non-Employee Director Stock Incentive Plan

Read SEC document
June 06, 2018 Filed Jun 7, 2018 20:22 UTC GrantStock Option (right to buy) · Derivative 1,724 $0.00 Strike: $31.20 $0.00
Disclosure

SEC source: 0001739481-18-000026 · edgar.xml · derivative · entry 2

OBERDORF THOMAS · CIK 0001229625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,724

Underlying: Common Stock, $.01 Par Value · 1,724 shares

Expires 2028-06-06

Read SEC document
June 06, 2018 Filed Jun 7, 2018 20:22 UTC GrantCommon Stock, $.01 Par Value 561 $0.00 $0.00
Disclosure

SEC source: 0001739481-18-000026 · edgar.xml · nonDerivative · entry 1

OBERDORF THOMAS · CIK 0001229625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,265

F1 · shares: Represents shares issued under the issuer's 2009 Non-Employee Director Stock Incentive Plan

Read SEC document
May 14, 2018 Filed May 16, 2018 19:56 UTC
KOZIN MARC DDirector
Exercise / conversionStock Option (right to buy) · Derivative 4,500 $0.00 Strike: $10.14 $0.00
Disclosure

SEC source: 0001739481-18-000024 · edgar.xml · derivative · entry 4

KOZIN MARC D · CIK 0001241647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 Par Value · 4,500 shares

Expires 2018-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2018 Filed May 16, 2018 19:56 UTC
KOZIN MARC DDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 2,615 $0.00 Strike: $12.37 $0.00
Disclosure

SEC source: 0001739481-18-000024 · edgar.xml · derivative · entry 3

KOZIN MARC D · CIK 0001241647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 Par Value · 2,615 shares

Expires 2018-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2018 Filed May 16, 2018 19:56 UTC
KOZIN MARC DDirector
Exercise / conversionCommon Stock, $.01 Par Value 4,500 $10.14 $45,630.00
Disclosure

SEC source: 0001739481-18-000024 · edgar.xml · nonDerivative · entry 2

KOZIN MARC D · CIK 0001241647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2018 Filed May 16, 2018 19:56 UTC
KOZIN MARC DDirector
Exercise / conversionCommon Stock, $.01 Par Value 2,615 $12.37 $32,347.55
Disclosure

SEC source: 0001739481-18-000024 · edgar.xml · nonDerivative · entry 1

KOZIN MARC D · CIK 0001241647 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,336

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2018 Filed May 3, 2018 14:05 UTC
Smith W DavidVice President
Exercise / conversionCommon Stock, $.01 Par Value · Derivative 7,058 $0.00 Strike: $21.67 $0.00
Disclosure

SEC source: 0001033284-18-000051 · edgar.xml · derivative · entry 3

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,900

Underlying: Common Stock, $.01 Par Value · 7,058 shares

Expires 2018-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option initially covered 30,000 shares and became exercisable with respect to 7,500 shares on 9/12/13 and with respect to an additional 7,500 shares on each of the three anniversary dates thereafter.

Read SEC document
May 01, 2018 Filed May 3, 2018 14:05 UTC
Smith W DavidVice President
SaleCommon Stock, $.01 Par Value 7,058 $33.02 $233,055.16
Disclosure

SEC source: 0001033284-18-000051 · edgar.xml · nonDerivative · entry 2

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,551

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2018.

F1 · price: The Price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.00 to $34.00, inclusive. The reporting person undertakes to provide UFP Technologies, Inc., any security holder of UFP Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
May 01, 2018 Filed May 3, 2018 14:05 UTC
Smith W DavidVice President
Exercise / conversionCommon Stock, $.01 Par Value 7,058 $21.67 $152,946.86
Disclosure

SEC source: 0001033284-18-000051 · edgar.xml · nonDerivative · entry 1

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2018 Filed May 1, 2018 20:55 UTC
Smith W DavidVice President
Exercise / conversionCommon Stock, $.01 Par Value · Derivative 2,242 $0.00 Strike: $21.67 $0.00
Disclosure

SEC source: 0001033284-18-000044 · edgar.xml · derivative · entry 3

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,958

Underlying: Common Stock, $.01 Par Value · 2,242 shares

Expires 2018-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option initially covered 30,000 shares and became exercisable with respect to 7,500 shares on 9/12/13 and with respect to an additional 7,500 shares on each of the three anniversary dates thereafter.

Read SEC document
April 30, 2018 Filed May 1, 2018 20:55 UTC
Smith W DavidVice President
SaleCommon Stock, $.01 Par Value 2,242 $33.20 $74,434.40
Disclosure

SEC source: 0001033284-18-000044 · edgar.xml · nonDerivative · entry 2

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,551

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2018.

F1 · price: The Price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $33.00 to $33.35, inclusive. The reporting person undertakes to provide UFP Technologies, Inc., any security holder of UFP Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
April 30, 2018 Filed May 1, 2018 20:55 UTC
Smith W DavidVice President
Exercise / conversionCommon Stock, $.01 Par Value 2,242 $21.67 $48,584.14
Disclosure

SEC source: 0001033284-18-000044 · edgar.xml · nonDerivative · entry 1

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,793

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 20, 2018 Filed Apr 23, 2018 18:23 UTC
Smith W DavidVice President
Exercise / conversionCommon Stock, $.01 Par Value · Derivative 1,420 $0.00 Strike: $21.67 $0.00
Disclosure

SEC source: 0001033284-18-000043 · edgar.xml · derivative · entry 3

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,200

Underlying: Common Stock, $.01 Par Value · 1,420 shares

Expires 2018-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option initially covered 30,000 shares and became exercisable with respect to 7,500 shares on 9/12/13 and with respect to an additional 7,500 shares on each of the three anniversary dates thereafter.

Read SEC document
April 20, 2018 Filed Apr 23, 2018 18:23 UTC
Smith W DavidVice President
SaleCommon Stock, $.01 Par Value 1,420 $32.08 $45,553.60
Disclosure

SEC source: 0001033284-18-000043 · edgar.xml · nonDerivative · entry 2

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,551

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2018.

F1 · price: The Price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.00 to $32.38, inclusive. The reporting person undertakes to provide UFP Technologies, Inc., any security holder of UFP Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
April 20, 2018 Filed Apr 23, 2018 18:23 UTC
Smith W DavidVice President
Exercise / conversionCommon Stock, $.01 Par Value 1,420 $21.67 $30,771.40
Disclosure

SEC source: 0001033284-18-000043 · edgar.xml · nonDerivative · entry 1

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,971

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 19, 2018 Filed Apr 20, 2018 18:06 UTC
Smith W DavidVice President
Exercise / conversionCommon Stock, $.01 Par Value · Derivative 200 $0.00 Strike: $21.67 $0.00
Disclosure

SEC source: 0001033284-18-000042 · edgar.xml · derivative · entry 6

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,620

Underlying: Common Stock, $.01 Par Value · 200 shares

Expires 2018-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option initially covered 30,000 shares and became exercisable with respect to 7,500 shares on 9/12/13 and with respect to an additional 7,500 shares on each of the three anniversary dates thereafter.

Read SEC document
April 19, 2018 Filed Apr 20, 2018 18:06 UTC
Smith W DavidVice President
SaleCommon Stock, $.01 Par Value 200 $32.00 $6,400.00
Disclosure

SEC source: 0001033284-18-000042 · edgar.xml · nonDerivative · entry 4

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,551

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2018.

Read SEC document
April 19, 2018 Filed Apr 20, 2018 18:06 UTC
Smith W DavidVice President
Exercise / conversionCommon Stock, $.01 Par Value 200 $21.67 $4,334.00
Disclosure

SEC source: 0001033284-18-000042 · edgar.xml · nonDerivative · entry 3

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,751

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2018 Filed Apr 19, 2018 19:30 UTC Exercise / conversionStock Option (right to buy) · Derivative 3,500 $0.00 Strike: $10.14 $0.00
Disclosure

SEC source: 0001033284-18-000040 · edgar.xml · derivative · entry 4

OBERDORF THOMAS · CIK 0001229625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 Par Value · 3,500 shares

Expires 2018-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2018 Filed Apr 19, 2018 19:30 UTC Exercise / conversionStock Option (right to buy) · Derivative 3,077 $0.00 Strike: $12.37 $0.00
Disclosure

SEC source: 0001033284-18-000040 · edgar.xml · derivative · entry 3

OBERDORF THOMAS · CIK 0001229625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, $.01 Par Value · 3,077 shares

Expires 2018-06-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2018 Filed Apr 19, 2018 19:30 UTC Exercise / conversionCommon Stock, $.01 Par Value 3,500 $10.14 $35,490.00
Disclosure

SEC source: 0001033284-18-000040 · edgar.xml · nonDerivative · entry 2

OBERDORF THOMAS · CIK 0001229625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,704

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2018 Filed Apr 19, 2018 19:30 UTC Exercise / conversionCommon Stock, $.01 Par Value 3,077 $12.37 $38,062.49
Disclosure

SEC source: 0001033284-18-000040 · edgar.xml · nonDerivative · entry 1

OBERDORF THOMAS · CIK 0001229625 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,204

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 18, 2018 Filed Apr 20, 2018 18:06 UTC
Smith W DavidVice President
Exercise / conversionCommon Stock, $.01 Par Value · Derivative 702 $0.00 Strike: $21.67 $0.00
Disclosure

SEC source: 0001033284-18-000042 · edgar.xml · derivative · entry 5

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,820

Underlying: Common Stock, $.01 Par Value · 702 shares

Expires 2018-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option initially covered 30,000 shares and became exercisable with respect to 7,500 shares on 9/12/13 and with respect to an additional 7,500 shares on each of the three anniversary dates thereafter.

Read SEC document
April 18, 2018 Filed Apr 20, 2018 18:06 UTC
Smith W DavidVice President
SaleCommon Stock, $.01 Par Value 702 $32.09 $22,527.18
Disclosure

SEC source: 0001033284-18-000042 · edgar.xml · nonDerivative · entry 2

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,551

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2018.

F1 · price: The Price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.00 to $32.20, inclusive. The reporting person undertakes to provide UFP Technologies, Inc., any security holder of UFP Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
April 18, 2018 Filed Apr 20, 2018 18:06 UTC
Smith W DavidVice President
Exercise / conversionCommon Stock, $.01 Par Value 702 $21.67 $15,212.34
Disclosure

SEC source: 0001033284-18-000042 · edgar.xml · nonDerivative · entry 1

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,253

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 17, 2018 Filed Apr 18, 2018 20:36 UTC
Smith W DavidVice President
Exercise / conversionCommon Stock, $.01 Par Value · Derivative 5,599 $0.00 Strike: $21.67 $0.00
Disclosure

SEC source: 0001033284-18-000038 · edgar.xml · derivative · entry 4

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,522

Underlying: Common Stock, $.01 Par Value · 5,599 shares

Expires 2018-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option initially covered 30,000 shares and became exercisable with respect to 7,500 shares on 9/12/13 and with respect to an additional 7,500 shares on each of the three anniversary dates thereafter.

Read SEC document
April 17, 2018 Filed Apr 18, 2018 20:36 UTC
Smith W DavidVice President
SaleCommon Stock, $.01 Par Value 2,000 $33.24 $66,480.00
Disclosure

SEC source: 0001033284-18-000038 · edgar.xml · nonDerivative · entry 3

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,551

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2018.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at price ranging from $33.00 to $33.48, inclusive.

Read SEC document
April 17, 2018 Filed Apr 18, 2018 20:36 UTC
Smith W DavidVice President
SaleCommon Stock, $.01 Par Value 3,599 $32.07 $115,419.93
Disclosure

SEC source: 0001033284-18-000038 · edgar.xml · nonDerivative · entry 2

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,551

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2018.

F1 · price: The Price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.00 to $32.60, inclusive. The reporting person undertakes to provide UFP Technologies, Inc., any security holder of UFP Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
April 17, 2018 Filed Apr 18, 2018 20:36 UTC
Smith W DavidVice President
Exercise / conversionCommon Stock, $.01 Par Value 5,599 $21.67 $121,330.33
Disclosure

SEC source: 0001033284-18-000038 · edgar.xml · nonDerivative · entry 1

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,150

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 16, 2018 Filed Apr 17, 2018 14:17 UTC
Smith W DavidVice President
Exercise / conversionCommon Stock, $.01 Par Value · Derivative 534 $0.00 Strike: $21.67 $0.00
Disclosure

SEC source: 0001033284-18-000036 · edgar.xml · derivative · entry 3

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,121

Underlying: Common Stock, $.01 Par Value · 534 shares

Expires 2018-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option initially covered 30,000 shares and became exercisable with respect to 7,500 shares on 9/12/13 and with respect to an additional 7,500 shares on each of the three anniversary dates thereafter.

Read SEC document
April 16, 2018 Filed Apr 17, 2018 14:17 UTC
Smith W DavidVice President
SaleCommon Stock, $.01 Par Value 534 $32.05 $17,114.70
Disclosure

SEC source: 0001033284-18-000036 · edgar.xml · nonDerivative · entry 2

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,551

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2018.

F1 · price: The Price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.00 to $32.30, inclusive. The reporting person undertakes to provide UFP Technologies, Inc., any security holder of UFP Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
April 16, 2018 Filed Apr 17, 2018 14:17 UTC
Smith W DavidVice President
Exercise / conversionCommon Stock, $.01 Par Value 534 $21.67 $11,571.78
Disclosure

SEC source: 0001033284-18-000036 · edgar.xml · nonDerivative · entry 1

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,085

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 12, 2018 Filed Apr 16, 2018 19:52 UTC
Smith W DavidVice President
Exercise / conversionCommon Stock, $.01 Par Value · Derivative 500 $0.00 Strike: $21.67 $0.00
Disclosure

SEC source: 0001033284-18-000033 · edgar.xml · derivative · entry 3

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,655

Underlying: Common Stock, $.01 Par Value · 1,345 shares

Expires 2018-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option was for 30,000 shares and became exercisable with respect to 7,500 shares on 9/12/13 and with respect to an additional 7,500 shares on each of the three anniversary dates thereafter.

Read SEC document
April 12, 2018 Filed Apr 16, 2018 19:52 UTC
Smith W DavidVice President
SaleCommon Stock, $.01 Par Value 500 $32.05 $16,025.00
Disclosure

SEC source: 0001033284-18-000033 · edgar.xml · nonDerivative · entry 2

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,551

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2018.

F1 · price: The Price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.00 to $32.25, inclusive. The reporting person undertakes to provide UFP Technologies, Inc., any security holder of UFP Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

Read SEC document
April 12, 2018 Filed Apr 16, 2018 19:52 UTC
Smith W DavidVice President
Exercise / conversionCommon Stock, $.01 Par Value 500 $21.67 $10,835.00
Disclosure

SEC source: 0001033284-18-000033 · edgar.xml · nonDerivative · entry 1

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 12, 2018 Filed Apr 17, 2018 14:14 UTC Amendment
Smith W DavidVice President
Exercise / conversionCommon Stock, $.01 Par Value · Derivative 500 $0.00 Strike: $21.67 $0.00
Disclosure

SEC source: 0001033284-18-000035 · edgar.xml · derivative · entry 3

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,655

Underlying: Common Stock, $.01 Par Value · 500 shares

Expires 2018-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option initially covered 30,000 shares and became exercisable with respect to 7,500 shares on 9/12/13 and with respect to an additional 7,500 shares on each of the three anniversary dates thereafter.

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April 12, 2018 Filed Apr 17, 2018 14:14 UTC Amendment
Smith W DavidVice President
SaleCommon Stock, $.01 Par Value 500 $32.05 $16,025.00
Disclosure

SEC source: 0001033284-18-000035 · edgar.xml · nonDerivative · entry 2

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,551

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2018.

F1 · price: The Price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.00 to $32.25, inclusive. The reporting person undertakes to provide UFP Technologies, Inc., any security holder of UFP Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

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April 12, 2018 Filed Apr 17, 2018 14:14 UTC Amendment
Smith W DavidVice President
Exercise / conversionCommon Stock, $.01 Par Value 500 $21.67 $10,835.00
Disclosure

SEC source: 0001033284-18-000035 · edgar.xml · nonDerivative · entry 1

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2018 Filed Apr 12, 2018 18:14 UTC
Smith W DavidVice President
Exercise / conversionCommon Stock, $.01 Par Value · Derivative 500 $0.00 Strike: $21.67 $0.00
Disclosure

SEC source: 0001033284-18-000031 · edgar.xml · derivative · entry 3

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,155

Underlying: Common Stock, $.01 Par Value · 500 shares

Expires 2018-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option represented the right to acquire up to 30,000 shares and became exercisable with respect to 7,500 shares on 9/12/13 and with respect to an additional 7,500 shares on each of the three anniversary dates thereafter.

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April 10, 2018 Filed Apr 12, 2018 18:14 UTC
Smith W DavidVice President
SaleCommon Stock, $.01 Par Value 500 $32.00 $16,000.00
Disclosure

SEC source: 0001033284-18-000031 · edgar.xml · nonDerivative · entry 2

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,551

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2018.

Read SEC document
April 10, 2018 Filed Apr 12, 2018 18:14 UTC
Smith W DavidVice President
Exercise / conversionCommon Stock, $.01 Par Value 500 $21.67 $10,835.00
Disclosure

SEC source: 0001033284-18-000031 · edgar.xml · nonDerivative · entry 1

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,051

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 19:43 UTC
Smith W DavidVice President
Exercise / conversionCommon Stock, $.01 Par Value · Derivative 1,345 $0.00 Strike: $21.67 $0.00
Disclosure

SEC source: 0001033284-18-000029 · edgar.xml · derivative · entry 3

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,655

Underlying: Common Stock, $.01 Par Value · 1,345 shares

Expires 2018-09-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable with respect to 7,500 shares on 9/12/13 and with respect to an additional 7,500 shares on each of the three anniversary dates thereafter.

Read SEC document
April 05, 2018 Filed Apr 9, 2018 19:43 UTC
Smith W DavidVice President
SaleCommon Stock, $.01 Par Value 1,345 $31.12 $41,856.40
Disclosure

SEC source: 0001033284-18-000029 · edgar.xml · nonDerivative · entry 2

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,551

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 13, 2018.

F1 · price: The Price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $32.05 to $32.30, inclusive. The reporting person undertakes to provide UFP Technologies, Inc., any security holder of UFP Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.

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April 05, 2018 Filed Apr 9, 2018 19:43 UTC
Smith W DavidVice President
Exercise / conversionCommon Stock, $.01 Par Value 1,345 $21.67 $29,146.15
Disclosure

SEC source: 0001033284-18-000029 · edgar.xml · nonDerivative · entry 1

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2018 Filed Mar 5, 2018 20:52 UTC
Smith W DavidVice President
Tax withholdingCommon Stock, $.01 Par Value 867 $27.60 $23,929.20
Disclosure

SEC source: 0001033284-18-000027 · edgar.xml · nonDerivative · entry 1

Smith W David · CIK 0001373894 · Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,551

F1 · shares: Represents shares witheld to cover tax liability with respect to stock unit awards granted in 2014, 2015, and 2016 that vested on March 1, 2018.

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March 01, 2018 Filed Mar 5, 2018 20:51 UTC
LATAILLE RONALD JChief Financial Officer
GiftCommon Stock, $.01 Par Value 1,787 $0.00 $0.00
Disclosure

SEC source: 0001033284-18-000026 · edgar.xml · nonDerivative · entry 3

LATAILLE RONALD J · CIK 0001240679 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · In Trust

Disclosed balance after: 75,879

F2 · shares: On March 1, 2018, the reporting person transferred 1,787 directly owned shares of UFP Technologies, Inc. common stock to the Ronald J. Lataille Trust, of which the reporting person and his spouse are trustees and beneficiaries.

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March 01, 2018 Filed Mar 5, 2018 20:51 UTC
LATAILLE RONALD JChief Financial Officer
GiftCommon Stock, $.01 Par Value 1,787 $0.00 $0.00
Disclosure

SEC source: 0001033284-18-000026 · edgar.xml · nonDerivative · entry 2

LATAILLE RONALD J · CIK 0001240679 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,786

F2 · shares: On March 1, 2018, the reporting person transferred 1,787 directly owned shares of UFP Technologies, Inc. common stock to the Ronald J. Lataille Trust, of which the reporting person and his spouse are trustees and beneficiaries.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.