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NYSE · USD

UFI

UNIFI INC

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6574
SEC CIK
0000100726
Parsed reports
329

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202520
Dec 202540
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 31, 2023 Filed Nov 2, 2023 20:10 UTC GrantCommon Stock 18,629 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-014448 · marketforms-63431.xml · nonDerivative · entry 1

COX ARCHIBALD JR · CIK 0001020707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,005

F1 · shares: Represents a grant of unrestricted units of common stock from the issuer for services as a director of the issuer. The units were fully vested on the date of grant and will be converted into an equivalent number of shares of common stock following the reporting person's termination of services as a director of the issuer.

Read SEC document
October 31, 2023 Filed Nov 2, 2023 20:10 UTC GrantCommon Stock 14,904 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-014447 · marketforms-63429.xml · nonDerivative · entry 1

BLAKE FRANCIS S · CIK 0001194702 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,862

F1 · shares: Represents a grant of unrestricted units of common stock from the issuer for services as a director of the issuer. The units were fully vested on the date of grant and will be converted into an equivalent number of shares of common stock following the reporting person's termination of services as a director of the issuer.

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October 31, 2023 Filed Nov 2, 2023 20:10 UTC GrantCommon Stock 10,433 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-014446 · marketforms-63454.xml · nonDerivative · entry 1

Battle Emma S. · CIK 0001769744 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,972

F1 · shares: Represents a grant of unrestricted units of common stock from the issuer for services as a director of the issuer. The units were fully vested on the date of grant and will be converted into an equivalent number of shares of common stock following the reporting person's termination of services as a director of the issuer.

Read SEC document
October 28, 2023 Filed Oct 30, 2023 20:05 UTC Exercise / conversionRestricted Stock Units · Derivative 5,030 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-014072 · marketforms-63420.xml · derivative · entry 6

Ning Hongjun · CIK 0001787353 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,030 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock, and pursuant to the terms of the grant, is settled in cash.

F3 · derivative.exercise_date: On October 28, 2020, the reporting person was granted 10,060 restricted stock units, with 25% vesting on October 28, 2021, 25% vesting on October 28, 2022, and 50% vesting on October 28, 2023.

F3 · derivative.expiration_date: On October 28, 2020, the reporting person was granted 10,060 restricted stock units, with 25% vesting on October 28, 2021, 25% vesting on October 28, 2022, and 50% vesting on October 28, 2023.

Read SEC document
October 28, 2023 Filed Oct 30, 2023 20:05 UTC Disposition to issuerCommon Stock 5,030 $6.58 $33,097.40
Disclosure

SEC source: 0001214659-23-014072 · marketforms-63420.xml · nonDerivative · entry 4

Ning Hongjun · CIK 0001787353 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
October 28, 2023 Filed Oct 30, 2023 20:05 UTC Exercise / conversionCommon Stock 5,030 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-23-014072 · marketforms-63420.xml · nonDerivative · entry 3

Ning Hongjun · CIK 0001787353 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock, and pursuant to the terms of the grant, is settled in cash.

Read SEC document
October 26, 2023 Filed Oct 30, 2023 20:05 UTC Exercise / conversionRestricted Stock Units · Derivative 1,786 $0.00 $0.00
Disclosure

SEC source: 0001214659-23-014072 · marketforms-63420.xml · derivative · entry 5

Ning Hongjun · CIK 0001787353 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,572

Underlying: Common Stock · 1,786 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock, and pursuant to the terms of the grant, is settled in cash.

F2 · derivative.exercise_date: On October 26, 2021, the reporting person was granted 7,144 restricted stock units, with 25% vesting on October 26, 2022, 25% vesting on October 26, 2023, and 50% vesting on October 26, 2024.

F2 · derivative.expiration_date: On October 26, 2021, the reporting person was granted 7,144 restricted stock units, with 25% vesting on October 26, 2022, 25% vesting on October 26, 2023, and 50% vesting on October 26, 2024.

Read SEC document
October 26, 2023 Filed Oct 30, 2023 20:05 UTC Disposition to issuerCommon Stock 1,786 $6.55 $11,698.30
Disclosure

SEC source: 0001214659-23-014072 · marketforms-63420.xml · nonDerivative · entry 2

Ning Hongjun · CIK 0001787353 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Read SEC document
October 26, 2023 Filed Oct 30, 2023 20:05 UTC Exercise / conversionCommon Stock 1,786 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-23-014072 · marketforms-63420.xml · nonDerivative · entry 1

Ning Hongjun · CIK 0001787353 · EVP

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock, and pursuant to the terms of the grant, is settled in cash.

Read SEC document
September 15, 2023 Filed Sep 18, 2023 20:05 UTC
LANGONE KENNETH GDirector · 10% owner
PurchaseCommon Stock 3,000 $7.03 $21,090.00
Disclosure

SEC source: 0001214659-23-012431 · marketforms-62633.xml · nonDerivative · entry 2

LANGONE KENNETH G · CIK 0000905874 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,806,402

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.00 to $7.06, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
September 14, 2023 Filed Sep 18, 2023 20:05 UTC
LANGONE KENNETH GDirector · 10% owner
PurchaseCommon Stock 4,800 $7.00 $33,600.00
Disclosure

SEC source: 0001214659-23-012431 · marketforms-62633.xml · nonDerivative · entry 1

LANGONE KENNETH G · CIK 0000905874 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,803,402

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.90 to $7.07, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
September 07, 2023 Filed Sep 11, 2023 20:19 UTC
LANGONE KENNETH GDirector · 10% owner
PurchaseCommon Stock 7,198 $6.75 $48,586.50
Disclosure

SEC source: 0001214659-23-012255 · marketforms-62579.xml · nonDerivative · entry 1

LANGONE KENNETH G · CIK 0000905874 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,798,602

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.73 to $6.75, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
September 05, 2023 Filed Sep 5, 2023 20:51 UTC
LANGONE KENNETH GDirector · 10% owner
PurchaseCommon Stock 2 $6.75 $13.50
Disclosure

SEC source: 0001214659-23-012082 · marketforms-62527.xml · nonDerivative · entry 1

LANGONE KENNETH G · CIK 0000905874 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,791,404

Read SEC document
August 29, 2023 Filed Aug 30, 2023 20:15 UTC
LANGONE KENNETH GDirector · 10% owner
PurchaseCommon Stock 7,125 $6.54 $46,597.50
Disclosure

SEC source: 0001214659-23-011860 · marketforms-62423.xml · nonDerivative · entry 2

LANGONE KENNETH G · CIK 0000905874 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,791,402

F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.39 to $6.66, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
August 29, 2023 Filed Aug 30, 2023 20:10 UTC
SIGMON GREGORY KGeneral Counsel & Corp. Sec.
PurchaseCommon Stock 1,000 $6.67 $6,670.00
Disclosure

SEC source: 0001214659-23-011859 · marketforms-62422.xml · nonDerivative · entry 1

SIGMON GREGORY K · CIK 0001935471 · General Counsel & Corp. Sec.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,802

Read SEC document
August 29, 2023 Filed Aug 30, 2023 20:05 UTC PurchaseCommon Stock 1,000 $6.70 $6,700.00
Disclosure

SEC source: 0001214659-23-011858 · marketforms-62421.xml · nonDerivative · entry 1

EAKER ANDREW JAMES · CIK 0001991763 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,220

Read SEC document
August 28, 2023 Filed Aug 30, 2023 20:15 UTC
LANGONE KENNETH GDirector · 10% owner
PurchaseCommon Stock 92,875 $6.42 $596,257.50
Disclosure

SEC source: 0001214659-23-011860 · marketforms-62423.xml · nonDerivative · entry 1

LANGONE KENNETH G · CIK 0000905874 · Director · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,784,277

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.23 to $6.56, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
March 17, 2023 Filed Mar 21, 2023 13:25 UTC SaleCommon Stock 50,000 $8.16 $408,000.00
Disclosure

SEC source: 0001214659-23-004040 · marketforms-60935.xml · nonDerivative · entry 1

COX ARCHIBALD JR · CIK 0001020707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,376

F1 · kind: The reporting person's sale of Common Stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934 to the acquisition by the reporting person of 50,000 shares of Common Stock on November 8, 2022. The reporting person has agreed to pay the issuer $46,450, representing the full amount of the profit realized in connection with the short-swing transaction.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.15 to $8.32, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
March 10, 2023 Filed Mar 13, 2023 20:05 UTC
SIGMON GREGORY KGeneral Counsel & Corp. Sec.
PurchaseCommon Stock 1,500 $8.62 $12,930.00
Disclosure

SEC source: 0001214659-23-003785 · marketforms-60785.xml · nonDerivative · entry 1

SIGMON GREGORY K · CIK 0001935471 · General Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,802

Read SEC document
March 01, 2023 Filed Mar 1, 2023 21:05 UTC
SIGMON GREGORY KGeneral Counsel & Corp. Sec.
PurchaseCommon Stock 1,000 $10.22 $10,220.00
Disclosure

SEC source: 0001214659-23-003389 · marketforms-59775.xml · nonDerivative · entry 1

SIGMON GREGORY K · CIK 0001935471 · General Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,302

Read SEC document
February 21, 2023 Filed Feb 22, 2023 21:05 UTC
SIGMON GREGORY KGeneral Counsel & Corp. Sec.
PurchaseCommon Stock 1,000 $9.99 $9,990.00
Disclosure

SEC source: 0001214659-23-002893 · marketforms-59604.xml · nonDerivative · entry 1

SIGMON GREGORY K · CIK 0001935471 · General Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,302

Read SEC document
February 10, 2023 Filed Feb 14, 2023 21:05 UTC PurchaseCommon Stock 7,500 $9.06 $67,950.00
Disclosure

SEC source: 0001214659-23-002429 · marketforms-59473.xml · nonDerivative · entry 1

CREATURO CRAIG A · CIK 0001191615 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,628

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.95 to $9.08, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
December 16, 2022 Filed Dec 19, 2022 21:06 UTC
INGLE EDMUND MDirector · CEO
PurchaseCommon Stock 7,500 $7.80 $58,500.00
Disclosure

SEC source: 0001214659-22-015099 · marketforms-57894.xml · nonDerivative · entry 1

INGLE EDMUND M · CIK 0001814929 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,530

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.77 to $7.82, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
November 21, 2022 Filed Nov 21, 2022 22:55 UTC GrantRestricted Stock Unit · Derivative 22,256 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-014082 · marketforms-57641.xml · derivative · entry 1

Ning Hongjun · CIK 0001787353 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,256

Underlying: Common Stock · 22,256 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock and, pursuant to the terms of the grant, is settled in cash.

F2 · derivative.exercise_date: On November 21, 2022, the reporting person was granted 22,256 restricted stock units, with 25% vesting on November 21, 2023, 25% vesting on November 21, 2024, and 50% vesting on November 21, 2025.

F2 · derivative.expiration_date: On November 21, 2022, the reporting person was granted 22,256 restricted stock units, with 25% vesting on November 21, 2023, 25% vesting on November 21, 2024, and 50% vesting on November 21, 2025.

Read SEC document
November 21, 2022 Filed Nov 21, 2022 22:55 UTC
SIGMON GREGORY KGeneral Counsel & Corp. Sec.
GrantCommon Stock 4,156 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-014081 · marketforms-57640.xml · nonDerivative · entry 1

SIGMON GREGORY K · CIK 0001935471 · General Counsel & Corp. Sec.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,302

F1 · shares: Represents a grant of restricted stock units from the issuer for services as an Executive Officer and General Counsel and Corporate Secretary of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest over a three-year period, with 25% vesting on December 21, 2023, 25% vesting on November 21, 2024, and 50% vesting on November 21, 2025.

Read SEC document
November 21, 2022 Filed Nov 21, 2022 22:55 UTC GrantCommon Stock 16,620 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-014080 · marketforms-57639.xml · nonDerivative · entry 1

CREATURO CRAIG A · CIK 0001191615 · EVP & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,128

F1 · shares: Represents a grant of restricted stock units from the issuer for services as Executive Vice President and Chief Financial Officer of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest over a three-year period, with 25% vesting on December 21, 2023, 25% vesting on November 21, 2024, and 50% vesting on November 21, 2025.

Read SEC document
November 21, 2022 Filed Nov 21, 2022 22:55 UTC
Carey Albert PDirector · Executive Chairman
GrantCommon Stock 41,544 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-014079 · marketforms-57638.xml · nonDerivative · entry 1

Carey Albert P · CIK 0001368054 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,879

F1 · shares: Represents a grant of restricted stock units from the issuer for services as Executive Chairman of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest over a three-year period, with 25% vesting on December 21, 2023, 25% vesting on November 21, 2024, and 50% vesting on November 21, 2025.

Read SEC document
November 21, 2022 Filed Nov 21, 2022 22:55 UTC
INGLE EDMUND MDirector · CEO
GrantCommon Stock 45,996 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-014078 · marketforms-57636.xml · nonDerivative · entry 3

INGLE EDMUND M · CIK 0001814929 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,030

F2 · shares: Represents a grant of restricted stock units from the issuer for services as Chief Executive Officer of the issuer. Each restricted stock unit represents a right to receive one share of the issuer's common stock. The restricted stock units vest over a three-year period, with 25% vesting on December 21, 2023, 25% vesting on November 21, 2024, and 50% vesting on November 21, 2025.

Read SEC document
November 21, 2022 Filed Nov 21, 2022 22:55 UTC
INGLE EDMUND MDirector · CEO
PurchaseCommon Stock 2,600 $8.39 $21,814.00
Disclosure

SEC source: 0001214659-22-014078 · marketforms-57636.xml · nonDerivative · entry 2

INGLE EDMUND M · CIK 0001814929 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,034

Read SEC document
November 17, 2022 Filed Nov 21, 2022 22:55 UTC
INGLE EDMUND MDirector · CEO
PurchaseCommon Stock 2,403 $7.94 $19,079.82
Disclosure

SEC source: 0001214659-22-014078 · marketforms-57636.xml · nonDerivative · entry 1

INGLE EDMUND M · CIK 0001814929 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,434

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.94 to $7.97, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 21:30 UTC
LANGONE KENNETH GDirector · 10% owner
PurchaseCommon Stock 100,000 $7.09 $709,000.00
Disclosure

SEC source: 0001214659-22-013503 · marketforms-57521.xml · nonDerivative · entry 1

LANGONE KENNETH G · CIK 0000905874 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,691,402

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $7.00 to $7.25, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
November 08, 2022 Filed Nov 10, 2022 21:30 UTC PurchaseCommon Stock 50,000 $7.23 $361,500.00
Disclosure

SEC source: 0001214659-22-013502 · marketforms-57522.xml · nonDerivative · entry 1

COX ARCHIBALD JR · CIK 0001020707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,376

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.93 to $7.40, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price.

Read SEC document
November 02, 2022 Filed Nov 4, 2022 20:05 UTC GrantCommon Stock 7,404 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-013153 · marketforms-57477.xml · nonDerivative · entry 1

Battle Emma S. · CIK 0001769744 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,539

F1 · security: Represents a grant of unrestricted units of common stock from the issuer for services as a director of the issuer. The units were fully vested on the date of grant and will be converted into an equivalent number of shares of common stock following the reporting person's termination of services as a director of the issuer.

Read SEC document
November 02, 2022 Filed Nov 4, 2022 20:30 UTC GrantCommon Stock 12,163 $0.00 $0.00
Disclosure

SEC source: 0000950142-22-003083 · es220301900_4-present.xml · nonDerivative · entry 1

PRESENT SUZANNE · CIK 0001444739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,483

F1 · security: Represents a grant of unrestricted units of common stock from the issuer for services as a director of the issuer. The units were fully vested on the date of grant and will be converted into an equivalent number of shares of common stock following the reporting person's termination of services as a director of the issuer.

Read SEC document
November 02, 2022 Filed Nov 4, 2022 20:18 UTC GrantCommon Stock 11,635 $0.00 $0.00
Disclosure

SEC source: 0000902664-22-004745 · ownership.xml · nonDerivative · entry 1

Zlotnicka Eva T. · CIK 0001748076 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,614

F1 · security: Represents a grant of common stock from the issuer for services as a director of the issuer pursuant to the issuer's director compensation policy. The Reporting Person is deemed to hold the award for the benefit of certain funds (the "In-Cap Funds") managed by Inclusive Capital Partners, L.P. ("In-Cap") and indirectly for the benefit of In-Cap, and may, after vesting, if applicable, transfer the award directly to the In-Cap Funds.

Read SEC document
November 02, 2022 Filed Nov 4, 2022 20:05 UTC GrantCommon Stock 13,221 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-013152 · marketforms-57476.xml · nonDerivative · entry 1

COX ARCHIBALD JR · CIK 0001020707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,376

F1 · security: Represents a grant of unrestricted units of common stock from the issuer for services as a director of the issuer. The units were fully vested on the date of grant and will be converted into an equivalent number of shares of common stock following the reporting person's termination of services as a director of the issuer.

Read SEC document
November 02, 2022 Filed Nov 4, 2022 20:05 UTC GrantCommon Stock 5,289 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-013150 · marketforms-57483.xml · nonDerivative · entry 1

Ramlo Rhonda L. · CIK 0001891054 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,829

F1 · security: Represents a grant of unrestricted units of common stock from the issuer for services as a director of the issuer. The units were fully vested on the date of grant and will be converted into an equivalent number of shares of common stock following the reporting person's termination of services as a director of the issuer.

Read SEC document
November 02, 2022 Filed Nov 4, 2022 20:05 UTC GrantCommon Stock 10,577 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-013151 · marketforms-57478.xml · nonDerivative · entry 1

BLAKE FRANCIS S · CIK 0001194702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,958

F1 · security: Represents a grant of unrestricted units of common stock from the issuer for services as a director of the issuer. The units were fully vested on the date of grant and will be converted into an equivalent number of shares of common stock following the reporting person's termination of services as a director of the issuer.

Read SEC document
November 02, 2022 Filed Nov 4, 2022 20:05 UTC GrantCommon Stock 10,577 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-013149 · marketforms-57481.xml · nonDerivative · entry 1

LANGONE KENNETH G · CIK 0000905874 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,591,402

F1 · security: Represents a grant of unrestricted units of common stock from the issuer for services as a director of the issuer. The units were fully vested on the date of grant and will be converted into an equivalent number of shares of common stock following the reporting person's termination of services as a director of the issuer.

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October 29, 2022 Filed Nov 1, 2022 21:51 UTC Exercise / conversionRestricted Stock Units · Derivative 1,554 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-012954 · marketforms-57447.xml · derivative · entry 3

Ning Hongjun · CIK 0001787353 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,554 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock, and pursuant to the terms of the grant, is settled in cash.

F2 · derivative.exercise_date: On October 29, 2019, the reporting person was granted 3,110 restricted stock units, with 25% vesting on October 29, 2020, 25% vesting on October 29, 2021, and 50% vesting on October 29, 2022.

F2 · derivative.expiration_date: On October 29, 2019, the reporting person was granted 3,110 restricted stock units, with 25% vesting on October 29, 2020, 25% vesting on October 29, 2021, and 50% vesting on October 29, 2022.

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October 29, 2022 Filed Nov 1, 2022 21:51 UTC Disposition to issuerCommon Stock 1,554 $8.47 $13,162.38
Disclosure

SEC source: 0001214659-22-012954 · marketforms-57447.xml · nonDerivative · entry 2

Ning Hongjun · CIK 0001787353 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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October 29, 2022 Filed Nov 1, 2022 21:51 UTC Exercise / conversionCommon Stock 1,554 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-22-012954 · marketforms-57447.xml · nonDerivative · entry 1

Ning Hongjun · CIK 0001787353 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock, and pursuant to the terms of the grant, is settled in cash.

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October 28, 2022 Filed Oct 28, 2022 22:04 UTC Exercise / conversionRestricted Stock Units · Derivative 2,515 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-012786 · marketforms-57430.xml · derivative · entry 6

Ning Hongjun · CIK 0001787353 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,030

Underlying: Common Stock · 2,515 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock, and pursuant to the terms of the grant, is settled in cash.

F3 · derivative.exercise_date: On October 28, 2020, the reporting person was granted 10,060 restricted stock units, with 25% vesting on October 28, 2021, 25% vesting on October 28, 2022, and 50% vesting on October 28, 2023.

F3 · derivative.expiration_date: On October 28, 2020, the reporting person was granted 10,060 restricted stock units, with 25% vesting on October 28, 2021, 25% vesting on October 28, 2022, and 50% vesting on October 28, 2023.

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October 28, 2022 Filed Oct 28, 2022 22:04 UTC Disposition to issuerCommon Stock 2,515 $8.47 $21,302.05
Disclosure

SEC source: 0001214659-22-012786 · marketforms-57430.xml · nonDerivative · entry 4

Ning Hongjun · CIK 0001787353 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
October 28, 2022 Filed Oct 28, 2022 22:04 UTC Exercise / conversionCommon Stock 2,515 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-22-012786 · marketforms-57430.xml · nonDerivative · entry 3

Ning Hongjun · CIK 0001787353 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock, and pursuant to the terms of the grant, is settled in cash.

Read SEC document
October 26, 2022 Filed Oct 28, 2022 22:04 UTC Exercise / conversionRestricted Stock Units · Derivative 1,786 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-012786 · marketforms-57430.xml · derivative · entry 5

Ning Hongjun · CIK 0001787353 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,358

Underlying: Common Stock · 1,786 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock, and pursuant to the terms of the grant, is settled in cash.

F2 · derivative.exercise_date: On October 26, 2021, the reporting person was granted 7,144 restricted stock units, with 25% vesting on October 26, 2022, 25% vesting on October 26, 2023, and 50% vesting on October 26, 2024.

F2 · derivative.expiration_date: On October 26, 2021, the reporting person was granted 7,144 restricted stock units, with 25% vesting on October 26, 2022, 25% vesting on October 26, 2023, and 50% vesting on October 26, 2024.

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October 26, 2022 Filed Oct 28, 2022 22:04 UTC Disposition to issuerCommon Stock 1,786 $9.61 $17,163.46
Disclosure

SEC source: 0001214659-22-012786 · marketforms-57430.xml · nonDerivative · entry 2

Ning Hongjun · CIK 0001787353 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
October 26, 2022 Filed Oct 28, 2022 22:04 UTC Exercise / conversionCommon Stock 1,786 Not disclosed Not disclosed
Disclosure

SEC source: 0001214659-22-012786 · marketforms-57430.xml · nonDerivative · entry 1

Ning Hongjun · CIK 0001787353 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit is the economic equivalent of one share of the issuer's common stock, and pursuant to the terms of the grant, is settled in cash.

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September 05, 2022 Filed Sep 6, 2022 20:10 UTC GrantCommon Stock 1,381 $0.00 $0.00
Disclosure

SEC source: 0001214659-22-010910 · marketforms-57063.xml · nonDerivative · entry 1

BLAKE FRANCIS S · CIK 0001194702 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,381

F1 · security: Represents a grant of restricted stock units from the issuer for services as a director of the issuer. The restricted stock units were fully vested on the date of grant and will be converted into an equivalent number of shares of common stock following the reporting person's termination of service as a director of the issuer.

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August 16, 2022 Filed Aug 16, 2022 20:30 UTC
SIGMON GREGORY KSVP, General Counsel
PurchaseCommon Stock 460 $13.12 $6,035.20
Disclosure

SEC source: 0001214659-22-010299 · marketforms-56914.xml · nonDerivative · entry 1

SIGMON GREGORY K · CIK 0001935471 · SVP, General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,146

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.