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URANIUM ENERGY CORP

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3814
SEC CIK
0001334933
Parsed reports
382

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 31, 2024 Filed Aug 2, 2024 23:58 UTC
OBARA PATChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 10,050 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-024544 · rdgdoc.xml · derivative · entry 11

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,656

Underlying: Common Stock · 10,050 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F4 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

F4 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 23:58 UTC
OBARA PATChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 22,375 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-024544 · rdgdoc.xml · derivative · entry 10

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,706

Underlying: Common Stock · 22,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F4 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

F4 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 23:58 UTC
OBARA PATChief Financial Officer
Exercise / conversionPerformance Based Restricted Stock Units · Derivative 89,498 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-024544 · rdgdoc.xml · derivative · entry 9

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,953

Underlying: Common Stock · 89,498 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock. This transaction represents the settlement of Performance Based Restricted Stock Units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This award has vested on the third anniversary of the grant date.

F3 · derivative.expiration_date: This award has vested on the third anniversary of the grant date.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 23:58 UTC
OBARA PATChief Financial Officer
Tax withholdingCommon Stock 9,809 $5.93 $58,167.37
Disclosure

SEC source: 0001437749-24-024544 · rdgdoc.xml · nonDerivative · entry 8

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 853,217

F6 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon vesting of Restricted Stock Units.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 23:58 UTC
OBARA PATChief Financial Officer
Exercise / conversionCommon Stock 18,333 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-024544 · rdgdoc.xml · nonDerivative · entry 7

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 863,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 23:58 UTC
OBARA PATChief Financial Officer
Tax withholdingCommon Stock 5,377 $5.56 $29,896.12
Disclosure

SEC source: 0001437749-24-024544 · rdgdoc.xml · nonDerivative · entry 6

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 844,693

F6 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon vesting of Restricted Stock Units.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 23:58 UTC
OBARA PATChief Financial Officer
Exercise / conversionCommon Stock 10,050 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-024544 · rdgdoc.xml · nonDerivative · entry 5

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 850,070

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 23:58 UTC
OBARA PATChief Financial Officer
Tax withholdingCommon Stock 11,971 $5.86 $70,150.06
Disclosure

SEC source: 0001437749-24-024544 · rdgdoc.xml · nonDerivative · entry 4

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 840,020

F6 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon vesting of Restricted Stock Units.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 23:58 UTC
OBARA PATChief Financial Officer
Exercise / conversionCommon Stock 22,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-024544 · rdgdoc.xml · nonDerivative · entry 3

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 851,991

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 23:58 UTC
OBARA PATChief Financial Officer
Tax withholdingCommon Stock 47,882 $5.86 $280,588.52
Disclosure

SEC source: 0001437749-24-024544 · rdgdoc.xml · nonDerivative · entry 2

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 829,616

F5 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon vesting of Performance Based Restricted Stock Units.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 23:58 UTC
OBARA PATChief Financial Officer
Exercise / conversionCommon Stock 89,498 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-024544 · rdgdoc.xml · nonDerivative · entry 1

OBARA PAT · CIK 0001373816 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 877,498

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock. This transaction represents the settlement of Performance Based Restricted Stock Units in shares of common stock on their scheduled vesting date.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 22:15 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
Exercise / conversionRestricted Stock Units · Derivative 22,564 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-024537 · rdgdoc.xml · derivative · entry 12

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,729

Underlying: Common Stock · 22,564 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F4 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

F4 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 22:15 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
Exercise / conversionRestricted Stock Units · Derivative 13,191 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-024537 · rdgdoc.xml · derivative · entry 11

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,293

Underlying: Common Stock · 13,191 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F4 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

F4 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 22:15 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
Exercise / conversionRestricted Stock Unit · Derivative 22,375 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-024537 · rdgdoc.xml · derivative · entry 10

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,484

Underlying: Common Stock · 22,375 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F4 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

F4 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 22:15 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
Exercise / conversionPerformance Based Restricted Stock Units · Derivative 89,498 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-024537 · rdgdoc.xml · derivative · entry 9

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 198,889

Underlying: Common Stock · 89,498 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock. This transaction represents the settlement of Performance Based Restricted Stock Units in shares of common stock on their scheduled vesting date.

F3 · derivative.exercise_date: This award has vested on the third anniversary of the grant date.

F3 · derivative.expiration_date: This award has vested on the third anniversary of the grant date.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 22:15 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
Tax withholdingCommon Stock 9,669 $5.93 $57,337.17
Disclosure

SEC source: 0001437749-24-024537 · rdgdoc.xml · nonDerivative · entry 8

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 978,531

F6 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon vesting of Restricted Stock Units.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 22:15 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
Exercise / conversionCommon Stock 22,564 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-024537 · rdgdoc.xml · nonDerivative · entry 7

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 988,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 22:15 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
Tax withholdingCommon Stock 5,653 $5.56 $31,430.68
Disclosure

SEC source: 0001437749-24-024537 · rdgdoc.xml · nonDerivative · entry 6

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 965,636

F6 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon vesting of Restricted Stock Units.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 22:15 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
Exercise / conversionCommon Stock 13,191 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-024537 · rdgdoc.xml · nonDerivative · entry 5

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 971,289

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 22:15 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
Tax withholdingCommon Stock 9,798 $5.86 $57,416.28
Disclosure

SEC source: 0001437749-24-024537 · rdgdoc.xml · nonDerivative · entry 4

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 958,098

F6 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon vesting of Restricted Stock Units.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 22:15 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
Exercise / conversionCommon Stock 22,375 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-024537 · rdgdoc.xml · nonDerivative · entry 3

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 967,896

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 22:15 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
Tax withholdingCommon Stock 38,350 $5.86 $224,731.00
Disclosure

SEC source: 0001437749-24-024537 · rdgdoc.xml · nonDerivative · entry 2

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 945,521

F5 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon vesting of Performance Based Restricted Stock Units.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 22:15 UTC
MELBYE SCOTTEXECUTIVE VICE PRESIDENT
Exercise / conversionCommon Stock 89,498 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-024537 · rdgdoc.xml · nonDerivative · entry 1

MELBYE SCOTT · CIK 0001619749 · EXECUTIVE VICE PRESIDENT

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 983,871

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock. This transaction represents the settlement of Performance Based Restricted Stock Units in shares of common stock on their scheduled vesting date.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 21:25 UTC
KONG DAVIDDirector
Exercise / conversionRestricted Stock Units · Derivative 5,128 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-024513 · rdgdoc.xml · derivative · entry 6

KONG DAVID · CIK 0001509171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,882

Underlying: Common Stock · 5,128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

F2 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 21:25 UTC
KONG DAVIDDirector
Exercise / conversionRestricted Stock Units · Derivative 4,606 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-024513 · rdgdoc.xml · derivative · entry 5

KONG DAVID · CIK 0001509171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,010

Underlying: Common Stock · 4,606 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

F2 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 21:25 UTC
KONG DAVIDDirector
Tax withholdingCommon Stock 2,564 $5.93 $15,204.52
Disclosure

SEC source: 0001437749-24-024513 · rdgdoc.xml · nonDerivative · entry 4

KONG DAVID · CIK 0001509171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,952

F3 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of this award.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 21:25 UTC
KONG DAVIDDirector
Exercise / conversionCommon Stock 5,128 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-024513 · rdgdoc.xml · nonDerivative · entry 3

KONG DAVID · CIK 0001509171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 21:25 UTC
KONG DAVIDDirector
Tax withholdingCommon Stock 2,303 $5.56 $12,804.68
Disclosure

SEC source: 0001437749-24-024513 · rdgdoc.xml · nonDerivative · entry 2

KONG DAVID · CIK 0001509171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,388

F3 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon the vesting of this award.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 21:25 UTC
KONG DAVIDDirector
Exercise / conversionCommon Stock 4,606 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-024513 · rdgdoc.xml · nonDerivative · entry 1

KONG DAVID · CIK 0001509171 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,691

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 22:01 UTC Exercise / conversionRestricted Stock Units · Derivative 5,128 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-024529 · rdgdoc.xml · derivative · entry 4

Ballesta Moya Gloria L · CIK 0001746922 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,464

Underlying: Common Stock · 5,128 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

F2 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 22:01 UTC Exercise / conversionRestricted Stock Units · Derivative 4,187 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-024529 · rdgdoc.xml · derivative · entry 3

Ballesta Moya Gloria L · CIK 0001746922 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,592

Underlying: Common Stock · 4,187 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F2 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

F2 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 22:01 UTC Exercise / conversionCommon Stock 5,128 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-024529 · rdgdoc.xml · nonDerivative · entry 2

Ballesta Moya Gloria L · CIK 0001746922 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 90,232

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 22:01 UTC Exercise / conversionCommon Stock 4,187 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-024529 · rdgdoc.xml · nonDerivative · entry 1

Ballesta Moya Gloria L · CIK 0001746922 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,104

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 20:12 UTC
Adnani AmirDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 132,564 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-024483 · rdgdoc.xml · derivative · entry 14

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · By Amir Adnani Corp.

Disclosed balance after: 265,128

Underlying: Common Stock · 132,564 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F6 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

F6 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 20:12 UTC
Adnani AmirDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 48,040 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-024483 · rdgdoc.xml · derivative · entry 13

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 444,762

Underlying: Common Stock · 48,040 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F6 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

F6 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 20:12 UTC
Adnani AmirDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 78,489 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-024483 · rdgdoc.xml · derivative · entry 12

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 492,802

Underlying: Common Stock · 78,489 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F6 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

F6 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 20:12 UTC
Adnani AmirDirector · President and CEO
Exercise / conversionPerformance Based Restricted Stock Units · Derivative 313,954 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-024483 · rdgdoc.xml · derivative · entry 10

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 703,832

Underlying: Common Stock · 313,954 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock. This transaction represents the settlement of Performance Based Restricted Stock Units in shares of common stock on their scheduled vesting date.

F4 · derivative.exercise_date: This award has vested on the third anniversary of the grant date.

F4 · derivative.expiration_date: This award has vested on the third anniversary of the grant date.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 20:12 UTC
Adnani AmirDirector · President and CEO
Tax withholdingCommon Stock 70,922 $5.93 $420,567.46
Disclosure

SEC source: 0001437749-24-024483 · rdgdoc.xml · nonDerivative · entry 8

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,182,326

F8 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon vesting of Restricted Stock Units.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 20:12 UTC
Adnani AmirDirector · President and CEO
Exercise / conversionCommon Stock 132,564 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-024483 · rdgdoc.xml · nonDerivative · entry 7

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,253,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 20:12 UTC
Adnani AmirDirector · President and CEO
Tax withholdingCommon Stock 25,702 $5.56 $142,903.12
Disclosure

SEC source: 0001437749-24-024483 · rdgdoc.xml · nonDerivative · entry 6

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,120,684

F8 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon vesting of Restricted Stock Units.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 20:12 UTC
Adnani AmirDirector · President and CEO
Exercise / conversionCommon Stock 48,040 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-024483 · rdgdoc.xml · nonDerivative · entry 5

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,146,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 20:12 UTC
Adnani AmirDirector · President and CEO
Tax withholdingCommon Stock 41,992 $5.86 $246,073.12
Disclosure

SEC source: 0001437749-24-024483 · rdgdoc.xml · nonDerivative · entry 4

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,098,346

F8 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon vesting of Restricted Stock Units.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 20:12 UTC
Adnani AmirDirector · President and CEO
Exercise / conversionCommon Stock 78,489 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-024483 · rdgdoc.xml · nonDerivative · entry 3

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,140,338

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 20:12 UTC
Adnani AmirDirector · President and CEO
Tax withholdingCommon Stock 167,966 $5.86 $984,280.76
Disclosure

SEC source: 0001437749-24-024483 · rdgdoc.xml · nonDerivative · entry 2

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,061,849

F7 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon vesting of Performance Based Restricted Stock Units.

Read SEC document
July 31, 2024 Filed Aug 2, 2024 20:12 UTC
Adnani AmirDirector · President and CEO
Exercise / conversionCommon Stock 313,954 Not disclosed Not disclosed
Disclosure

SEC source: 0001437749-24-024483 · rdgdoc.xml · nonDerivative · entry 1

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,229,815

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock. This transaction represents the settlement of Performance Based Restricted Stock Units in shares of common stock on their scheduled vesting date.

Read SEC document
July 31, 2024 Filed Aug 1, 2026 01:23 UTC Amendment
Adnani AmirDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 132,564 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-025286 · rdgdoc.xml · derivative · entry 14

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 709,890

Underlying: Common Stock · 132,564 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F6 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

F6 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

Read SEC document
July 31, 2024 Filed Aug 1, 2026 01:23 UTC Amendment
Adnani AmirDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 48,040 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-025286 · rdgdoc.xml · derivative · entry 13

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 842,454

Underlying: Common Stock · 48,040 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F6 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

F6 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

Read SEC document
July 31, 2024 Filed Aug 1, 2026 01:23 UTC Amendment
Adnani AmirDirector · President and CEO
Exercise / conversionRestricted Stock Units · Derivative 78,489 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-025286 · rdgdoc.xml · derivative · entry 12

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 890,494

Underlying: Common Stock · 78,489 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit represents the right to receive, at settlement, one share of common stock.

F6 · derivative.exercise_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

F6 · derivative.expiration_date: This award has vested as to one-third of the Restricted Stock Units on the first, second and third anniversary of the grant date.

Read SEC document
July 31, 2024 Filed Aug 1, 2026 01:23 UTC Amendment
Adnani AmirDirector · President and CEO
Exercise / conversionPerformance Based Restricted Stock Units · Derivative 313,954 $0.00 $0.00
Disclosure

SEC source: 0001437749-26-025286 · rdgdoc.xml · derivative · entry 10

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 703,832

Underlying: Common Stock · 313,954 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each Performance Based Restricted Stock Unit represents a contingent right to receive one share of common stock. This transaction represents the settlement of Performance Based Restricted Stock Units in shares of common stock on their scheduled vesting date.

F4 · derivative.exercise_date: This award has vested on the third anniversary of the grant date.

F4 · derivative.expiration_date: This award has vested on the third anniversary of the grant date.

Read SEC document
July 31, 2024 Filed Aug 1, 2026 01:23 UTC Amendment
Adnani AmirDirector · President and CEO
Tax withholdingCommon Stock 70,922 $5.93 $420,567.46
Disclosure

SEC source: 0001437749-26-025286 · rdgdoc.xml · nonDerivative · entry 8

Adnani Amir · CIK 0001346101 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,182,326

F8 · shares: Represents shares of common stock withheld to satisfy tax withholding requirements upon vesting of Restricted Stock Units.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.