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Nasdaq · USD

UCTT

Ultra Clean Holdings, Inc.

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Tapewire entity
1193
SEC CIK
0001275014
Parsed reports
552

Last 12 months

Inside the activity.

0 purchase rows · 86 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202601
May 2026012
Jun 2026069
Jul 202603
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 30, 2022 Filed May 4, 2022 01:59 UTC
WILLIAMS WILLIAM JOEPresident, Products Business
Tax withholdingCommon Stock 1,314 $31.17 $40,957.38
Disclosure

SEC source: 0000950103-22-007882 · dp172534_4-williams.xml · nonDerivative · entry 2

WILLIAMS WILLIAM JOE · CIK 0001698624 · President, Products Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,073

F2 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 30, 2022 Filed May 4, 2022 01:58 UTC
Siu ChrisChief Accounting Officer & SVP
Tax withholdingCommon Stock 502 $31.17 $15,647.34
Disclosure

SEC source: 0000950103-22-007880 · dp172533_4-siu.xml · nonDerivative · entry 3

Siu Chris · CIK 0001389044 · Chief Accounting Officer & SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,653

F2 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 30, 2022 Filed May 4, 2022 01:58 UTC
Siu ChrisChief Accounting Officer & SVP
Tax withholdingCommon Stock 200 $31.17 $6,234.00
Disclosure

SEC source: 0000950103-22-007880 · dp172533_4-siu.xml · nonDerivative · entry 2

Siu Chris · CIK 0001389044 · Chief Accounting Officer & SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,155

F2 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 30, 2022 Filed May 4, 2022 01:56 UTC
Bentinck BillPresident, Services Business
Tax withholdingCommon Stock 903 $31.17 $28,146.51
Disclosure

SEC source: 0000950103-22-007879 · dp172529_4-bentinck.xml · nonDerivative · entry 3

Bentinck Bill · CIK 0001778203 · President, Services Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,879

F2 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 30, 2022 Filed May 4, 2022 01:56 UTC
Bentinck BillPresident, Services Business
Tax withholdingCommon Stock 361 $31.17 $11,252.37
Disclosure

SEC source: 0000950103-22-007879 · dp172529_4-bentinck.xml · nonDerivative · entry 2

Bentinck Bill · CIK 0001778203 · President, Services Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,782

F2 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 30, 2022 Filed May 4, 2022 01:54 UTC
Cho Paul YoonkuGeneral Counsel and Secretary
Tax withholdingCommon Stock 599 $31.17 $18,670.83
Disclosure

SEC source: 0000950103-22-007874 · dp172530_4-cho.xml · nonDerivative · entry 3

Cho Paul Yoonku · CIK 0001791106 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,542

F2 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 30, 2022 Filed May 4, 2022 01:54 UTC
Cho Paul YoonkuGeneral Counsel and Secretary
Tax withholdingCommon Stock 239 $31.17 $7,449.63
Disclosure

SEC source: 0000950103-22-007874 · dp172530_4-cho.xml · nonDerivative · entry 2

Cho Paul Yoonku · CIK 0001791106 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,141

F2 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 29, 2022 Filed May 3, 2022 21:59 UTC
Scholhamer James PDirector · CEO
GrantCommon Stock 36,346 $0.00 $0.00
Disclosure

SEC source: 0000950103-22-007881 · dp171685_4-scholhamer.xml · nonDerivative · entry 1

Scholhamer James P · CIK 0001133294 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 422,628

F1 · shares: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 29, 2022.

Read SEC document
April 29, 2022 Filed May 4, 2022 01:55 UTC
Palfrey Jamie J.SVP, Global Human Resources
GrantCommon Stock 8,017 $0.00 $0.00
Disclosure

SEC source: 0000950103-22-007875 · dp172572_4-palfrey.xml · nonDerivative · entry 1

Palfrey Jamie J. · CIK 0001886616 · SVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,125

F1 · shares: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 29, 2022.

Read SEC document
April 29, 2022 Filed May 4, 2022 01:55 UTC
McKibben Jeffrey L.Chief Information Officer
GrantCommon Stock 8,314 $0.00 $0.00
Disclosure

SEC source: 0000950103-22-007876 · dp172573_4-mckibben.xml · nonDerivative · entry 1

McKibben Jeffrey L. · CIK 0001878029 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,272

F1 · shares: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 29, 2022.

Read SEC document
April 29, 2022 Filed May 4, 2022 01:56 UTC
Savage SheriCFO and SVP Finance
GrantCommon Stock 16,629 $0.00 $0.00
Disclosure

SEC source: 0000950103-22-007877 · dp172532_4-savage.xml · nonDerivative · entry 1

Savage Sheri · CIK 0001667557 · CFO and SVP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,494

F1 · shares: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 29, 2022

Read SEC document
April 29, 2022 Filed May 4, 2022 01:59 UTC
WILLIAMS WILLIAM JOEPresident, Products Business
GrantCommon Stock 8,017 $0.00 $0.00
Disclosure

SEC source: 0000950103-22-007882 · dp172534_4-williams.xml · nonDerivative · entry 1

WILLIAMS WILLIAM JOE · CIK 0001698624 · President, Products Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,387

F1 · shares: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 29, 2022.

Read SEC document
April 29, 2022 Filed May 4, 2022 01:58 UTC
Siu ChrisChief Accounting Officer & SVP
GrantCommon Stock 6,235 $0.00 $0.00
Disclosure

SEC source: 0000950103-22-007880 · dp172533_4-siu.xml · nonDerivative · entry 1

Siu Chris · CIK 0001389044 · Chief Accounting Officer & SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,355

F1 · shares: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 29, 2022.

Read SEC document
April 29, 2022 Filed May 4, 2022 01:56 UTC
Bentinck BillPresident, Services Business
GrantCommon Stock 8,017 $0.00 $0.00
Disclosure

SEC source: 0000950103-22-007879 · dp172529_4-bentinck.xml · nonDerivative · entry 1

Bentinck Bill · CIK 0001778203 · President, Services Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,143

F1 · shares: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 29, 2022.

Read SEC document
April 29, 2022 Filed May 4, 2022 01:56 UTC
Chinnasami Vijayan S.Chief Operating Officer
GrantCommon Stock 16,629 $0.00 $0.00
Disclosure

SEC source: 0000950103-22-007878 · dp172574_4-chinnasami.xml · nonDerivative · entry 1

Chinnasami Vijayan S. · CIK 0001550421 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,570

F1 · shares: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of April 29, 2022.

Read SEC document
April 29, 2022 Filed May 4, 2022 01:54 UTC
Cho Paul YoonkuGeneral Counsel and Secretary
GrantCommon Stock 5,879 $0.00 $0.00
Disclosure

SEC source: 0000950103-22-007874 · dp172530_4-cho.xml · nonDerivative · entry 1

Cho Paul Yoonku · CIK 0001791106 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,380

F1 · shares: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement

Read SEC document
April 26, 2022 Filed Apr 29, 2022 00:14 UTC
Bentinck BillPresident, Services Business
Tax withholdingCommon Stock 9,741 $32.91 $320,576.31
Disclosure

SEC source: 0000950103-22-007359 · dp172017_4-bentinck.xml · nonDerivative · entry 1

Bentinck Bill · CIK 0001778203 · President, Services Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,126

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 24, 2022 Filed Apr 26, 2022 19:28 UTC
Scholhamer James PDirector · CEO
Tax withholdingCommon Stock 11,905 $33.56 $399,531.80
Disclosure

SEC source: 0000950103-22-007064 · dp171685_4-scholhamer.xml · nonDerivative · entry 2

Scholhamer James P · CIK 0001133294 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,282

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

F2 · balance_after: Since the date of the reporting person's last ownership report, he transferred 87,463 shares of UCTT common stock to his ex-spouse pursuant to a domestic relations order.

Read SEC document
April 24, 2022 Filed Apr 26, 2022 19:28 UTC
Scholhamer James PDirector · CEO
Tax withholdingCommon Stock 7,557 $33.56 $253,612.92
Disclosure

SEC source: 0000950103-22-007064 · dp171685_4-scholhamer.xml · nonDerivative · entry 1

Scholhamer James P · CIK 0001133294 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 398,187

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

F2 · balance_after: Since the date of the reporting person's last ownership report, he transferred 87,463 shares of UCTT common stock to his ex-spouse pursuant to a domestic relations order.

Read SEC document
April 24, 2022 Filed Apr 26, 2022 23:27 UTC
Palfrey Jamie J.SVP, Global Human Resources
Tax withholdingCommon Stock 2,242 $33.56 $75,241.52
Disclosure

SEC source: 0000950103-22-007063 · dp171684_4-palfrey.xml · nonDerivative · entry 1

Palfrey Jamie J. · CIK 0001886616 · SVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,108

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 24, 2022 Filed Apr 26, 2022 23:29 UTC
Savage SheriCFO and SVP Finance
Tax withholdingCommon Stock 5,824 $33.56 $195,453.44
Disclosure

SEC source: 0000950103-22-007065 · dp171686_4-savage.xml · nonDerivative · entry 2

Savage Sheri · CIK 0001667557 · CFO and SVP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,865

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 24, 2022 Filed Apr 26, 2022 23:29 UTC
Savage SheriCFO and SVP Finance
Tax withholdingCommon Stock 5,824 $33.56 $195,453.44
Disclosure

SEC source: 0000950103-22-007065 · dp171686_4-savage.xml · nonDerivative · entry 1

Savage Sheri · CIK 0001667557 · CFO and SVP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,689

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 24, 2022 Filed Apr 26, 2022 23:30 UTC
Siu ChrisChief Accounting Officer & SVP
Tax withholdingCommon Stock 1,698 $33.56 $56,984.88
Disclosure

SEC source: 0000950103-22-007066 · dp171688_4-siu.xml · nonDerivative · entry 2

Siu Chris · CIK 0001389044 · Chief Accounting Officer & SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,120

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 24, 2022 Filed Apr 26, 2022 23:30 UTC
Siu ChrisChief Accounting Officer & SVP
Tax withholdingCommon Stock 566 $33.56 $18,994.96
Disclosure

SEC source: 0000950103-22-007066 · dp171688_4-siu.xml · nonDerivative · entry 1

Siu Chris · CIK 0001389044 · Chief Accounting Officer & SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,818

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 24, 2022 Filed Apr 26, 2022 23:31 UTC
WILLIAMS WILLIAM JOEPresident, Products Business
Tax withholdingCommon Stock 4,382 $33.56 $147,059.92
Disclosure

SEC source: 0000950103-22-007067 · dp171690_williams.xml · nonDerivative · entry 2

WILLIAMS WILLIAM JOE · CIK 0001698624 · President, Products Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,370

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 24, 2022 Filed Apr 26, 2022 23:31 UTC
WILLIAMS WILLIAM JOEPresident, Products Business
Tax withholdingCommon Stock 974 $33.56 $32,687.44
Disclosure

SEC source: 0000950103-22-007067 · dp171690_williams.xml · nonDerivative · entry 1

WILLIAMS WILLIAM JOE · CIK 0001698624 · President, Products Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,752

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 24, 2022 Filed Apr 26, 2022 23:26 UTC
Cho Paul YoonkuGeneral Counsel and Secretary
Tax withholdingCommon Stock 2,112 $33.56 $70,878.72
Disclosure

SEC source: 0000950103-22-007062 · dp171683_4-cho.xml · nonDerivative · entry 2

Cho Paul Yoonku · CIK 0001791106 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,501

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 24, 2022 Filed Apr 26, 2022 23:26 UTC
Cho Paul YoonkuGeneral Counsel and Secretary
Tax withholdingCommon Stock 667 $33.56 $22,384.52
Disclosure

SEC source: 0000950103-22-007062 · dp171683_4-cho.xml · nonDerivative · entry 1

Cho Paul Yoonku · CIK 0001791106 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,613

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 24, 2022 Filed Apr 26, 2022 23:25 UTC
Bentinck BillPresident, Services Business
Tax withholdingCommon Stock 3,593 $33.56 $120,581.08
Disclosure

SEC source: 0000950103-22-007061 · dp171682_4-bentinck.xml · nonDerivative · entry 2

Bentinck Bill · CIK 0001778203 · President, Services Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,867

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
April 24, 2022 Filed Apr 26, 2022 23:25 UTC
Bentinck BillPresident, Services Business
Tax withholdingCommon Stock 1,118 $33.56 $37,520.08
Disclosure

SEC source: 0000950103-22-007061 · dp171682_4-bentinck.xml · nonDerivative · entry 1

Bentinck Bill · CIK 0001778203 · President, Services Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,460

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 23:30 UTC
Palfrey Jamie J.SVP, Global Human Resources
GrantCommon Stock 1,539 $0.00 $0.00
Disclosure

SEC source: 0000950103-22-005426 · dp170087_4-palfrey.xml · nonDerivative · entry 1

Palfrey Jamie J. · CIK 0001886616 · SVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,350

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of March 25, 2022.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 23:27 UTC
Savage SheriCFO and SVP Finance
GrantCommon Stock 6,158 $0.00 $0.00
Disclosure

SEC source: 0000950103-22-005424 · dp170088_4-savage.xml · nonDerivative · entry 1

Savage Sheri · CIK 0001667557 · CFO and SVP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,513

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of March 25, 2022.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 23:29 UTC
Cho Paul YoonkuGeneral Counsel and Secretary
GrantCommon Stock 1,026 $0.00 $0.00
Disclosure

SEC source: 0000950103-22-005425 · dp170086_4-cho.xml · nonDerivative · entry 1

Cho Paul Yoonku · CIK 0001791106 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,280

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of March 25, 2022.

Read SEC document
March 25, 2022 Filed Mar 29, 2022 23:26 UTC
Chinnasami Vijayan S.Chief Operating Officer
GrantCommon Stock 6,158 $0.00 $0.00
Disclosure

SEC source: 0000950103-22-005423 · dp170085_4-chinnasami.xml · nonDerivative · entry 1

Chinnasami Vijayan S. · CIK 0001550421 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,941

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of March 25, 2022.

Read SEC document
March 02, 2022 Filed Mar 4, 2022 23:08 UTC SaleCommon Stock 25,000 $45.68 $1,141,887.50
Disclosure

SEC source: 0000950103-22-004041 · dp168580_4-ibnale.xml · nonDerivative · entry 1

IBNALE DAVID T · CIK 0001283715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,899

F1 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $45.33 to $46.00. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
January 26, 2022 Filed Jan 29, 2022 00:08 UTC SaleCommon Stock 3,000 $50.83 $152,490.00
Disclosure

SEC source: 0000950103-22-001563 · dp166014_4-granger.xml · nonDerivative · entry 1

GRANGER CLARENCE L · CIK 0001283710 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,137

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 22:33 UTC
Chinnasami Vijayan S.Chief Operating Officer
SaleCommon Stock 2,300 $60.00 $138,000.00
Disclosure

SEC source: 0000950103-22-000276 · dp164812_4-chinnasami.xml · nonDerivative · entry 1

Chinnasami Vijayan S. · CIK 0001550421 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,783

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

Read SEC document
December 17, 2021 Filed Feb 6, 2024 23:52 UTC
McKibben Jeffrey L.Chief Information Officer
GrantCommon Stock 2,121 $0.00 $0.00
Disclosure

SEC source: 0000950103-24-001829 · dp206411_4-mckibben.xml · nonDerivative · entry 1

McKibben Jeffrey L. · CIK 0001878029 · Chief Information Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,285

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of December 17, 2021.

F2 · date: Due to an administrative oversight, this restricted stock unit grant was not timely filed.

F3 · balance_after: Represents shares currently held.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 23:44 UTC
Savage SheriCFO and SVP Finance
SaleCommon Stock 2,403 $60.41 $145,165.23
Disclosure

SEC source: 0000950103-21-017684 · dp161485_4-savage.xml · nonDerivative · entry 2

Savage Sheri · CIK 0001667557 · CFO and SVP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,355

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 23:44 UTC
Savage SheriCFO and SVP Finance
SaleCommon Stock 1,682 $59.23 $99,624.86
Disclosure

SEC source: 0000950103-21-017684 · dp161485_4-savage.xml · nonDerivative · entry 1

Savage Sheri · CIK 0001667557 · CFO and SVP Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,758

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

Read SEC document
November 08, 2021 Filed Nov 10, 2021 23:35 UTC SaleCommon Stock 6,569 $59.00 $387,571.00
Disclosure

SEC source: 0000950103-21-017683 · dp161489_4-liggett.xml · nonDerivative · entry 1

LIGGETT EMILY M · CIK 0001231898 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,930

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

Read SEC document
November 03, 2021 Filed Nov 5, 2021 22:25 UTC
Cho Paul YoonkuGeneral Counsel and Secretary
SaleCommon Stock 9,247 $55.24 $510,832.95
Disclosure

SEC source: 0000950103-21-017461 · dp161314_4-cho.xml · nonDerivative · entry 1

Cho Paul Yoonku · CIK 0001791106 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,254

F1 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $54.935 to $55.435. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
October 29, 2021 Filed Nov 2, 2021 21:39 UTC
Palfrey Jamie J.SVP, Global Human Resources
GrantCommon Stock 7,072 $0.00 $0.00
Disclosure

SEC source: 0000950103-21-017236 · dp160952_4-palfrey.xml · nonDerivative · entry 1

Palfrey Jamie J. · CIK 0001886616 · SVP, Global Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,811

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of October 29, 2021.

Read SEC document
October 26, 2021 Filed Oct 28, 2021 22:04 UTC
WILLIAMS WILLIAM JOEPresident, Products Business
Tax withholdingCommon Stock 2,831 $42.67 $120,798.77
Disclosure

SEC source: 0000950103-21-016862 · dp160573_williams.xml · nonDerivative · entry 1

WILLIAMS WILLIAM JOE · CIK 0001698624 · President, Products Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,726

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

Read SEC document
October 25, 2021 Filed Oct 27, 2021 21:52 UTC
Cho Paul YoonkuGeneral Counsel and Secretary
Tax withholdingCommon Stock 2,982 $42.98 $128,166.36
Disclosure

SEC source: 0000950103-21-016709 · dp160446_4-cho.xml · nonDerivative · entry 1

Cho Paul Yoonku · CIK 0001791106 · General Counsel and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,501

F1 · shares: Represents shares automatically withheld for payment of tax liability arising as a result of the partial settlement of restricted stock unit awards that vested.

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September 02, 2021 Filed Sep 3, 2021 21:44 UTC SaleCommon Stock 11,748 $46.14 $542,022.18
Disclosure

SEC source: 0000950103-21-013590 · dp157401_4-ibnale.xml · nonDerivative · entry 2

IBNALE DAVID T · CIK 0001283715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,899

F2 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $46.008 to $46.35. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

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September 01, 2021 Filed Sep 3, 2021 21:44 UTC SaleCommon Stock 3,252 $45.54 $148,095.10
Disclosure

SEC source: 0000950103-21-013590 · dp157401_4-ibnale.xml · nonDerivative · entry 1

IBNALE DAVID T · CIK 0001283715 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,647

F1 · price: This is the weighted average sale price. Shares were sold in multiple transactions at prices from $45.50 to $45.68. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

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August 27, 2021 Filed Aug 31, 2021 23:02 UTC
McKibben Jeffrey L.Chief Information Officer
GrantCommon Stock 15,958 $0.00 $0.00
Disclosure

SEC source: 0000950103-21-013331 · dp157021_4-mckibben.xml · nonDerivative · entry 1

McKibben Jeffrey L. · CIK 0001878029 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,958

F1 · security: Restricted stock units vest over 3 years with equal parts vesting on each anniversary of the vesting commencement date of August 27, 2021.

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August 02, 2021 Filed Aug 4, 2021 21:52 UTC
WILLIAMS WILLIAM JOEPresident, Products Business
SaleCommon Stock 618 $55.09 $34,045.62
Disclosure

SEC source: 0000950103-21-011928 · dp155819_4-williams.xml · nonDerivative · entry 1

WILLIAMS WILLIAM JOE · CIK 0001698624 · President, Products Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,557

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

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July 29, 2021 Filed Aug 2, 2021 21:40 UTC
WILLIAMS WILLIAM JOEPresident, Products Business
SaleCommon Stock 627 $53.21 $33,362.67
Disclosure

SEC source: 0000950103-21-011747 · dp155488_4-williams.xml · nonDerivative · entry 1

WILLIAMS WILLIAM JOE · CIK 0001698624 · President, Products Business

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,175

F1 · kind: Shares sold pursuant to a previously established Rule 10b5-1 Plan.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.