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Uber Technologies, Inc

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2867
SEC CIK
0001543151
Parsed reports
947

Last 12 months

Inside the activity.

5 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202601
Feb 202620
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202631
Oct 202600

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Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 30, 2020 Filed Nov 3, 2020 21:31 UTC
West TonySee Remarks
SaleCommon Stock 2,000 $33.91 $67,820.00
Disclosure

SEC source: 0001562180-20-006522 · primarydocument.xml · nonDerivative · entry 1

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,405

F1 · kind: This transaction was made pursuant to Mr. West's existing Rule 10b5-1 plan.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 22:08 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 35 $33.72 $1,180.20
Disclosure

SEC source: 0001562180-20-006396 · primarydocument.xml · nonDerivative · entry 2

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,842

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2020.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 22:08 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 1,272 $33.72 $42,891.84
Disclosure

SEC source: 0001562180-20-006396 · primarydocument.xml · nonDerivative · entry 1

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,877

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2020.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 22:09 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Tax withholdingCommon Stock 365 $33.72 $12,307.80
Disclosure

SEC source: 0001562180-20-006397 · primarydocument.xml · nonDerivative · entry 1

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,967

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2020.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 22:12 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,863 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006398 · primarydocument.xml · derivative · entry 4

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,458

Underlying: Common Stock · 2,863 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th on July 16, 2020 and then 1/40 of the total RSUs each month thereafter.

F3 · derivative.expiration_date: The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th on July 16, 2020 and then 1/40 of the total RSUs each month thereafter.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 22:12 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 1,420 $33.72 $47,882.40
Disclosure

SEC source: 0001562180-20-006398 · primarydocument.xml · nonDerivative · entry 3

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,708

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2020.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 22:12 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 729 $33.72 $24,581.88
Disclosure

SEC source: 0001562180-20-006398 · primarydocument.xml · nonDerivative · entry 2

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,128

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2020.

Read SEC document
October 16, 2020 Filed Oct 20, 2020 22:12 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 2,863 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-006398 · primarydocument.xml · nonDerivative · entry 1

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,857

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 22:15 UTC
West TonySee Remarks
Tax withholdingCommon Stock 3,968 $37.14 $147,371.52
Disclosure

SEC source: 0001562180-20-006238 · primarydocument.xml · nonDerivative · entry 3

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 271,405

F4 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 1, 2020.

Read SEC document
October 01, 2020 Filed Oct 6, 2020 01:21 UTC
Chai NelsonChief Financial Officer
Tax withholdingCommon Stock 2,528 $37.14 $93,889.92
Disclosure

SEC source: 0001562180-20-006297 · primarydocument.xml · nonDerivative · entry 1

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,477

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 1, 2020.

Read SEC document
October 01, 2020 Filed Oct 6, 2020 01:21 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Tax withholdingCommon Stock 1,012 $37.14 $37,585.68
Disclosure

SEC source: 0001562180-20-006298 · primarydocument.xml · nonDerivative · entry 1

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,332

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 1, 2020.

Read SEC document
October 01, 2020 Filed Oct 6, 2020 01:21 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 768 $37.14 $28,523.52
Disclosure

SEC source: 0001562180-20-006299 · primarydocument.xml · nonDerivative · entry 2

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,994

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 1, 2020.

Read SEC document
October 01, 2020 Filed Oct 6, 2020 01:21 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 636 $37.14 $23,621.04
Disclosure

SEC source: 0001562180-20-006299 · primarydocument.xml · nonDerivative · entry 1

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,762

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 1, 2020.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 22:15 UTC
West TonySee Remarks
SaleCommon Stock 128 $36.46 $4,667.38
Disclosure

SEC source: 0001562180-20-006238 · primarydocument.xml · nonDerivative · entry 2

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,373

F1 · kind: This transaction was made pursuant to Mr. West's existing Rule 10b5-1 plan.

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.4600 to $36.4650, inclusive.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 22:15 UTC
West TonySee Remarks
SaleCommon Stock 1,872 $36.07 $67,519.67
Disclosure

SEC source: 0001562180-20-006238 · primarydocument.xml · nonDerivative · entry 1

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,501

F1 · kind: This transaction was made pursuant to Mr. West's existing Rule 10b5-1 plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.42 to $36.40, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 21:29 UTC
Ceremony GlenSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 3,250 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006046 · primarydocument.xml · derivative · entry 5

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,750

Underlying: Common Stock · 3,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 13,000 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 25% of the total RSUs on September 16, 2020 and every six months thereafter.

F3 · derivative.expiration_date: The reporting person was granted 13,000 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 25% of the total RSUs on September 16, 2020 and every six months thereafter.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 21:29 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 1,612 $37.66 $60,707.92
Disclosure

SEC source: 0001562180-20-006046 · primarydocument.xml · nonDerivative · entry 4

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,149

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2020.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 21:29 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 35 $37.66 $1,318.10
Disclosure

SEC source: 0001562180-20-006046 · primarydocument.xml · nonDerivative · entry 3

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,761

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2020.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 21:29 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 1,273 $37.66 $47,941.18
Disclosure

SEC source: 0001562180-20-006046 · primarydocument.xml · nonDerivative · entry 2

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,796

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2020.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 21:29 UTC
Ceremony GlenSee Remarks
Exercise / conversionCommon Stock 3,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-006046 · primarydocument.xml · nonDerivative · entry 1

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 21:29 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Tax withholdingCommon Stock 365 $37.66 $13,745.90
Disclosure

SEC source: 0001562180-20-006048 · primarydocument.xml · nonDerivative · entry 1

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,344

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2020.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 21:29 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,862 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006047 · primarydocument.xml · derivative · entry 4

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,321

Underlying: Common Stock · 2,862 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th on July 16, 2020 and then 1/40 of the total RSUs each month thereafter.

F3 · derivative.expiration_date: The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th on July 16, 2020 and then 1/40 of the total RSUs each month thereafter.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 21:29 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 1,419 $37.66 $53,439.54
Disclosure

SEC source: 0001562180-20-006047 · primarydocument.xml · nonDerivative · entry 3

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,398

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2020.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 21:29 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 729 $37.66 $27,454.14
Disclosure

SEC source: 0001562180-20-006047 · primarydocument.xml · nonDerivative · entry 2

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,817

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2020.

Read SEC document
September 16, 2020 Filed Sep 18, 2020 21:29 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 2,862 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-006047 · primarydocument.xml · nonDerivative · entry 1

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,546

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 00:31 UTC
West TonySee Remarks
Tax withholdingCommon Stock 3,968 $34.30 $136,102.40
Disclosure

SEC source: 0001562180-20-005782 · primarydocument.xml · nonDerivative · entry 2

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,373

F3 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 1, 2020.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 23:44 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Tax withholdingCommon Stock 1,012 $34.30 $34,711.60
Disclosure

SEC source: 0001562180-20-005877 · primarydocument.xml · nonDerivative · entry 1

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,709

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 1, 2020.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 23:46 UTC
Chai NelsonChief Financial Officer
Tax withholdingCommon Stock 2,529 $34.30 $86,744.70
Disclosure

SEC source: 0001562180-20-005879 · primarydocument.xml · nonDerivative · entry 1

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,005

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 1, 2020.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 23:47 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 768 $34.30 $26,342.40
Disclosure

SEC source: 0001562180-20-005881 · primarydocument.xml · nonDerivative · entry 2

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,684

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 1, 2020.

Read SEC document
September 01, 2020 Filed Sep 3, 2020 23:47 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 636 $34.30 $21,814.80
Disclosure

SEC source: 0001562180-20-005881 · primarydocument.xml · nonDerivative · entry 1

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,452

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 1, 2020.

Read SEC document
August 31, 2020 Filed Sep 3, 2020 00:31 UTC
West TonySee Remarks
SaleCommon Stock 2,000 $33.62 $67,232.00
Disclosure

SEC source: 0001562180-20-005782 · primarydocument.xml · nonDerivative · entry 1

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 281,341

F1 · kind: This transaction was made pursuant to Mr. West's existing Rule 10b5-1 plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.40 to $33.87, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
August 16, 2020 Filed Aug 18, 2020 23:55 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 35 $29.99 $1,049.65
Disclosure

SEC source: 0001562180-20-005524 · primarydocument.xml · nonDerivative · entry 2

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,819

F1 · date: Shares withheld to satisfy tax liability upon vesting of restricted stock units on August 16, 2020.

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on August 16, 2020.

Read SEC document
August 16, 2020 Filed Aug 18, 2020 23:55 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 1,273 $29.99 $38,177.27
Disclosure

SEC source: 0001562180-20-005524 · primarydocument.xml · nonDerivative · entry 1

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,854

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on August 16, 2020.

F2 · balance_after: The total common stock holdings were inadvertently reported as 106,278 on the reporting person's previously filed Form 4 on July 20, 2020.

Read SEC document
August 16, 2020 Filed Aug 18, 2020 23:55 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Tax withholdingCommon Stock 365 $29.99 $10,946.35
Disclosure

SEC source: 0001562180-20-005525 · primarydocument.xml · nonDerivative · entry 1

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,721

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on August 16, 2020.

Read SEC document
August 16, 2020 Filed Aug 19, 2020 00:43 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,862 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005527 · primarydocument.xml · derivative · entry 4

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,183

Underlying: Common Stock · 2,862 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 114,495 restrictd stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th on July 16, 2020 and then 1/40 of the total RSUs each month thereafter.

F3 · derivative.expiration_date: The reporting person was granted 114,495 restrictd stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th on July 16, 2020 and then 1/40 of the total RSUs each month thereafter.

Read SEC document
August 16, 2020 Filed Aug 19, 2020 00:43 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 729 $29.99 $21,862.71
Disclosure

SEC source: 0001562180-20-005527 · primarydocument.xml · nonDerivative · entry 3

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,088

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on August 16, 2020.

Read SEC document
August 16, 2020 Filed Aug 19, 2020 00:43 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 1,419 $29.99 $42,555.81
Disclosure

SEC source: 0001562180-20-005527 · primarydocument.xml · nonDerivative · entry 2

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,817

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on August 16, 2020.

Read SEC document
August 16, 2020 Filed Aug 19, 2020 00:43 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 2,862 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-005527 · primarydocument.xml · nonDerivative · entry 1

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,236

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 01, 2020 Filed Aug 5, 2020 00:18 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 768 $30.26 $23,239.68
Disclosure

SEC source: 0001562180-20-005299 · primarydocument.xml · nonDerivative · entry 2

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,374

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on August 1, 2020.

Read SEC document
August 01, 2020 Filed Aug 5, 2020 00:18 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 636 $30.26 $19,245.36
Disclosure

SEC source: 0001562180-20-005299 · primarydocument.xml · nonDerivative · entry 1

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,142

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on August 1, 2020.

Read SEC document
August 01, 2020 Filed Aug 5, 2020 00:19 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Tax withholdingCommon Stock 1,013 $30.26 $30,653.38
Disclosure

SEC source: 0001562180-20-005301 · primarydocument.xml · nonDerivative · entry 1

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,086

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on August 1, 2020.

Read SEC document
August 01, 2020 Filed Aug 5, 2020 00:19 UTC
Chai NelsonChief Financial Officer
Tax withholdingCommon Stock 2,529 $30.26 $76,527.54
Disclosure

SEC source: 0001562180-20-005300 · primarydocument.xml · nonDerivative · entry 1

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,534

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on August 1, 2020.

Read SEC document
August 01, 2020 Filed Aug 5, 2020 00:19 UTC
West TonySee Remarks
Tax withholdingCommon Stock 3,968 $30.26 $120,071.68
Disclosure

SEC source: 0001562180-20-005302 · primarydocument.xml · nonDerivative · entry 2

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,341

F3 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on August 1, 2020.

Read SEC document
July 31, 2020 Filed Aug 5, 2020 00:19 UTC
West TonySee Remarks
SaleCommon Stock 2,000 $30.40 $60,800.00
Disclosure

SEC source: 0001562180-20-005302 · primarydocument.xml · nonDerivative · entry 1

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 287,309

F1 · kind: This transaction was made pursuant to Mr. West's existing Rule 10b5-1 plan.

F2 · balance_after: The total common stock holdings were inadvertently reported as 288,460 on the reporting person's previously filed Form 4 on July 2, 2020.

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July 29, 2020 Filed Aug 1, 2020 00:24 UTC
Hazelbaker JillSee Remarks
GrantRestricted Stock Units · Derivative 224,148 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005260 · primarydocument.xml · derivative · entry 3

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,148

Underlying: Common Stock · 224,148 shares

Expires not disclosed

F4 · kind: Consists of 224,148 RSUs granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 4/48 of the total RSUs on November 16, 2020 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4 · derivative.exercise_date: Consists of 224,148 RSUs granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 4/48 of the total RSUs on November 16, 2020 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4 · derivative.expiration_date: Consists of 224,148 RSUs granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 4/48 of the total RSUs on November 16, 2020 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

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July 29, 2020 Filed Aug 1, 2020 00:24 UTC
West TonySee Remarks
GrantRestricted Stock Units · Derivative 224,148 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005261 · primarydocument.xml · derivative · entry 1

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 224,148

Underlying: Common Stock · 224,148 shares

Expires not disclosed

F1 · kind: Consists of 224,148 restricted stock units (RSUs) granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 20% of the total RSUs shall vest on August 16, 2021, 50% shall vest in equal monthly installments for 24 months thereafter, and 30% shall vest in equal monthly installments for the remaining 12 months thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F1 · derivative.exercise_date: Consists of 224,148 restricted stock units (RSUs) granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 20% of the total RSUs shall vest on August 16, 2021, 50% shall vest in equal monthly installments for 24 months thereafter, and 30% shall vest in equal monthly installments for the remaining 12 months thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F1 · derivative.expiration_date: Consists of 224,148 restricted stock units (RSUs) granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 20% of the total RSUs shall vest on August 16, 2021, 50% shall vest in equal monthly installments for 24 months thereafter, and 30% shall vest in equal monthly installments for the remaining 12 months thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

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July 16, 2020 Filed Jul 20, 2020 20:21 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 34 $32.35 $1,099.90
Disclosure

SEC source: 0001562180-20-005188 · primarydocument.xml · nonDerivative · entry 2

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,278

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on July 16, 2020.

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July 16, 2020 Filed Jul 20, 2020 20:21 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 1,272 $32.35 $41,149.20
Disclosure

SEC source: 0001562180-20-005188 · primarydocument.xml · nonDerivative · entry 1

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,312

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on July 16, 2020.

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July 16, 2020 Filed Jul 20, 2020 20:22 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 729 $32.35 $23,583.15
Disclosure

SEC source: 0001562180-20-005189 · primarydocument.xml · nonDerivative · entry 2

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,096

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on July 16, 2020.

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July 16, 2020 Filed Jul 20, 2020 20:22 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 5,677 $32.35 $183,650.95
Disclosure

SEC source: 0001562180-20-005189 · primarydocument.xml · nonDerivative · entry 1

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,825

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on July 16, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.