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UBER

Uber Technologies, Inc

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2867
SEC CIK
0001543151
Parsed reports
947

Last 12 months

Inside the activity.

5 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202601
Feb 202620
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202631
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 01, 2021 Filed Jan 6, 2021 01:31 UTC
KHOSROWSHAHI DARADirector · Chief Executive Officer
Tax withholdingCommon Stock 20,250 $51.00 $1,032,750.00
Disclosure

SEC source: 0001562180-21-000131 · primarydocument.xml · nonDerivative · entry 2

KHOSROWSHAHI DARA · CIK 0001184237 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,113,505

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on January 1, 2021.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:37 UTC Exercise / conversionRestricted Stock Units · Derivative 8,520 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-000551 · doc4.xml · derivative · entry 2

AL-RUMAYYAN YASIR · CIK 0001775176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,520 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units of Uber Technologies, Inc. (the "Issuer") converted into common stock on a one-for-one basis upon vesting.

F2 · derivative.exercise_date: The reporting person was granted 8,520 restricted stock units of the Issuer on February 5, 2020, which vested on December 31, 2020. Such restricted stock units represented the right to receive shares of common stock on a one-for-one basis upon vesting. The Issuer reserved the right to issue to the reporting person the cash equivalent of shares of common stock, in part or in full satisfaction of the delivery of the shares of common stock, upon vesting of the restricted stock units.

F2 · derivative.expiration_date: The reporting person was granted 8,520 restricted stock units of the Issuer on February 5, 2020, which vested on December 31, 2020. Such restricted stock units represented the right to receive shares of common stock on a one-for-one basis upon vesting. The Issuer reserved the right to issue to the reporting person the cash equivalent of shares of common stock, in part or in full satisfaction of the delivery of the shares of common stock, upon vesting of the restricted stock units.

Read SEC document
December 31, 2020 Filed Jan 6, 2021 02:37 UTC Exercise / conversionCommon Stock 8,520 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-21-000551 · doc4.xml · nonDerivative · entry 1

AL-RUMAYYAN YASIR · CIK 0001775176 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,009

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units of Uber Technologies, Inc. (the "Issuer") converted into common stock on a one-for-one basis upon vesting.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 23:01 UTC Exercise / conversionRestricted Stock Units · Derivative 8,520 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000100 · primarydocument.xml · derivative · entry 3

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,520 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 8,520 restricted stock units on February 5, 2020, vesting on December 31, 2020.

F3 · derivative.expiration_date: The reporting person was granted 8,520 restricted stock units on February 5, 2020, vesting on December 31, 2020.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 23:01 UTC Exercise / conversionCommon Stock 8,520 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-000100 · primarydocument.xml · nonDerivative · entry 1

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,819

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 23:01 UTC Exercise / conversionRestricted Stock Units · Derivative 8,520 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000101 · primarydocument.xml · derivative · entry 2

Martello Wan Ling · CIK 0001775396 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,520 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reporting person was granted 8,520 restricted stock units on February 5, 2020, vesting on December 31, 2020.

F2 · derivative.expiration_date: The reporting person was granted 8,520 restricted stock units on February 5, 2020, vesting on December 31, 2020.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 23:01 UTC Exercise / conversionCommon Stock 8,520 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-000101 · primarydocument.xml · nonDerivative · entry 1

Martello Wan Ling · CIK 0001775396 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,311

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 23:02 UTC
THAIN JOHN ADirector
Exercise / conversionRestricted Stock Units · Derivative 8,520 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000102 · primarydocument.xml · derivative · entry 2

THAIN JOHN A · CIK 0001090355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,520 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 8,520 restricted stock units on February 5, 2020, vesting on December 31, 2020.

F3 · derivative.expiration_date: The reporting person was granted 8,520 restricted stock units on February 5, 2020, vesting on December 31, 2020.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 23:02 UTC
THAIN JOHN ADirector
Exercise / conversionCommon Stock 8,520 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-000102 · primarydocument.xml · nonDerivative · entry 1

THAIN JOHN A · CIK 0001090355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,047

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · balance_after: 368 shares were inadvertently omitted from the reporting person's holdings on prior Form 4s due to an administrative error.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 23:02 UTC Exercise / conversionRestricted Stock Units · Derivative 3,756 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000103 · primarydocument.xml · derivative · entry 2

Advaithi Revathi · CIK 0001649101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,756 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reporting person was granted 3,756 restricted stock units on July 7, 2020, vesting on December 31, 2020.

F2 · derivative.expiration_date: The reporting person was granted 3,756 restricted stock units on July 7, 2020, vesting on December 31, 2020.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 23:02 UTC Exercise / conversionCommon Stock 3,756 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-000103 · primarydocument.xml · nonDerivative · entry 1

Advaithi Revathi · CIK 0001649101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,756

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 23:02 UTC Exercise / conversionRestricted Stock Units · Derivative 5,097 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000105 · primarydocument.xml · derivative · entry 3

ECKERT ROBERT · CIK 0001194256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,097 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 5,097 restricted stock units on March 24, 2020, vesting on December 31, 2020.

F3 · derivative.expiration_date: The reporting person was granted 5,097 restricted stock units on March 24, 2020, vesting on December 31, 2020.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 23:02 UTC Exercise / conversionCommon Stock 5,097 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-000105 · primarydocument.xml · nonDerivative · entry 1

ECKERT ROBERT · CIK 0001194256 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,097

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 23:03 UTC Exercise / conversionRestricted Stock Units · Derivative 6,287 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000106 · primarydocument.xml · derivative · entry 2

Ginsberg Amanda · CIK 0001596941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,287 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reporting person was granted 6,287 restricted stock units on February 19, 2020, vesting on December 31, 2020.

F2 · derivative.expiration_date: The reporting person was granted 6,287 restricted stock units on February 19, 2020, vesting on December 31, 2020.

Read SEC document
December 31, 2020 Filed Jan 5, 2021 23:03 UTC Exercise / conversionCommon Stock 6,287 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-000106 · primarydocument.xml · nonDerivative · entry 1

Ginsberg Amanda · CIK 0001596941 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,287

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 28, 2020 Filed Jan 6, 2021 01:29 UTC
West TonySee Remarks
GiftCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000130 · primarydocument.xml · nonDerivative · entry 1

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,968

F1 · kind: Represents a gift of shares held by Mr. West. Following the transaction, the reporting person has neither investment control over nor a pecuniary interest in the transferred shares.

Read SEC document
December 17, 2020 Filed Dec 21, 2020 23:39 UTC
West TonySee Remarks
SaleCommon Stock 25,000 $50.56 $1,263,880.00
Disclosure

SEC source: 0001562180-20-007395 · primarydocument.xml · nonDerivative · entry 1

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 234,468

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.17 to $51.03, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 21:10 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 4,670 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-007348 · primarydocument.xml · derivative · entry 7

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,799

Underlying: Common Stock · 4,670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs on November 16, 2020 and 1/48 of the total RSUs each month thereafter.

F4 · derivative.expiration_date: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs on November 16, 2020 and 1/48 of the total RSUs each month thereafter.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 21:10 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,862 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-007348 · primarydocument.xml · derivative · entry 6

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,734

Underlying: Common Stock · 2,862 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 114,495 restrictd stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th on July 16, 2020 and then 1/40 of the total RSUs each month thereafter.

F3 · derivative.expiration_date: The reporting person was granted 114,495 restrictd stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th on July 16, 2020 and then 1/40 of the total RSUs each month thereafter.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 21:10 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 2,316 $50.49 $116,934.84
Disclosure

SEC source: 0001562180-20-007348 · primarydocument.xml · nonDerivative · entry 5

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,099

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on December 16, 2020.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 21:10 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 1,419 $50.49 $71,645.31
Disclosure

SEC source: 0001562180-20-007348 · primarydocument.xml · nonDerivative · entry 4

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,415

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on December 16, 2020.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 21:10 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 729 $50.49 $36,807.21
Disclosure

SEC source: 0001562180-20-007348 · primarydocument.xml · nonDerivative · entry 3

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,834

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on December 16, 2020.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 21:10 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 4,670 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-007348 · primarydocument.xml · nonDerivative · entry 2

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,563

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 21:10 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 2,862 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-007348 · primarydocument.xml · nonDerivative · entry 1

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,893

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 21:11 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 35 $50.49 $1,767.15
Disclosure

SEC source: 0001562180-20-007349 · primarydocument.xml · nonDerivative · entry 2

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,227

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on December 16, 2020.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 21:11 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 1,273 $50.49 $64,273.77
Disclosure

SEC source: 0001562180-20-007349 · primarydocument.xml · nonDerivative · entry 1

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,262

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on December 16, 2020.

Read SEC document
December 16, 2020 Filed Dec 18, 2020 21:11 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Tax withholdingCommon Stock 365 $50.49 $18,428.85
Disclosure

SEC source: 0001562180-20-007350 · primarydocument.xml · nonDerivative · entry 1

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,212

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on December 16, 2020.

Read SEC document
December 09, 2020 Filed Jan 6, 2021 01:31 UTC
KHOSROWSHAHI DARADirector · Chief Executive Officer
GiftCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-000131 · primarydocument.xml · nonDerivative · entry 1

KHOSROWSHAHI DARA · CIK 0001184237 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,133,755

F1 · kind: Represents a gift of shares held by Mr. Khosrowshahi. Following the transaction, the reporting person has neither investment control over nor a pecuniary interest in the transferred shares.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 01:59 UTC
West TonySee Remarks
Tax withholdingCommon Stock 3,968 $49.63 $196,931.84
Disclosure

SEC source: 0001562180-20-007035 · primarydocument.xml · nonDerivative · entry 2

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,468

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on December 1, 2020.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 23:02 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 636 $49.63 $31,564.68
Disclosure

SEC source: 0001562180-20-007065 · primarydocument.xml · nonDerivative · entry 2

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,031

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on December 1, 2020.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 23:02 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 768 $49.63 $38,115.84
Disclosure

SEC source: 0001562180-20-007065 · primarydocument.xml · nonDerivative · entry 1

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,667

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on December 1, 2020.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 23:03 UTC
Chai NelsonChief Financial Officer
Tax withholdingCommon Stock 2,527 $49.63 $125,415.01
Disclosure

SEC source: 0001562180-20-007067 · primarydocument.xml · nonDerivative · entry 1

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,423

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on December 1, 2020.

Read SEC document
December 01, 2020 Filed Dec 3, 2020 23:03 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Tax withholdingCommon Stock 1,012 $49.63 $50,225.56
Disclosure

SEC source: 0001562180-20-007069 · primarydocument.xml · nonDerivative · entry 1

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,577

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on December 1, 2020.

Read SEC document
November 30, 2020 Filed Dec 3, 2020 01:59 UTC
West TonySee Remarks
SaleCommon Stock 2,000 $50.22 $100,440.00
Disclosure

SEC source: 0001562180-20-007035 · primarydocument.xml · nonDerivative · entry 1

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,436

F1 · kind: This transaction was made pursuant to Mr. West's existing Rule 10b5-1 plan.

Read SEC document
November 23, 2020 Filed Feb 12, 2021 23:19 UTC
Hazelbaker JillSee Remarks
GiftCommon Stock 680 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001140 · primarydocument.xml · nonDerivative · entry 1

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,709

F1 · kind: Represents a gift of shares held by Ms. Hazelbaker. Following the transaction, the reporting person has neither investment control over nor a pecuniary interest in the transferred shares.

Read SEC document
November 16, 2020 Filed Nov 19, 2020 01:49 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 34 $49.21 $1,673.14
Disclosure

SEC source: 0001562180-20-006790 · primarydocument.xml · nonDerivative · entry 2

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,535

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on November 16, 2020.

Read SEC document
November 16, 2020 Filed Nov 19, 2020 01:49 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 1,273 $49.21 $62,644.33
Disclosure

SEC source: 0001562180-20-006790 · primarydocument.xml · nonDerivative · entry 1

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,569

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on November 16, 2020.

Read SEC document
November 16, 2020 Filed Nov 19, 2020 01:49 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Tax withholdingCommon Stock 365 $49.21 $17,961.65
Disclosure

SEC source: 0001562180-20-006791 · primarydocument.xml · nonDerivative · entry 1

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,589

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on November 16, 2020.

Read SEC document
November 16, 2020 Filed Nov 19, 2020 01:50 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 18,679 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006792 · primarydocument.xml · derivative · entry 7

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,469

Underlying: Common Stock · 18,679 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs on November 16, 2020 and 1/48 of the total RSUs each month thereafter.

F4 · derivative.expiration_date: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs on November 16, 2020 and 1/48 of the total RSUs each month thereafter.

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November 16, 2020 Filed Nov 19, 2020 01:50 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,862 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-006792 · primarydocument.xml · derivative · entry 6

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,596

Underlying: Common Stock · 2,862 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th on July 16, 2020 and then 1/40 of the total RSUs each month thereafter.

F3 · derivative.expiration_date: The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th on July 16, 2020 and then 1/40 of the total RSUs each month thereafter.

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November 16, 2020 Filed Nov 19, 2020 01:50 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 9,262 $49.21 $455,783.02
Disclosure

SEC source: 0001562180-20-006792 · primarydocument.xml · nonDerivative · entry 5

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,435

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on November 16, 2020.

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November 16, 2020 Filed Nov 19, 2020 01:50 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 1,419 $49.21 $69,828.99
Disclosure

SEC source: 0001562180-20-006792 · primarydocument.xml · nonDerivative · entry 4

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,697

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on November 16, 2020.

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November 16, 2020 Filed Nov 19, 2020 01:50 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 729 $49.21 $35,874.09
Disclosure

SEC source: 0001562180-20-006792 · primarydocument.xml · nonDerivative · entry 3

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,116

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on November 16, 2020.

Read SEC document
November 16, 2020 Filed Nov 19, 2020 01:50 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 2,862 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-006792 · primarydocument.xml · nonDerivative · entry 2

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 16, 2020 Filed Nov 19, 2020 01:50 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 18,679 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-20-006792 · primarydocument.xml · nonDerivative · entry 1

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

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November 01, 2020 Filed Nov 3, 2020 21:31 UTC
West TonySee Remarks
Tax withholdingCommon Stock 3,969 $33.41 $132,604.29
Disclosure

SEC source: 0001562180-20-006522 · primarydocument.xml · nonDerivative · entry 2

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,436

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on November 1, 2020.

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November 01, 2020 Filed Nov 3, 2020 21:32 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 768 $33.41 $25,658.88
Disclosure

SEC source: 0001562180-20-006523 · primarydocument.xml · nonDerivative · entry 2

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 134,304

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on November 1, 2020.

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November 01, 2020 Filed Nov 3, 2020 21:32 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 636 $33.41 $21,248.76
Disclosure

SEC source: 0001562180-20-006523 · primarydocument.xml · nonDerivative · entry 1

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,072

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on November 1, 2020.

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November 01, 2020 Filed Nov 3, 2020 21:32 UTC
Chai NelsonChief Financial Officer
Tax withholdingCommon Stock 2,527 $33.41 $84,427.07
Disclosure

SEC source: 0001562180-20-006524 · primarydocument.xml · nonDerivative · entry 1

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,950

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on November 1, 2020.

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November 01, 2020 Filed Nov 3, 2020 21:32 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Tax withholdingCommon Stock 1,013 $33.41 $33,844.33
Disclosure

SEC source: 0001562180-20-006525 · primarydocument.xml · nonDerivative · entry 1

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,954

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on November 1, 2020.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.