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UBER

Uber Technologies, Inc

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2867
SEC CIK
0001543151
Parsed reports
947

Last 12 months

Inside the activity.

5 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202601
Feb 202620
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202631
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 01, 2021 Filed Apr 6, 2021 00:18 UTC
West TonySee Remarks
Tax withholdingCommon Stock 3,969 $57.60 $228,614.40
Disclosure

SEC source: 0001562180-21-002678 · primarydocument.xml · nonDerivative · entry 1

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,108

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on April 1, 2021.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:18 UTC
Chai NelsonChief Financial Officer
Tax withholdingCommon Stock 2,525 $57.60 $145,440.00
Disclosure

SEC source: 0001562180-21-002679 · primarydocument.xml · nonDerivative · entry 1

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,674

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on April 1, 2021.

Read SEC document
April 01, 2021 Filed Apr 6, 2021 00:18 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Tax withholdingCommon Stock 926 $57.60 $53,337.60
Disclosure

SEC source: 0001562180-21-002680 · primarydocument.xml · nonDerivative · entry 1

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,383

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on April 1, 2021.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 23:50 UTC
Chai NelsonChief Financial Officer
GrantCommon Stock 123,153 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002430 · primarydocument.xml · nonDerivative · entry 1

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 351,199

F1 · shares: Consists of 123,153 restricted stock units ("RSUs") granted to the reporting person on September 10, 2018 pursuant to the Uber Technologies, Inc. 2013 Equity Incentive Plan, for which certain performance conditions have been satisfied and for which the time-based condition will be satisfied on September 10, 2021. Upon vesting, the RSUs become payable in common stock on a one-for-one basis.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 23:50 UTC
Ceremony GlenSee Remarks
GrantCommon Stock 12,249 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002431 · primarydocument.xml · nonDerivative · entry 1

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,214

F1 · shares: Consists of 12,249 restricted stock units ("RSUs") granted to the reporting person on January 28, 2019 pursuant to the Uber Technologies, Inc. 2013 Equity Incentive Plan, for which certain performance conditions have been satisfied and for which the time-based condition will be satisfied on October 16, 2021. Upon vesting, the RSUs become payable in common stock on a one-for-one basis.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 23:50 UTC
Krishnamurthy NikkiSVP and Chief People Officer
GrantCommon Stock 24,497 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002432 · primarydocument.xml · nonDerivative · entry 1

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,309

F1 · shares: Consists of 24,497 restricted stock units ("RSUs") granted to the reporting person on October 29, 2018 pursuant to the Uber Technologies, Inc. 2013 Equity Incentive Plan, for which certain performance conditions have been satisfied and for which the time-based condition will be satisfied on October 1, 2021. Upon vesting, the RSUs become payable in common stock on a one-for-one basis.

Read SEC document
March 22, 2021 Filed Mar 24, 2021 23:51 UTC GrantRestricted Stock Units · Derivative 3,392 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002433 · primarydocument.xml · derivative · entry 1

Wynaendts Alexander R · CIK 0001787734 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,392

Underlying: Common Stock · 3,392 shares

Expires not disclosed

F1 · derivative.expiration_date: The restricted stock units (RSUs) are scheduled to vest on December 31, 2021, subject to earlier vesting in certain circumstances. Upon vesting, RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
March 21, 2021 Filed Mar 23, 2021 23:34 UTC
KHOSROWSHAHI DARADirector · Chief Executive Officer
Tax withholdingCommon Stock 61,392 $57.08 $3,504,255.36
Disclosure

SEC source: 0001562180-21-002420 · primarydocument.xml · nonDerivative · entry 1

KHOSROWSHAHI DARA · CIK 0001184237 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 978,200

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 21, 2021.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 23:59 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,863 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002362 · primarydocument.xml · derivative · entry 10

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,146

Underlying: Common Stock · 2,863 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th on July 16, 2020 and then 1/40 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5 · derivative.expiration_date: The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th on July 16, 2020 and then 1/40 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 23:59 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 4,670 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002362 · primarydocument.xml · derivative · entry 9

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,790

Underlying: Common Stock · 4,670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs on November 16, 2020 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4 · derivative.expiration_date: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs on November 16, 2020 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 23:59 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 29,251 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002362 · primarydocument.xml · derivative · entry 8

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,753

Underlying: Common Stock · 29,251 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.expiration_date: The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 23:59 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 1,420 $58.85 $83,567.00
Disclosure

SEC source: 0001562180-21-002362 · primarydocument.xml · nonDerivative · entry 7

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,949

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March, 16, 2021.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 23:59 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 729 $58.85 $42,901.65
Disclosure

SEC source: 0001562180-21-002362 · primarydocument.xml · nonDerivative · entry 6

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 148,369

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March, 16, 2021.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 23:59 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 2,316 $58.85 $136,296.60
Disclosure

SEC source: 0001562180-21-002362 · primarydocument.xml · nonDerivative · entry 5

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,098

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March, 16, 2021.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 23:59 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 14,503 $58.85 $853,501.55
Disclosure

SEC source: 0001562180-21-002362 · primarydocument.xml · nonDerivative · entry 4

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,414

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March, 16, 2021.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 23:59 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 4,670 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-002362 · primarydocument.xml · nonDerivative · entry 3

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,917

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 23:59 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 2,863 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-002362 · primarydocument.xml · nonDerivative · entry 2

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 23:59 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 29,251 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-002362 · primarydocument.xml · nonDerivative · entry 1

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,384

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 23:59 UTC
Ceremony GlenSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 3,250 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002363 · primarydocument.xml · derivative · entry 8

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 3,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 13,000 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 25% of the total RSUs on September 16, 2020 and every six months thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4 · derivative.expiration_date: The reporting person was granted 13,000 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 25% of the total RSUs on September 16, 2020 and every six months thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 23:59 UTC
Ceremony GlenSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 7,800 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002363 · primarydocument.xml · derivative · entry 7

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,401

Underlying: Common Stock · 7,800 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.expiration_date: The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 23:59 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 3,430 $58.85 $201,855.50
Disclosure

SEC source: 0001562180-21-002363 · primarydocument.xml · nonDerivative · entry 6

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,965

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2021.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 23:59 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 35 $58.85 $2,059.75
Disclosure

SEC source: 0001562180-21-002363 · primarydocument.xml · nonDerivative · entry 5

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,395

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2021.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 23:59 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 1,273 $58.85 $74,916.05
Disclosure

SEC source: 0001562180-21-002363 · primarydocument.xml · nonDerivative · entry 4

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,430

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2021.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 23:59 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 1,612 $58.85 $94,866.20
Disclosure

SEC source: 0001562180-21-002363 · primarydocument.xml · nonDerivative · entry 3

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,703

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2021.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 23:59 UTC
Ceremony GlenSee Remarks
Exercise / conversionCommon Stock 7,800 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-002363 · primarydocument.xml · nonDerivative · entry 2

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 23:59 UTC
Ceremony GlenSee Remarks
Exercise / conversionCommon Stock 3,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-002363 · primarydocument.xml · nonDerivative · entry 1

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 23:59 UTC
Chai NelsonChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 100,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002364 · primarydocument.xml · derivative · entry 3

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200,000

Underlying: Common Stock · 100,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 300,000 restricted stock units (RSUs) on March 3, 2020. The vesting schedule is as follows: 1/3 of the total RSUs on March 16, 2021 and 2/3 of the total RSUs on March 16, 2022. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.expiration_date: The reporting person was granted 300,000 restricted stock units (RSUs) on March 3, 2020. The vesting schedule is as follows: 1/3 of the total RSUs on March 16, 2021 and 2/3 of the total RSUs on March 16, 2022. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 23:59 UTC
Chai NelsonChief Financial Officer
Tax withholdingCommon Stock 48,970 $58.85 $2,881,884.50
Disclosure

SEC source: 0001562180-21-002364 · primarydocument.xml · nonDerivative · entry 2

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,046

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2021.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 23:59 UTC
Chai NelsonChief Financial Officer
Exercise / conversionCommon Stock 100,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-002364 · primarydocument.xml · nonDerivative · entry 1

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 277,016

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 23:59 UTC
KHOSROWSHAHI DARADirector · Chief Executive Officer
Exercise / conversionRestricted Stock Units · Derivative 40,627 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002365 · primarydocument.xml · derivative · entry 4

KHOSROWSHAHI DARA · CIK 0001184237 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,879

Underlying: Common Stock · 40,627 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 162,506 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 1/4 of the total RSUs on March 16, 2021 and 1/4 of the total RSUs each annual anniversary thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.expiration_date: The reporting person was granted 162,506 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 1/4 of the total RSUs on March 16, 2021 and 1/4 of the total RSUs each annual anniversary thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 23:59 UTC
KHOSROWSHAHI DARADirector · Chief Executive Officer
Tax withholdingCommon Stock 20,143 $58.85 $1,185,415.55
Disclosure

SEC source: 0001562180-21-002365 · primarydocument.xml · nonDerivative · entry 3

KHOSROWSHAHI DARA · CIK 0001184237 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,039,592

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2021.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 23:59 UTC
KHOSROWSHAHI DARADirector · Chief Executive Officer
Tax withholdingCommon Stock 18,220 $58.85 $1,072,247.00
Disclosure

SEC source: 0001562180-21-002365 · primarydocument.xml · nonDerivative · entry 2

KHOSROWSHAHI DARA · CIK 0001184237 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,059,735

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2021.

Read SEC document
March 16, 2021 Filed Mar 18, 2021 23:59 UTC
KHOSROWSHAHI DARADirector · Chief Executive Officer
Exercise / conversionCommon Stock 40,627 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-002365 · primarydocument.xml · nonDerivative · entry 1

KHOSROWSHAHI DARA · CIK 0001184237 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,077,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
March 16, 2021 Filed Mar 19, 2021 00:00 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Exercise / conversionRestricted Stock Units · Derivative 21,668 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002366 · primarydocument.xml · derivative · entry 4

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,002

Underlying: Common Stock · 21,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.expiration_date: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
March 16, 2021 Filed Mar 19, 2021 00:00 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Tax withholdingCommon Stock 8,400 $58.85 $494,340.00
Disclosure

SEC source: 0001562180-21-002366 · primarydocument.xml · nonDerivative · entry 3

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,812

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2021.

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March 16, 2021 Filed Mar 19, 2021 00:00 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Tax withholdingCommon Stock 219 $58.85 $12,888.15
Disclosure

SEC source: 0001562180-21-002366 · primarydocument.xml · nonDerivative · entry 2

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,212

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2021.

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March 16, 2021 Filed Mar 19, 2021 00:00 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Exercise / conversionCommon Stock 21,668 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-002366 · primarydocument.xml · nonDerivative · entry 1

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

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March 16, 2021 Filed Mar 19, 2021 00:00 UTC
West TonySee Remarks
Exercise / conversionRestricted Stock Units · Derivative 21,668 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-002367 · primarydocument.xml · derivative · entry 4

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,002

Underlying: Common Stock · 21,668 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.expiration_date: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

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March 16, 2021 Filed Mar 19, 2021 00:00 UTC
West TonySee Remarks
Tax withholdingCommon Stock 608 $58.85 $35,780.80
Disclosure

SEC source: 0001562180-21-002367 · primarydocument.xml · nonDerivative · entry 3

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,077

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2021.

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March 16, 2021 Filed Mar 19, 2021 00:00 UTC
West TonySee Remarks
Tax withholdingCommon Stock 10,743 $58.85 $632,225.55
Disclosure

SEC source: 0001562180-21-002367 · primarydocument.xml · nonDerivative · entry 2

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,685

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2021.

Read SEC document
March 16, 2021 Filed Mar 19, 2021 00:00 UTC
West TonySee Remarks
Exercise / conversionCommon Stock 21,668 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-002367 · primarydocument.xml · nonDerivative · entry 1

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,428

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

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March 03, 2021 Filed Dec 20, 2024 00:52 UTC OtherCommon Stock 1,757 $0.00 $0.00
Disclosure

SEC source: 0001562180-24-008530 · primarydocument.xml · nonDerivative · entry 1

Ginsberg Amanda · CIK 0001596941 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,276

F1 · kind: Shares received as a liquidating distribution from Coatue Opportunity Fund I LP, of which the reporting person was a passive limited partner.

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March 01, 2021 Filed Mar 4, 2021 01:35 UTC
KHOSROWSHAHI DARADirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 121,654 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001953 · primarydocument.xml · derivative · entry 1

KHOSROWSHAHI DARA · CIK 0001184237 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,654

Underlying: Common Stock · 121,654 shares

Expires not disclosed

F1 · kind: Consists of 121,654 restricted stock units (RSUs) granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 25% of the total RSUs vest on March 16, 2022 and on each anniversary thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F1 · derivative.exercise_date: Consists of 121,654 restricted stock units (RSUs) granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 25% of the total RSUs vest on March 16, 2022 and on each anniversary thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F1 · derivative.expiration_date: Consists of 121,654 restricted stock units (RSUs) granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 25% of the total RSUs vest on March 16, 2022 and on each anniversary thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

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March 01, 2021 Filed Mar 4, 2021 01:35 UTC
Chai NelsonChief Financial Officer
GrantRestricted Stock Units · Derivative 52,137 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001954 · primarydocument.xml · derivative · entry 2

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,137

Underlying: Common Stock · 52,137 shares

Expires not disclosed

F2 · kind: Consists of 52,137 RSUs granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/48 of the total RSUs vest on March 16, 2023 and in equal monthly installments for 12 months thereafter, and 3/48 of the total RSUs vest in equal monthly installments for the remaining 12 months thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F2 · derivative.exercise_date: Consists of 52,137 RSUs granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/48 of the total RSUs vest on March 16, 2023 and in equal monthly installments for 12 months thereafter, and 3/48 of the total RSUs vest in equal monthly installments for the remaining 12 months thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F2 · derivative.expiration_date: Consists of 52,137 RSUs granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/48 of the total RSUs vest on March 16, 2023 and in equal monthly installments for 12 months thereafter, and 3/48 of the total RSUs vest in equal monthly installments for the remaining 12 months thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

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March 01, 2021 Filed Mar 4, 2021 01:35 UTC
Chai NelsonChief Financial Officer
Tax withholdingCommon Stock 1,756 $54.40 $95,526.40
Disclosure

SEC source: 0001562180-21-001954 · primarydocument.xml · nonDerivative · entry 1

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,016

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 1, 2021.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 01:35 UTC
West TonySee Remarks
GrantRestricted Stock Units · Derivative 58,220 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001956 · primarydocument.xml · derivative · entry 2

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,220

Underlying: Common Stock · 58,220 shares

Expires not disclosed

F2 · kind: Consists of 58,220 RSUs granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/4 of the total RSUs vest on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F2 · derivative.exercise_date: Consists of 58,220 RSUs granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/4 of the total RSUs vest on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F2 · derivative.expiration_date: Consists of 58,220 RSUs granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/4 of the total RSUs vest on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

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March 01, 2021 Filed Mar 4, 2021 01:35 UTC
West TonySee Remarks
Tax withholdingCommon Stock 3,504 $54.40 $190,617.60
Disclosure

SEC source: 0001562180-21-001956 · primarydocument.xml · nonDerivative · entry 1

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,760

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 1, 2021.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 01:36 UTC
Hazelbaker JillSee Remarks
GrantRestricted Stock Units · Derivative 81,508 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-001955 · primarydocument.xml · derivative · entry 3

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,508

Underlying: Common Stock · 81,508 shares

Expires not disclosed

F2 · kind: Consists of 81,508 RSUs granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/4 of the total RSUs vest on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F2 · derivative.exercise_date: Consists of 81,508 RSUs granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/4 of the total RSUs vest on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F2 · derivative.expiration_date: Consists of 81,508 RSUs granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/4 of the total RSUs vest on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 01:36 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 636 $54.40 $34,598.40
Disclosure

SEC source: 0001562180-21-001955 · primarydocument.xml · nonDerivative · entry 2

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,133

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 1, 2021.

Read SEC document
March 01, 2021 Filed Mar 4, 2021 01:36 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 768 $54.40 $41,779.20
Disclosure

SEC source: 0001562180-21-001955 · primarydocument.xml · nonDerivative · entry 1

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,769

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 1, 2021.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.