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Uber Technologies, Inc

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2867
SEC CIK
0001543151
Parsed reports
947

Last 12 months

Inside the activity.

5 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202601
Feb 202620
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202631
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 16, 2021 Filed Sep 20, 2021 23:44 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 1,420 $39.52 $56,118.40
Disclosure

SEC source: 0001562180-21-006026 · primarydocument.xml · nonDerivative · entry 5

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,329

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2021.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:44 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 2,315 $39.52 $91,488.80
Disclosure

SEC source: 0001562180-21-006026 · primarydocument.xml · nonDerivative · entry 4

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,749

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2021.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:44 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 2,437 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-006026 · primarydocument.xml · nonDerivative · entry 3

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,064

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:44 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 4,669 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-006026 · primarydocument.xml · nonDerivative · entry 2

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:44 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 2,863 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-006026 · primarydocument.xml · nonDerivative · entry 1

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,958

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:45 UTC
Ceremony GlenSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 650 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006027 · primarydocument.xml · derivative · entry 14

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,501

Underlying: Common Stock · 650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F6 · derivative.expiration_date: The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:45 UTC
Ceremony GlenSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 580 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006027 · primarydocument.xml · derivative · entry 13

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,330

Underlying: Common Stock · 580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5 · derivative.expiration_date: The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:45 UTC
Ceremony GlenSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 721 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006027 · primarydocument.xml · derivative · entry 12

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,041

Underlying: Common Stock · 721 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vest on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4 · derivative.expiration_date: The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vest on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:45 UTC
Ceremony GlenSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 3,250 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006027 · primarydocument.xml · derivative · entry 11

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250

Underlying: Common Stock · 3,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 13,000 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 25% of the total RSUs on September 16, 2020 and every six months thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.expiration_date: The reporting person was granted 13,000 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 25% of the total RSUs on September 16, 2020 and every six months thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:45 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 288 $39.52 $11,381.76
Disclosure

SEC source: 0001562180-21-006027 · primarydocument.xml · nonDerivative · entry 10

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,035

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2021.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:45 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 1,612 $39.52 $63,706.24
Disclosure

SEC source: 0001562180-21-006027 · primarydocument.xml · nonDerivative · entry 9

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,323

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2021.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:45 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 323 $39.52 $12,764.96
Disclosure

SEC source: 0001562180-21-006027 · primarydocument.xml · nonDerivative · entry 8

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,935

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2021.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:45 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 1,273 $39.52 $50,308.96
Disclosure

SEC source: 0001562180-21-006027 · primarydocument.xml · nonDerivative · entry 7

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,258

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2021.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:45 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 35 $39.52 $1,383.20
Disclosure

SEC source: 0001562180-21-006027 · primarydocument.xml · nonDerivative · entry 6

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,531

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2021.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:45 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 358 $39.52 $14,148.16
Disclosure

SEC source: 0001562180-21-006027 · primarydocument.xml · nonDerivative · entry 5

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,566

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2021.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:45 UTC
Ceremony GlenSee Remarks
Exercise / conversionCommon Stock 3,250 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-006027 · primarydocument.xml · nonDerivative · entry 4

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:45 UTC
Ceremony GlenSee Remarks
Exercise / conversionCommon Stock 650 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-006027 · primarydocument.xml · nonDerivative · entry 3

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:45 UTC
Ceremony GlenSee Remarks
Exercise / conversionCommon Stock 580 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-006027 · primarydocument.xml · nonDerivative · entry 2

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,024

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:45 UTC
Ceremony GlenSee Remarks
Exercise / conversionCommon Stock 721 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-006027 · primarydocument.xml · nonDerivative · entry 1

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,444

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:45 UTC
West TonySee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,805 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006028 · primarydocument.xml · derivative · entry 7

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,169

Underlying: Common Stock · 1,805 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4 · derivative.expiration_date: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:45 UTC
West TonySee Remarks
Exercise / conversionRestricted Stock Units · Derivative 4,669 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006028 · primarydocument.xml · derivative · entry 6

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,649

Underlying: Common Stock · 4,669 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs on August 16, 2021, 1/48 of the total RSUs each month thereafter for 24 months, and 1/40 of the total RSUs each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.expiration_date: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs on August 16, 2021, 1/48 of the total RSUs each month thereafter for 24 months, and 1/40 of the total RSUs each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:45 UTC
West TonySee Remarks
Tax withholdingCommon Stock 895 $39.52 $35,370.40
Disclosure

SEC source: 0001562180-21-006028 · primarydocument.xml · nonDerivative · entry 5

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,536

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2021.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:45 UTC
West TonySee Remarks
Tax withholdingCommon Stock 2,315 $39.52 $91,488.80
Disclosure

SEC source: 0001562180-21-006028 · primarydocument.xml · nonDerivative · entry 4

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,431

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2021.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:45 UTC
West TonySee Remarks
Tax withholdingCommon Stock 608 $39.52 $24,028.16
Disclosure

SEC source: 0001562180-21-006028 · primarydocument.xml · nonDerivative · entry 3

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,746

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2021.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:45 UTC
West TonySee Remarks
Exercise / conversionCommon Stock 4,669 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-006028 · primarydocument.xml · nonDerivative · entry 2

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:45 UTC
West TonySee Remarks
Exercise / conversionCommon Stock 1,805 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-006028 · primarydocument.xml · nonDerivative · entry 1

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,685

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:45 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Exercise / conversionRestricted Stock Units · Derivative 1,805 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-006029 · primarydocument.xml · derivative · entry 4

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,169

Underlying: Common Stock · 1,805 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.expiration_date: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:45 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Tax withholdingCommon Stock 721 $39.52 $28,493.92
Disclosure

SEC source: 0001562180-21-006029 · primarydocument.xml · nonDerivative · entry 3

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,354

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2021.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:45 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Tax withholdingCommon Stock 322 $39.52 $12,725.44
Disclosure

SEC source: 0001562180-21-006029 · primarydocument.xml · nonDerivative · entry 2

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,075

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2021.

Read SEC document
September 16, 2021 Filed Sep 20, 2021 23:45 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Exercise / conversionCommon Stock 1,805 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-006029 · primarydocument.xml · nonDerivative · entry 1

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,397

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
September 10, 2021 Filed Sep 16, 2021 23:09 UTC
Chai NelsonChief Financial Officer
Tax withholdingCommon Stock 65,432 $39.89 $2,610,082.48
Disclosure

SEC source: 0001562180-21-005971 · primarydocument.xml · nonDerivative · entry 1

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,214

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 10, 2021.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 21:02 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Tax withholdingCommon Stock 909 $40.62 $36,923.58
Disclosure

SEC source: 0001562180-21-005827 · primarydocument.xml · nonDerivative · entry 1

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,592

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 1, 2021.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 21:02 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 768 $40.62 $31,196.16
Disclosure

SEC source: 0001562180-21-005828 · primarydocument.xml · nonDerivative · entry 1

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,095

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 1, 2021.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 21:03 UTC
West TonySee Remarks
Tax withholdingCommon Stock 3,969 $40.62 $161,220.78
Disclosure

SEC source: 0001562180-21-005829 · primarydocument.xml · nonDerivative · entry 1

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,880

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 1, 2021.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 21:03 UTC
Chai NelsonChief Financial Officer
Tax withholdingCommon Stock 2,727 $40.62 $110,770.74
Disclosure

SEC source: 0001562180-21-005830 · primarydocument.xml · nonDerivative · entry 1

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,646

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 1, 2021.

Read SEC document
September 01, 2021 Filed Sep 3, 2021 22:41 UTC
Ceremony GlenSee Remarks
GrantRestricted Stock Units · Derivative 24,015 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005841 · primarydocument.xml · derivative · entry 1

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,015

Underlying: Common Stock · 24,015 shares

Expires not disclosed

F1 · derivative.exercise_date: Consists of 24,015 restricted stock units (RSUs) granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/6 of the total RSUs vest on December 16, 2021 and 1/6 of the total RSUs vest each 3 month anniversary thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F1 · derivative.expiration_date: Consists of 24,015 restricted stock units (RSUs) granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/6 of the total RSUs vest on December 16, 2021 and 1/6 of the total RSUs vest each 3 month anniversary thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 21:01 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 4,670 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005424 · primarydocument.xml · derivative · entry 13

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,441

Underlying: Common Stock · 4,670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs on November 16, 2020 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F7 · derivative.expiration_date: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs on November 16, 2020 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

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August 16, 2021 Filed Aug 18, 2021 21:01 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,438 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005424 · primarydocument.xml · derivative · entry 12

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,565

Underlying: Common Stock · 2,438 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F6 · derivative.expiration_date: The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

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August 16, 2021 Filed Aug 18, 2021 21:01 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,862 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005424 · primarydocument.xml · derivative · entry 11

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,835

Underlying: Common Stock · 2,862 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th on July 16, 2020 and then 1/40 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5 · derivative.expiration_date: The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th on July 16, 2020 and then 1/40 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

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August 16, 2021 Filed Aug 18, 2021 21:01 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 729 $41.50 $30,253.50
Disclosure

SEC source: 0001562180-21-005424 · primarydocument.xml · nonDerivative · entry 10

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,863

F4 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on August 16, 2021.

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August 16, 2021 Filed Aug 18, 2021 21:01 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 1,209 $41.50 $50,173.50
Disclosure

SEC source: 0001562180-21-005424 · primarydocument.xml · nonDerivative · entry 9

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 162,592

F4 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on August 16, 2021.

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August 16, 2021 Filed Aug 18, 2021 21:01 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 1,419 $41.50 $58,888.50
Disclosure

SEC source: 0001562180-21-005424 · primarydocument.xml · nonDerivative · entry 8

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 163,801

F4 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on August 16, 2021.

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August 16, 2021 Filed Aug 18, 2021 21:01 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 2,316 $41.50 $96,114.00
Disclosure

SEC source: 0001562180-21-005424 · primarydocument.xml · nonDerivative · entry 7

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,220

F4 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on August 16, 2021.

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August 16, 2021 Filed Aug 18, 2021 21:01 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 2,862 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-005424 · primarydocument.xml · nonDerivative · entry 6

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 21:01 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 4,670 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-005424 · primarydocument.xml · nonDerivative · entry 5

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,674

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 21:01 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 2,438 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-005424 · primarydocument.xml · nonDerivative · entry 4

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,004

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 16, 2021 Filed Aug 18, 2021 21:01 UTC
Hazelbaker JillSee Remarks
GiftCommon Stock 2,081 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005424 · primarydocument.xml · nonDerivative · entry 3

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 2,081

F2 · ownership.nature: Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family.

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August 16, 2021 Filed Aug 18, 2021 21:01 UTC
Hazelbaker JillSee Remarks
GiftCommon Stock 2,081 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005424 · primarydocument.xml · nonDerivative · entry 2

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,566

Read SEC document
August 16, 2021 Filed Aug 18, 2021 21:01 UTC
Hazelbaker JillSee Remarks
GiftCommon Stock 12 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005424 · primarydocument.xml · nonDerivative · entry 1

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,647

F1 · kind: Represents a gift of shares previously held directly by Ms. Hazelbaker. Following the transaction, the reporting person has neither investment control over nor a pecuniary interest in the transferred shares.

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August 16, 2021 Filed Aug 18, 2021 21:01 UTC
Ceremony GlenSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 650 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005425 · primarydocument.xml · derivative · entry 11

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,151

Underlying: Common Stock · 650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5 · derivative.expiration_date: The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.