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Uber Technologies, Inc

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2867
SEC CIK
0001543151
Parsed reports
947

Last 12 months

Inside the activity.

5 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202601
Feb 202620
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202631
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 16, 2021 Filed Dec 20, 2021 22:21 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 1,209 $37.70 $45,579.30
Disclosure

SEC source: 0001562180-21-007796 · primarydocument.xml · nonDerivative · entry 5

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,572

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on December 16, 2021.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 22:21 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 1,419 $37.70 $53,496.30
Disclosure

SEC source: 0001562180-21-007796 · primarydocument.xml · nonDerivative · entry 4

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,781

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on December 16, 2021.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 22:21 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 4,670 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-007796 · primarydocument.xml · nonDerivative · entry 3

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 22:21 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 2,437 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-007796 · primarydocument.xml · nonDerivative · entry 2

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,530

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 22:21 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 2,862 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-007796 · primarydocument.xml · nonDerivative · entry 1

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,093

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 22:21 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Exercise / conversionRestricted Stock Units · Derivative 1,806 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-007797 · primarydocument.xml · derivative · entry 4

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,752

Underlying: Common Stock · 1,806 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vest on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.expiration_date: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vest on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 22:21 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Tax withholdingCommon Stock 319 $37.70 $12,026.30
Disclosure

SEC source: 0001562180-21-007797 · primarydocument.xml · nonDerivative · entry 3

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,084

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on December 16, 2021.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 22:21 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Tax withholdingCommon Stock 720 $37.70 $27,144.00
Disclosure

SEC source: 0001562180-21-007797 · primarydocument.xml · nonDerivative · entry 2

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,403

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on December 16, 2021.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 22:21 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Exercise / conversionCommon Stock 1,806 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-007797 · primarydocument.xml · nonDerivative · entry 1

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,123

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 22:22 UTC
West TonySee Remarks
Exercise / conversionRestricted Stock Units · Derivative 4,670 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-007798 · primarydocument.xml · derivative · entry 7

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,639

Underlying: Common Stock · 4,670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs vest on August 16, 2021, 1/48 of the total RSUs vest each month thereafter for 24 months, and 1/40 of the total RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4 · derivative.expiration_date: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs vest on August 16, 2021, 1/48 of the total RSUs vest each month thereafter for 24 months, and 1/40 of the total RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 22:22 UTC
West TonySee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,806 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-007798 · primarydocument.xml · derivative · entry 6

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,752

Underlying: Common Stock · 1,806 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vest on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.expiration_date: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vest on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 22:22 UTC
West TonySee Remarks
Tax withholdingCommon Stock 608 $37.70 $22,921.60
Disclosure

SEC source: 0001562180-21-007798 · primarydocument.xml · nonDerivative · entry 5

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,568

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on December 16, 2021.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 22:22 UTC
West TonySee Remarks
Tax withholdingCommon Stock 2,316 $37.70 $87,313.20
Disclosure

SEC source: 0001562180-21-007798 · primarydocument.xml · nonDerivative · entry 4

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,176

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on December 16, 2021.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 22:22 UTC
West TonySee Remarks
Tax withholdingCommon Stock 896 $37.70 $33,779.20
Disclosure

SEC source: 0001562180-21-007798 · primarydocument.xml · nonDerivative · entry 3

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,492

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on December 16, 2021.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 22:22 UTC
West TonySee Remarks
Exercise / conversionCommon Stock 4,670 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-007798 · primarydocument.xml · nonDerivative · entry 2

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 187,388

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 16, 2021 Filed Dec 20, 2021 22:22 UTC
West TonySee Remarks
Exercise / conversionCommon Stock 1,806 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-007798 · primarydocument.xml · nonDerivative · entry 1

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 23:12 UTC
Chai NelsonChief Financial Officer
Tax withholdingCommon Stock 2,727 $36.02 $98,226.54
Disclosure

SEC source: 0001562180-21-007456 · primarydocument.xml · nonDerivative · entry 1

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 262,033

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on December 1, 2021.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 23:13 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 768 $36.02 $27,663.36
Disclosure

SEC source: 0001562180-21-007457 · primarydocument.xml · nonDerivative · entry 2

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,231

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on December 1, 2021.

Read SEC document
December 01, 2021 Filed Dec 3, 2021 23:13 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Tax withholdingCommon Stock 900 $36.02 $32,418.00
Disclosure

SEC source: 0001562180-21-007458 · primarydocument.xml · nonDerivative · entry 1

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,317

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on December 1, 2021.

Read SEC document
November 29, 2021 Filed Dec 3, 2021 23:13 UTC
Hazelbaker JillSee Remarks
GiftCommon Stock 450 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-007457 · primarydocument.xml · nonDerivative · entry 1

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,999

F1 · kind: Represents a gift of shares held by Ms. Hazelbaker. Following the transaction, the reporting person has neither investment control over nor a pecuniary interest in the transferred shares.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 01:50 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Exercise / conversionRestricted Stock Units · Derivative 1,805 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-007168 · primarydocument.xml · derivative · entry 4

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,558

Underlying: Common Stock · 1,805 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.expiration_date: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 01:50 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Tax withholdingCommon Stock 720 $45.76 $32,947.20
Disclosure

SEC source: 0001562180-21-007168 · primarydocument.xml · nonDerivative · entry 3

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,217

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on November 16, 2021.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 01:50 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Tax withholdingCommon Stock 320 $45.76 $14,643.20
Disclosure

SEC source: 0001562180-21-007168 · primarydocument.xml · nonDerivative · entry 2

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,937

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on November 16, 2021.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 01:50 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Exercise / conversionCommon Stock 1,805 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-007168 · primarydocument.xml · nonDerivative · entry 1

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 01:50 UTC
Ceremony GlenSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 579 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-007169 · primarydocument.xml · derivative · entry 11

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,172

Underlying: Common Stock · 579 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5 · derivative.expiration_date: The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 01:50 UTC
Ceremony GlenSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 722 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-007169 · primarydocument.xml · derivative · entry 10

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,597

Underlying: Common Stock · 722 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vest on July 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4 · derivative.expiration_date: The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vest on July 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 01:50 UTC
Ceremony GlenSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 650 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-007169 · primarydocument.xml · derivative · entry 9

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,201

Underlying: Common Stock · 650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.expiration_date: The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 01:50 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 288 $45.76 $13,178.88
Disclosure

SEC source: 0001562180-21-007169 · primarydocument.xml · nonDerivative · entry 8

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,311

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on November 16, 2021.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 01:50 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 35 $45.76 $1,601.60
Disclosure

SEC source: 0001562180-21-007169 · primarydocument.xml · nonDerivative · entry 7

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,599

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on November 16, 2021.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 01:50 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 358 $45.76 $16,382.08
Disclosure

SEC source: 0001562180-21-007169 · primarydocument.xml · nonDerivative · entry 6

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,634

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on November 16, 2021.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 01:50 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 1,272 $45.76 $58,206.72
Disclosure

SEC source: 0001562180-21-007169 · primarydocument.xml · nonDerivative · entry 5

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,992

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on November 16, 2021.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 01:50 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 323 $45.76 $14,780.48
Disclosure

SEC source: 0001562180-21-007169 · primarydocument.xml · nonDerivative · entry 4

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,264

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on November 16, 2021.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 01:50 UTC
Ceremony GlenSee Remarks
Exercise / conversionCommon Stock 579 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-007169 · primarydocument.xml · nonDerivative · entry 3

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,587

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 01:50 UTC
Ceremony GlenSee Remarks
Exercise / conversionCommon Stock 722 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-007169 · primarydocument.xml · nonDerivative · entry 2

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,008

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 01:50 UTC
Ceremony GlenSee Remarks
Exercise / conversionCommon Stock 650 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-007169 · primarydocument.xml · nonDerivative · entry 1

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,286

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 01:50 UTC
West TonySee Remarks
Exercise / conversionRestricted Stock Units · Derivative 4,670 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-007170 · primarydocument.xml · derivative · entry 7

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,309

Underlying: Common Stock · 4,670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs on August 16, 2021, 1/48 of the total RSUs each month thereafter for 24 months, and 1/40 of the total RSUs each month therafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4 · derivative.expiration_date: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs on August 16, 2021, 1/48 of the total RSUs each month thereafter for 24 months, and 1/40 of the total RSUs each month therafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

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November 16, 2021 Filed Nov 19, 2021 01:50 UTC
West TonySee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,805 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-007170 · primarydocument.xml · derivative · entry 6

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,558

Underlying: Common Stock · 1,805 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.expiration_date: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 01:50 UTC
West TonySee Remarks
Tax withholdingCommon Stock 2,316 $45.76 $105,980.16
Disclosure

SEC source: 0001562180-21-007170 · primarydocument.xml · nonDerivative · entry 5

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,912

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on November 16, 2021.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 01:50 UTC
West TonySee Remarks
Tax withholdingCommon Stock 895 $45.76 $40,955.20
Disclosure

SEC source: 0001562180-21-007170 · primarydocument.xml · nonDerivative · entry 4

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,228

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on November 16, 2021.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 01:50 UTC
West TonySee Remarks
Tax withholdingCommon Stock 608 $45.76 $27,822.08
Disclosure

SEC source: 0001562180-21-007170 · primarydocument.xml · nonDerivative · entry 3

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,123

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on November 16, 2021.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 01:50 UTC
West TonySee Remarks
Exercise / conversionCommon Stock 4,670 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-007170 · primarydocument.xml · nonDerivative · entry 2

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,731

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 01:50 UTC
West TonySee Remarks
Exercise / conversionCommon Stock 1,805 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-007170 · primarydocument.xml · nonDerivative · entry 1

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,061

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 01:50 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 4,670 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-007171 · primarydocument.xml · derivative · entry 11

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 149,432

Underlying: Common Stock · 4,670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs on November 16, 2020 and 1/48 of the total RSUs each month thereafter.

F6 · derivative.expiration_date: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs on November 16, 2020 and 1/48 of the total RSUs each month thereafter.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 01:50 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,438 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-007171 · primarydocument.xml · derivative · entry 10

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,252

Underlying: Common Stock · 2,438 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5 · derivative.expiration_date: The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 01:50 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,863 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-007171 · primarydocument.xml · derivative · entry 9

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,247

Underlying: Common Stock · 2,863 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 114,495 restrictd stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th on July 16, 2020 and then 1/40 of the total RSUs each month thereafter.

F4 · derivative.expiration_date: The reporting person was granted 114,495 restrictd stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th on July 16, 2020 and then 1/40 of the total RSUs each month thereafter.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 01:50 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 2,316 $45.76 $105,980.16
Disclosure

SEC source: 0001562180-21-007171 · primarydocument.xml · nonDerivative · entry 7

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,449

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on November 16, 2021.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 01:50 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 1,420 $45.76 $64,979.20
Disclosure

SEC source: 0001562180-21-007171 · primarydocument.xml · nonDerivative · entry 6

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,765

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on November 16, 2021.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 01:50 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 1,209 $45.76 $55,323.84
Disclosure

SEC source: 0001562180-21-007171 · primarydocument.xml · nonDerivative · entry 5

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,185

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on November 16, 2021.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 01:50 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 729 $45.76 $33,359.04
Disclosure

SEC source: 0001562180-21-007171 · primarydocument.xml · nonDerivative · entry 4

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,423

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on November 16, 2021.

Read SEC document
November 16, 2021 Filed Nov 19, 2021 01:50 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 4,670 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-21-007171 · primarydocument.xml · nonDerivative · entry 3

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.