UBER

SEC source: 0001562180-22-002830 · primarydocument.xml · derivative · entry 16

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,854

Underlying: Common Stock · 580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issue.

F6 · derivative.expiration_date: The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issue.

SEC source: 0001562180-22-002830 · primarydocument.xml · derivative · entry 15

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,709

Underlying: Common Stock · 722 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vest on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5 · derivative.expiration_date: The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vest on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-22-002830 · primarydocument.xml · derivative · entry 14

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,601

Underlying: Common Stock · 3,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4 · derivative.expiration_date: The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs on March 16, 2021 and 1/48 of the total RSUs each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-22-002830 · primarydocument.xml · derivative · entry 13

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,010

Underlying: Common Stock · 4,002 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 24,015 restricted stock units (RSUs) on September 1, 2021. The vesting schedule is as follows: 1/6 of the total RSUs vest on December 16, 2021 and 1/6 of the total RSUs vest each 3 month anniversary thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.expiration_date: The reporting person was granted 24,015 restricted stock units (RSUs) on September 1, 2021. The vesting schedule is as follows: 1/6 of the total RSUs vest on December 16, 2021 and 1/6 of the total RSUs vest each 3 month anniversary thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-22-002830 · primarydocument.xml · nonDerivative · entry 12

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,248

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2022.

SEC source: 0001562180-22-002830 · primarydocument.xml · nonDerivative · entry 11

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,536

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2022.

SEC source: 0001562180-22-002830 · primarydocument.xml · nonDerivative · entry 10

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,808

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2022.

SEC source: 0001562180-22-002830 · primarydocument.xml · nonDerivative · entry 9

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,166

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2022.

SEC source: 0001562180-22-002830 · primarydocument.xml · nonDerivative · entry 8

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,201

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2022.

SEC source: 0001562180-22-002830 · primarydocument.xml · nonDerivative · entry 7

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,817

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2022.

SEC source: 0001562180-22-002830 · primarydocument.xml · nonDerivative · entry 6

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,429

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 16, 2022.

SEC source: 0001562180-22-002830 · primarydocument.xml · nonDerivative · entry 5

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,752

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-22-002830 · primarydocument.xml · nonDerivative · entry 4

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,102

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-22-002830 · primarydocument.xml · nonDerivative · entry 3

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,522

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-22-002830 · primarydocument.xml · nonDerivative · entry 2

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-22-002830 · primarydocument.xml · nonDerivative · entry 1

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,798

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-22-003478 · primarydocument.xml · derivative · entry 15

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: The reporting person was granted 13,000 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 25% of the total RSUs on September 16, 2020 and every six months thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. The Form 4 previously filed on March 18, 2022 contained an incorrect vesting schedule and mistakenly noted 15,601 derivative securities beneficially owned.

F7 · derivative.expiration_date: The reporting person was granted 13,000 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 25% of the total RSUs on September 16, 2020 and every six months thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer. The Form 4 previously filed on March 18, 2022 contained an incorrect vesting schedule and mistakenly noted 15,601 derivative securities beneficially owned.

SEC source: 0001562180-24-008530 · primarydocument.xml · nonDerivative · entry 3

Ginsberg Amanda · CIK 0001596941 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,438

SEC source: 0001562180-24-008530 · primarydocument.xml · nonDerivative · entry 2

Ginsberg Amanda · CIK 0001596941 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,314

SEC source: 0001562180-22-002351 · primarydocument.xml · derivative · entry 2

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,929

Underlying: Common Stock · 165,929 shares

Expires not disclosed

F2 · kind: Consists of 165,929 restricted stock units (RSUs) granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F2 · derivative.exercise_date: Consists of 165,929 restricted stock units (RSUs) granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F2 · derivative.expiration_date: Consists of 165,929 restricted stock units (RSUs) granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-22-002351 · primarydocument.xml · nonDerivative · entry 1

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,307

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 1, 2022.

SEC source: 0001562180-22-002349 · primarydocument.xml · derivative · entry 1

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,137

Underlying: Common Stock · 69,137 shares

Expires not disclosed

F1 · kind: Consists of 69,137 restricted stock units (RSUs) granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F1 · derivative.exercise_date: Consists of 69,137 restricted stock units (RSUs) granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F1 · derivative.expiration_date: Consists of 69,137 restricted stock units (RSUs) granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-22-002352 · primarydocument.xml · derivative · entry 3

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,056

Underlying: Common Stock · 129,056 shares

Expires not disclosed

F3 · kind: Consists of 129,056 restricted stock units (RSUs) granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.exercise_date: Consists of 129,056 restricted stock units (RSUs) granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.expiration_date: Consists of 129,056 restricted stock units (RSUs) granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-22-002352 · primarydocument.xml · nonDerivative · entry 1

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,472

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 1, 2022.

SEC source: 0001562180-22-002353 · primarydocument.xml · derivative · entry 2

KHOSROWSHAHI DARA · CIK 0001184237 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,193

Underlying: Common Stock · 425,193 shares

Expires 2029-03-01

F2 · derivative.exercise_date: Stock option granted pursuant to Uber's 2019 Equity Incentive Plan. The option becomes exercisable as to 1/4 of the shares on March 16, 2023, and becomes exercisable as to 1/4 of the shares on each anniversary thereafter.

SEC source: 0001562180-22-002353 · primarydocument.xml · derivative · entry 1

KHOSROWSHAHI DARA · CIK 0001184237 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,731

Underlying: Common Stock · 141,731 shares

Expires not disclosed

F1 · kind: Consists of 141,731 restricted stock units (RSUs) granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/4 of the total RSUs vest on March 16, 2023 and on each anniversary thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F1 · derivative.exercise_date: Consists of 141,731 restricted stock units (RSUs) granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/4 of the total RSUs vest on March 16, 2023 and on each anniversary thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F1 · derivative.expiration_date: Consists of 141,731 restricted stock units (RSUs) granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/4 of the total RSUs vest on March 16, 2023 and on each anniversary thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-22-002354 · primarydocument.xml · derivative · entry 2

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,401

Underlying: Common Stock · 101,401 shares

Expires not disclosed

F2 · kind: Consists of 101,401 restricted stock units (RSUs) granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F2 · derivative.exercise_date: Consists of 101,401 restricted stock units (RSUs) granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F2 · derivative.expiration_date: Consists of 101,401 restricted stock units (RSUs) granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-22-002354 · primarydocument.xml · nonDerivative · entry 1

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,476

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on March 1, 2022.

SEC source: 0001562180-22-002355 · primarydocument.xml · derivative · entry 1

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,492

Underlying: Common Stock · 147,492 shares

Expires not disclosed

F1 · kind: Consists of 147,492 restricted stock units (RSUs) granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F1 · derivative.exercise_date: Consists of 147,492 restricted stock units (RSUs) granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F1 · derivative.expiration_date: Consists of 147,492 restricted stock units (RSUs) granted pursuant to Uber's 2019 Equity Incentive Plan. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-22-001650 · primarydocument.xml · derivative · entry 11

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,431

Underlying: Common Stock · 722 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vest on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5 · derivative.expiration_date: The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vest on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-22-001650 · primarydocument.xml · derivative · entry 10

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,434

Underlying: Common Stock · 579 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4 · derivative.expiration_date: The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vest on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-22-001650 · primarydocument.xml · derivative · entry 9

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,251

Underlying: Common Stock · 650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vest on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.expiration_date: The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vest on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-22-001650 · primarydocument.xml · nonDerivative · entry 8

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,548

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on February 16, 2022.

SEC source: 0001562180-22-001650 · primarydocument.xml · nonDerivative · entry 7

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,436

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on February 16, 2022.

SEC source: 0001562180-22-001650 · primarydocument.xml · nonDerivative · entry 6

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,460

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on February 16, 2022.

SEC source: 0001562180-22-001650 · primarydocument.xml · nonDerivative · entry 5

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,710

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on February 16, 2022.

SEC source: 0001562180-22-001650 · primarydocument.xml · nonDerivative · entry 4

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,911

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on February 16, 2022.

SEC source: 0001562180-22-001650 · primarydocument.xml · nonDerivative · entry 3

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,136

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-22-001650 · primarydocument.xml · nonDerivative · entry 2

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,414

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-22-001650 · primarydocument.xml · nonDerivative · entry 1

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,835

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-22-001652 · primarydocument.xml · derivative · entry 4

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,141

Underlying: Common Stock · 1,805 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vest on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.expiration_date: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vest on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-22-001652 · primarydocument.xml · nonDerivative · entry 3

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,063

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on February 16, 2022.

SEC source: 0001562180-22-001652 · primarydocument.xml · nonDerivative · entry 2

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,270

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on February 16, 2022.

SEC source: 0001562180-22-001652 · primarydocument.xml · nonDerivative · entry 1

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-22-001651 · primarydocument.xml · derivative · entry 11

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,423

Underlying: Common Stock · 4,670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vest on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F6 · derivative.expiration_date: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vest on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-22-001651 · primarydocument.xml · derivative · entry 10

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,940

Underlying: Common Stock · 2,437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vest on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5 · derivative.expiration_date: The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vest on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-22-001651 · primarydocument.xml · derivative · entry 9

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,660

Underlying: Common Stock · 2,863 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th vest on July 16, 2020 and then 1/40 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4 · derivative.expiration_date: The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th vest on July 16, 2020 and then 1/40 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-22-001651 · primarydocument.xml · nonDerivative · entry 7

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,240

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on February 16, 2022.

SEC source: 0001562180-22-001651 · primarydocument.xml · nonDerivative · entry 6

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,826

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on February 16, 2022.

SEC source: 0001562180-22-001651 · primarydocument.xml · nonDerivative · entry 5

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,441

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on February 16, 2022.