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UBER

Uber Technologies, Inc

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2867
SEC CIK
0001543151
Parsed reports
947

Last 12 months

Inside the activity.

5 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202601
Feb 202620
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202631
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 16, 2022 Filed Aug 18, 2022 23:11 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 1,698 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-006233 · primarydocument.xml · nonDerivative · entry 2

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 180,613

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 16, 2022 Filed Aug 18, 2022 23:11 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 2,688 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-006233 · primarydocument.xml · nonDerivative · entry 1

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,915

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 09, 2022 Filed Aug 10, 2022 01:16 UTC
Hazelbaker JillSee Remarks
GiftCommon Stock 2,971 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006000 · primarydocument.xml · nonDerivative · entry 3

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 5,052

F2 · ownership.nature: Shares are held by the Franks 2021 Irrevocable Trust of which the beneficiaries are members of Ms. Hazelbaker's immediate family.

Read SEC document
August 09, 2022 Filed Aug 10, 2022 01:16 UTC
Hazelbaker JillSee Remarks
GiftCommon Stock 2,971 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-006000 · primarydocument.xml · nonDerivative · entry 2

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,227

Read SEC document
August 05, 2022 Filed Aug 10, 2022 01:16 UTC
Hazelbaker JillSee Remarks
SaleCommon Stock 46,875 $32.01 $1,500,468.75
Disclosure

SEC source: 0001562180-22-006000 · primarydocument.xml · nonDerivative · entry 1

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,198

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.00 to $32.06, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.

Read SEC document
August 04, 2022 Filed Aug 5, 2022 20:31 UTC
West TonySee Remarks
SaleCommon Stock 23,921 $31.15 $745,139.15
Disclosure

SEC source: 0001562180-22-005923 · primarydocument.xml · nonDerivative · entry 5

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,944

F5 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.13 to $31.18, inclusive.

Read SEC document
August 04, 2022 Filed Aug 5, 2022 20:31 UTC
West TonySee Remarks
SaleCommon Stock 20,000 $31.03 $620,600.00
Disclosure

SEC source: 0001562180-22-005923 · primarydocument.xml · nonDerivative · entry 4

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,865

F4 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.00 to $31.08, inclusive.

Read SEC document
August 04, 2022 Filed Aug 5, 2022 20:31 UTC
West TonySee Remarks
SaleCommon Stock 11,767 $31.86 $374,896.62
Disclosure

SEC source: 0001562180-22-005923 · primarydocument.xml · nonDerivative · entry 3

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,865

F3 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.80 to $32.15, inclusive.

Read SEC document
August 04, 2022 Filed Aug 5, 2022 20:31 UTC
West TonySee Remarks
SaleCommon Stock 25,353 $31.45 $797,351.85
Disclosure

SEC source: 0001562180-22-005923 · primarydocument.xml · nonDerivative · entry 2

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,632

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.80 to $31.79, inclusive.

Read SEC document
August 04, 2022 Filed Aug 5, 2022 20:31 UTC
West TonySee Remarks
SaleCommon Stock 6,800 $30.57 $207,876.00
Disclosure

SEC source: 0001562180-22-005923 · primarydocument.xml · nonDerivative · entry 1

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,985

F1 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.80 to $30.79, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1), (2), (3), (4) and (5) to this Form 4.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 23:22 UTC
Chai NelsonChief Financial Officer
Tax withholdingCommon Stock 2,620 $24.60 $64,452.00
Disclosure

SEC source: 0001562180-22-005887 · primarydocument.xml · nonDerivative · entry 1

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 356,379

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on August 1, 2022.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 23:23 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Tax withholdingCommon Stock 883 $24.60 $21,721.80
Disclosure

SEC source: 0001562180-22-005888 · primarydocument.xml · nonDerivative · entry 1

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,063

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on August 1, 2022.

Read SEC document
July 16, 2022 Filed Jul 19, 2022 22:38 UTC
Ceremony GlenSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 650 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-005723 · primarydocument.xml · derivative · entry 14

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,000

Underlying: Common Stock · 650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F6 · derivative.expiration_date: The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
July 16, 2022 Filed Jul 19, 2022 22:38 UTC
Ceremony GlenSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 580 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-005723 · primarydocument.xml · derivative · entry 13

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,537

Underlying: Common Stock · 580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5 · derivative.expiration_date: The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
July 16, 2022 Filed Jul 19, 2022 22:38 UTC
Ceremony GlenSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 722 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-005723 · primarydocument.xml · derivative · entry 12

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,822

Underlying: Common Stock · 722 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vested on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4 · derivative.expiration_date: The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vested on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
July 16, 2022 Filed Jul 19, 2022 22:38 UTC
Ceremony GlenSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,440 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-005723 · primarydocument.xml · derivative · entry 11

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,376

Underlying: Common Stock · 1,440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 69,137 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.expiration_date: The reporting person was granted 69,137 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
July 16, 2022 Filed Jul 19, 2022 22:38 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 35 $21.67 $758.45
Disclosure

SEC source: 0001562180-22-005723 · primarydocument.xml · nonDerivative · entry 10

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,456

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on July 16, 2022.

Read SEC document
July 16, 2022 Filed Jul 19, 2022 22:38 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 1,273 $21.67 $27,585.91
Disclosure

SEC source: 0001562180-22-005723 · primarydocument.xml · nonDerivative · entry 9

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,491

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on July 16, 2022.

Read SEC document
July 16, 2022 Filed Jul 19, 2022 22:38 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 323 $21.67 $6,999.41
Disclosure

SEC source: 0001562180-22-005723 · primarydocument.xml · nonDerivative · entry 8

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,764

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on July 16, 2022.

Read SEC document
July 16, 2022 Filed Jul 19, 2022 22:38 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 288 $21.67 $6,240.96
Disclosure

SEC source: 0001562180-22-005723 · primarydocument.xml · nonDerivative · entry 7

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,087

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on July 16, 2022.

Read SEC document
July 16, 2022 Filed Jul 19, 2022 22:38 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 358 $21.67 $7,757.86
Disclosure

SEC source: 0001562180-22-005723 · primarydocument.xml · nonDerivative · entry 6

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,375

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on July 16, 2022.

Read SEC document
July 16, 2022 Filed Jul 19, 2022 22:38 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 714 $21.67 $15,472.38
Disclosure

SEC source: 0001562180-22-005723 · primarydocument.xml · nonDerivative · entry 5

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,733

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on July 16, 2022.

Read SEC document
July 16, 2022 Filed Jul 19, 2022 22:38 UTC
Ceremony GlenSee Remarks
Exercise / conversionCommon Stock 650 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-005723 · primarydocument.xml · nonDerivative · entry 4

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,447

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
July 16, 2022 Filed Jul 19, 2022 22:38 UTC
Ceremony GlenSee Remarks
Exercise / conversionCommon Stock 580 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-005723 · primarydocument.xml · nonDerivative · entry 3

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,797

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
July 16, 2022 Filed Jul 19, 2022 22:38 UTC
Ceremony GlenSee Remarks
Exercise / conversionCommon Stock 722 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-005723 · primarydocument.xml · nonDerivative · entry 2

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,217

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
July 16, 2022 Filed Jul 19, 2022 22:38 UTC
Ceremony GlenSee Remarks
Exercise / conversionCommon Stock 1,440 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-005723 · primarydocument.xml · nonDerivative · entry 1

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
July 16, 2022 Filed Jul 19, 2022 22:39 UTC
Chai NelsonChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,086 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-005724 · primarydocument.xml · derivative · entry 6

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,758

Underlying: Common Stock · 1,086 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 52,137 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4 · derivative.expiration_date: The reporting person was granted 52,137 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
July 16, 2022 Filed Jul 19, 2022 22:39 UTC
Chai NelsonChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,456 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-005724 · primarydocument.xml · derivative · entry 5

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,102

Underlying: Common Stock · 3,456 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 165,929 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.expiration_date: The reporting person was granted 165,929 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
July 16, 2022 Filed Jul 19, 2022 22:39 UTC
Chai NelsonChief Financial Officer
Tax withholdingCommon Stock 555 $21.67 $12,026.85
Disclosure

SEC source: 0001562180-22-005724 · primarydocument.xml · nonDerivative · entry 4

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,999

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on July 16, 2022.

Read SEC document
July 16, 2022 Filed Jul 19, 2022 22:39 UTC
Chai NelsonChief Financial Officer
Tax withholdingCommon Stock 1,765 $21.67 $38,247.55
Disclosure

SEC source: 0001562180-22-005724 · primarydocument.xml · nonDerivative · entry 3

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,554

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on July 16, 2022.

Read SEC document
July 16, 2022 Filed Jul 19, 2022 22:39 UTC
Chai NelsonChief Financial Officer
Exercise / conversionCommon Stock 1,086 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-005724 · primarydocument.xml · nonDerivative · entry 2

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 361,319

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
July 16, 2022 Filed Jul 19, 2022 22:39 UTC
Chai NelsonChief Financial Officer
Exercise / conversionCommon Stock 3,456 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-005724 · primarydocument.xml · nonDerivative · entry 1

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,233

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
July 16, 2022 Filed Jul 19, 2022 22:45 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,863 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-005725 · primarydocument.xml · derivative · entry 17

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,348

Underlying: Common Stock · 2,863 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F8 · derivative.exercise_date: The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th of the total RSUs vested on July 16, 2020 and 1/40 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F8 · derivative.expiration_date: The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th of the total RSUs vested on July 16, 2020 and 1/40 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
July 16, 2022 Filed Jul 19, 2022 22:45 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,437 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-005725 · primarydocument.xml · derivative · entry 16

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,752

Underlying: Common Stock · 2,437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F7 · derivative.expiration_date: The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
July 16, 2022 Filed Jul 19, 2022 22:45 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 4,670 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-005725 · primarydocument.xml · derivative · entry 15

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,074

Underlying: Common Stock · 4,670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vested on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F6 · derivative.expiration_date: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vested on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

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July 16, 2022 Filed Jul 19, 2022 22:45 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,698 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-005725 · primarydocument.xml · derivative · entry 14

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,339

Underlying: Common Stock · 1,698 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5 · derivative.expiration_date: The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

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July 16, 2022 Filed Jul 19, 2022 22:45 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,689 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-005725 · primarydocument.xml · derivative · entry 13

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,301

Underlying: Common Stock · 2,689 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4 · derivative.expiration_date: The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

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July 16, 2022 Filed Jul 19, 2022 22:45 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 729 $21.67 $15,797.43
Disclosure

SEC source: 0001562180-22-005725 · primarydocument.xml · nonDerivative · entry 11

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,073

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on July 16, 2022.

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July 16, 2022 Filed Jul 19, 2022 22:45 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 1,420 $21.67 $30,771.40
Disclosure

SEC source: 0001562180-22-005725 · primarydocument.xml · nonDerivative · entry 10

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,802

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on July 16, 2022.

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July 16, 2022 Filed Jul 19, 2022 22:45 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 1,209 $21.67 $26,199.03
Disclosure

SEC source: 0001562180-22-005725 · primarydocument.xml · nonDerivative · entry 9

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,222

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on July 16, 2022.

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July 16, 2022 Filed Jul 19, 2022 22:45 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 2,316 $21.67 $50,187.72
Disclosure

SEC source: 0001562180-22-005725 · primarydocument.xml · nonDerivative · entry 8

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 229,431

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on July 16, 2022.

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July 16, 2022 Filed Jul 19, 2022 22:45 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 842 $21.67 $18,246.14
Disclosure

SEC source: 0001562180-22-005725 · primarydocument.xml · nonDerivative · entry 7

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,747

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on July 16, 2022.

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July 16, 2022 Filed Jul 19, 2022 22:45 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 1,334 $21.67 $28,907.78
Disclosure

SEC source: 0001562180-22-005725 · primarydocument.xml · nonDerivative · entry 6

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,589

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on July 16, 2022.

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July 16, 2022 Filed Jul 19, 2022 22:45 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 2,863 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-005725 · primarydocument.xml · nonDerivative · entry 5

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,923

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
July 16, 2022 Filed Jul 19, 2022 22:45 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 2,437 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-005725 · primarydocument.xml · nonDerivative · entry 4

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,060

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
July 16, 2022 Filed Jul 19, 2022 22:45 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 4,670 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-005725 · primarydocument.xml · nonDerivative · entry 3

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,623

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
July 16, 2022 Filed Jul 19, 2022 22:45 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 1,698 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-005725 · primarydocument.xml · nonDerivative · entry 2

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,953

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
July 16, 2022 Filed Jul 19, 2022 22:45 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 2,689 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-22-005725 · primarydocument.xml · nonDerivative · entry 1

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 222,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
July 16, 2022 Filed Jul 19, 2022 22:45 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Exercise / conversionRestricted Stock Units · Derivative 1,805 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-005726 · primarydocument.xml · derivative · entry 10

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,113

Underlying: Common Stock · 1,805 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5 · derivative.expiration_date: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

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July 16, 2022 Filed Jul 19, 2022 22:45 UTC
Krishnamurthy NikkiSVP and Chief People Officer
Exercise / conversionRestricted Stock Units · Derivative 2,305 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-005726 · primarydocument.xml · derivative · entry 9

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,745

Underlying: Common Stock · 2,305 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 110,618 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4 · derivative.expiration_date: The reporting person was granted 110,618 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.