UBER

SEC source: 0001562180-22-007240 · primarydocument.xml · derivative · entry 9

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,832

Underlying: Common Stock · 2,304 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 110,618 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4 · derivative.expiration_date: The reporting person was granted 110,618 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-22-007240 · primarydocument.xml · derivative · entry 8

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,613

Underlying: Common Stock · 2,113 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 101,401 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.expiration_date: The reporting person was granted 101,401 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-22-007240 · primarydocument.xml · nonDerivative · entry 7

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,664

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2022.

SEC source: 0001562180-22-007240 · primarydocument.xml · nonDerivative · entry 6

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,976

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2022.

SEC source: 0001562180-22-007240 · primarydocument.xml · nonDerivative · entry 5

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,693

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2022.

SEC source: 0001562180-22-007240 · primarydocument.xml · nonDerivative · entry 4

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 177,600

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2022.

SEC source: 0001562180-22-007240 · primarydocument.xml · nonDerivative · entry 3

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,432

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-22-007240 · primarydocument.xml · nonDerivative · entry 2

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,627

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-22-007240 · primarydocument.xml · nonDerivative · entry 1

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 174,323

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-22-007241 · primarydocument.xml · derivative · entry 13

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,696

Underlying: Common Stock · 1,805 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F6 · derivative.expiration_date: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-22-007241 · primarydocument.xml · derivative · entry 12

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,942

Underlying: Common Stock · 4,670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs vested on August 16, 2021, 1/48 of the total RSUs vest each month thereafter for 24 months, and 1/40 of the total RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5 · derivative.expiration_date: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs vested on August 16, 2021, 1/48 of the total RSUs vest each month thereafter for 24 months, and 1/40 of the total RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-22-007241 · primarydocument.xml · derivative · entry 11

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,175

Underlying: Common Stock · 1,213 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 58,220 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4 · derivative.expiration_date: The reporting person was granted 58,220 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-22-007241 · primarydocument.xml · derivative · entry 10

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,983

Underlying: Common Stock · 3,073 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 147,492 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.expiration_date: The reporting person was granted 147,492 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-22-007241 · primarydocument.xml · nonDerivative · entry 9

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,225

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2022.

SEC source: 0001562180-22-007241 · primarydocument.xml · nonDerivative · entry 8

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,832

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2022.

SEC source: 0001562180-22-007241 · primarydocument.xml · nonDerivative · entry 7

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,727

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2022.

SEC source: 0001562180-22-007241 · primarydocument.xml · nonDerivative · entry 6

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,043

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2022.

SEC source: 0001562180-22-007241 · primarydocument.xml · nonDerivative · entry 5

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,645

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 16, 2022.

SEC source: 0001562180-22-007241 · primarydocument.xml · nonDerivative · entry 4

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,169

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-22-007241 · primarydocument.xml · nonDerivative · entry 3

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,364

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-22-007241 · primarydocument.xml · nonDerivative · entry 2

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,694

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-22-007241 · primarydocument.xml · nonDerivative · entry 1

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,481

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-22-007242 · primarydocument.xml · derivative · entry 2

THAIN JOHN A · CIK 0001090355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 761 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · derivative.exercise_date: The reporting person was granted 761 restricted stock units ("RSUs") on October 10, 2022 pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and became payable in cash or common stock on a one-for-one basis at the election of the Issuer on October 16, 2022.

F2 · derivative.expiration_date: The reporting person was granted 761 restricted stock units ("RSUs") on October 10, 2022 pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and became payable in cash or common stock on a one-for-one basis at the election of the Issuer on October 16, 2022.

SEC source: 0001562180-22-007242 · primarydocument.xml · nonDerivative · entry 1

THAIN JOHN A · CIK 0001090355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-22-007171 · primarydocument.xml · derivative · entry 1

Advaithi Revathi · CIK 0001649101 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 592

Underlying: Common Stock · 592 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · shares: The reporting person was granted 592 restricted stock units ("RSUs") on October 10, 2022 pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and become payable in cash or common stock on a one-for-one basis at the election of the Issuer on the date of the reporting person's termination of service.

F2 · derivative.exercise_date: The reporting person was granted 592 restricted stock units ("RSUs") on October 10, 2022 pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and become payable in cash or common stock on a one-for-one basis at the election of the Issuer on the date of the reporting person's termination of service.

F2 · derivative.expiration_date: The reporting person was granted 592 restricted stock units ("RSUs") on October 10, 2022 pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and become payable in cash or common stock on a one-for-one basis at the election of the Issuer on the date of the reporting person's termination of service.

SEC source: 0001562180-22-007172 · primarydocument.xml · derivative · entry 1

BURNS URSULA M · CIK 0001190699 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 718

Underlying: Common Stock · 718 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · shares: The reporting person was granted 718 restricted stock units ("RSUs") on October 10, 2022 pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and become payable in cash or common stock on a one-for-one basis at the election of the Issuer on the date of the reporting person's termination of service.

F2 · derivative.exercise_date: The reporting person was granted 718 restricted stock units ("RSUs") on October 10, 2022 pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and become payable in cash or common stock on a one-for-one basis at the election of the Issuer on the date of the reporting person's termination of service.

F2 · derivative.expiration_date: The reporting person was granted 718 restricted stock units ("RSUs") on October 10, 2022 pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and become payable in cash or common stock on a one-for-one basis at the election of the Issuer on the date of the reporting person's termination of service.

SEC source: 0001562180-22-007173 · primarydocument.xml · derivative · entry 1

THAIN JOHN A · CIK 0001090355 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 761

Underlying: Common Stock · 761 shares

Expires not disclosed

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F2 · shares: The reporting person was granted 761 restricted stock units ("RSUs") on October 10, 2022 pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and become payable in cash or common stock on a one-for-one basis at the election of the Issuer on October 16, 2022.

F2 · derivative.exercise_date: The reporting person was granted 761 restricted stock units ("RSUs") on October 10, 2022 pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and become payable in cash or common stock on a one-for-one basis at the election of the Issuer on October 16, 2022.

F2 · derivative.expiration_date: The reporting person was granted 761 restricted stock units ("RSUs") on October 10, 2022 pursuant to the Uber Technologies, Inc. RSU Conversion and Deferral Program for Directors. The RSUs were 100% vested as of the date of grant and become payable in cash or common stock on a one-for-one basis at the election of the Issuer on October 16, 2022.

SEC source: 0001562180-22-007014 · primarydocument.xml · nonDerivative · entry 1

Krishnamurthy Nikki · CIK 0001775389 · SVP and Chief People Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,210

F1 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on October 1, 2022.

SEC source: 0001562180-22-006771 · primarydocument.xml · derivative · entry 17

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,700

Underlying: Common Stock · 650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F7 · derivative.expiration_date: The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-22-006771 · primarydocument.xml · derivative · entry 16

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,379

Underlying: Common Stock · 579 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F6 · derivative.expiration_date: The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-22-006771 · primarydocument.xml · derivative · entry 15

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,378

Underlying: Common Stock · 722 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vested on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5 · derivative.expiration_date: The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vested on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-22-006771 · primarydocument.xml · derivative · entry 14

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,005

Underlying: Common Stock · 4,002 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 24,015 restricted stock units (RSUs) on September 1, 2021. The vesting schedule is as follows: 1/6 of the total RSUs vested on December 16, 2021 and 1/6 of the total RSUs vest every three months thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4 · derivative.expiration_date: The reporting person was granted 24,015 restricted stock units (RSUs) on September 1, 2021. The vesting schedule is as follows: 1/6 of the total RSUs vested on December 16, 2021 and 1/6 of the total RSUs vest every three months thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-22-006771 · primarydocument.xml · derivative · entry 13

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,495

Underlying: Common Stock · 1,440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 69,137 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.expiration_date: The reporting person was granted 69,137 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-22-006771 · primarydocument.xml · nonDerivative · entry 12

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,275

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2022.

SEC source: 0001562180-22-006771 · primarydocument.xml · nonDerivative · entry 11

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,309

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2022.

SEC source: 0001562180-22-006771 · primarydocument.xml · nonDerivative · entry 10

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,581

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2022.

SEC source: 0001562180-22-006771 · primarydocument.xml · nonDerivative · entry 9

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,904

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2022.

SEC source: 0001562180-22-006771 · primarydocument.xml · nonDerivative · entry 8

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,192

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2022.

SEC source: 0001562180-22-006771 · primarydocument.xml · nonDerivative · entry 7

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,550

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2022.

SEC source: 0001562180-22-006771 · primarydocument.xml · nonDerivative · entry 6

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,535

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2022.

SEC source: 0001562180-22-006771 · primarydocument.xml · nonDerivative · entry 5

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,249

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-22-006771 · primarydocument.xml · nonDerivative · entry 4

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,599

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-22-006771 · primarydocument.xml · nonDerivative · entry 3

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,020

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-22-006771 · primarydocument.xml · nonDerivative · entry 2

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-22-006771 · primarydocument.xml · nonDerivative · entry 1

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,296

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

SEC source: 0001562180-22-006772 · primarydocument.xml · derivative · entry 6

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,586

Underlying: Common Stock · 1,086 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 52,137 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4 · derivative.expiration_date: The reporting person was granted 52,137 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-22-006772 · primarydocument.xml · derivative · entry 5

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,188

Underlying: Common Stock · 3,457 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 165,929 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.expiration_date: The reporting person was granted 165,929 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

SEC source: 0001562180-22-006772 · primarydocument.xml · nonDerivative · entry 4

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,205

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2022.

SEC source: 0001562180-22-006772 · primarydocument.xml · nonDerivative · entry 3

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,760

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on September 16, 2022.

SEC source: 0001562180-22-006772 · primarydocument.xml · nonDerivative · entry 2

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,525

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.