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UBER

Uber Technologies, Inc

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2867
SEC CIK
0001543151
Parsed reports
947

Last 12 months

Inside the activity.

5 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202601
Feb 202620
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202631
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 16, 2023 Filed Jun 22, 2023 01:40 UTC
Ceremony GlenSee Remarks
Exercise / conversionCommon Stock 1,440 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-005432 · primarydocument.xml · nonDerivative · entry 2

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,956

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 16, 2023 Filed Jun 22, 2023 01:40 UTC
Ceremony GlenSee Remarks
Exercise / conversionCommon Stock 1,515 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-005432 · primarydocument.xml · nonDerivative · entry 1

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,516

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 16, 2023 Filed Jun 22, 2023 01:40 UTC
Chai NelsonChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,086 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005433 · primarydocument.xml · derivative · entry 9

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,810

Underlying: Common Stock · 1,086 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The reporting person was granted 52,137 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5 · derivative.expiration_date: The reporting person was granted 52,137 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
June 16, 2023 Filed Jun 22, 2023 01:40 UTC
Chai NelsonChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,457 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005433 · primarydocument.xml · derivative · entry 8

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 114,076

Underlying: Common Stock · 3,457 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 165,929 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4 · derivative.expiration_date: The reporting person was granted 165,929 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
June 16, 2023 Filed Jun 22, 2023 01:40 UTC
Chai NelsonChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,274 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005433 · primarydocument.xml · derivative · entry 7

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 147,337

Underlying: Common Stock · 3,274 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 157,159 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.expiration_date: The reporting person was granted 157,159 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
June 16, 2023 Filed Jun 22, 2023 01:40 UTC
Chai NelsonChief Financial Officer
Tax withholdingCommon Stock 555 $43.52 $24,153.60
Disclosure

SEC source: 0001562180-23-005433 · primarydocument.xml · nonDerivative · entry 6

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 384,156

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on June 16, 2023.

Read SEC document
June 16, 2023 Filed Jun 22, 2023 01:40 UTC
Chai NelsonChief Financial Officer
Tax withholdingCommon Stock 1,765 $43.52 $76,812.80
Disclosure

SEC source: 0001562180-23-005433 · primarydocument.xml · nonDerivative · entry 5

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 384,711

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on June 16, 2023.

Read SEC document
June 16, 2023 Filed Jun 22, 2023 01:40 UTC
Chai NelsonChief Financial Officer
Tax withholdingCommon Stock 1,672 $43.52 $72,765.44
Disclosure

SEC source: 0001562180-23-005433 · primarydocument.xml · nonDerivative · entry 4

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 386,476

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on June 16, 2023.

Read SEC document
June 16, 2023 Filed Jun 22, 2023 01:40 UTC
Chai NelsonChief Financial Officer
Exercise / conversionCommon Stock 3,274 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-005433 · primarydocument.xml · nonDerivative · entry 3

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 388,148

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 16, 2023 Filed Jun 22, 2023 01:40 UTC
Chai NelsonChief Financial Officer
Exercise / conversionCommon Stock 1,086 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-005433 · primarydocument.xml · nonDerivative · entry 2

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 384,874

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 16, 2023 Filed Jun 22, 2023 01:40 UTC
Chai NelsonChief Financial Officer
Exercise / conversionCommon Stock 3,457 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-005433 · primarydocument.xml · nonDerivative · entry 1

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 383,788

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 01:09 UTC
West TonySee Remarks
SaleCommon Stock 16,664 $42.00 $699,888.00
Disclosure

SEC source: 0001562180-23-005235 · primarydocument.xml · nonDerivative · entry 2

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 164,693

F1 · kind: This transaction was made pursuant to Mr. West's existing Rule 10b5-1 plan.

F2 · balance_after: Includes 1,051 shares acquired under Uber's stock purchase plan on May 23, 2023.

Read SEC document
June 15, 2023 Filed Jun 16, 2023 23:25 UTC
Hazelbaker JillSee Remarks
SaleCommon Stock 15,000 $42.19 $632,812.50
Disclosure

SEC source: 0001562180-23-005318 · primarydocument.xml · nonDerivative · entry 1

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,916

Read SEC document
June 13, 2023 Filed Jun 16, 2023 01:09 UTC
West TonySee Remarks
SaleCommon Stock 8,334 $41.75 $347,944.50
Disclosure

SEC source: 0001562180-23-005235 · primarydocument.xml · nonDerivative · entry 1

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 181,357

F1 · kind: This transaction was made pursuant to Mr. West's existing Rule 10b5-1 plan.

Read SEC document
June 09, 2023 Filed Jun 13, 2023 22:29 UTC
Hazelbaker JillSee Remarks
SaleCommon Stock 644 $41.00 $26,404.00
Disclosure

SEC source: 0001562180-23-005128 · primarydocument.xml · nonDerivative · entry 1

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,916

Read SEC document
May 16, 2023 Filed May 18, 2023 22:55 UTC
Ceremony GlenSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 650 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004257 · primarydocument.xml · derivative · entry 15

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,500

Underlying: Common Stock · 650 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F7 · derivative.expiration_date: The reporting person was granted 31,201 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
May 16, 2023 Filed May 18, 2023 22:55 UTC
Ceremony GlenSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 580 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004257 · primarydocument.xml · derivative · entry 14

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,744

Underlying: Common Stock · 580 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F6 · derivative.expiration_date: The reporting person was granted 27,806 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
May 16, 2023 Filed May 18, 2023 22:55 UTC
Ceremony GlenSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 722 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004257 · primarydocument.xml · derivative · entry 13

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,603

Underlying: Common Stock · 722 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vested on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5 · derivative.expiration_date: The reporting person was granted 34,650 restricted stock units (RSUs) on May 10, 2021. The vesting schedule is as follows: 3/48 of the total RSUs vested on July 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
May 16, 2023 Filed May 18, 2023 22:55 UTC
Ceremony GlenSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,440 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004257 · primarydocument.xml · derivative · entry 12

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,972

Underlying: Common Stock · 1,440 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 69,137 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4 · derivative.expiration_date: The reporting person was granted 69,137 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
May 16, 2023 Filed May 18, 2023 22:55 UTC
Ceremony GlenSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,516 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004257 · primarydocument.xml · derivative · entry 11

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,727

Underlying: Common Stock · 1,516 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 72,759 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.expiration_date: The reporting person was granted 72,759 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
May 16, 2023 Filed May 18, 2023 22:55 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 323 $37.44 $12,093.12
Disclosure

SEC source: 0001562180-23-004257 · primarydocument.xml · nonDerivative · entry 10

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,001

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on May 16, 2023.

Read SEC document
May 16, 2023 Filed May 18, 2023 22:55 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 288 $37.44 $10,782.72
Disclosure

SEC source: 0001562180-23-004257 · primarydocument.xml · nonDerivative · entry 9

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,324

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on May 16, 2023.

Read SEC document
May 16, 2023 Filed May 18, 2023 22:55 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 358 $37.44 $13,403.52
Disclosure

SEC source: 0001562180-23-004257 · primarydocument.xml · nonDerivative · entry 8

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,612

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on May 16, 2023.

Read SEC document
May 16, 2023 Filed May 18, 2023 22:55 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 714 $37.44 $26,732.16
Disclosure

SEC source: 0001562180-23-004257 · primarydocument.xml · nonDerivative · entry 7

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,970

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on May 16, 2023.

Read SEC document
May 16, 2023 Filed May 18, 2023 22:55 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 752 $37.44 $28,154.88
Disclosure

SEC source: 0001562180-23-004257 · primarydocument.xml · nonDerivative · entry 6

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,684

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on May 16, 2023.

Read SEC document
May 16, 2023 Filed May 18, 2023 22:55 UTC
Ceremony GlenSee Remarks
Exercise / conversionCommon Stock 650 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-004257 · primarydocument.xml · nonDerivative · entry 5

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 145,436

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 16, 2023 Filed May 18, 2023 22:55 UTC
Ceremony GlenSee Remarks
Exercise / conversionCommon Stock 580 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-004257 · primarydocument.xml · nonDerivative · entry 4

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,786

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 16, 2023 Filed May 18, 2023 22:55 UTC
Ceremony GlenSee Remarks
Exercise / conversionCommon Stock 722 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-004257 · primarydocument.xml · nonDerivative · entry 3

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,206

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 16, 2023 Filed May 18, 2023 22:55 UTC
Ceremony GlenSee Remarks
Exercise / conversionCommon Stock 1,440 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-004257 · primarydocument.xml · nonDerivative · entry 2

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 143,484

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 16, 2023 Filed May 18, 2023 22:55 UTC
Ceremony GlenSee Remarks
Exercise / conversionCommon Stock 1,516 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-004257 · primarydocument.xml · nonDerivative · entry 1

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 142,044

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 16, 2023 Filed May 18, 2023 22:55 UTC
West TonySee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,806 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004255 · primarydocument.xml · derivative · entry 15

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,056

Underlying: Common Stock · 1,806 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F7 · derivative.expiration_date: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
May 16, 2023 Filed May 18, 2023 22:55 UTC
West TonySee Remarks
Exercise / conversionRestricted Stock Units · Derivative 4,669 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004255 · primarydocument.xml · derivative · entry 14

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,254

Underlying: Common Stock · 4,669 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs vested on August 16, 2021, 1/48 of the total RSUs vest each month thereafter for 24 months, and 1/40 of the total RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F6 · derivative.expiration_date: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs vested on August 16, 2021, 1/48 of the total RSUs vest each month thereafter for 24 months, and 1/40 of the total RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
May 16, 2023 Filed May 18, 2023 22:55 UTC
West TonySee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,213 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004255 · primarydocument.xml · derivative · entry 13

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,684

Underlying: Common Stock · 1,213 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The reporting person was granted 58,220 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5 · derivative.expiration_date: The reporting person was granted 58,220 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
May 16, 2023 Filed May 18, 2023 22:55 UTC
West TonySee Remarks
Exercise / conversionRestricted Stock Units · Derivative 3,072 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004255 · primarydocument.xml · derivative · entry 12

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,474

Underlying: Common Stock · 3,072 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 147,492 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4 · derivative.expiration_date: The reporting person was granted 147,492 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
May 16, 2023 Filed May 18, 2023 22:55 UTC
West TonySee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,911 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004255 · primarydocument.xml · derivative · entry 11

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,876

Underlying: Common Stock · 2,911 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 139,697 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.expiration_date: The reporting person was granted 139,697 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
May 16, 2023 Filed May 18, 2023 22:55 UTC
West TonySee Remarks
Tax withholdingCommon Stock 896 $37.44 $33,546.24
Disclosure

SEC source: 0001562180-23-004255 · primarydocument.xml · nonDerivative · entry 10

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,640

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on May 16, 2023.

Read SEC document
May 16, 2023 Filed May 18, 2023 22:55 UTC
West TonySee Remarks
Tax withholdingCommon Stock 2,315 $37.44 $86,673.60
Disclosure

SEC source: 0001562180-23-004255 · primarydocument.xml · nonDerivative · entry 9

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 189,536

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on May 16, 2023.

Read SEC document
May 16, 2023 Filed May 18, 2023 22:55 UTC
West TonySee Remarks
Tax withholdingCommon Stock 602 $37.44 $22,538.88
Disclosure

SEC source: 0001562180-23-004255 · primarydocument.xml · nonDerivative · entry 8

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 191,851

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on May 16, 2023.

Read SEC document
May 16, 2023 Filed May 18, 2023 22:55 UTC
West TonySee Remarks
Tax withholdingCommon Stock 1,524 $37.44 $57,058.56
Disclosure

SEC source: 0001562180-23-004255 · primarydocument.xml · nonDerivative · entry 7

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,453

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on May 16, 2023.

Read SEC document
May 16, 2023 Filed May 18, 2023 22:55 UTC
West TonySee Remarks
Tax withholdingCommon Stock 1,444 $37.44 $54,063.36
Disclosure

SEC source: 0001562180-23-004255 · primarydocument.xml · nonDerivative · entry 6

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,977

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on May 16, 2023.

Read SEC document
May 16, 2023 Filed May 18, 2023 22:55 UTC
West TonySee Remarks
Exercise / conversionCommon Stock 1,806 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-004255 · primarydocument.xml · nonDerivative · entry 5

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 195,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 16, 2023 Filed May 18, 2023 22:55 UTC
West TonySee Remarks
Exercise / conversionCommon Stock 4,669 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-004255 · primarydocument.xml · nonDerivative · entry 4

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 16, 2023 Filed May 18, 2023 22:55 UTC
West TonySee Remarks
Exercise / conversionCommon Stock 1,213 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-004255 · primarydocument.xml · nonDerivative · entry 3

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 188,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 16, 2023 Filed May 18, 2023 22:55 UTC
West TonySee Remarks
Exercise / conversionCommon Stock 3,072 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-004255 · primarydocument.xml · nonDerivative · entry 2

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 187,733

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 16, 2023 Filed May 18, 2023 22:55 UTC
West TonySee Remarks
Exercise / conversionCommon Stock 2,911 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-004255 · primarydocument.xml · nonDerivative · entry 1

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,661

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
May 16, 2023 Filed May 18, 2023 22:55 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,862 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004256 · primarydocument.xml · derivative · entry 19

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,725

Underlying: Common Stock · 2,862 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F9 · derivative.exercise_date: The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th of the total RSUs vested on July 16, 2020 and 1/40 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F9 · derivative.expiration_date: The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th of the total RSUs vested on July 16, 2020 and 1/40 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
May 16, 2023 Filed May 18, 2023 22:55 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,437 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004256 · primarydocument.xml · derivative · entry 18

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,376

Underlying: Common Stock · 2,437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F8 · derivative.exercise_date: The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F8 · derivative.expiration_date: The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
May 16, 2023 Filed May 18, 2023 22:55 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 4,670 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004256 · primarydocument.xml · derivative · entry 17

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,376

Underlying: Common Stock · 4,670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vested on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F7 · derivative.expiration_date: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vested on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
May 16, 2023 Filed May 18, 2023 22:55 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,698 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004256 · primarydocument.xml · derivative · entry 16

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,358

Underlying: Common Stock · 1,698 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F6 · derivative.expiration_date: The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
May 16, 2023 Filed May 18, 2023 22:55 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,688 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-004256 · primarydocument.xml · derivative · entry 15

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,385

Underlying: Common Stock · 2,688 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5 · derivative.expiration_date: The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.