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Uber Technologies, Inc

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2867
SEC CIK
0001543151
Parsed reports
947

Last 12 months

Inside the activity.

5 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202601
Feb 202620
Mar 202601
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202631
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 16, 2023 Filed Aug 18, 2023 23:35 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 714 $43.65 $31,166.10
Disclosure

SEC source: 0001562180-23-006461 · primarydocument.xml · nonDerivative · entry 7

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,435

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on August 16, 2023.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 23:35 UTC
Ceremony GlenSee Remarks
Tax withholdingCommon Stock 752 $43.65 $32,824.80
Disclosure

SEC source: 0001562180-23-006461 · primarydocument.xml · nonDerivative · entry 6

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,149

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on August 16, 2023.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 23:35 UTC
Ceremony GlenSee Remarks
Exercise / conversionCommon Stock 650 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-006461 · primarydocument.xml · nonDerivative · entry 5

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 23:35 UTC
Ceremony GlenSee Remarks
Exercise / conversionCommon Stock 579 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-006461 · primarydocument.xml · nonDerivative · entry 4

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,251

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 23:35 UTC
Ceremony GlenSee Remarks
Exercise / conversionCommon Stock 721 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-006461 · primarydocument.xml · nonDerivative · entry 3

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 23:35 UTC
Ceremony GlenSee Remarks
Exercise / conversionCommon Stock 1,440 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-006461 · primarydocument.xml · nonDerivative · entry 2

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 151,951

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 23:35 UTC
Ceremony GlenSee Remarks
Exercise / conversionCommon Stock 1,516 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-006461 · primarydocument.xml · nonDerivative · entry 1

Ceremony Glen · CIK 0001525321 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,511

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 23:35 UTC
Chai NelsonChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 1,086 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006462 · primarydocument.xml · derivative · entry 9

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,638

Underlying: Common Stock · 1,086 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The reporting person was granted 52,137 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5 · derivative.expiration_date: The reporting person was granted 52,137 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on April 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 23:35 UTC
Chai NelsonChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,457 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006462 · primarydocument.xml · derivative · entry 8

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,162

Underlying: Common Stock · 3,457 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 165,929 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4 · derivative.expiration_date: The reporting person was granted 165,929 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 23:35 UTC
Chai NelsonChief Financial Officer
Exercise / conversionRestricted Stock Units · Derivative 3,274 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-006462 · primarydocument.xml · derivative · entry 7

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,788

Underlying: Common Stock · 3,274 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 157,159 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.expiration_date: The reporting person was granted 157,159 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 23:35 UTC
Chai NelsonChief Financial Officer
Tax withholdingCommon Stock 555 $43.65 $24,225.75
Disclosure

SEC source: 0001562180-23-006462 · primarydocument.xml · nonDerivative · entry 6

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 391,807

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on August 16, 2023.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 23:35 UTC
Chai NelsonChief Financial Officer
Tax withholdingCommon Stock 1,765 $43.65 $77,042.25
Disclosure

SEC source: 0001562180-23-006462 · primarydocument.xml · nonDerivative · entry 5

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 392,362

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on August 16, 2023.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 23:35 UTC
Chai NelsonChief Financial Officer
Tax withholdingCommon Stock 1,672 $43.65 $72,982.80
Disclosure

SEC source: 0001562180-23-006462 · primarydocument.xml · nonDerivative · entry 4

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 394,127

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on August 16, 2023.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 23:35 UTC
Chai NelsonChief Financial Officer
Exercise / conversionCommon Stock 1,086 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-006462 · primarydocument.xml · nonDerivative · entry 3

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 395,799

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 23:35 UTC
Chai NelsonChief Financial Officer
Exercise / conversionCommon Stock 3,457 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-006462 · primarydocument.xml · nonDerivative · entry 2

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 394,713

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
August 16, 2023 Filed Aug 18, 2023 23:35 UTC
Chai NelsonChief Financial Officer
Exercise / conversionCommon Stock 3,274 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-006462 · primarydocument.xml · nonDerivative · entry 1

Chai Nelson · CIK 0001299914 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 391,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
July 18, 2023 Filed Jul 19, 2023 22:23 UTC
KHOSROWSHAHI DARADirector · Chief Executive Officer
SaleCommon Stock 100,000 $47.51 $4,750,630.00
Disclosure

SEC source: 0001562180-23-005982 · primarydocument.xml · nonDerivative · entry 1

KHOSROWSHAHI DARA · CIK 0001184237 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 1,316,243

F1 · kind: This transaction was made pursuant to Mr. Khosrowshahi's existing Rule 10b5-1 plan.

F2 · price: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.5000 to $47.5600, inclusive. The reporting person undertakes to provide to Uber Technologies, Inc., any security holder of Uber Technologies, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.

Read SEC document
July 16, 2023 Filed Jul 18, 2023 20:47 UTC
West TonySee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,806 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005954 · primarydocument.xml · derivative · entry 15

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,445

Underlying: Common Stock · 1,806 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F7 · derivative.expiration_date: The reporting person was granted 86,670 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
July 16, 2023 Filed Jul 18, 2023 20:47 UTC
West TonySee Remarks
Exercise / conversionRestricted Stock Units · Derivative 4,670 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005954 · primarydocument.xml · derivative · entry 14

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,914

Underlying: Common Stock · 4,670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs vested on August 16, 2021, 1/48 of the total RSUs vest each month thereafter for 24 months, and 1/40 of the total RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F6 · derivative.expiration_date: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 1/5 of the total RSUs vested on August 16, 2021, 1/48 of the total RSUs vest each month thereafter for 24 months, and 1/40 of the total RSUs vest each month thereafter for 12 months. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
July 16, 2023 Filed Jul 18, 2023 20:47 UTC
West TonySee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,213 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005954 · primarydocument.xml · derivative · entry 13

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,258

Underlying: Common Stock · 1,213 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The reporting person was granted 58,220 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5 · derivative.expiration_date: The reporting person was granted 58,220 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
July 16, 2023 Filed Jul 18, 2023 20:47 UTC
West TonySee Remarks
Exercise / conversionRestricted Stock Units · Derivative 3,073 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005954 · primarydocument.xml · derivative · entry 12

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,328

Underlying: Common Stock · 3,073 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 147,492 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4 · derivative.expiration_date: The reporting person was granted 147,492 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
July 16, 2023 Filed Jul 18, 2023 20:47 UTC
West TonySee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,910 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005954 · primarydocument.xml · derivative · entry 11

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 128,056

Underlying: Common Stock · 2,910 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: The reporting person was granted 139,697 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F3 · derivative.expiration_date: The reporting person was granted 139,697 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
July 16, 2023 Filed Jul 18, 2023 20:47 UTC
West TonySee Remarks
Tax withholdingCommon Stock 896 $44.75 $40,096.00
Disclosure

SEC source: 0001562180-23-005954 · primarydocument.xml · nonDerivative · entry 10

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,475

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on July 16, 2023.

Read SEC document
July 16, 2023 Filed Jul 18, 2023 20:47 UTC
West TonySee Remarks
Tax withholdingCommon Stock 2,316 $44.75 $103,641.00
Disclosure

SEC source: 0001562180-23-005954 · primarydocument.xml · nonDerivative · entry 9

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 179,371

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on July 16, 2023.

Read SEC document
July 16, 2023 Filed Jul 18, 2023 20:47 UTC
West TonySee Remarks
Tax withholdingCommon Stock 602 $44.75 $26,939.50
Disclosure

SEC source: 0001562180-23-005954 · primarydocument.xml · nonDerivative · entry 8

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,687

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on July 16, 2023.

Read SEC document
July 16, 2023 Filed Jul 18, 2023 20:47 UTC
West TonySee Remarks
Tax withholdingCommon Stock 1,524 $44.75 $68,199.00
Disclosure

SEC source: 0001562180-23-005954 · primarydocument.xml · nonDerivative · entry 7

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 182,289

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on July 16, 2023.

Read SEC document
July 16, 2023 Filed Jul 18, 2023 20:47 UTC
West TonySee Remarks
Tax withholdingCommon Stock 1,443 $44.75 $64,574.25
Disclosure

SEC source: 0001562180-23-005954 · primarydocument.xml · nonDerivative · entry 6

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,813

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on July 16, 2023.

Read SEC document
July 16, 2023 Filed Jul 18, 2023 20:47 UTC
West TonySee Remarks
Exercise / conversionCommon Stock 1,806 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-005954 · primarydocument.xml · nonDerivative · entry 5

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 185,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
July 16, 2023 Filed Jul 18, 2023 20:47 UTC
West TonySee Remarks
Exercise / conversionCommon Stock 4,670 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-005954 · primarydocument.xml · nonDerivative · entry 4

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 183,450

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
July 16, 2023 Filed Jul 18, 2023 20:47 UTC
West TonySee Remarks
Exercise / conversionCommon Stock 1,213 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-005954 · primarydocument.xml · nonDerivative · entry 3

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 178,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
July 16, 2023 Filed Jul 18, 2023 20:47 UTC
West TonySee Remarks
Exercise / conversionCommon Stock 3,073 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-005954 · primarydocument.xml · nonDerivative · entry 2

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,567

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
July 16, 2023 Filed Jul 18, 2023 20:47 UTC
West TonySee Remarks
Exercise / conversionCommon Stock 2,910 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-005954 · primarydocument.xml · nonDerivative · entry 1

West Tony · CIK 0001626201 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
July 16, 2023 Filed Jul 18, 2023 20:47 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,862 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005955 · primarydocument.xml · derivative · entry 19

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,862 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F9 · derivative.exercise_date: The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th of the total RSUs vested on July 16, 2020 and 1/40 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F9 · derivative.expiration_date: The reporting person was granted 114,495 restricted stock units (RSUs) on August 1, 2019. The vesting schedule is as follows: 1/10th of the total RSUs vested on July 16, 2020 and 1/40 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

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July 16, 2023 Filed Jul 18, 2023 20:47 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,437 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005955 · primarydocument.xml · derivative · entry 18

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,501

Underlying: Common Stock · 2,437 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F8 · derivative.exercise_date: The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F8 · derivative.expiration_date: The reporting person was granted 117,004 restricted stock units (RSUs) on March 2, 2020. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2021 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
July 16, 2023 Filed Jul 18, 2023 20:47 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 4,670 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005955 · primarydocument.xml · derivative · entry 17

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,037

Underlying: Common Stock · 4,670 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F7 · derivative.exercise_date: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vested on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F7 · derivative.expiration_date: The reporting person was granted 224,148 restricted stock units (RSUs) on July 29, 2020. The vesting schedule is as follows: 4/48 of the total RSUs vested on November 16, 2020 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
July 16, 2023 Filed Jul 18, 2023 20:47 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 1,698 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005955 · primarydocument.xml · derivative · entry 16

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,962

Underlying: Common Stock · 1,698 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F6 · derivative.exercise_date: The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F6 · derivative.expiration_date: The reporting person was granted 81,508 restricted stock units (RSUs) on March 1, 2021. The vesting schedule is as follows: 12/48 of the total RSUs vested on March 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
July 16, 2023 Filed Jul 18, 2023 20:47 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,689 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005955 · primarydocument.xml · derivative · entry 15

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,007

Underlying: Common Stock · 2,689 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F5 · derivative.exercise_date: The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F5 · derivative.expiration_date: The reporting person was granted 129,056 restricted stock units (RSUs) on March 1, 2022. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2022 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
July 16, 2023 Filed Jul 18, 2023 20:47 UTC
Hazelbaker JillSee Remarks
Exercise / conversionRestricted Stock Units · Derivative 2,546 $0.00 $0.00
Disclosure

SEC source: 0001562180-23-005955 · primarydocument.xml · derivative · entry 14

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,049

Underlying: Common Stock · 2,546 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F4 · derivative.exercise_date: The reporting person was granted 122,235 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

F4 · derivative.expiration_date: The reporting person was granted 122,235 restricted stock units (RSUs) on March 1, 2023. The vesting schedule is as follows: 1/48 of the total RSUs vested on April 16, 2023 and 1/48 of the total RSUs vest each month thereafter. Upon vesting, the RSUs become payable in cash or common stock on a one-for-one basis at the election of the issuer.

Read SEC document
July 16, 2023 Filed Jul 18, 2023 20:47 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 1,419 $44.75 $63,500.25
Disclosure

SEC source: 0001562180-23-005955 · primarydocument.xml · nonDerivative · entry 12

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 130,956

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on July 16, 2023.

Read SEC document
July 16, 2023 Filed Jul 18, 2023 20:47 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 1,209 $44.75 $54,102.75
Disclosure

SEC source: 0001562180-23-005955 · primarydocument.xml · nonDerivative · entry 11

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,375

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on July 16, 2023.

Read SEC document
July 16, 2023 Filed Jul 18, 2023 20:47 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 2,316 $44.75 $103,641.00
Disclosure

SEC source: 0001562180-23-005955 · primarydocument.xml · nonDerivative · entry 10

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 133,584

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on July 16, 2023.

Read SEC document
July 16, 2023 Filed Jul 18, 2023 20:47 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 842 $44.75 $37,679.50
Disclosure

SEC source: 0001562180-23-005955 · primarydocument.xml · nonDerivative · entry 9

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,900

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on July 16, 2023.

Read SEC document
July 16, 2023 Filed Jul 18, 2023 20:47 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 1,334 $44.75 $59,696.50
Disclosure

SEC source: 0001562180-23-005955 · primarydocument.xml · nonDerivative · entry 8

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,742

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on July 16, 2023.

Read SEC document
July 16, 2023 Filed Jul 18, 2023 20:47 UTC
Hazelbaker JillSee Remarks
Tax withholdingCommon Stock 1,263 $44.75 $56,519.25
Disclosure

SEC source: 0001562180-23-005955 · primarydocument.xml · nonDerivative · entry 7

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 138,076

F2 · kind: Shares withheld to satisfy tax liability upon vesting of restricted stock units on July 16, 2023.

Read SEC document
July 16, 2023 Filed Jul 18, 2023 20:47 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 2,862 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-005955 · primarydocument.xml · nonDerivative · entry 6

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 139,339

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
July 16, 2023 Filed Jul 18, 2023 20:47 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 2,437 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-005955 · primarydocument.xml · nonDerivative · entry 5

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 136,477

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
July 16, 2023 Filed Jul 18, 2023 20:47 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 4,670 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-005955 · primarydocument.xml · nonDerivative · entry 4

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 134,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
July 16, 2023 Filed Jul 18, 2023 20:47 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 1,698 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-005955 · primarydocument.xml · nonDerivative · entry 3

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
July 16, 2023 Filed Jul 18, 2023 20:47 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 2,689 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-005955 · primarydocument.xml · nonDerivative · entry 2

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 127,672

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document
July 16, 2023 Filed Jul 18, 2023 20:47 UTC
Hazelbaker JillSee Remarks
Exercise / conversionCommon Stock 2,546 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-23-005955 · primarydocument.xml · nonDerivative · entry 1

Hazelbaker Jill · CIK 0001775297 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,983

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Restricted stock units convert into common stock on a one-for-one basis.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.