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AgEagle Aerial Systems Inc.

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7056
SEC CIK
0000008504
Parsed reports
189

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202620
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 30, 2020 Filed Dec 14, 2020 13:31 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $2.28 Not disclosed
Disclosure

SEC source: 0001575705-20-000285 · ownership.xml · derivative · entry 1

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,855

Underlying: Common Stock · 25,000 shares

Expires 2025-09-29

F2 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
September 30, 2020 Filed Dec 22, 2020 16:46 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $2.28 Not disclosed
Disclosure

SEC source: 0001575705-20-000297 · ownership.xml · derivative · entry 1

Mooney Barrett · CIK 0001749282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 500,000

Underlying: Common Stock · 25,000 shares

Expires 2025-09-29

F2 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
September 30, 2020 Filed Dec 23, 2020 14:57 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
GrantOptions to purchase common stock, par value $0.001per share · Derivative 15,000 Not disclosed Strike: $2.28 Not disclosed
Disclosure

SEC source: 0001575705-20-000303 · ownership.xml · derivative · entry 1

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 697,533

Underlying: Common Stock · 15,000 shares

Expires 2025-09-29

F2 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
September 17, 2020 Filed Sep 26, 2020 01:20 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
Exercise / conversionOptions to purchase common stock, par value $0.001 per share · Derivative 35,000 Not disclosed Strike: $0.06 Not disclosed
Disclosure

SEC source: 0001575705-20-000206 · ownership.xml · derivative · entry 3

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 707,533

Underlying: Common Stock · 35,000 shares

Expires 2027-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 17, 2020.

F4 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options became exercisable and vested in equal installments over a two-year period.

Read SEC document
September 17, 2020 Filed Sep 26, 2020 01:20 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
SaleCommon Stock, par value $0.001 35,000 $2.65 $92,750.00
Disclosure

SEC source: 0001575705-20-000206 · ownership.xml · nonDerivative · entry 2

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 17, 2020.

Read SEC document
September 17, 2020 Filed Sep 26, 2020 01:20 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
Exercise / conversionCommon Stock, par value $0.001 35,000 $0.06 $2,100.00
Disclosure

SEC source: 0001575705-20-000206 · ownership.xml · nonDerivative · entry 1

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 17, 2020.

Read SEC document
September 17, 2020 Filed Dec 23, 2020 14:52 UTC Amendment
Fernandez-McGovern Nicole M.Chief Financial Officer
Exercise / conversionOptions to purchase common stock, par value $0.001 per share · Derivative 35,000 Not disclosed Strike: $0.06 Not disclosed
Disclosure

SEC source: 0001575705-20-000301 · ownership.xml · derivative · entry 3

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 707,533

Underlying: Common Stock · 35,000 shares

Expires 2027-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 17, 2020.

F4 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options became exercisable and vested in equal installments over a two-year period.

Read SEC document
September 17, 2020 Filed Dec 23, 2020 14:52 UTC Amendment
Fernandez-McGovern Nicole M.Chief Financial Officer
SaleCommon Stock, par value $0.001 35,000 $2.65 $92,750.00
Disclosure

SEC source: 0001575705-20-000301 · ownership.xml · nonDerivative · entry 2

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 17, 2020.

Read SEC document
September 17, 2020 Filed Dec 23, 2020 14:52 UTC Amendment
Fernandez-McGovern Nicole M.Chief Financial Officer
Exercise / conversionCommon Stock, par value $0.001 35,000 $0.06 $2,100.00
Disclosure

SEC source: 0001575705-20-000301 · ownership.xml · nonDerivative · entry 1

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 17, 2020.

Read SEC document
September 15, 2020 Filed Sep 25, 2020 23:11 UTC
Chilcott Bret10% owner
SaleCommon Stock, par value $0.001 50,000 $2.65 $132,500.00
Disclosure

SEC source: 0001575705-20-000202 · ownership.xml · nonDerivative · entry 1

Chilcott Bret · CIK 0001677798 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,750,321

F1 · kind: The shares were sold pursuant to a 10b5-1 plan that Mr. Chilcott entered into on September 8, 2020.

Read SEC document
September 08, 2020 Filed Sep 12, 2020 01:45 UTC Amendment
Fernandez-McGovern Nicole M.Chief Financial Officer
Exercise / conversionOptions to purchase common stock, par value $0.001 per share · Derivative 35,000 Not disclosed Strike: $0.06 Not disclosed
Disclosure

SEC source: 0001575705-20-000187 · ownership.xml · derivative · entry 4

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 742,533

Underlying: Common Stock · 35,000 shares

Expires 2027-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 17, 2020.

F6 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F5 · derivative.exercise_date: The options became exercisable and vested in equal installments over a two-year period.

Read SEC document
September 08, 2020 Filed Sep 12, 2020 01:45 UTC Amendment
Fernandez-McGovern Nicole M.Chief Financial Officer
SaleCommon Stock, par value $0.001 35,000 $2.58 $90,300.00
Disclosure

SEC source: 0001575705-20-000187 · ownership.xml · nonDerivative · entry 2

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 17, 2020.

F3 · price: The price reported in Colum 4 is a weighted average price. These shares were sold in multiple transactions at price ranging from $2.55 to $2.61.

Read SEC document
September 08, 2020 Filed Sep 12, 2020 01:45 UTC Amendment
Fernandez-McGovern Nicole M.Chief Financial Officer
Exercise / conversionCommon Stock, par value $0.001 35,000 $0.06 $2,100.00
Disclosure

SEC source: 0001575705-20-000187 · ownership.xml · nonDerivative · entry 1

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 17, 2020.

Read SEC document
September 08, 2020 Filed Sep 11, 2020 20:51 UTC Exercise / conversionOptions to purchase common stock, par value $0.001 per share · Derivative 40,000 Not disclosed Strike: $0.62 Not disclosed
Disclosure

SEC source: 0001575705-20-000185 · ownership.xml · derivative · entry 4

Mooney Barrett · CIK 0001749282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,000

Underlying: Common Stock · 40,000 shares

Expires 2025-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 12, 2020.

F6 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F5 · derivative.exercise_date: The options became exercisable and vested in equal installments over a two-year period.

Read SEC document
September 08, 2020 Filed Sep 11, 2020 20:51 UTC SaleCommon Stock, par value $0.001 40,000 $2.59 $103,600.00
Disclosure

SEC source: 0001575705-20-000185 · ownership.xml · nonDerivative · entry 2

Mooney Barrett · CIK 0001749282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 12, 2020.

F3 · price: The price reported in Colum 4 is a weighted average price. These shares were sold in multiple transactions at price ranging from $2.55 to $ 2.65.

F4 · balance_after: Reflects vested restricted stock units. The restricted stock units were performance based awards granted under the Company's 2019 Bonus Plan.

Read SEC document
September 08, 2020 Filed Sep 11, 2020 20:51 UTC Exercise / conversionCommon Stock, par value $0.001 40,000 $0.62 $24,800.00
Disclosure

SEC source: 0001575705-20-000185 · ownership.xml · nonDerivative · entry 1

Mooney Barrett · CIK 0001749282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 12, 2020.

Read SEC document
September 08, 2020 Filed Sep 11, 2020 20:47 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
Exercise / conversionOptions to purchase common stock, par value $0.001 per share · Derivative 35,000 Not disclosed Strike: $0.06 Not disclosed
Disclosure

SEC source: 0001575705-20-000183 · ownership.xml · derivative · entry 4

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617,533

Underlying: Common Stock · 35,000 shares

Expires 2027-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 17, 2020

F6 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F5 · derivative.exercise_date: The options became exercisable and vested in equal installments over a two-year period.

Read SEC document
September 08, 2020 Filed Sep 11, 2020 20:47 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
SaleCommon Stock, par value $0.001 35,000 $2.58 $90,300.00
Disclosure

SEC source: 0001575705-20-000183 · ownership.xml · nonDerivative · entry 2

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 17, 2020.

F3 · price: The price reported in Colum 4 is a weighted average price. These shares were sold in multiple transactions at price ranging from $2.55 to $2.61.

Read SEC document
September 08, 2020 Filed Sep 11, 2020 20:47 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
Exercise / conversionCommon Stock, par value $0.001 35,000 $0.06 $2,100.00
Disclosure

SEC source: 0001575705-20-000183 · ownership.xml · nonDerivative · entry 1

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 17, 2020

Read SEC document
September 08, 2020 Filed Dec 22, 2020 16:43 UTC Amendment Exercise / conversionOptions to purchase common stock, par value $0.001 per share · Derivative 40,000 Not disclosed Strike: $0.62 Not disclosed
Disclosure

SEC source: 0001575705-20-000295 · ownership.xml · derivative · entry 4

Mooney Barrett · CIK 0001749282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 495,000

Underlying: Common Stock · 40,000 shares

Expires 2028-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 12, 2020.

F6 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F5 · derivative.exercise_date: The options became exercisable and vested in equal installments over a two-year period.

Read SEC document
September 08, 2020 Filed Dec 22, 2020 16:43 UTC Amendment SaleCommon Stock, par value $0.001 40,000 $2.59 $103,600.00
Disclosure

SEC source: 0001575705-20-000295 · ownership.xml · nonDerivative · entry 2

Mooney Barrett · CIK 0001749282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 12, 2020.

F3 · price: The price reported in Colum 4 is a weighted average price. These shares were sold in multiple transactions at price ranging from $2.55 to $2.65.

F4 · balance_after: Reflects vested restricted stock units. The restricted stock units were performance based awards granted under the Company's 2019 Bonus Plan.

Read SEC document
September 08, 2020 Filed Dec 22, 2020 16:43 UTC Amendment Exercise / conversionCommon Stock, par value $0.001 40,000 $0.62 $24,800.00
Disclosure

SEC source: 0001575705-20-000295 · ownership.xml · nonDerivative · entry 1

Mooney Barrett · CIK 0001749282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 12, 2020.

Read SEC document
June 30, 2020 Filed Sep 12, 2020 01:45 UTC Amendment
Fernandez-McGovern Nicole M.Chief Financial Officer
GrantOptions to purchase common stock, par value $0.001 per share · Derivative 12,500 Not disclosed Strike: $1.19 Not disclosed
Disclosure

SEC source: 0001575705-20-000187 · ownership.xml · derivative · entry 5

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 777,533

Underlying: Common Stock · 12,500 shares

Expires 2025-06-29

F6 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F5 · derivative.exercise_date: The options became exercisable and vested in equal installments over a two-year period.

Read SEC document
June 30, 2020 Filed Sep 11, 2020 20:51 UTC GrantOptions to purchase common stock, par value $0.001 per share · Derivative 15,000 Not disclosed Strike: $1.19 Not disclosed
Disclosure

SEC source: 0001575705-20-000185 · ownership.xml · derivative · entry 5

Mooney Barrett · CIK 0001749282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535,000

Underlying: Common Stock · 15,000 shares

Expires 2025-06-29

F6 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F5 · derivative.exercise_date: The options became exercisable and vested in equal installments over a two-year period.

Read SEC document
June 30, 2020 Filed Sep 11, 2020 20:47 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
GrantOptions to purchase common stock, par value $0.001 per share · Derivative 12,500 Not disclosed Strike: $1.19 Not disclosed
Disclosure

SEC source: 0001575705-20-000183 · ownership.xml · derivative · entry 5

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 652,533

Underlying: Common Stock · 12,500 shares

Expires 2024-06-29

F6 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F5 · derivative.exercise_date: The options became exercisable and vested in equal installments over a two-year period.

Read SEC document
June 30, 2020 Filed Sep 16, 2020 01:31 UTC GrantOptions to purchase common stock, par value $0.001 per share · Derivative 16,500 Not disclosed Strike: $1.19 Not disclosed
Disclosure

SEC source: 0001575705-20-000193 · ownership.xml · derivative · entry 1

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,356

Underlying: Common Stock · 16,500 shares

Expires 2025-06-29

F2 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
June 30, 2020 Filed Sep 16, 2020 01:29 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 16,500 Not disclosed Strike: $1.19 Not disclosed
Disclosure

SEC source: 0001575705-20-000191 · ownership.xml · derivative · entry 1

Ingargiola Luisa · CIK 0001447277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 256,750

Underlying: Common Stock · 16,500 shares

Expires 2025-06-29

F2 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
June 30, 2020 Filed Sep 21, 2020 20:08 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 16,500 Not disclosed Strike: $1.19 Not disclosed
Disclosure

SEC source: 0001575705-20-000195 · ownership.xml · derivative · entry 3

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,178

Underlying: Common Stock · 16,500 shares

Expires 2025-06-29

F2 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable on the Transaction Date and vest in equal installments over a two-year period.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
June 30, 2020 Filed Sep 26, 2020 01:20 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
OtherOptions to purchase common stock, par value $0.001 per share · Derivative 12,500 $1.82 Strike: $1.82 $22,750.00
Disclosure

SEC source: 0001575705-20-000206 · ownership.xml · derivative · entry 5

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 682,533

Underlying: Common Stock · 12,500 shares

Expires 2023-06-29

F5 · kind: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan in 2018. The options were cancelled in June 2020.

F3 · derivative.exercise_date: The options became exercisable and vested in equal installments over a two-year period.

Read SEC document
June 30, 2020 Filed Sep 26, 2020 01:20 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
OtherOptions to purchase common stock, par value $0.001 per share · Derivative 12,500 $1.64 Strike: $1.64 $20,500.00
Disclosure

SEC source: 0001575705-20-000206 · ownership.xml · derivative · entry 4

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 695,033

Underlying: Common Stock · 12,500 shares

Expires 2023-09-29

F5 · kind: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan in 2018. The options were cancelled in June 2020.

F3 · derivative.exercise_date: The options became exercisable and vested in equal installments over a two-year period.

Read SEC document
June 30, 2020 Filed Dec 1, 2020 13:53 UTC
Drozd MichaelChief Executive Officer
GrantOptions to purchase common stock, par value $0.001per share · Derivative 7,167 Not disclosed Strike: $1.19 Not disclosed
Disclosure

SEC source: 0001575705-20-000263 · ownership.xml · derivative · entry 3

Drozd Michael · CIK 0001827623 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,167

Underlying: Common Stock · 7,167 shares

Expires 2025-06-29

F3 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: The options vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F4 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
June 30, 2020 Filed Dec 22, 2020 16:43 UTC Amendment GrantOptions to purchase common stock, par value $0.001 per share · Derivative 15,000 Not disclosed Strike: $1.19 Not disclosed
Disclosure

SEC source: 0001575705-20-000295 · ownership.xml · derivative · entry 5

Mooney Barrett · CIK 0001749282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 535,000

Underlying: Common Stock · 15,000 shares

Expires 2025-06-29

F6 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F5 · derivative.exercise_date: The options became exercisable and vested in equal installments over a two-year period.

Read SEC document
June 15, 2020 Filed Sep 21, 2020 20:08 UTC Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 160,178 Not disclosed Strike: $0.06 Not disclosed
Disclosure

SEC source: 0001575705-20-000195 · ownership.xml · derivative · entry 2

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,000

Underlying: Common Stock · 153,163 shares

Expires 2027-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Shares issued upon cashless exercise of an option to purchase 160,178 shares issued under the Company's Omnibus Equity Incentive Plan.

F2 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable on the Transaction Date and vest in equal installments over a two-year period.

F4 · derivative.underlying_shares: Shares issued upon cashless exercise of an option to purchase 160,178 shares issued under the Company's Omnibus Equity Incentive Plan.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

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June 15, 2020 Filed Sep 21, 2020 20:08 UTC Exercise / conversionCommon Stock, par value $0.001 153,163 $0.06 $9,189.78
Disclosure

SEC source: 0001575705-20-000195 · ownership.xml · nonDerivative · entry 1

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · kind: Shares issued upon cashless exercise of an option to purchase 160,178 shares issued under the Company's Omnibus Equity Incentive Plan.

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May 18, 2020 Filed Dec 1, 2020 13:53 UTC
Drozd MichaelChief Executive Officer
GrantCommon Stock, $0.001 par value per share 100,000 $0.00 $0.00
Disclosure

SEC source: 0001575705-20-000263 · ownership.xml · nonDerivative · entry 1

Drozd Michael · CIK 0001827623 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F1 · shares: Consists of a restricted stock unit award made pursuant to the Company's 2017 Omnibus Equity Incentive Plan. The restricted stock units vest in full on the one year anniversary of the grant date, except that such restricted stock units may vest prior to such date if the Reporting Person is terminated involuntarily without cause. The restricted stock units will be cancelled prior to the vesting date if the Reporting Person voluntarily terminates his employment.

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May 14, 2020 Filed Sep 12, 2020 01:45 UTC Amendment
Fernandez-McGovern Nicole M.Chief Financial Officer
GrantOptions to purchase common stock, par value $0.001 per share · Derivative 125,000 Not disclosed Strike: $1.27 Not disclosed
Disclosure

SEC source: 0001575705-20-000187 · ownership.xml · derivative · entry 6

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 765,033

Underlying: Common Stock · 125,000 shares

Expires 2025-05-13

F6 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F5 · derivative.exercise_date: The options became exercisable and vested in equal installments over a two-year period.

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April 13, 2020 Filed Sep 12, 2020 01:45 UTC Amendment
Fernandez-McGovern Nicole M.Chief Financial Officer
GrantCommon Stock, par value $0.001 70,000 $0.00 $0.00
Disclosure

SEC source: 0001575705-20-000187 · ownership.xml · nonDerivative · entry 3

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

F4 · kind: Reflects vested restricted stock units. The restricted stock units were performance based awards granted under the Company's 2019 Bonus Plan.

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April 13, 2020 Filed Sep 11, 2020 20:51 UTC GrantCommon Stock, par value $0.001 100,000 $0.00 $0.00
Disclosure

SEC source: 0001575705-20-000185 · ownership.xml · nonDerivative · entry 3

Mooney Barrett · CIK 0001749282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F4 · kind: Reflects vested restricted stock units. The restricted stock units were performance based awards granted under the Company's 2019 Bonus Plan.

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April 13, 2020 Filed Sep 11, 2020 20:47 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
GrantCommon Stock, par value $0.001 70,000 $0.00 $0.00
Disclosure

SEC source: 0001575705-20-000183 · ownership.xml · nonDerivative · entry 3

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

F4 · kind: Reflects vested restricted stock units. The restricted stock units were performance based awards granted under the Company's 2019 Bonus Plan.

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April 13, 2020 Filed Dec 22, 2020 16:43 UTC Amendment GrantCommon Stock, par value $0.001 100,000 $0.00 $0.00
Disclosure

SEC source: 0001575705-20-000295 · ownership.xml · nonDerivative · entry 3

Mooney Barrett · CIK 0001749282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F4 · kind: Reflects vested restricted stock units. The restricted stock units were performance based awards granted under the Company's 2019 Bonus Plan.

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April 01, 2020 Filed Nov 23, 2020 21:22 UTC OtherOptions to purchase common stock, par value $0.001per share · Derivative 41,250 $0.77 Strike: $0.77 $31,762.50
Disclosure

SEC source: 0001575705-20-000251 · ownership.xml · derivative · entry 1

Ingargiola Luisa · CIK 0001447277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,098

Underlying: Common Stock · 41,250 shares

Expires 2023-11-26

F1 · derivative.exercise_price: The options were cancelled. No value was received for this cancellation.

F1 · kind: The options were cancelled. No value was received for this cancellation.

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April 01, 2020 Filed Dec 7, 2020 21:09 UTC OtherOptions to purchase common stock, par value $0.001per share · Derivative 16,500 $4.33 Strike: $4.33 $71,445.00
Disclosure

SEC source: 0001575705-20-000269 · ownership.xml · derivative · entry 3

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 198,500

Underlying: Common Stock · 16,500 shares

Expires 2023-03-30

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

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April 01, 2020 Filed Dec 7, 2020 21:09 UTC OtherOptions to purchase common stock, par value $0.001per share · Derivative 16,500 $1.82 Strike: $1.82 $30,030.00
Disclosure

SEC source: 0001575705-20-000269 · ownership.xml · derivative · entry 2

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,000

Underlying: Common Stock · 16,500 shares

Expires 2023-06-29

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

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April 01, 2020 Filed Dec 7, 2020 21:09 UTC OtherOptions to purchase common stock, par value $0.001per share · Derivative 16,500 $1.64 Strike: $1.64 $27,060.00
Disclosure

SEC source: 0001575705-20-000269 · ownership.xml · derivative · entry 1

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,500

Underlying: Common Stock · 16,500 shares

Expires 2023-09-29

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

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April 01, 2020 Filed Dec 14, 2020 13:30 UTC OtherOptions to purchase common stock, par value $0.001per share · Derivative 16,500 $4.33 Strike: $4.33 $71,445.00
Disclosure

SEC source: 0001575705-20-000283 · ownership.xml · derivative · entry 3

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,855

Underlying: Common Stock · 16,500 shares

Expires 2023-03-30

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
April 01, 2020 Filed Dec 14, 2020 13:30 UTC OtherOptions to purchase common stock, par value $0.001per share · Derivative 16,500 $1.82 Strike: $1.82 $30,030.00
Disclosure

SEC source: 0001575705-20-000283 · ownership.xml · derivative · entry 2

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,355

Underlying: Common Stock · 16,500 shares

Expires 2023-06-29

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
April 01, 2020 Filed Dec 14, 2020 13:30 UTC OtherOptions to purchase common stock, par value $0.001per share · Derivative 16,500 $1.64 Strike: $1.64 $27,060.00
Disclosure

SEC source: 0001575705-20-000283 · ownership.xml · derivative · entry 1

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,855

Underlying: Common Stock · 16,500 shares

Expires 2023-09-29

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

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April 01, 2020 Filed Dec 23, 2020 14:52 UTC Amendment
Fernandez-McGovern Nicole M.Chief Financial Officer
OtherOptions to purchase common stock, par value $0.001 per share · Derivative 12,500 $1.82 Strike: $1.82 $22,750.00
Disclosure

SEC source: 0001575705-20-000301 · ownership.xml · derivative · entry 5

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 682,533

Underlying: Common Stock · 12,500 shares

Expires 2023-06-29

F5 · kind: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan in 2018. The options were cancelled April 1, 2020. No value was received for the cancellation of this option.

F3 · derivative.exercise_date: The options became exercisable and vested in equal installments over a two-year period.

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April 01, 2020 Filed Dec 23, 2020 14:52 UTC Amendment
Fernandez-McGovern Nicole M.Chief Financial Officer
OtherOptions to purchase common stock, par value $0.001 per share · Derivative 12,500 $1.64 Strike: $1.64 $20,500.00
Disclosure

SEC source: 0001575705-20-000301 · ownership.xml · derivative · entry 4

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 695,033

Underlying: Common Stock · 12,500 shares

Expires 2023-09-29

F5 · kind: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan in 2018. The options were cancelled April 1, 2020. No value was received for the cancellation of this option.

F3 · derivative.exercise_date: The options became exercisable and vested in equal installments over a two-year period.

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March 31, 2020 Filed Sep 12, 2020 01:45 UTC Amendment
Fernandez-McGovern Nicole M.Chief Financial Officer
GrantOptions to purchase common stock, par value $0.001 per share · Derivative 12,500 Not disclosed Strike: $0.41 Not disclosed
Disclosure

SEC source: 0001575705-20-000187 · ownership.xml · derivative · entry 7

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640,033

Underlying: Common Stock · 12,500 shares

Expires 2025-03-30

F6 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F5 · derivative.exercise_date: The options became exercisable and vested in equal installments over a two-year period.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.