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AgEagle Aerial Systems Inc.

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7056
SEC CIK
0000008504
Parsed reports
189

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202620
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 17, 2020 Filed Dec 23, 2020 15:00 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
SaleCommon Stock, par value $0.001 26,500 $3.06 $81,090.00
Disclosure

SEC source: 0001575705-20-000305 · ownership.xml · nonDerivative · entry 6

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F8 · price: The price reported in Colum 4 is a weighted average price. These shares were sold in multiple transactions at price ranging from $3.05 to $3.07.

Read SEC document
December 17, 2020 Filed Dec 23, 2020 15:00 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
Exercise / conversionCommon Stock, par value $0.001 26,500 $0.06 $1,590.00
Disclosure

SEC source: 0001575705-20-000305 · ownership.xml · nonDerivative · entry 5

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

Read SEC document
December 17, 2020 Filed Dec 28, 2020 14:38 UTC SaleCommon Stock, par value $0.001 27,858 $3.25 $90,583.07
Disclosure

SEC source: 0001575705-20-000307 · ownership.xml · nonDerivative · entry 1

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,305

F2 · kind: The options became exercisable and vest in equal installments over a two-year period commencing on the issuance date.

F5 · price: The price reported in Colum 4 is a weighted average price. These shares were sold in multiple transactions at price ranging from $3.25 to $3.27.

Read SEC document
December 01, 2020 Filed Dec 9, 2020 00:09 UTC Amendment
Chilcott Bret10% owner
SaleCommon Stock, par value $0.001 50,000 $2.75 $137,500.00
Disclosure

SEC source: 0001575705-20-000277 · ownership.xml · nonDerivative · entry 1

Chilcott Bret · CIK 0001677798 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,600,321

F1 · kind: The shares were sold pursuant to a 10b5-1 plan that Mr. Chilcott entered into on September 8, 2020.

Read SEC document
December 01, 2020 Filed Dec 8, 2020 23:41 UTC
Chilcott Bret10% owner
SaleCommon Stock, par value $0.001 50,000 $2.75 $137,500.00
Disclosure

SEC source: 0001575705-20-000275 · ownership.xml · nonDerivative · entry 1

Chilcott Bret · CIK 0001677798 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,650,321

F1 · kind: The shares were sold pursuant to a 10b5-1 plan that Mr. Chilcott entered into on September 8, 2020.

Read SEC document
December 01, 2020 Filed Dec 8, 2020 23:38 UTC Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 2,063 Not disclosed Strike: $0.41 Not disclosed
Disclosure

SEC source: 0001575705-20-000273 · ownership.xml · derivative · entry 7

Ingargiola Luisa · CIK 0001447277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 179,285

Underlying: Common Stock · 2,063 shares

Expires 2025-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F4 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options became exercisable and vest in equal installments over a two-year period commencing on the issuance date.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
December 01, 2020 Filed Dec 8, 2020 23:38 UTC Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 4,125 Not disclosed Strike: $0.45 Not disclosed
Disclosure

SEC source: 0001575705-20-000273 · ownership.xml · derivative · entry 6

Ingargiola Luisa · CIK 0001447277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,160

Underlying: Common Stock · 4,125 shares

Expires 2024-12-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F4 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options became exercisable and vest in equal installments over a two-year period commencing on the issuance date.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
December 01, 2020 Filed Dec 8, 2020 23:38 UTC Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 18,074 Not disclosed Strike: $0.31 Not disclosed
Disclosure

SEC source: 0001575705-20-000273 · ownership.xml · derivative · entry 5

Ingargiola Luisa · CIK 0001447277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,086

Underlying: Common Stock · 18,074 shares

Expires 2024-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F4 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options became exercisable and vest in equal installments over a two-year period commencing on the issuance date.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
December 01, 2020 Filed Dec 8, 2020 23:38 UTC SaleCommon Stock, par value $0.001 24,262 $2.75 $66,720.50
Disclosure

SEC source: 0001575705-20-000273 · ownership.xml · nonDerivative · entry 4

Ingargiola Luisa · CIK 0001447277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

Read SEC document
December 01, 2020 Filed Dec 8, 2020 23:38 UTC Exercise / conversionCommon Stock, par value $0.001 2,063 $0.41 $845.83
Disclosure

SEC source: 0001575705-20-000273 · ownership.xml · nonDerivative · entry 3

Ingargiola Luisa · CIK 0001447277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,262

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

Read SEC document
December 01, 2020 Filed Dec 8, 2020 23:38 UTC Exercise / conversionCommon Stock, par value $0.001 4,125 $0.41 $1,691.25
Disclosure

SEC source: 0001575705-20-000273 · ownership.xml · nonDerivative · entry 2

Ingargiola Luisa · CIK 0001447277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,199

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

Read SEC document
December 01, 2020 Filed Dec 8, 2020 23:38 UTC Exercise / conversionCommon Stock, par value $0.001 18,074 $0.31 $5,602.94
Disclosure

SEC source: 0001575705-20-000273 · ownership.xml · nonDerivative · entry 1

Ingargiola Luisa · CIK 0001447277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,074

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

Read SEC document
November 30, 2020 Filed Dec 14, 2020 13:34 UTC Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 4,125 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0001575705-20-000287 · ownership.xml · derivative · entry 5

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,605

Underlying: Common Stock · 4,125 shares

Expires 2023-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F4 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options became exercisable and vested in equal installments over a two-year period commencing on the issuance date.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
November 30, 2020 Filed Dec 14, 2020 13:34 UTC SaleCommon Stock, par value $0.001 4,125 $2.73 $11,261.25
Disclosure

SEC source: 0001575705-20-000287 · ownership.xml · nonDerivative · entry 4

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

Read SEC document
November 30, 2020 Filed Dec 14, 2020 13:34 UTC Exercise / conversionCommon Stock, par value $0.001 4,125 $0.56 $2,310.00
Disclosure

SEC source: 0001575705-20-000287 · ownership.xml · nonDerivative · entry 3

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

Read SEC document
November 30, 2020 Filed Dec 22, 2020 18:56 UTC Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 20,000 Not disclosed Strike: $0.62 Not disclosed
Disclosure

SEC source: 0001575705-20-000299 · ownership.xml · derivative · entry 5

Mooney Barrett · CIK 0001749282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,000

Underlying: Common Stock · 20,000 shares

Expires 2028-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F4 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options became exercisable and vest in equal installments over a two-year period commencing on the issuance date.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
November 30, 2020 Filed Dec 22, 2020 18:56 UTC SaleCommon Stock, par value $0.001 20,000 $2.73 $54,650.00
Disclosure

SEC source: 0001575705-20-000299 · ownership.xml · nonDerivative · entry 4

Mooney Barrett · CIK 0001749282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F7 · price: The price reported in Colum 4 is a weighted average price. These shares were sold in multiple transactions at price ranging from $2.73 to $2.75.

Read SEC document
November 30, 2020 Filed Dec 22, 2020 18:56 UTC Exercise / conversionCommon Stock, par value $0.001 20,000 $0.62 $12,400.00
Disclosure

SEC source: 0001575705-20-000299 · ownership.xml · nonDerivative · entry 3

Mooney Barrett · CIK 0001749282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

Read SEC document
November 17, 2020 Filed Dec 23, 2020 15:00 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 26,500 Not disclosed Strike: $0.06 Not disclosed
Disclosure

SEC source: 0001575705-20-000305 · ownership.xml · derivative · entry 8

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 644,533

Underlying: Common Stock · 26,500 shares

Expires 2027-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F4 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options became exercisable and vest in equal installments over a two-year period commencing on the issuance date.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
November 17, 2020 Filed Dec 23, 2020 15:00 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
SaleCommon Stock, par value $0.001 26,500 $2.42 $64,130.00
Disclosure

SEC source: 0001575705-20-000305 · ownership.xml · nonDerivative · entry 4

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at price ranging from $2.40 to $2.45.

Read SEC document
November 17, 2020 Filed Dec 23, 2020 15:00 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
Exercise / conversionCommon Stock, par value $0.001 26,500 $0.06 $1,590.00
Disclosure

SEC source: 0001575705-20-000305 · ownership.xml · nonDerivative · entry 3

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

Read SEC document
November 12, 2020 Filed Nov 23, 2020 21:36 UTC Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 4,386 Not disclosed Strike: $0.29 Not disclosed
Disclosure

SEC source: 0001575705-20-000257 · ownership.xml · derivative · entry 5

Ingargiola Luisa · CIK 0001447277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 206,962

Underlying: Common Stock · 4,386 shares

Expires 2024-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F4 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options becamse exercisable and vest in equal installments over a two-year period commencing on the issuance date.

F6 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
November 12, 2020 Filed Nov 23, 2020 21:36 UTC Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 26,614 Not disclosed Strike: $0.31 Not disclosed
Disclosure

SEC source: 0001575705-20-000257 · ownership.xml · derivative · entry 4

Ingargiola Luisa · CIK 0001447277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,348

Underlying: Common Stock · 25,614 shares

Expires 2024-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F4 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options becamse exercisable and vest in equal installments over a two-year period commencing on the issuance date.

F6 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
November 12, 2020 Filed Nov 23, 2020 21:36 UTC SaleCommon Stock, par value $0.001 30,000 $2.50 $75,144.00
Disclosure

SEC source: 0001575705-20-000257 · ownership.xml · nonDerivative · entry 3

Ingargiola Luisa · CIK 0001447277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at price ranging from $2.50 to $2.51.

Read SEC document
November 12, 2020 Filed Nov 23, 2020 21:36 UTC Exercise / conversionCommon Stock, par value $0.001 4,386 $0.29 $1,271.94
Disclosure

SEC source: 0001575705-20-000257 · ownership.xml · nonDerivative · entry 2

Ingargiola Luisa · CIK 0001447277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

Read SEC document
November 12, 2020 Filed Nov 23, 2020 21:36 UTC Exercise / conversionCommon Stock, par value $0.001 25,614 $0.31 $7,940.34
Disclosure

SEC source: 0001575705-20-000257 · ownership.xml · nonDerivative · entry 1

Ingargiola Luisa · CIK 0001447277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,614

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

Read SEC document
November 02, 2020 Filed Dec 9, 2020 00:09 UTC Amendment
Chilcott Bret10% owner
SaleCommon Stock, par value $0.001 50,000 $2.00 $100,000.00
Disclosure

SEC source: 0001575705-20-000277 · ownership.xml · nonDerivative · entry 2

Chilcott Bret · CIK 0001677798 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,650,321

F1 · kind: The shares were sold pursuant to a 10b5-1 plan that Mr. Chilcott entered into on September 8, 2020.

Read SEC document
October 30, 2020 Filed Dec 22, 2020 18:56 UTC Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 20,000 Not disclosed Strike: $0.62 Not disclosed
Disclosure

SEC source: 0001575705-20-000299 · ownership.xml · derivative · entry 6

Mooney Barrett · CIK 0001749282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,000

Underlying: Common Stock · 20,000 shares

Expires 2028-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F4 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options became exercisable and vest in equal installments over a two-year period commencing on the issuance date.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
October 30, 2020 Filed Dec 22, 2020 18:56 UTC SaleCommon Stock, par value $0.001 20,000 $2.05 $41,092.00
Disclosure

SEC source: 0001575705-20-000299 · ownership.xml · nonDerivative · entry 2

Mooney Barrett · CIK 0001749282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F6 · price: The price reported in Colum 4 is a weighted average price. These shares were sold in multiple transactions at price ranging from $2.05 to $2.08.

Read SEC document
October 30, 2020 Filed Dec 22, 2020 18:56 UTC Exercise / conversionCommon Stock, par value $0.001 20,000 $0.62 $12,400.00
Disclosure

SEC source: 0001575705-20-000299 · ownership.xml · nonDerivative · entry 1

Mooney Barrett · CIK 0001749282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

Read SEC document
October 27, 2020 Filed Dec 14, 2020 13:34 UTC Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 4,125 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0001575705-20-000287 · ownership.xml · derivative · entry 6

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 263,730

Underlying: Common Stock · 4,125 shares

Expires 2023-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F4 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options became exercisable and vested in equal installments over a two-year period commencing on the issuance date.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
October 27, 2020 Filed Dec 14, 2020 13:34 UTC SaleCommon Stock, par value $0.001 4,125 $2.21 $9,116.25
Disclosure

SEC source: 0001575705-20-000287 · ownership.xml · nonDerivative · entry 2

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

Read SEC document
October 27, 2020 Filed Dec 14, 2020 13:34 UTC Exercise / conversionCommon Stock, par value $0.001 4,125 $0.56 $2,310.00
Disclosure

SEC source: 0001575705-20-000287 · ownership.xml · nonDerivative · entry 1

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

Read SEC document
October 19, 2020 Filed Dec 23, 2020 15:00 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 26,500 Not disclosed Strike: $0.06 Not disclosed
Disclosure

SEC source: 0001575705-20-000305 · ownership.xml · derivative · entry 9

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 671,033

Underlying: Common Stock · 26,500 shares

Expires 2027-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F4 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options became exercisable and vest in equal installments over a two-year period commencing on the issuance date.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

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October 19, 2020 Filed Dec 23, 2020 15:00 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
SaleCommon Stock, par value $0.001 26,500 $2.42 $64,130.00
Disclosure

SEC source: 0001575705-20-000305 · ownership.xml · nonDerivative · entry 2

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at price ranging from $2.39 to $2.52.

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October 19, 2020 Filed Dec 23, 2020 15:00 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
Exercise / conversionCommon Stock, par value $0.001 26,500 $0.06 $1,590.00
Disclosure

SEC source: 0001575705-20-000305 · ownership.xml · nonDerivative · entry 1

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

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October 15, 2020 Filed Nov 23, 2020 21:30 UTC Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 3,864 Not disclosed Strike: $0.29 Not disclosed
Disclosure

SEC source: 0001575705-20-000255 · ownership.xml · derivative · entry 7

Ingargiola Luisa · CIK 0001447277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,234

Underlying: Common Stock · 3,864 shares

Expires 2024-06-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F4 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options became exercisable and vest in equal installments over a two-year period commencing on the issuance date.

F6 · balance_after: Aggregate numnber of stock options beneficially owned as the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
October 15, 2020 Filed Nov 23, 2020 21:30 UTC Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 4,573 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0001575705-20-000255 · ownership.xml · derivative · entry 6

Ingargiola Luisa · CIK 0001447277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,661

Underlying: Common Stock · 4,573 shares

Expires 2023-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F4 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options became exercisable and vest in equal installments over a two-year period commencing on the issuance date.

F6 · balance_after: Aggregate numnber of stock options beneficially owned as the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
October 15, 2020 Filed Nov 23, 2020 21:30 UTC Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 10,313 Not disclosed Strike: $0.41 Not disclosed
Disclosure

SEC source: 0001575705-20-000255 · ownership.xml · derivative · entry 5

Ingargiola Luisa · CIK 0001447277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,348

Underlying: Common Stock · 10,313 shares

Expires 2024-03-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F4 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options became exercisable and vest in equal installments over a two-year period commencing on the issuance date.

F6 · balance_after: Aggregate numnber of stock options beneficially owned as the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
October 15, 2020 Filed Nov 23, 2020 21:30 UTC SaleCommon stock, par value $0.001 18,750 $2.50 $46,880.63
Disclosure

SEC source: 0001575705-20-000255 · ownership.xml · nonDerivative · entry 4

Ingargiola Luisa · CIK 0001447277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F5 · price: The price reported in Column 4 is a weighed average price. These shares were sold in multiple transactions at price ranging from $2.50 to $2.501.

Read SEC document
October 15, 2020 Filed Nov 23, 2020 21:30 UTC Exercise / conversionCommon stock, par value $0.001 3,864 $0.29 $1,120.56
Disclosure

SEC source: 0001575705-20-000255 · ownership.xml · nonDerivative · entry 3

Ingargiola Luisa · CIK 0001447277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

Read SEC document
October 15, 2020 Filed Nov 23, 2020 21:30 UTC Exercise / conversionCommon stock, par value $0.001 4,573 $0.56 $2,560.88
Disclosure

SEC source: 0001575705-20-000255 · ownership.xml · nonDerivative · entry 2

Ingargiola Luisa · CIK 0001447277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,437

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

Read SEC document
October 15, 2020 Filed Nov 23, 2020 21:30 UTC Exercise / conversionCommon stock, par value $0.001 10,313 $0.41 $4,228.33
Disclosure

SEC source: 0001575705-20-000255 · ownership.xml · nonDerivative · entry 1

Ingargiola Luisa · CIK 0001447277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

Read SEC document
October 01, 2020 Filed Oct 2, 2020 23:17 UTC
Chilcott Bret10% owner
SaleCommon Stock, par value $0.001 50,000 $2.20 $110,000.00
Disclosure

SEC source: 0001575705-20-000210 · ownership.xml · nonDerivative · entry 1

Chilcott Bret · CIK 0001677798 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,700,321

F1 · kind: The shares were sold pursuant to a 10b5-1 plan that Mr. Chilcott entered into on September 8, 2020.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 23:12 UTC Exercise / conversionOptions to purchase common stock, par value $0.001 per share · Derivative 20,000 Not disclosed Strike: $0.62 Not disclosed
Disclosure

SEC source: 0001575705-20-000208 · ownership.xml · derivative · entry 3

Mooney Barrett · CIK 0001749282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 475,000

Underlying: Common Stock · 20,000 shares

Expires 2025-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 12, 2020.

F5 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F4 · derivative.exercise_date: The options became exercisable and vested in equal installments over a two-year period.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 23:12 UTC SaleCommon Stock, par value $0.001 20,000 $2.22 $44,400.00
Disclosure

SEC source: 0001575705-20-000208 · ownership.xml · nonDerivative · entry 2

Mooney Barrett · CIK 0001749282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 12, 2020.

F3 · balance_after: Reflects vested restricted stock units. The restricted stock units were performance based awards granted under the Company's 2019 Bonus Plan.

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September 30, 2020 Filed Oct 2, 2020 23:12 UTC Exercise / conversionCommon Stock, par value $0.001 20,000 $0.62 $12,400.00
Disclosure

SEC source: 0001575705-20-000208 · ownership.xml · nonDerivative · entry 1

Mooney Barrett · CIK 0001749282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on July 12, 2020.

Read SEC document
September 30, 2020 Filed Nov 23, 2020 21:26 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $2.28 Not disclosed
Disclosure

SEC source: 0001575705-20-000253 · ownership.xml · derivative · entry 1

Ingargiola Luisa · CIK 0001447277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,098

Underlying: Common Stock · 25,000 shares

Expires 2025-09-29

F2 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

Read SEC document
September 30, 2020 Filed Dec 1, 2020 13:53 UTC
Drozd MichaelChief Executive Officer
GrantOptions to purchase common stock, par value $0.001per share · Derivative 15,000 Not disclosed Strike: $2.28 Not disclosed
Disclosure

SEC source: 0001575705-20-000263 · ownership.xml · derivative · entry 2

Drozd Michael · CIK 0001827623 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,167

Underlying: Common Stock · 15,000 shares

Expires 2025-09-29

F3 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: The options vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F4 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
September 30, 2020 Filed Dec 7, 2020 21:11 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $2.28 Not disclosed
Disclosure

SEC source: 0001575705-20-000271 · ownership.xml · derivative · entry 1

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,500

Underlying: Common Stock · 25,000 shares

Expires 2025-09-29

F2 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.