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AgEagle Aerial Systems Inc.

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7056
SEC CIK
0000008504
Parsed reports
189

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202620
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 23, 2021 Filed Jun 13, 2022 11:20 UTC Exercise / conversionCommon Stock, par value $0.001 4,125 $0.41 $1,691.25
Disclosure

SEC source: 0001575705-22-000417 · ownership.xml · nonDerivative · entry 3

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 10/27/2020.

Read SEC document
March 17, 2021 Filed Oct 1, 2021 21:32 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 26,500 Not disclosed Strike: $0.06 Not disclosed
Disclosure

SEC source: 0001575705-21-000667 · ownership.xml · derivative · entry 22

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 678,533

Underlying: Common Stock · 26,500 shares

Expires 2027-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The options and restricted stock units were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
March 17, 2021 Filed Oct 1, 2021 21:32 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
SaleCommon Stock, par value $0.001 26,500 $7.15 $189,395.50
Disclosure

SEC source: 0001575705-21-000667 · ownership.xml · nonDerivative · entry 7

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.11 to $7.20.

Read SEC document
March 17, 2021 Filed Oct 1, 2021 21:32 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
Exercise / conversionCommon Stock, par value $0.001 26,500 $0.06 $1,590.00
Disclosure

SEC source: 0001575705-21-000667 · ownership.xml · nonDerivative · entry 6

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

Read SEC document
March 05, 2021 Filed Oct 1, 2021 21:32 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
GrantCommon Stock, par value $0.001 10,000 $0.00 $0.00
Disclosure

SEC source: 0001575705-21-000667 · ownership.xml · nonDerivative · entry 5

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

F11 · kind: Reflects vested restricted stock units. The restricted stock units were performance based awards granted as a part of the Company's 2019 Bonus Plan under the 2017 Omnibus Equity Incentive Plan.

Read SEC document
March 01, 2021 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 10,000 Not disclosed Strike: $0.41 Not disclosed
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · derivative · entry 49

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,000

Underlying: Common Stock · 10,000 shares

Expires 2029-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 07/31/2020.

F6 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
March 01, 2021 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
SaleCommon Stock, par value $0.001 10,000 $8.52 $85,200.00
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · nonDerivative · entry 4

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F1 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 07/31/2020.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.51 to $8.56.

Read SEC document
March 01, 2021 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
Exercise / conversionCommon Stock, par value $0.001 10,000 $0.41 $4,100.00
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · nonDerivative · entry 3

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 07/31/2020.

Read SEC document
February 23, 2021 Filed Jun 13, 2022 11:20 UTC Exercise / conversionOptions to purchase common stock, par value $0.001 per share · Derivative 4,125 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0001575705-22-000417 · ownership.xml · derivative · entry 32

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,230

Underlying: Common Stock · 4,125 shares

Expires 2023-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 10/27/2020.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
February 23, 2021 Filed Jun 13, 2022 11:20 UTC SaleCommon Stock, par value $0.001 4,125 $7.28 $30,042.38
Disclosure

SEC source: 0001575705-22-000417 · ownership.xml · nonDerivative · entry 2

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 10/27/2020.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.25 to $7.35.

Read SEC document
February 23, 2021 Filed Jun 13, 2022 11:20 UTC Exercise / conversionCommon Stock, par value $0.001 4,125 $0.56 $2,310.00
Disclosure

SEC source: 0001575705-22-000417 · ownership.xml · nonDerivative · entry 1

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 10/27/2020.

Read SEC document
February 17, 2021 Filed Oct 1, 2021 21:32 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 26,500 Not disclosed Strike: $0.06 Not disclosed
Disclosure

SEC source: 0001575705-21-000667 · ownership.xml · derivative · entry 23

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 705,033

Underlying: Common Stock · 26,500 shares

Expires 2027-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The options and restricted stock units were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
February 17, 2021 Filed Oct 1, 2021 21:32 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
SaleCommon Stock, par value $0.001 26,500 $14.33 $379,692.00
Disclosure

SEC source: 0001575705-21-000667 · ownership.xml · nonDerivative · entry 4

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.25 to $14.47.

Read SEC document
February 17, 2021 Filed Oct 1, 2021 21:32 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
Exercise / conversionCommon Stock, par value $0.001 26,500 $0.06 $1,590.00
Disclosure

SEC source: 0001575705-21-000667 · ownership.xml · nonDerivative · entry 3

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

Read SEC document
February 01, 2021 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 10,000 Not disclosed Strike: $0.41 Not disclosed
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · derivative · entry 50

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 10,000 shares

Expires 2029-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 07/31/2020.

F6 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
February 01, 2021 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
SaleCommon Stock, par value $0.001 10,000 $9.92 $99,190.00
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · nonDerivative · entry 2

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F1 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 07/31/2020.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.10 to $9.98.

Read SEC document
February 01, 2021 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
Exercise / conversionCommon Stock, par value $0.001 10,000 $0.41 $4,100.00
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · nonDerivative · entry 1

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 07/31/2020.

Read SEC document
January 26, 2021 Filed Feb 22, 2021 13:53 UTC Exercise / conversionOptions to purchase common stock, par value $0.001 per share · Derivative 4,125 Not disclosed Strike: $0.41 Not disclosed
Disclosure

SEC source: 0001575705-21-000074 · ownership.xml · derivative · entry 3

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 276,355

Underlying: Common Stock · 4,125 shares

Expires 2024-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F4 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options became exercisable and vest in equal installments over a two-year period commencing on the issuance date.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
January 26, 2021 Filed Feb 22, 2021 13:53 UTC SaleCommon Stock, par value $0.001 4,125 $12.30 $50,745.75
Disclosure

SEC source: 0001575705-21-000074 · ownership.xml · nonDerivative · entry 2

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

Read SEC document
January 26, 2021 Filed Feb 22, 2021 13:53 UTC Exercise / conversionCommon Stock, par value $0.001 4,125 $0.41 $1,691.25
Disclosure

SEC source: 0001575705-21-000074 · ownership.xml · nonDerivative · entry 1

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

Read SEC document
January 19, 2021 Filed Oct 1, 2021 21:32 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 26,500 Not disclosed Strike: $0.06 Not disclosed
Disclosure

SEC source: 0001575705-21-000667 · ownership.xml · derivative · entry 24

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 731,533

Underlying: Common Stock · 26,500 shares

Expires 2027-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The options and restricted stock units were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
January 19, 2021 Filed Oct 1, 2021 21:32 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
SaleCommon Stock, par value $0.001 26,500 $10.75 $284,848.50
Disclosure

SEC source: 0001575705-21-000667 · ownership.xml · nonDerivative · entry 2

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.70 to $10.80.

Read SEC document
January 19, 2021 Filed Oct 1, 2021 21:32 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
Exercise / conversionCommon Stock, par value $0.001 26,500 $0.06 $1,590.00
Disclosure

SEC source: 0001575705-21-000667 · ownership.xml · nonDerivative · entry 1

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

Read SEC document
January 04, 2021 Filed Jan 12, 2021 21:32 UTC Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 2,500 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0001575705-21-000008 · ownership.xml · derivative · entry 7

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,000

Underlying: Common Stock · 2,500 shares

Expires 2023-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F3 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: The options became exercisable and vest in equal installments over a two-year period commencing on the issuance date.

F4 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
January 04, 2021 Filed Jan 12, 2021 21:32 UTC Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 8,000 Not disclosed Strike: $0.41 Not disclosed
Disclosure

SEC source: 0001575705-21-000008 · ownership.xml · derivative · entry 6

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,000

Underlying: Common Stock · 8,000 shares

Expires 2024-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F3 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: The options became exercisable and vest in equal installments over a two-year period commencing on the issuance date.

F4 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
January 04, 2021 Filed Jan 12, 2021 21:32 UTC Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 9,500 Not disclosed Strike: $0.29 Not disclosed
Disclosure

SEC source: 0001575705-21-000008 · ownership.xml · derivative · entry 5

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,500

Underlying: Common Stock · 9,500 shares

Expires 2024-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F3 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: The options became exercisable and vest in equal installments over a two-year period commencing on the issuance date.

F4 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
January 04, 2021 Filed Jan 12, 2021 21:32 UTC SaleCommon Stock, par value $0.001 20,000 $5.75 $115,000.00
Disclosure

SEC source: 0001575705-21-000008 · ownership.xml · nonDerivative · entry 4

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The options became exercisable and vest in equal installments over a two-year period commencing on the issuance date.

F5 · price: The price reported in Colum 4 is a weighted average price. These shares were sold in multiple transactions at price ranging from $5.75 to $5.79.

Read SEC document
January 04, 2021 Filed Jan 12, 2021 21:32 UTC Exercise / conversionCommon Stock, par value $0.001 9,500 $0.29 $2,755.00
Disclosure

SEC source: 0001575705-21-000008 · ownership.xml · nonDerivative · entry 3

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

Read SEC document
January 04, 2021 Filed Jan 12, 2021 21:32 UTC Exercise / conversionCommon Stock, par value $0.001 8,000 $0.41 $3,280.00
Disclosure

SEC source: 0001575705-21-000008 · ownership.xml · nonDerivative · entry 2

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

Read SEC document
January 04, 2021 Filed Jan 12, 2021 21:32 UTC Exercise / conversionCommon Stock, par value $0.001 2,500 $0.56 $1,400.00
Disclosure

SEC source: 0001575705-21-000008 · ownership.xml · nonDerivative · entry 1

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

Read SEC document
December 31, 2020 Filed Feb 22, 2021 13:53 UTC GrantOptions to purchase common stock, par value $0.001 per share · Derivative 25,000 Not disclosed Strike: $6.00 Not disclosed
Disclosure

SEC source: 0001575705-21-000074 · ownership.xml · derivative · entry 4

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,480

Underlying: Common Stock · 25,000 shares

Expires 2025-12-30

F4 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options became exercisable and vest in equal installments over a two-year period commencing on the issuance date.

Read SEC document
December 31, 2020 Filed Oct 1, 2021 21:32 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
GrantOptions to purchase common stock, par value $0.001per share · Derivative 15,000 Not disclosed Strike: $6.00 Not disclosed
Disclosure

SEC source: 0001575705-21-000667 · ownership.xml · derivative · entry 25

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 758,033

Underlying: Common Stock · 15,000 shares

Expires 2025-12-30

F4 · price: The options and restricted stock units were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
December 31, 2020 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $6.00 Not disclosed
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · derivative · entry 51

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,000

Underlying: Common Stock · 25,000 shares

Expires 2026-12-30

F5 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F4 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F6 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

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December 31, 2020 Filed Jun 13, 2022 13:26 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $6.00 Not disclosed
Disclosure

SEC source: 0001575705-22-000419 · ownership.xml · derivative · entry 18

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 175,500

Underlying: Common Stock · 25,000 shares

Expires 2025-12-31

F1 · security: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/08/2020.

F4 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

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December 31, 2020 Filed Jun 13, 2022 11:11 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $6.00 Not disclosed
Disclosure

SEC source: 0001575705-22-000415 · ownership.xml · derivative · entry 15

Ingargiola Luisa · CIK 0001447277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,086

Underlying: Common Stock · 25,000 shares

Expires 2025-12-30

F1 · security: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/17/21.

F4 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

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December 30, 2020 Filed Jan 8, 2021 23:13 UTC Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $0.62 Not disclosed
Disclosure

SEC source: 0001575705-21-000006 · ownership.xml · derivative · entry 3

Mooney Barrett · CIK 0001749282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,000

Underlying: Common Stock · 25,000 shares

Expires 2028-12-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F4 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options became exercisable and vest in equal installments over a two-year period commencing on the issuance date.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

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December 30, 2020 Filed Jan 8, 2021 23:13 UTC SaleCommon Stock, par value $0.001 25,000 $6.03 $150,625.00
Disclosure

SEC source: 0001575705-21-000006 · ownership.xml · nonDerivative · entry 2

Mooney Barrett · CIK 0001749282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F6 · price: The price reported in Colum 4 is a weighted average price. These shares were sold in multiple transactions at price ranging from $6.00 to $6.10.

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December 30, 2020 Filed Jan 8, 2021 23:13 UTC Exercise / conversionCommon Stock, par value $0.001 25,000 $0.62 $15,500.00
Disclosure

SEC source: 0001575705-21-000006 · ownership.xml · nonDerivative · entry 1

Mooney Barrett · CIK 0001749282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

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December 29, 2020 Filed Jan 20, 2021 16:21 UTC Exercise / conversionOptions to purchase common stock, par value $0.001 per share · Derivative 4,125 Not disclosed Strike: $0.41 Not disclosed
Disclosure

SEC source: 0001575705-21-000015 · ownership.xml · derivative · entry 3

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,480

Underlying: Common Stock · 4,125 shares

Expires 2024-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F4 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options became exercisable and vest in equal installments over a two-year period commencing on the issuance date.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
December 29, 2020 Filed Jan 20, 2021 16:21 UTC SaleCommon Stock, par value $0.001 4,125 $6.29 $25,954.50
Disclosure

SEC source: 0001575705-21-000015 · ownership.xml · nonDerivative · entry 2

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F6 · price: The price reported in Colum 4 is a weighted average price. These shares were sold in multiple transactions at price ranging from $6.29 to $6.295.

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December 29, 2020 Filed Jan 20, 2021 16:21 UTC Exercise / conversionCommon Stock, par value $0.001 4,125 $0.41 $1,691.25
Disclosure

SEC source: 0001575705-21-000015 · ownership.xml · nonDerivative · entry 1

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

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December 21, 2020 Filed Oct 1, 2021 21:32 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
GrantOptions to purchase common stock, par value $0.001per share · Derivative 125,000 Not disclosed Strike: $5.20 Not disclosed
Disclosure

SEC source: 0001575705-21-000667 · ownership.xml · derivative · entry 26

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 743,033

Underlying: Common Stock · 125,000 shares

Expires 2025-12-20

F4 · price: The options and restricted stock units were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
December 18, 2020 Filed Dec 28, 2020 14:38 UTC Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 14,000 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0001575705-20-000307 · ownership.xml · derivative · entry 8

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,500

Underlying: Common Stock · 14,000 shares

Expires 2023-12-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F3 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: The options became exercisable and vest in equal installments over a two-year period commencing on the issuance date.

F4 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
December 18, 2020 Filed Dec 28, 2020 14:38 UTC Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 6,000 Not disclosed Strike: $0.41 Not disclosed
Disclosure

SEC source: 0001575705-20-000307 · ownership.xml · derivative · entry 7

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,500

Underlying: Common Stock · 6,000 shares

Expires 2024-03-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F3 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: The options became exercisable and vest in equal installments over a two-year period commencing on the issuance date.

F4 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
December 18, 2020 Filed Dec 28, 2020 14:38 UTC SaleCommon Stock, par value $0.001 6,000 $4.01 $24,078.00
Disclosure

SEC source: 0001575705-20-000307 · ownership.xml · nonDerivative · entry 6

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The options became exercisable and vest in equal installments over a two-year period commencing on the issuance date.

F6 · price: The price reported in Colum 4 is a weighted average price. These shares were sold in multiple transactions at price ranging from $4.01 to $4.035.

Read SEC document
December 18, 2020 Filed Dec 28, 2020 14:38 UTC Exercise / conversionCommon Stock, par value $0.001 6,000 $0.41 $2,460.00
Disclosure

SEC source: 0001575705-20-000307 · ownership.xml · nonDerivative · entry 5

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

Read SEC document
December 18, 2020 Filed Dec 28, 2020 14:38 UTC SaleCommon Stock, par value $0.001 14,000 $4.01 $56,182.00
Disclosure

SEC source: 0001575705-20-000307 · ownership.xml · nonDerivative · entry 4

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The options became exercisable and vest in equal installments over a two-year period commencing on the issuance date.

F6 · price: The price reported in Colum 4 is a weighted average price. These shares were sold in multiple transactions at price ranging from $4.01 to $4.035.

Read SEC document
December 18, 2020 Filed Dec 28, 2020 14:38 UTC Exercise / conversionCommon Stock, par value $0.001 14,000 $0.56 $7,840.00
Disclosure

SEC source: 0001575705-20-000307 · ownership.xml · nonDerivative · entry 3

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

Read SEC document
December 18, 2020 Filed Dec 28, 2020 14:38 UTC SaleCommon Stock, par value $0.001 125,305 $3.25 $407,241.25
Disclosure

SEC source: 0001575705-20-000307 · ownership.xml · nonDerivative · entry 2

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The options became exercisable and vest in equal installments over a two-year period commencing on the issuance date.

Read SEC document
December 17, 2020 Filed Dec 23, 2020 15:00 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 26,500 Not disclosed Strike: $0.06 Not disclosed
Disclosure

SEC source: 0001575705-20-000305 · ownership.xml · derivative · entry 7

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 618,033

Underlying: Common Stock · 26,500 shares

Expires 2027-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F4 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options became exercisable and vest in equal installments over a two-year period commencing on the issuance date.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.