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AgEagle Aerial Systems Inc.

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7056
SEC CIK
0000008504
Parsed reports
189

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202620
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2021 Filed Jun 11, 2022 00:58 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $1.57 Not disclosed
Disclosure

SEC source: 0001575705-22-000413 · ownership.xml · derivative · entry 6

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,500

Underlying: Common Stock · 25,000 shares

Expires 2026-12-30

F1 · security: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F2 · price: The options and restricted stock units were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
December 31, 2021 Filed Jun 13, 2022 11:20 UTC GrantOptions to purchase common stock, par value $0.001 per share · Derivative 25,000 Not disclosed Strike: $1.57 Not disclosed
Disclosure

SEC source: 0001575705-22-000417 · ownership.xml · derivative · entry 20

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 313,355

Underlying: Common Stock · 25,000 shares

Expires 2026-12-30

F4 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
December 31, 2021 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $1.57 Not disclosed
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · derivative · entry 37

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,000

Underlying: Common Stock · 25,000 shares

Expires 2026-12-30

F5 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F4 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F6 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
December 31, 2021 Filed Jun 13, 2022 13:26 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $1.57 Not disclosed
Disclosure

SEC source: 0001575705-22-000419 · ownership.xml · derivative · entry 9

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 235,500

Underlying: Common Stock · 25,000 shares

Expires 2026-12-30

F1 · security: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/08/2020.

F4 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
December 31, 2021 Filed Jun 13, 2022 11:11 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $1.57 Not disclosed
Disclosure

SEC source: 0001575705-22-000415 · ownership.xml · derivative · entry 7

Ingargiola Luisa · CIK 0001447277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 255,812

Underlying: Common Stock · 25,000 shares

Expires 2026-12-30

F1 · security: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/17/21.

F4 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
November 01, 2021 Filed Jun 11, 2022 00:58 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
GrantCommon Stock, par value $0.001 75,000 $0.00 $0.00
Disclosure

SEC source: 0001575705-22-000413 · ownership.xml · nonDerivative · entry 1

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 321,250

F4 · kind: Reflects restricted stock units that vest monthly over a six month period.

Read SEC document
October 26, 2021 Filed Jun 13, 2022 11:20 UTC Exercise / conversionOptions to purchase common stock, par value $0.001 per share · Derivative 10,000 Not disclosed Strike: $0.31 Not disclosed
Disclosure

SEC source: 0001575705-22-000417 · ownership.xml · derivative · entry 21

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 288,355

Underlying: Common Stock · 10,000 shares

Expires 2024-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · security: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F4 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/22/2021.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
October 26, 2021 Filed Jun 13, 2022 11:20 UTC SaleCommon Stock, par value $0.001 10,000 $2.85 $28,500.00
Disclosure

SEC source: 0001575705-22-000417 · ownership.xml · nonDerivative · entry 18

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/22/2021.

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.85 to $2.865.

Read SEC document
October 26, 2021 Filed Jun 13, 2022 11:20 UTC Exercise / conversionCommon Stock, par value $0.001 10,000 $0.31 $3,100.00
Disclosure

SEC source: 0001575705-22-000417 · ownership.xml · nonDerivative · entry 17

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/22/2021.

Read SEC document
October 19, 2021 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 5,000 Not disclosed Strike: $0.41 Not disclosed
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · derivative · entry 38

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,000

Underlying: Common Stock · 5,000 shares

Expires 2029-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 07/21/2021.

F6 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
October 19, 2021 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
SaleCommon Stock, par value $0.001 5,000 $2.95 $14,750.00
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · nonDerivative · entry 20

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F2 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 07/21/2021.

Read SEC document
October 19, 2021 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
Exercise / conversionCommon Stock, par value $0.001 5,000 $0.41 $2,050.00
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · nonDerivative · entry 19

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 07/21/2021.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 21:32 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $3.01 Not disclosed
Disclosure

SEC source: 0001575705-21-000667 · ownership.xml · derivative · entry 17

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 707,500

Underlying: Common Stock · 25,000 shares

Expires 2026-09-29

F1 · security: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F4 · price: The options and restricted stock units were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
September 30, 2021 Filed Jun 13, 2022 11:20 UTC GrantOptions to purchase common stock, par value $0.001 per share · Derivative 25,000 Not disclosed Strike: $3.01 Not disclosed
Disclosure

SEC source: 0001575705-22-000417 · ownership.xml · derivative · entry 22

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,355

Underlying: Common Stock · 25,000 shares

Expires 2026-09-29

F4 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
September 30, 2021 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $3.01 Not disclosed
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · derivative · entry 39

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 460,000

Underlying: Common Stock · 25,000 shares

Expires 2026-09-29

F5 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F4 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F6 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
September 30, 2021 Filed Jun 13, 2022 13:26 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $3.01 Not disclosed
Disclosure

SEC source: 0001575705-22-000419 · ownership.xml · derivative · entry 10

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,500

Underlying: Common Stock · 25,000 shares

Expires 2026-09-29

F1 · security: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/08/2020.

F4 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
September 30, 2021 Filed Jun 13, 2022 11:11 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $3.01 Not disclosed
Disclosure

SEC source: 0001575705-22-000415 · ownership.xml · derivative · entry 8

Ingargiola Luisa · CIK 0001447277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,812

Underlying: Common Stock · 25,000 shares

Expires 2026-09-29

F1 · security: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/17/21.

F4 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
September 28, 2021 Filed Jun 13, 2022 11:20 UTC Exercise / conversionOptions to purchase common stock, par value $0.001 per share · Derivative 10,000 Not disclosed Strike: $0.06 Not disclosed
Disclosure

SEC source: 0001575705-22-000417 · ownership.xml · derivative · entry 23

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 273,355

Underlying: Common Stock · 10,000 shares

Expires 2027-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/22/2021.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
September 28, 2021 Filed Jun 13, 2022 11:20 UTC SaleCommon Stock, par value $0.001 10,000 $3.24 $32,400.00
Disclosure

SEC source: 0001575705-22-000417 · ownership.xml · nonDerivative · entry 16

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/22/2021.

Read SEC document
September 28, 2021 Filed Jun 13, 2022 11:20 UTC Exercise / conversionCommon Stock, par value $0.001 10,000 $0.06 $600.00
Disclosure

SEC source: 0001575705-22-000417 · ownership.xml · nonDerivative · entry 15

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/22/2021.

Read SEC document
September 14, 2021 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 5,000 Not disclosed Strike: $0.41 Not disclosed
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · derivative · entry 40

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 435,000

Underlying: Common Stock · 5,000 shares

Expires 2029-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 07/21/2021.

F6 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
September 14, 2021 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
SaleCommon Stock, par value $0.001 5,000 $3.30 $16,500.00
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · nonDerivative · entry 18

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F2 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 07/21/2021.

Read SEC document
September 14, 2021 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
Exercise / conversionCommon Stock, par value $0.001 5,000 $0.41 $2,050.00
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · nonDerivative · entry 17

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 07/21/2021.

Read SEC document
August 24, 2021 Filed Jun 13, 2022 11:20 UTC Exercise / conversionOptions to purchase common stock, par value $0.001 per share · Derivative 6,500 Not disclosed Strike: $0.29 Not disclosed
Disclosure

SEC source: 0001575705-22-000417 · ownership.xml · derivative · entry 24

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 283,355

Underlying: Common Stock · 6,500 shares

Expires 2024-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/22/2021.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
August 24, 2021 Filed Jun 13, 2022 11:20 UTC SaleCommon Stock, par value $0.001 6,500 $3.31 $21,515.00
Disclosure

SEC source: 0001575705-22-000417 · ownership.xml · nonDerivative · entry 14

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/22/2021.

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.31 to $3.32.

Read SEC document
August 24, 2021 Filed Jun 13, 2022 11:20 UTC Exercise / conversionCommon Stock, par value $0.001 6,500 $0.29 $1,885.00
Disclosure

SEC source: 0001575705-22-000417 · ownership.xml · nonDerivative · entry 13

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/22/2021.

Read SEC document
August 17, 2021 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 5,000 Not disclosed Strike: $0.41 Not disclosed
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · derivative · entry 41

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,000

Underlying: Common Stock · 5,000 shares

Expires 2029-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 07/21/2021.

F6 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
August 17, 2021 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
SaleCommon Stock, par value $0.001 5,000 $3.53 $17,650.00
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · nonDerivative · entry 16

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F2 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 07/21/2021.

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.53 to $3.545.

Read SEC document
August 17, 2021 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
Exercise / conversionCommon Stock, par value $0.001 5,000 $0.41 $2,050.00
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · nonDerivative · entry 15

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 07/21/2021.

Read SEC document
July 27, 2021 Filed Jun 13, 2022 11:20 UTC Exercise / conversionOptions to purchase common stock, par value $0.001 per share · Derivative 10,000 Not disclosed Strike: $0.29 Not disclosed
Disclosure

SEC source: 0001575705-22-000417 · ownership.xml · derivative · entry 25

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 289,855

Underlying: Common Stock · 10,000 shares

Expires 2024-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/22/2021.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
July 27, 2021 Filed Jun 13, 2022 11:20 UTC SaleCommon Stock, par value $0.001 10,000 $3.97 $39,680.00
Disclosure

SEC source: 0001575705-22-000417 · ownership.xml · nonDerivative · entry 12

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/22/2021.

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.96 to $3.98.

Read SEC document
July 27, 2021 Filed Jun 13, 2022 11:20 UTC Exercise / conversionCommon Stock, par value $0.001 10,000 $0.29 $2,900.00
Disclosure

SEC source: 0001575705-22-000417 · ownership.xml · nonDerivative · entry 11

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/22/2021.

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July 21, 2021 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 5,000 Not disclosed Strike: $0.41 Not disclosed
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · derivative · entry 42

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,000

Underlying: Common Stock · 5,000 shares

Expires 2029-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 07/21/2021.

F6 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

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July 21, 2021 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
SaleCommon Stock, par value $0.001 5,000 $4.17 $20,850.00
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · nonDerivative · entry 14

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F2 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 07/21/2021.

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July 21, 2021 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
Exercise / conversionCommon Stock, par value $0.001 5,000 $0.41 $2,050.00
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · nonDerivative · entry 13

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 07/21/2021.

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July 01, 2021 Filed Jun 13, 2022 13:26 UTC Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 2,500 Not disclosed Strike: $0.29 Not disclosed
Disclosure

SEC source: 0001575705-22-000419 · ownership.xml · derivative · entry 12

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 203,000

Underlying: Common Stock · 2,500 shares

Expires 2024-06-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/08/2020.

F4 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/08/2020.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
July 01, 2021 Filed Jun 13, 2022 13:26 UTC Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 17,500 Not disclosed Strike: $0.31 Not disclosed
Disclosure

SEC source: 0001575705-22-000419 · ownership.xml · derivative · entry 11

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,500

Underlying: Common Stock · 17,500 shares

Expires 2024-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/08/2020.

F4 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/08/2020.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

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July 01, 2021 Filed Jun 13, 2022 13:26 UTC SaleCommon Stock, par value $0.001 20,000 $5.31 $106,200.00
Disclosure

SEC source: 0001575705-22-000419 · ownership.xml · nonDerivative · entry 7

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/08/2020.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.30 to $5.32.

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July 01, 2021 Filed Jun 13, 2022 13:26 UTC Exercise / conversionCommon Stock, par value $0.001 17,500 $0.31 $5,425.00
Disclosure

SEC source: 0001575705-22-000419 · ownership.xml · nonDerivative · entry 6

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/08/2020.

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July 01, 2021 Filed Jun 13, 2022 13:26 UTC Exercise / conversionCommon Stock, par value $0.001 2,500 $0.29 $725.00
Disclosure

SEC source: 0001575705-22-000419 · ownership.xml · nonDerivative · entry 5

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/08/2020.

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June 30, 2021 Filed Oct 1, 2021 21:32 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $5.27 Not disclosed
Disclosure

SEC source: 0001575705-21-000667 · ownership.xml · derivative · entry 18

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 682,500

Underlying: Common Stock · 25,000 shares

Expires 2026-06-29

F4 · price: The options and restricted stock units were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 08/03/2020.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

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June 30, 2021 Filed Oct 1, 2021 21:32 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
SaleCommon Stock, par value $0.001 26,533 $5.35 $142,057.68
Disclosure

SEC source: 0001575705-21-000667 · ownership.xml · nonDerivative · entry 16

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,250

F11 · kind: Reflects vested restricted stock units. The restricted stock units were performance based awards granted as a part of the Company's 2019 Bonus Plan under the 2017 Omnibus Equity Incentive Plan.

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June 30, 2021 Filed Jun 13, 2022 11:20 UTC GrantOptions to purchase common stock, par value $0.001 per share · Derivative 25,000 Not disclosed Strike: $5.27 Not disclosed
Disclosure

SEC source: 0001575705-22-000417 · ownership.xml · derivative · entry 26

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,855

Underlying: Common Stock · 25,000 shares

Expires 2026-06-29

F4 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
June 30, 2021 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 10,000 Not disclosed Strike: $0.41 Not disclosed
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · derivative · entry 44

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 425,000

Underlying: Common Stock · 10,000 shares

Expires 2029-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 07/31/2020.

F6 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
June 30, 2021 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $5.27 Not disclosed
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · derivative · entry 43

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 450,000

Underlying: Common Stock · 25,000 shares

Expires 2026-06-29

F5 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F4 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F6 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
June 30, 2021 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
SaleCommon Stock, par value $0.001 10,000 $5.35 $53,500.00
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · nonDerivative · entry 12

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F1 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 07/31/2020.

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.35 to $5.37.

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June 30, 2021 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
Exercise / conversionCommon Stock, par value $0.001 10,000 $0.41 $4,100.00
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · nonDerivative · entry 11

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 07/31/2020.

Read SEC document
June 30, 2021 Filed Jun 13, 2022 13:26 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $5.27 Not disclosed
Disclosure

SEC source: 0001575705-22-000419 · ownership.xml · derivative · entry 13

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,500

Underlying: Common Stock · 25,000 shares

Expires 2026-06-29

F1 · security: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/08/2020.

F4 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
June 30, 2021 Filed Jun 13, 2022 11:11 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $5.27 Not disclosed
Disclosure

SEC source: 0001575705-22-000415 · ownership.xml · derivative · entry 9

Ingargiola Luisa · CIK 0001447277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 205,812

Underlying: Common Stock · 25,000 shares

Expires 2026-06-29

F1 · security: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/17/21.

F4 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
June 22, 2021 Filed Jun 13, 2022 11:20 UTC Exercise / conversionOptions to purchase common stock, par value $0.001 per share · Derivative 10,000 Not disclosed Strike: $0.06 Not disclosed
Disclosure

SEC source: 0001575705-22-000417 · ownership.xml · derivative · entry 27

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,855

Underlying: Common Stock · 10,000 shares

Expires 2021-10-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/22/2021.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.