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AgEagle Aerial Systems Inc.

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7056
SEC CIK
0000008504
Parsed reports
189

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202620
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2022 Filed Jan 5, 2023 02:48 UTC GrantOptions to purchase common stock, par value $0.001 per share · Derivative 25,000 Not disclosed Strike: $0.35 Not disclosed
Disclosure

SEC source: 0001903596-23-000012 · ownership.xml · derivative · entry 1

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 413,355

Underlying: Comon Stock · 25,000 shares

Expires 2027-12-30

F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
December 31, 2022 Filed Jan 5, 2023 00:28 UTC
O'Sullivan Michael DChief Commercial Officer
GrantOptions to purchase common stock, par value $0.001per share · Derivative 10,000 Not disclosed Strike: $0.35 Not disclosed
Disclosure

SEC source: 0001903596-23-000010 · ownership.xml · derivative · entry 1

O'Sullivan Michael D · CIK 0001934774 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 10,000 shares

Expires 2027-12-30

F1 · security: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
December 31, 2022 Filed Jan 5, 2023 00:28 UTC
Mooney BarrettDirector · Chairman and CEO
GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $0.35 Not disclosed
Disclosure

SEC source: 0001903596-23-000009 · ownership.xml · derivative · entry 1

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 395,000

Underlying: Common Stock · 25,000 shares

Expires 2027-12-30

F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
December 31, 2022 Filed Jan 5, 2023 00:27 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $0.35 Not disclosed
Disclosure

SEC source: 0001903596-23-000008 · ownership.xml · derivative · entry 1

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 832,500

Underlying: Common Stock · 25,000 shares

Expires 2027-12-30

F1 · security: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 19:26 UTC
Mooney BarrettDirector · Chairman and CEO
GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $0.46 Not disclosed
Disclosure

SEC source: 0001575705-22-000682 · ownership.xml · derivative · entry 1

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 370,000

Underlying: Common Stock · 25,000 shares

Expires 2027-09-29

F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 19:21 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $0.46 Not disclosed
Disclosure

SEC source: 0001575705-22-000681 · ownership.xml · derivative · entry 1

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 807,500

Underlying: Common Stock · 25,000 shares

Expires 2027-09-29

F1 · security: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 19:20 UTC
O'Sullivan Michael DChief Commercial Officer
GrantOptions to purchase common stock, par value $0.001per share · Derivative 10,000 Not disclosed Strike: $0.46 Not disclosed
Disclosure

SEC source: 0001575705-22-000680 · ownership.xml · derivative · entry 1

O'Sullivan Michael D · CIK 0001934774 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 10,000 shares

Expires 2027-09-29

F1 · security: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 16:50 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $0.46 Not disclosed
Disclosure

SEC source: 0001575705-22-000685 · ownership.xml · derivative · entry 1

Ingargiola Luisa · CIK 0001447277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,812

Underlying: Common Stock · 25,000 shares

Expires 2027-09-29

F1 · security: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 16:39 UTC GrantOptions to purchase common stock, par value $0.001 per share · Derivative 25,000 Not disclosed Strike: $0.46 Not disclosed
Disclosure

SEC source: 0001575705-22-000684 · ownership.xml · derivative · entry 1

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 388,355

Underlying: Comon Stock · 25,000 shares

Expires 2027-09-29

F1 · security: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
September 30, 2022 Filed Oct 4, 2022 16:27 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $0.46 Not disclosed
Disclosure

SEC source: 0001575705-22-000683 · ownership.xml · derivative · entry 1

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,500

Underlying: Common Stock · 25,000 shares

Expires 2027-09-29

F1 · security: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 22:11 UTC
Mooney BarrettDirector · Chairman and CEO
Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 15,000 Not disclosed Strike: $0.31 Not disclosed
Disclosure

SEC source: 0001575705-22-000599 · ownership.xml · derivative · entry 6

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 365,000

Underlying: Common Stock · 15,000 shares

Expires 2024-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F4 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 22:11 UTC
Mooney BarrettDirector · Chairman and CEO
Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 20,000 Not disclosed Strike: $0.41 Not disclosed
Disclosure

SEC source: 0001575705-22-000599 · ownership.xml · derivative · entry 5

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 345,000

Underlying: Common Stock · 20,000 shares

Expires 2029-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F4 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 22:11 UTC
Mooney BarrettDirector · Chairman and CEO
SaleCommon Stock, par value $0.001 20,000 $0.75 $15,000.00
Disclosure

SEC source: 0001575705-22-000599 · ownership.xml · nonDerivative · entry 4

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F1 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/26/2022.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 22:11 UTC
Mooney BarrettDirector · Chairman and CEO
Exercise / conversionCommon Stock, par value $0.001 20,000 $0.41 $8,200.00
Disclosure

SEC source: 0001575705-22-000599 · ownership.xml · nonDerivative · entry 3

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/26/2022.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 22:11 UTC
Mooney BarrettDirector · Chairman and CEO
SaleCommon Stock, par value $0.001 15,000 $0.75 $11,250.00
Disclosure

SEC source: 0001575705-22-000599 · ownership.xml · nonDerivative · entry 2

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F1 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/26/2022.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 22:11 UTC
Mooney BarrettDirector · Chairman and CEO
Exercise / conversionCommon Stock, par value $0.001 15,000 $0.31 $4,650.00
Disclosure

SEC source: 0001575705-22-000599 · ownership.xml · nonDerivative · entry 1

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 05/26/2022.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 22:06 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
SaleCommon Stock Par Value $0.001 65,000 $0.75 $48,750.00
Disclosure

SEC source: 0001575705-22-000597 · ownership.xml · nonDerivative · entry 2

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408,750

F2 · kind: Reflects restricted stock units that were granted on 4/19/2021 and have vested monthly over a one-year period.

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/07/2022.

Read SEC document
August 15, 2022 Filed Aug 17, 2022 22:06 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
SaleCommon Stock Par Value $0.001 10,000 $0.75 $7,500.00
Disclosure

SEC source: 0001575705-22-000597 · ownership.xml · nonDerivative · entry 1

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 473,750

F1 · kind: Reflects restricted stock units that were granted on 3/5/2021 and vested on the date of grant.

F3 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/07/2022.

Read SEC document
June 30, 2022 Filed Jul 6, 2022 00:22 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $0.65 Not disclosed
Disclosure

SEC source: 0001575705-22-000476 · ownership.xml · derivative · entry 1

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 782,500

Underlying: Common Stock · 25,000 shares

Expires 2027-06-29

F1 · security: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
June 30, 2022 Filed Jul 6, 2022 00:16 UTC
Mooney BarrettDirector · Chairman and CEO
GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $0.65 Not disclosed
Disclosure

SEC source: 0001575705-22-000474 · ownership.xml · derivative · entry 1

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,000

Underlying: Common Stock · 25,000 shares

Expires 2027-06-29

F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
June 30, 2022 Filed Jul 6, 2022 00:13 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $0.65 Not disclosed
Disclosure

SEC source: 0001575705-22-000472 · ownership.xml · derivative · entry 1

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 285,500

Underlying: Common Stock · 25,000 shares

Expires 2027-06-29

F1 · security: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
June 30, 2022 Filed Jul 6, 2022 00:09 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $0.65 Not disclosed
Disclosure

SEC source: 0001575705-22-000470 · ownership.xml · derivative · entry 1

Ingargiola Luisa · CIK 0001447277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,812

Underlying: Common Stock · 25,000 shares

Expires 2027-06-29

F1 · security: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
June 30, 2022 Filed Jul 6, 2022 00:02 UTC GrantOptions to purchase common stock, par value $0.001 per share · Derivative 25,000 Not disclosed Strike: $0.65 Not disclosed
Disclosure

SEC source: 0001575705-22-000468 · ownership.xml · derivative · entry 1

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 363,355

Underlying: Common Stock · 25,000 shares

Expires 2027-06-29

F1 · security: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 23:32 UTC
O'Sullivan Michael DChief Commercial Officer
GrantOptions to purchase common stock, par value $0.001per share · Derivative 10,000 Not disclosed Strike: $0.65 Not disclosed
Disclosure

SEC source: 0001575705-22-000466 · ownership.xml · derivative · entry 1

O'Sullivan Michael D · CIK 0001934774 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2027-06-29

F1 · security: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
June 21, 2022 Filed Jun 24, 2022 22:28 UTC
Mooney BarrettDirector · Chairman and CEO
Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $0.41 Not disclosed
Disclosure

SEC source: 0001575705-22-000454 · ownership.xml · derivative · entry 3

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,000

Underlying: Common Stock · 25,000 shares

Expires 2029-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 01/11/2022.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
June 21, 2022 Filed Jun 24, 2022 22:28 UTC
Mooney BarrettDirector · Chairman and CEO
SaleCommon Stock, par value $0.001 25,000 $0.86 $21,450.00
Disclosure

SEC source: 0001575705-22-000454 · ownership.xml · nonDerivative · entry 2

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F1 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 01/11/2022.

Read SEC document
June 21, 2022 Filed Jun 24, 2022 22:28 UTC
Mooney BarrettDirector · Chairman and CEO
Exercise / conversionCommon Stock, par value $0.001 25,000 $0.41 $10,250.00
Disclosure

SEC source: 0001575705-22-000454 · ownership.xml · nonDerivative · entry 1

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 01/11/2022.

Read SEC document
May 17, 2022 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $0.41 Not disclosed
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · derivative · entry 31

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 380,000

Underlying: Common Stock · 25,000 shares

Expires 2029-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 01/11/2022.

F6 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
May 17, 2022 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
SaleCommon Stock, par value $0.001 25,000 $0.77 $19,250.00
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · nonDerivative · entry 30

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F3 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 01/11/2022.

Read SEC document
May 17, 2022 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
Exercise / conversionCommon Stock, par value $0.001 25,000 $0.41 $10,250.00
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · nonDerivative · entry 29

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 01/11/2022.

Read SEC document
April 12, 2022 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $0.41 Not disclosed
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · derivative · entry 32

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,000

Underlying: Common Stock · 25,000 shares

Expires 2029-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 01/11/2022.

F6 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

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April 12, 2022 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
SaleCommon Stock, par value $0.001 25,000 $1.05 $26,250.00
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · nonDerivative · entry 28

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F3 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 01/11/2022.

Read SEC document
April 12, 2022 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
Exercise / conversionCommon Stock, par value $0.001 25,000 $0.41 $10,250.00
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · nonDerivative · entry 27

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 01/11/2022.

Read SEC document
March 31, 2022 Filed Jun 11, 2022 00:58 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $1.19 Not disclosed
Disclosure

SEC source: 0001575705-22-000413 · ownership.xml · derivative · entry 5

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 757,500

Underlying: Common Stock · 25,000 shares

Expires 2027-03-30

F1 · security: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F2 · price: The options and restricted stock units were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
March 31, 2022 Filed Jun 13, 2022 11:20 UTC GrantOptions to purchase common stock, par value $0.001 per share · Derivative 25,000 Not disclosed Strike: $1.19 Not disclosed
Disclosure

SEC source: 0001575705-22-000417 · ownership.xml · derivative · entry 19

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 338,355

Underlying: Common Stock · 25,000 shares

Expires 2027-03-30

F4 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
March 31, 2022 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $1.19 Not disclosed
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · derivative · entry 33

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,000

Underlying: Common Stock · 25,000 shares

Expires 2027-03-30

F5 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F4 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F6 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
March 31, 2022 Filed Jun 13, 2022 13:26 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $1.19 Not disclosed
Disclosure

SEC source: 0001575705-22-000419 · ownership.xml · derivative · entry 8

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,500

Underlying: Common Stock · 25,000 shares

Expires 2027-03-30

F1 · security: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 09/08/2020.

F4 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
March 31, 2022 Filed Jun 13, 2022 11:11 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $1.19 Not disclosed
Disclosure

SEC source: 0001575705-22-000415 · ownership.xml · derivative · entry 6

Ingargiola Luisa · CIK 0001447277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 280,812

Underlying: Common Stock · 25,000 shares

Expires 2027-03-30

F1 · security: The stock option exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 06/17/21.

F4 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F5 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
March 15, 2022 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $0.41 Not disclosed
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · derivative · entry 34

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 405,000

Underlying: Common Stock · 25,000 shares

Expires 2029-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 01/11/2022.

F6 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
March 15, 2022 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
SaleCommon Stock, par value $0.001 25,000 $0.93 $23,250.00
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · nonDerivative · entry 26

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F3 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 01/11/2022.

Read SEC document
March 15, 2022 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
Exercise / conversionCommon Stock, par value $0.001 25,000 $0.41 $10,250.00
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · nonDerivative · entry 25

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 01/11/2022.

Read SEC document
March 01, 2022 Filed Jun 11, 2022 00:58 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
GrantCommon Stock, par value $0.001 62,500 $0.00 $0.00
Disclosure

SEC source: 0001575705-22-000413 · ownership.xml · nonDerivative · entry 4

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,750

F7 · kind: Reflects restricted stock units that vest immediately.

Read SEC document
February 15, 2022 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $0.41 Not disclosed
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · derivative · entry 35

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 430,000

Underlying: Common Stock · 25,000 shares

Expires 2029-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 01/11/2022.

F6 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
February 15, 2022 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
SaleCommon Stock, par value $0.001 25,000 $1.04 $26,000.00
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · nonDerivative · entry 24

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F3 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 01/11/2022.

Read SEC document
February 15, 2022 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
Exercise / conversionCommon Stock, par value $0.001 25,000 $0.41 $10,250.00
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · nonDerivative · entry 23

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 01/11/2022.

Read SEC document
January 11, 2022 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
Exercise / conversionOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $0.41 Not disclosed
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · derivative · entry 36

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 455,000

Underlying: Common Stock · 25,000 shares

Expires 2029-03-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 01/11/2022.

F6 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
January 11, 2022 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
SaleCommon Stock, par value $0.001 25,000 $1.44 $36,000.00
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · nonDerivative · entry 22

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F3 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 01/11/2022.

F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.43 to $1.45.

Read SEC document
January 11, 2022 Filed Jun 13, 2022 13:29 UTC
Mooney BarrettDirector · Chairman and CEO
Exercise / conversionCommon Stock, par value $0.001 25,000 $0.41 $10,250.00
Disclosure

SEC source: 0001575705-22-000421 · ownership.xml · nonDerivative · entry 21

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: The stock option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 01/11/2022.

Read SEC document
January 01, 2022 Filed Jun 11, 2022 00:58 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
GrantCommon Stock, par value $0.001 50,000 $0.00 $0.00
Disclosure

SEC source: 0001575705-22-000413 · ownership.xml · nonDerivative · entry 3

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 421,250

F6 · kind: Reflects restricted stock units that vest monthly over a twenty-one month period.

Read SEC document
January 01, 2022 Filed Jun 11, 2022 00:58 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
GrantCommon Stock, par value $0.001 50,000 $0.00 $0.00
Disclosure

SEC source: 0001575705-22-000413 · ownership.xml · nonDerivative · entry 2

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 371,250

F5 · kind: Reflects restricted stock units that vest monthly over a nine month period.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.