Last 12 months
Inside the activity.
2 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 2 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 28, 2024 Filed Jul 2, 2024 22:07 UTC |
Gardner Thomas JDirector
|
OtherCommon Stock, par value $0.001 · Derivative | 1,250 | $105.40 Strike: $105.40 | $131,750.00 |
DisclosureSEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 9 Gardner Thomas J · CIK 0001676748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 1,250 shares Expires 2026-06-29 F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option. F1 · kind: This option was cancelled. No value was received for the cancellation of this option. F1 · price: This option was cancelled. No value was received for the cancellation of this option. F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date. Read SEC document |
| June 28, 2024 Filed Jul 2, 2024 22:07 UTC |
Gardner Thomas JDirector
|
OtherCommon Stock, par value $0.001 · Derivative | 1,250 | $60.20 Strike: $60.20 | $75,250.00 |
DisclosureSEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 8 Gardner Thomas J · CIK 0001676748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,750 Underlying: Common Stock · 1,250 shares Expires 2026-09-29 F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option. F1 · kind: This option was cancelled. No value was received for the cancellation of this option. F1 · price: This option was cancelled. No value was received for the cancellation of this option. F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date. Read SEC document |
| June 28, 2024 Filed Jul 2, 2024 22:07 UTC |
Gardner Thomas JDirector
|
OtherCommon Stock, par value $0.001 · Derivative | 1,250 | $31.40 Strike: $31.40 | $39,250.00 |
DisclosureSEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 7 Gardner Thomas J · CIK 0001676748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,500 Underlying: Common Stock · 1,250 shares Expires 2026-12-30 F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option. F1 · kind: This option was cancelled. No value was received for the cancellation of this option. F1 · price: This option was cancelled. No value was received for the cancellation of this option. F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date. Read SEC document |
| June 28, 2024 Filed Jul 2, 2024 22:07 UTC |
Gardner Thomas JDirector
|
OtherCommon Stock, par value $0.001 · Derivative | 1,250 | $23.80 Strike: $23.80 | $29,750.00 |
DisclosureSEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 6 Gardner Thomas J · CIK 0001676748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,250 Underlying: Common Stock · 1,250 shares Expires 2027-03-30 F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option. F1 · kind: This option was cancelled. No value was received for the cancellation of this option. F1 · price: This option was cancelled. No value was received for the cancellation of this option. F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date. Read SEC document |
| June 28, 2024 Filed Jul 2, 2024 22:07 UTC |
Gardner Thomas JDirector
|
OtherCommon Stock, par value $0.001 · Derivative | 1,250 | $13.00 Strike: $13.00 | $16,250.00 |
DisclosureSEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 5 Gardner Thomas J · CIK 0001676748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,000 Underlying: Common Stock · 1,250 shares Expires 2027-06-29 F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option. F1 · kind: This option was cancelled. No value was received for the cancellation of this option. F1 · price: This option was cancelled. No value was received for the cancellation of this option. F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date. Read SEC document |
| June 28, 2024 Filed Jul 2, 2024 22:07 UTC |
Gardner Thomas JDirector
|
OtherCommon Stock, par value $0.001 · Derivative | 1,250 | $9.20 Strike: $9.20 | $11,500.00 |
DisclosureSEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 4 Gardner Thomas J · CIK 0001676748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,750 Underlying: Common Stock · 1,250 shares Expires 2027-09-29 F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option. F1 · kind: This option was cancelled. No value was received for the cancellation of this option. F1 · price: This option was cancelled. No value was received for the cancellation of this option. F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date. Read SEC document |
| June 28, 2024 Filed Jul 2, 2024 22:07 UTC |
Gardner Thomas JDirector
|
OtherCommon Stock, par value $0.001 · Derivative | 1,250 | $7.00 Strike: $7.00 | $8,750.00 |
DisclosureSEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 3 Gardner Thomas J · CIK 0001676748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 1,250 shares Expires 2027-12-30 F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option. F1 · kind: This option was cancelled. No value was received for the cancellation of this option. F1 · price: This option was cancelled. No value was received for the cancellation of this option. F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date. Read SEC document |
| June 28, 2024 Filed Jul 2, 2024 22:07 UTC |
Gardner Thomas JDirector
|
OtherCommon Stock, par value $0.001 · Derivative | 1,250 | $9.00 Strike: $9.00 | $11,250.00 |
DisclosureSEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 2 Gardner Thomas J · CIK 0001676748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2028-03-30 F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option. F1 · kind: This option was cancelled. No value was received for the cancellation of this option. F1 · price: This option was cancelled. No value was received for the cancellation of this option. F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date. Read SEC document |
| June 28, 2024 Filed Jul 2, 2024 22:07 UTC |
Gardner Thomas JDirector
|
OtherCommon Stock, par value $0.001 · Derivative | 1,250 | $4.60 Strike: $4.60 | $5,750.00 |
DisclosureSEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 1 Gardner Thomas J · CIK 0001676748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires 2028-06-29 F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option. F1 · kind: This option was cancelled. No value was received for the cancellation of this option. F1 · price: This option was cancelled. No value was received for the cancellation of this option. F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date. Read SEC document |
| June 28, 2024 Filed Jul 2, 2024 22:07 UTC |
Anderson KellyDirector
|
OtherCommon Stock, par value $0.001 · Derivative | 354 | $7.00 Strike: $7.00 | $2,478.00 |
DisclosureSEC source: 0001493152-24-026066 · ownership.xml · derivative · entry 3 Anderson Kelly · CIK 0001665891 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 354 shares Expires 2027-12-30 F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option. F1 · kind: This option was cancelled. No value was received for the cancellation of this option. F1 · price: This option was cancelled. No value was received for the cancellation of this option. F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date. Read SEC document |
| June 28, 2024 Filed Jul 2, 2024 22:07 UTC |
Anderson KellyDirector
|
OtherCommon Stock, par value $0.001 · Derivative | 1,250 | $9.00 Strike: $9.00 | $11,250.00 |
DisclosureSEC source: 0001493152-24-026066 · ownership.xml · derivative · entry 2 Anderson Kelly · CIK 0001665891 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2028-03-30 F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option. F1 · kind: This option was cancelled. No value was received for the cancellation of this option. F1 · price: This option was cancelled. No value was received for the cancellation of this option. F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date. Read SEC document |
| June 28, 2024 Filed Jul 2, 2024 22:07 UTC |
Anderson KellyDirector
|
OtherCommon Stock, par value $0.001 · Derivative | 1,250 | $4.60 Strike: $4.60 | $5,750.00 |
DisclosureSEC source: 0001493152-24-026066 · ownership.xml · derivative · entry 1 Anderson Kelly · CIK 0001665891 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,250 shares Expires 2028-06-29 F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option. F1 · kind: This option was cancelled. No value was received for the cancellation of this option. F1 · price: This option was cancelled. No value was received for the cancellation of this option. F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date. Read SEC document |
| April 04, 2024 Filed Apr 8, 2024 15:03 UTC |
Frost Malcolm B.Director
|
GrantCommon Stock, par value $0.001 | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-013432 · ownership.xml · nonDerivative · entry 1 Frost Malcolm B. · CIK 0001834855 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 500 F1 · shares: Reflects restricted stock units granted under the Company's 2017 Omnibus Equity Incentive Plan as part of his director compensation for the fiscal quarter ended March 31, 2024. These restricted stock units vest 100% on the grant date. F2 · shares: Takes into account the 20:1 reverse stock split effected on February 9, 2024. F2 · balance_after: Takes into account the 20:1 reverse stock split effected on February 9, 2024. Read SEC document |
| April 04, 2024 Filed Apr 8, 2024 15:03 UTC |
Begley Grant ADirector · Interim CEO and Chairman
|
GrantCommon Stock, par value $0.001 | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-013430 · ownership.xml · nonDerivative · entry 1 Begley Grant A · CIK 0001670492 · Director · Interim CEO and Chairman 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 19,728 F1 · shares: Reflects restricted stock units granted under the Company's 2017 Omnibus Equity Incentive Plan as part of his director compensation for the fiscal quarter ended March 31, 2024. These restricted stock units vest 100% on the grant date. F2 · shares: Takes into account the 20:1 reverse stock split effected on February 9, 2024. F2 · balance_after: Takes into account the 20:1 reverse stock split effected on February 9, 2024. Read SEC document |
| April 04, 2024 Filed Apr 8, 2024 15:03 UTC |
Anderson KellyDirector
|
GrantCommon Stock, par value $0.001 | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-013431 · ownership.xml · nonDerivative · entry 1 Anderson Kelly · CIK 0001665891 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,412 F1 · shares: Reflects restricted stock units granted under the Company's 2017 Omnibus Equity Incentive Plan as part of her director compensation for the fiscal quarter ended March 31, 2024. These restricted stock units vest 100% on the grant date. F2 · shares: Takes into account the 20:1 reverse stock split effected on February 9, 2024. F2 · balance_after: Takes into account the 20:1 reverse stock split effected on February 9, 2024. Read SEC document |
| April 04, 2024 Filed Apr 8, 2024 15:03 UTC |
Gardner Thomas JDirector
|
GrantCommon Stock, par value $0.001 | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-013433 · ownership.xml · nonDerivative · entry 1 Gardner Thomas J · CIK 0001676748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,162 F1 · shares: Reflects restricted stock units granted under the Company's 2017 Omnibus Equity Incentive Plan as part of his director compensation for the fiscal quarter ended March 31, 2024. These restricted stock units vest 100% on the grant date. F2 · shares: Takes into account the 20:1 reverse stock split effected on February 9, 2024. F2 · balance_after: Takes into account the 20:1 reverse stock split effected on February 9, 2024. Read SEC document |
| April 03, 2024 Filed Apr 5, 2024 21:17 UTC |
Irby William GordonPresident
|
PurchaseCommon Stock, par value $0.001 | 372 | $0.63 | $234.36 |
DisclosureSEC source: 0001493152-24-013376 · ownership.xml · nonDerivative · entry 1 Irby William Gordon · CIK 0002012161 · President 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 372 Read SEC document |
| December 29, 2023 Filed Jan 4, 2024 00:03 UTC |
Gardner Thomas JDirector
|
GrantCommon Stock, par value $0.001 | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-000349 · ownership.xml · nonDerivative · entry 2 Gardner Thomas J · CIK 0001676748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 313,235 F2 · shares: Reflects restricted stock granted under the Company's 2017 Omnibus Equity Incentive Plan in lieu of the 30,000 options the Reporting Person is entitled to receive from the Company as part of his director compensation for the fiscal quarter ended December 31, 2023. Read SEC document |
| December 29, 2023 Filed Jan 4, 2024 00:03 UTC |
Gardner Thomas JDirector
|
GrantCommon Stock, par value $0.001 | 165,000 | $0.10 | $16,500.00 |
DisclosureSEC source: 0001493152-24-000349 · ownership.xml · nonDerivative · entry 1 Gardner Thomas J · CIK 0001676748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 283,235 F1 · shares: Reflects restricted stock granted under the Company's 2017 Omnibus Equity Incentive Plan in lieu of the $16,500 cash compensation the Reporting Person is entitled to receive from the Company as part of his director compensation for the fiscal quarter ended December 31, 2023. Read SEC document |
| December 29, 2023 Filed Jan 4, 2024 00:01 UTC |
Begley Grant ADirector · Chairman and Interim-CEO
|
GrantCommon Stock, par value $0.001 | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-000347 · ownership.xml · nonDerivative · entry 2 Begley Grant A · CIK 0001670492 · Director · Chairman and Interim-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 364,568 F2 · shares: Reflects restricted stock granted under the Company's 2017 Omnibus Equity Incentive Plan in lieu of the 30,000 options the Reporting Person is entitled to receive from the Company as part of his director compensation for the fiscal quarter ended December 31, 2023. Read SEC document |
| December 29, 2023 Filed Jan 4, 2024 00:01 UTC |
Begley Grant ADirector · Chairman and Interim-CEO
|
GrantCommon Stock, par value $0.001 | 216,333 | $0.10 | $21,633.30 |
DisclosureSEC source: 0001493152-24-000347 · ownership.xml · nonDerivative · entry 1 Begley Grant A · CIK 0001670492 · Director · Chairman and Interim-CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 334,568 F1 · shares: Reflects restricted stock granted under the Company's 2017 Omnibus Equity Incentive Plan in lieu of the $21,633.33 cash compensation the Reporting Person is entitled to receive from the Company as part of his director compensation for the fiscal quarter ended December 31, 2023. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 23:59 UTC |
Anderson KellyDirector
|
GrantCommon Stock, par value $0.001 | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-000345 · ownership.xml · nonDerivative · entry 2 Anderson Kelly · CIK 0001665891 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 318,235 F2 · shares: Reflects restricted stock granted under the Company's 2017 Omnibus Equity Incentive Plan in lieu of the 30,000 options the Reporting Person is entitled to receive from the Company as part of her director compensation for the fiscal quarter ended December 31, 2023. Read SEC document |
| December 29, 2023 Filed Jan 3, 2024 23:59 UTC |
Anderson KellyDirector
|
GrantCommon Stock, par value $0.001 | 170,000 | $0.10 | $17,000.00 |
DisclosureSEC source: 0001493152-24-000345 · ownership.xml · nonDerivative · entry 1 Anderson Kelly · CIK 0001665891 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 288,235 F1 · shares: Reflects restricted stock granted under the Company's 2017 Omnibus Equity Incentive Plan in lieu of the $17,000 cash compensation the Reporting Person is entitled to receive from the Company as part of her director compensation for the fiscal quarter ended December 31 2023. Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 21:40 UTC |
Mooney BarrettDirector · Chairman and CEO
|
GrantOptions to purchase common stock, par value $0.001per share · Derivative | 25,000 | Not disclosed Strike: $0.17 | Not disclosed |
DisclosureSEC source: 0001493152-23-035281 · ownership.xml · derivative · entry 1 Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 470,000 Underlying: Common Stock · 25,000 shares Expires 2028-09-30 F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan. F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date. F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date. Read SEC document |
| September 30, 2023 Filed Oct 3, 2023 21:36 UTC |
Fernandez-McGovern Nicole M.Chief Financial Officer
|
GrantOptions to purchase common stock, par value $0.001per share · Derivative | 25,000 | Not disclosed Strike: $0.17 | Not disclosed |
DisclosureSEC source: 0001493152-23-035279 · ownership.xml · derivative · entry 1 Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 907,500 Underlying: Common Stock · 25,000 shares Expires 2028-09-30 F1 · security: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date. F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan. F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date. F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 23:53 UTC |
Gardner Thomas JDirector
|
GrantCommon Stock, par value $0.001 | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-035296 · ownership.xml · nonDerivative · entry 2 Gardner Thomas J · CIK 0001676748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,235 F2 · shares: Reflects restricted stock granted under the Company's 2017 Omnibus Equity Incentive Plan in lieu of the 25,000 options the Reporting Person is entitled to receive from the Company as part of his director compensation for the fiscal quarter ended September 30, 2023. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 23:53 UTC |
Gardner Thomas JDirector
|
GrantCommon Stock, par value $0.001 | 88,235 | $0.17 | $14,999.95 |
DisclosureSEC source: 0001493152-23-035296 · ownership.xml · nonDerivative · entry 1 Gardner Thomas J · CIK 0001676748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,235 F1 · shares: Reflects restricted stock granted under the Company's 2017 Omnibus Equity Incentive Plan in lieu of the $15,000 cash compensation the Reporting Person is entitled to receive from the Company as part of his director compensation for the fiscal quarter ended September 30, 2023. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 23:50 UTC |
Begley Grant ADirector
|
GrantCommon Stock, par value $0.001 | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-035294 · ownership.xml · nonDerivative · entry 2 Begley Grant A · CIK 0001670492 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,235 F2 · shares: Reflects restricted stock granted under the Company's 2017 Omnibus Equity Incentive Plan in lieu of the 25,000 options the Reporting Person is entitled to receive from the Company as part of his director compensation for the fiscal quarter ended September 30, 2023. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 23:50 UTC |
Begley Grant ADirector
|
GrantCommon Stock, par value $0.001 | 88,235 | $0.17 | $14,999.95 |
DisclosureSEC source: 0001493152-23-035294 · ownership.xml · nonDerivative · entry 1 Begley Grant A · CIK 0001670492 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,235 F1 · shares: Reflects restricted stock granted under the Company's 2017 Omnibus Equity Incentive Plan in lieu of the $15,000 cash compensation the Reporting Person is entitled to receive from the Company as part of his director compensation for the fiscal quarter ended September 30, 2023. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 23:42 UTC |
Anderson KellyDirector
|
GrantCommon Stock, par value $0.001 | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-23-035292 · ownership.xml · nonDerivative · entry 2 Anderson Kelly · CIK 0001665891 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 118,235 F2 · shares: Reflects restricted stock granted under the Company's 2017 Omnibus Equity Incentive Plan in lieu of the 25,000 options the Reporting Person is entitled to receive from the Company as part of her director compensation for the fiscal quarter ended September 30, 2023. Read SEC document |
| September 29, 2023 Filed Oct 3, 2023 23:42 UTC |
Anderson KellyDirector
|
GrantCommon Stock, par value $0.001 | 88,235 | $0.17 | $14,999.95 |
DisclosureSEC source: 0001493152-23-035292 · ownership.xml · nonDerivative · entry 1 Anderson Kelly · CIK 0001665891 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 88,235 F1 · shares: Reflects restricted stock granted under the Company's 2017 Omnibus Equity Incentive Plan in lieu of the $15,000 cash compensation the Reporting Person is entitled to receive from the Company as part of her director compensation for the fiscal quarter ended September 30, 2023. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 14:14 UTC |
Gardner Thomas JDirector
|
GrantOptions to purchase common stock, par value $0.001per share · Derivative | 25,000 | Not disclosed Strike: $0.23 | Not disclosed |
DisclosureSEC source: 0001654954-23-008748 · section16.xml · derivative · entry 1 Gardner Thomas J · CIK 0001676748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 385,500 Underlying: Common Stock · 25,000 shares Expires 2028-06-30 F1 · security: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date. F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan. F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date. F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 14:14 UTC |
Begley Grant ADirector
|
GrantOptions to purchase common stock, par value $0.001 per share · Derivative | 25,000 | Not disclosed Strike: $0.23 | Not disclosed |
DisclosureSEC source: 0001654954-23-008749 · section16.xml · derivative · entry 1 Begley Grant A · CIK 0001670492 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 463,355 Underlying: Common Stock · 25,000 shares Expires 2028-06-30 F1 · security: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date. F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan. F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date. F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 14:13 UTC |
Mooney BarrettDirector · Chairman and CEO
|
GrantOptions to purchase common stock, par value $0.001per share · Derivative | 25,000 | $0.00 Strike: $0.23 | $0.00 |
DisclosureSEC source: 0001654954-23-008747 · section16.xml · derivative · entry 1 Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 445,000 Underlying: Common Stock · 25,000 shares Expires 2028-06-30 F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan. F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date. F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 14:13 UTC |
Anderson KellyDirector
|
GrantOptions to purchase common stock, par value $0.001per share · Derivative | 25,000 | Not disclosed Strike: $0.23 | Not disclosed |
DisclosureSEC source: 0001654954-23-008746 · section16.xml · derivative · entry 1 Anderson Kelly · CIK 0001665891 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 57,065 Underlying: Common Stock · 25,000 shares Expires 2028-06-30 F1 · security: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date. F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan. F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date. F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date. Read SEC document |
| June 30, 2023 Filed Jul 5, 2023 14:13 UTC |
Fernandez-McGovern Nicole M.Chief Financial Officer
|
GrantOptions to purchase common stock, par value $0.001per share · Derivative | 25,000 | Not disclosed Strike: $0.23 | Not disclosed |
DisclosureSEC source: 0001654954-23-008745 · section16.xml · derivative · entry 1 Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 882,500 Underlying: Common Stock · 25,000 shares Expires 2028-06-30 F1 · security: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date. F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan. F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date. F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date. Read SEC document |
| May 11, 2023 Filed May 16, 2023 00:57 UTC |
Fernandez-McGovern Nicole M.Chief Financial Officer
|
GrantCommon Stock, par value $0.001 | 393,571 | $0.38 | $149,556.98 |
DisclosureSEC source: 0001654954-23-006629 · section16.xml · nonDerivative · entry 1 Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,087,321 F1 · shares: Reflects restricted stock units that were performance based awards granted under the Company's 2017 Omnibus Equity Incentive Plan. These restricted stock units vest 100% on the grant date, May 11, 2023. Read SEC document |
| May 11, 2023 Filed May 16, 2023 00:57 UTC |
O'Sullivan Michael DChief Commercial Officer
|
GrantCommon Stock, par value $0.001 | 164,286 | $0.38 | $62,428.68 |
DisclosureSEC source: 0001654954-23-006628 · section16.xml · nonDerivative · entry 1 O'Sullivan Michael D · CIK 0001934774 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 314,520 F1 · shares: Reflects restricted stock units that were performance based awards granted under the Company's 2017 Omnibus Equity Incentive Plan.These restricted stock units vest 100% on the grant date, May11, 2023. Read SEC document |
| May 11, 2023 Filed May 16, 2023 00:55 UTC |
Mooney BarrettDirector · Chairman and CEO
|
GrantCommon Stock, par value $0.001 | 410,833 | $0.38 | $156,116.54 |
DisclosureSEC source: 0001654954-23-006625 · section16.xml · nonDerivative · entry 1 Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 808,333 F1 · shares: Reflects restricted stock units that were performance based awards granted under the Company's 2017 Omnibus Equity Incentive Plan.These restricted stock units vest 100% on the grant date, May11, 2023. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:28 UTC |
Begley Grant ADirector
|
GrantOptions to purchase common stock, par value $0.001 per share · Derivative | 25,000 | Not disclosed Strike: $0.45 | Not disclosed |
DisclosureSEC source: 0001654954-23-004403 · section16.xml · derivative · entry 1 Begley Grant A · CIK 0001670492 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 438,355 Underlying: Common Stock · 25,000 shares Expires 2028-03-30 F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan. F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date. F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:28 UTC |
Gardner Thomas JDirector
|
GrantOptions to purchase common stock, par value $0.001per share · Derivative | 25,000 | Not disclosed Strike: $0.45 | Not disclosed |
DisclosureSEC source: 0001654954-23-004404 · section16.xml · derivative · entry 1 Gardner Thomas J · CIK 0001676748 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 360,500 Underlying: Common Stock · 25,000 shares Expires 2028-03-30 F1 · security: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date. F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan. F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date. F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:28 UTC |
Anderson KellyDirector
|
GrantOptions to purchase common stock, par value $0.001per share · Derivative | 25,000 | Not disclosed Strike: $0.45 | Not disclosed |
DisclosureSEC source: 0001654954-23-004402 · section16.xml · derivative · entry 1 Anderson Kelly · CIK 0001665891 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,065 Underlying: Common Stock · 25,000 shares Expires 2028-03-30 F1 · security: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date. F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan. F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date. F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:24 UTC |
Fernandez-McGovern Nicole M.Chief Financial Officer
|
GrantOptions to purchase common stock, par value $0.001per share · Derivative | 25,000 | Not disclosed Strike: $0.45 | Not disclosed |
DisclosureSEC source: 0001654954-23-004398 · section16.xml · derivative · entry 1 Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 857,500 Underlying: Common Stock · 25,000 shares Expires 2028-03-30 F1 · security: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date. F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan. F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date. F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:24 UTC |
O'Sullivan Michael DChief Commercial Officer
|
GrantOptions to purchase common stock, par value $0.001per share · Derivative | 25,000 | Not disclosed Strike: $0.45 | Not disclosed |
DisclosureSEC source: 0001654954-23-004396 · section16.xml · derivative · entry 1 O'Sullivan Michael D · CIK 0001934774 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 25,000 shares Expires 2028-03-30 F1 · security: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date. F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan. F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date. F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 21:23 UTC |
Mooney BarrettDirector · Chairman and CEO
|
GrantOptions to purchase common stock, par value $0.001per share · Derivative | 25,000 | Not disclosed Strike: $0.45 | Not disclosed |
DisclosureSEC source: 0001654954-23-004397 · section16.xml · derivative · entry 1 Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 420,000 Underlying: Common Stock · 25,000 shares Expires 2028-03-30 F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan. F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date. F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date. Read SEC document |
| March 29, 2023 Filed Mar 31, 2023 21:22 UTC |
O'Sullivan Michael DChief Commercial Officer
|
GrantCommon Stock, par value $0.001 | 57,500 | $0.42 | $24,150.00 |
DisclosureSEC source: 0001654954-23-004136 · section16.xml · nonDerivative · entry 1 O'Sullivan Michael D · CIK 0001934774 · Chief Commercial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 150,234 F1 · shares: Reflects restricted stock units that were performance based awards granted under the Company's 2017 Omnibus Equity Incentive Plan. These restricted stock units vest 100% on the grant date, March 29, 2023. Read SEC document |
| March 29, 2023 Filed Mar 31, 2023 21:21 UTC |
Fernandez-McGovern Nicole M.Chief Financial Officer
|
GrantCommon Stock, par value $0.001 | 285,000 | $0.42 | $119,700.00 |
DisclosureSEC source: 0001654954-23-004135 · section16.xml · nonDerivative · entry 1 Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 693,750 F1 · shares: Reflects restricted stock units that were performance based awards granted under the Company's 2017 Omnibus Equity Incentive Plan. These restricted stock units vest 100% on the grant date, March 29, 2023. Read SEC document |
| March 29, 2023 Filed Mar 31, 2023 21:21 UTC |
Mooney BarrettDirector · Chairman and CEO
|
GrantCommon Stock, par value $0.001 | 297,500 | $0.42 | $124,950.00 |
DisclosureSEC source: 0001654954-23-004134 · section16.xml · nonDerivative · entry 1 Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 397,500 F1 · shares: Reflects restricted stock units that were performance based awards granted under the Company's 2017 Omnibus Equity Incentive Plan. These restricted stock units vest 100% on the grant date, March 29, 2023. Read SEC document |
| December 31, 2022 Filed Jan 5, 2023 02:48 UTC |
Gardner Thomas JDirector
|
GrantOptions to purchase common stock, par value $0.001per share · Derivative | 25,000 | Not disclosed Strike: $0.35 | Not disclosed |
DisclosureSEC source: 0001903596-23-000013 · ownership.xml · derivative · entry 1 Gardner Thomas J · CIK 0001676748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,500 Underlying: Common Stock · 25,000 shares Expires 2027-12-30 F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan. F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date. F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date. Read SEC document |
| December 31, 2022 Filed Jan 5, 2023 02:47 UTC |
Anderson KellyDirector
|
GrantOptions to purchase common stock, par value $0.001per share · Derivative | 7,065 | Not disclosed Strike: $0.35 | Not disclosed |
DisclosureSEC source: 0001903596-23-000011 · ownership.xml · derivative · entry 1 Anderson Kelly · CIK 0001665891 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,065 Underlying: Common Stock · 7,065 shares Expires 2027-12-30 F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan. F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date. F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.