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AgEagle Aerial Systems Inc.

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7056
SEC CIK
0000008504
Parsed reports
189

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202620
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 28, 2024 Filed Jul 2, 2024 22:07 UTC OtherCommon Stock, par value $0.001 · Derivative 1,250 $105.40 Strike: $105.40 $131,750.00
Disclosure

SEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 9

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 1,250 shares

Expires 2026-06-29

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 22:07 UTC OtherCommon Stock, par value $0.001 · Derivative 1,250 $60.20 Strike: $60.20 $75,250.00
Disclosure

SEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 8

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,750

Underlying: Common Stock · 1,250 shares

Expires 2026-09-29

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 22:07 UTC OtherCommon Stock, par value $0.001 · Derivative 1,250 $31.40 Strike: $31.40 $39,250.00
Disclosure

SEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 7

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 1,250 shares

Expires 2026-12-30

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 22:07 UTC OtherCommon Stock, par value $0.001 · Derivative 1,250 $23.80 Strike: $23.80 $29,750.00
Disclosure

SEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 6

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 1,250 shares

Expires 2027-03-30

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 22:07 UTC OtherCommon Stock, par value $0.001 · Derivative 1,250 $13.00 Strike: $13.00 $16,250.00
Disclosure

SEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 5

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 1,250 shares

Expires 2027-06-29

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 22:07 UTC OtherCommon Stock, par value $0.001 · Derivative 1,250 $9.20 Strike: $9.20 $11,500.00
Disclosure

SEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 4

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,250 shares

Expires 2027-09-29

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 22:07 UTC OtherCommon Stock, par value $0.001 · Derivative 1,250 $7.00 Strike: $7.00 $8,750.00
Disclosure

SEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 3

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,250 shares

Expires 2027-12-30

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 22:07 UTC OtherCommon Stock, par value $0.001 · Derivative 1,250 $9.00 Strike: $9.00 $11,250.00
Disclosure

SEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 2

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires 2028-03-30

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 22:07 UTC OtherCommon Stock, par value $0.001 · Derivative 1,250 $4.60 Strike: $4.60 $5,750.00
Disclosure

SEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 1

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2028-06-29

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 22:07 UTC OtherCommon Stock, par value $0.001 · Derivative 354 $7.00 Strike: $7.00 $2,478.00
Disclosure

SEC source: 0001493152-24-026066 · ownership.xml · derivative · entry 3

Anderson Kelly · CIK 0001665891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 354 shares

Expires 2027-12-30

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 22:07 UTC OtherCommon Stock, par value $0.001 · Derivative 1,250 $9.00 Strike: $9.00 $11,250.00
Disclosure

SEC source: 0001493152-24-026066 · ownership.xml · derivative · entry 2

Anderson Kelly · CIK 0001665891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires 2028-03-30

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
June 28, 2024 Filed Jul 2, 2024 22:07 UTC OtherCommon Stock, par value $0.001 · Derivative 1,250 $4.60 Strike: $4.60 $5,750.00
Disclosure

SEC source: 0001493152-24-026066 · ownership.xml · derivative · entry 1

Anderson Kelly · CIK 0001665891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2028-06-29

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 15:03 UTC GrantCommon Stock, par value $0.001 500 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-013432 · ownership.xml · nonDerivative · entry 1

Frost Malcolm B. · CIK 0001834855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500

F1 · shares: Reflects restricted stock units granted under the Company's 2017 Omnibus Equity Incentive Plan as part of his director compensation for the fiscal quarter ended March 31, 2024. These restricted stock units vest 100% on the grant date.

F2 · shares: Takes into account the 20:1 reverse stock split effected on February 9, 2024.

F2 · balance_after: Takes into account the 20:1 reverse stock split effected on February 9, 2024.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 15:03 UTC
Begley Grant ADirector · Interim CEO and Chairman
GrantCommon Stock, par value $0.001 1,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-013430 · ownership.xml · nonDerivative · entry 1

Begley Grant A · CIK 0001670492 · Director · Interim CEO and Chairman

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,728

F1 · shares: Reflects restricted stock units granted under the Company's 2017 Omnibus Equity Incentive Plan as part of his director compensation for the fiscal quarter ended March 31, 2024. These restricted stock units vest 100% on the grant date.

F2 · shares: Takes into account the 20:1 reverse stock split effected on February 9, 2024.

F2 · balance_after: Takes into account the 20:1 reverse stock split effected on February 9, 2024.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 15:03 UTC GrantCommon Stock, par value $0.001 1,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-013431 · ownership.xml · nonDerivative · entry 1

Anderson Kelly · CIK 0001665891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,412

F1 · shares: Reflects restricted stock units granted under the Company's 2017 Omnibus Equity Incentive Plan as part of her director compensation for the fiscal quarter ended March 31, 2024. These restricted stock units vest 100% on the grant date.

F2 · shares: Takes into account the 20:1 reverse stock split effected on February 9, 2024.

F2 · balance_after: Takes into account the 20:1 reverse stock split effected on February 9, 2024.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 15:03 UTC GrantCommon Stock, par value $0.001 1,500 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-013433 · ownership.xml · nonDerivative · entry 1

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,162

F1 · shares: Reflects restricted stock units granted under the Company's 2017 Omnibus Equity Incentive Plan as part of his director compensation for the fiscal quarter ended March 31, 2024. These restricted stock units vest 100% on the grant date.

F2 · shares: Takes into account the 20:1 reverse stock split effected on February 9, 2024.

F2 · balance_after: Takes into account the 20:1 reverse stock split effected on February 9, 2024.

Read SEC document
April 03, 2024 Filed Apr 5, 2024 21:17 UTC PurchaseCommon Stock, par value $0.001 372 $0.63 $234.36
Disclosure

SEC source: 0001493152-24-013376 · ownership.xml · nonDerivative · entry 1

Irby William Gordon · CIK 0002012161 · President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 372

Read SEC document
December 29, 2023 Filed Jan 4, 2024 00:03 UTC GrantCommon Stock, par value $0.001 30,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-000349 · ownership.xml · nonDerivative · entry 2

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 313,235

F2 · shares: Reflects restricted stock granted under the Company's 2017 Omnibus Equity Incentive Plan in lieu of the 30,000 options the Reporting Person is entitled to receive from the Company as part of his director compensation for the fiscal quarter ended December 31, 2023.

Read SEC document
December 29, 2023 Filed Jan 4, 2024 00:03 UTC GrantCommon Stock, par value $0.001 165,000 $0.10 $16,500.00
Disclosure

SEC source: 0001493152-24-000349 · ownership.xml · nonDerivative · entry 1

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 283,235

F1 · shares: Reflects restricted stock granted under the Company's 2017 Omnibus Equity Incentive Plan in lieu of the $16,500 cash compensation the Reporting Person is entitled to receive from the Company as part of his director compensation for the fiscal quarter ended December 31, 2023.

Read SEC document
December 29, 2023 Filed Jan 4, 2024 00:01 UTC
Begley Grant ADirector · Chairman and Interim-CEO
GrantCommon Stock, par value $0.001 30,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-000347 · ownership.xml · nonDerivative · entry 2

Begley Grant A · CIK 0001670492 · Director · Chairman and Interim-CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 364,568

F2 · shares: Reflects restricted stock granted under the Company's 2017 Omnibus Equity Incentive Plan in lieu of the 30,000 options the Reporting Person is entitled to receive from the Company as part of his director compensation for the fiscal quarter ended December 31, 2023.

Read SEC document
December 29, 2023 Filed Jan 4, 2024 00:01 UTC
Begley Grant ADirector · Chairman and Interim-CEO
GrantCommon Stock, par value $0.001 216,333 $0.10 $21,633.30
Disclosure

SEC source: 0001493152-24-000347 · ownership.xml · nonDerivative · entry 1

Begley Grant A · CIK 0001670492 · Director · Chairman and Interim-CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 334,568

F1 · shares: Reflects restricted stock granted under the Company's 2017 Omnibus Equity Incentive Plan in lieu of the $21,633.33 cash compensation the Reporting Person is entitled to receive from the Company as part of his director compensation for the fiscal quarter ended December 31, 2023.

Read SEC document
December 29, 2023 Filed Jan 3, 2024 23:59 UTC GrantCommon Stock, par value $0.001 30,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-24-000345 · ownership.xml · nonDerivative · entry 2

Anderson Kelly · CIK 0001665891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 318,235

F2 · shares: Reflects restricted stock granted under the Company's 2017 Omnibus Equity Incentive Plan in lieu of the 30,000 options the Reporting Person is entitled to receive from the Company as part of her director compensation for the fiscal quarter ended December 31, 2023.

Read SEC document
December 29, 2023 Filed Jan 3, 2024 23:59 UTC GrantCommon Stock, par value $0.001 170,000 $0.10 $17,000.00
Disclosure

SEC source: 0001493152-24-000345 · ownership.xml · nonDerivative · entry 1

Anderson Kelly · CIK 0001665891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 288,235

F1 · shares: Reflects restricted stock granted under the Company's 2017 Omnibus Equity Incentive Plan in lieu of the $17,000 cash compensation the Reporting Person is entitled to receive from the Company as part of her director compensation for the fiscal quarter ended December 31 2023.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 21:40 UTC
Mooney BarrettDirector · Chairman and CEO
GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $0.17 Not disclosed
Disclosure

SEC source: 0001493152-23-035281 · ownership.xml · derivative · entry 1

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 470,000

Underlying: Common Stock · 25,000 shares

Expires 2028-09-30

F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 21:36 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $0.17 Not disclosed
Disclosure

SEC source: 0001493152-23-035279 · ownership.xml · derivative · entry 1

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 907,500

Underlying: Common Stock · 25,000 shares

Expires 2028-09-30

F1 · security: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 23:53 UTC GrantCommon Stock, par value $0.001 30,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-035296 · ownership.xml · nonDerivative · entry 2

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,235

F2 · shares: Reflects restricted stock granted under the Company's 2017 Omnibus Equity Incentive Plan in lieu of the 25,000 options the Reporting Person is entitled to receive from the Company as part of his director compensation for the fiscal quarter ended September 30, 2023.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 23:53 UTC GrantCommon Stock, par value $0.001 88,235 $0.17 $14,999.95
Disclosure

SEC source: 0001493152-23-035296 · ownership.xml · nonDerivative · entry 1

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,235

F1 · shares: Reflects restricted stock granted under the Company's 2017 Omnibus Equity Incentive Plan in lieu of the $15,000 cash compensation the Reporting Person is entitled to receive from the Company as part of his director compensation for the fiscal quarter ended September 30, 2023.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 23:50 UTC GrantCommon Stock, par value $0.001 30,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-035294 · ownership.xml · nonDerivative · entry 2

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,235

F2 · shares: Reflects restricted stock granted under the Company's 2017 Omnibus Equity Incentive Plan in lieu of the 25,000 options the Reporting Person is entitled to receive from the Company as part of his director compensation for the fiscal quarter ended September 30, 2023.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 23:50 UTC GrantCommon Stock, par value $0.001 88,235 $0.17 $14,999.95
Disclosure

SEC source: 0001493152-23-035294 · ownership.xml · nonDerivative · entry 1

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,235

F1 · shares: Reflects restricted stock granted under the Company's 2017 Omnibus Equity Incentive Plan in lieu of the $15,000 cash compensation the Reporting Person is entitled to receive from the Company as part of his director compensation for the fiscal quarter ended September 30, 2023.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 23:42 UTC GrantCommon Stock, par value $0.001 30,000 $0.00 $0.00
Disclosure

SEC source: 0001493152-23-035292 · ownership.xml · nonDerivative · entry 2

Anderson Kelly · CIK 0001665891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 118,235

F2 · shares: Reflects restricted stock granted under the Company's 2017 Omnibus Equity Incentive Plan in lieu of the 25,000 options the Reporting Person is entitled to receive from the Company as part of her director compensation for the fiscal quarter ended September 30, 2023.

Read SEC document
September 29, 2023 Filed Oct 3, 2023 23:42 UTC GrantCommon Stock, par value $0.001 88,235 $0.17 $14,999.95
Disclosure

SEC source: 0001493152-23-035292 · ownership.xml · nonDerivative · entry 1

Anderson Kelly · CIK 0001665891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,235

F1 · shares: Reflects restricted stock granted under the Company's 2017 Omnibus Equity Incentive Plan in lieu of the $15,000 cash compensation the Reporting Person is entitled to receive from the Company as part of her director compensation for the fiscal quarter ended September 30, 2023.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 14:14 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $0.23 Not disclosed
Disclosure

SEC source: 0001654954-23-008748 · section16.xml · derivative · entry 1

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 385,500

Underlying: Common Stock · 25,000 shares

Expires 2028-06-30

F1 · security: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 14:14 UTC GrantOptions to purchase common stock, par value $0.001 per share · Derivative 25,000 Not disclosed Strike: $0.23 Not disclosed
Disclosure

SEC source: 0001654954-23-008749 · section16.xml · derivative · entry 1

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 463,355

Underlying: Common Stock · 25,000 shares

Expires 2028-06-30

F1 · security: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 14:13 UTC
Mooney BarrettDirector · Chairman and CEO
GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 $0.00 Strike: $0.23 $0.00
Disclosure

SEC source: 0001654954-23-008747 · section16.xml · derivative · entry 1

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 445,000

Underlying: Common Stock · 25,000 shares

Expires 2028-06-30

F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 14:13 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $0.23 Not disclosed
Disclosure

SEC source: 0001654954-23-008746 · section16.xml · derivative · entry 1

Anderson Kelly · CIK 0001665891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,065

Underlying: Common Stock · 25,000 shares

Expires 2028-06-30

F1 · security: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

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June 30, 2023 Filed Jul 5, 2023 14:13 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $0.23 Not disclosed
Disclosure

SEC source: 0001654954-23-008745 · section16.xml · derivative · entry 1

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 882,500

Underlying: Common Stock · 25,000 shares

Expires 2028-06-30

F1 · security: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

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May 11, 2023 Filed May 16, 2023 00:57 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
GrantCommon Stock, par value $0.001 393,571 $0.38 $149,556.98
Disclosure

SEC source: 0001654954-23-006629 · section16.xml · nonDerivative · entry 1

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,087,321

F1 · shares: Reflects restricted stock units that were performance based awards granted under the Company's 2017 Omnibus Equity Incentive Plan. These restricted stock units vest 100% on the grant date, May 11, 2023.

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May 11, 2023 Filed May 16, 2023 00:57 UTC
O'Sullivan Michael DChief Commercial Officer
GrantCommon Stock, par value $0.001 164,286 $0.38 $62,428.68
Disclosure

SEC source: 0001654954-23-006628 · section16.xml · nonDerivative · entry 1

O'Sullivan Michael D · CIK 0001934774 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 314,520

F1 · shares: Reflects restricted stock units that were performance based awards granted under the Company's 2017 Omnibus Equity Incentive Plan.These restricted stock units vest 100% on the grant date, May11, 2023.

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May 11, 2023 Filed May 16, 2023 00:55 UTC
Mooney BarrettDirector · Chairman and CEO
GrantCommon Stock, par value $0.001 410,833 $0.38 $156,116.54
Disclosure

SEC source: 0001654954-23-006625 · section16.xml · nonDerivative · entry 1

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 808,333

F1 · shares: Reflects restricted stock units that were performance based awards granted under the Company's 2017 Omnibus Equity Incentive Plan.These restricted stock units vest 100% on the grant date, May11, 2023.

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March 31, 2023 Filed Apr 4, 2023 21:28 UTC GrantOptions to purchase common stock, par value $0.001 per share · Derivative 25,000 Not disclosed Strike: $0.45 Not disclosed
Disclosure

SEC source: 0001654954-23-004403 · section16.xml · derivative · entry 1

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 438,355

Underlying: Common Stock · 25,000 shares

Expires 2028-03-30

F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:28 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $0.45 Not disclosed
Disclosure

SEC source: 0001654954-23-004404 · section16.xml · derivative · entry 1

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 360,500

Underlying: Common Stock · 25,000 shares

Expires 2028-03-30

F1 · security: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:28 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $0.45 Not disclosed
Disclosure

SEC source: 0001654954-23-004402 · section16.xml · derivative · entry 1

Anderson Kelly · CIK 0001665891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,065

Underlying: Common Stock · 25,000 shares

Expires 2028-03-30

F1 · security: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:24 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $0.45 Not disclosed
Disclosure

SEC source: 0001654954-23-004398 · section16.xml · derivative · entry 1

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 857,500

Underlying: Common Stock · 25,000 shares

Expires 2028-03-30

F1 · security: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:24 UTC
O'Sullivan Michael DChief Commercial Officer
GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $0.45 Not disclosed
Disclosure

SEC source: 0001654954-23-004396 · section16.xml · derivative · entry 1

O'Sullivan Michael D · CIK 0001934774 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,000

Underlying: Common Stock · 25,000 shares

Expires 2028-03-30

F1 · security: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 21:23 UTC
Mooney BarrettDirector · Chairman and CEO
GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $0.45 Not disclosed
Disclosure

SEC source: 0001654954-23-004397 · section16.xml · derivative · entry 1

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 420,000

Underlying: Common Stock · 25,000 shares

Expires 2028-03-30

F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
March 29, 2023 Filed Mar 31, 2023 21:22 UTC
O'Sullivan Michael DChief Commercial Officer
GrantCommon Stock, par value $0.001 57,500 $0.42 $24,150.00
Disclosure

SEC source: 0001654954-23-004136 · section16.xml · nonDerivative · entry 1

O'Sullivan Michael D · CIK 0001934774 · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,234

F1 · shares: Reflects restricted stock units that were performance based awards granted under the Company's 2017 Omnibus Equity Incentive Plan. These restricted stock units vest 100% on the grant date, March 29, 2023.

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March 29, 2023 Filed Mar 31, 2023 21:21 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
GrantCommon Stock, par value $0.001 285,000 $0.42 $119,700.00
Disclosure

SEC source: 0001654954-23-004135 · section16.xml · nonDerivative · entry 1

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 693,750

F1 · shares: Reflects restricted stock units that were performance based awards granted under the Company's 2017 Omnibus Equity Incentive Plan. These restricted stock units vest 100% on the grant date, March 29, 2023.

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March 29, 2023 Filed Mar 31, 2023 21:21 UTC
Mooney BarrettDirector · Chairman and CEO
GrantCommon Stock, par value $0.001 297,500 $0.42 $124,950.00
Disclosure

SEC source: 0001654954-23-004134 · section16.xml · nonDerivative · entry 1

Mooney Barrett · CIK 0001749282 · Director · Chairman and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 397,500

F1 · shares: Reflects restricted stock units that were performance based awards granted under the Company's 2017 Omnibus Equity Incentive Plan. These restricted stock units vest 100% on the grant date, March 29, 2023.

Read SEC document
December 31, 2022 Filed Jan 5, 2023 02:48 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 25,000 Not disclosed Strike: $0.35 Not disclosed
Disclosure

SEC source: 0001903596-23-000013 · ownership.xml · derivative · entry 1

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 335,500

Underlying: Common Stock · 25,000 shares

Expires 2027-12-30

F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
December 31, 2022 Filed Jan 5, 2023 02:47 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 7,065 Not disclosed Strike: $0.35 Not disclosed
Disclosure

SEC source: 0001903596-23-000011 · ownership.xml · derivative · entry 1

Anderson Kelly · CIK 0001665891 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,065

Underlying: Common Stock · 7,065 shares

Expires 2027-12-30

F2 · price: The options were issued as incentive compensation for services under the Company's 2017 Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal monthly installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.