UAVS

SEC source: 0001641172-25-012327 · ownership.xml · nonDerivative · entry 1

DAY L B · CIK 0001181929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,000

SEC source: 0001641172-25-019956 · ownership.xml · nonDerivative · entry 1

Pope Brent · CIK 0002059291 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,190

F1 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction.

SEC source: 0001641172-25-012354 · ownership.xml · nonDerivative · entry 2

Burgett Alison · CIK 0002068585 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,289

F2 · shares: Represents shares that have been withheld by the Issuer to satisfy tax withholding and remittance obligations in connection with the net settlement of vested restricted stock units and not a market transaction.

SEC source: 0001641172-25-012354 · ownership.xml · nonDerivative · entry 1

Burgett Alison · CIK 0002068585 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,163

F1 · shares: Reflects restricted stock units granted under the Company's 2017 Omnibus Equity Incentive Plan as part of her officer compensation plan.

SEC source: 0001641172-25-003338 · ownership.xml · nonDerivative · entry 1

DAY L B · CIK 0001181929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

SEC source: 0001641172-25-002436 · ownership.xml · nonDerivative · entry 1

Anderson Adrienne · CIK 0001962594 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

F1 · shares: Reflects restricted stock units granted under the Company's 2017 Omnibus Equity Incentive Plan as part of her officer compensation plan. These restricted stock units vest 5,000 immediately, April 1, 2025.

SEC source: 0001641172-25-002431 · ownership.xml · nonDerivative · entry 1

Pope Brent · CIK 0002059291 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,805

F1 · shares: Reflects restricted stock units granted under the Company's 2017 Omnibus Equity Incentive Plan as part of his officer compensation plan. These restricted stock units vest immediately, April 1, 2025.

F2 · balance_after: Balance reflects additional awards issued prior to COO role.

SEC source: 0001493152-25-005275 · ownership.xml · nonDerivative · entry 1

LOWDERMILK KEVIN · CIK 0001952688 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,000

F1 · shares: Reflects restricted stock units granted under the Company's 2017 Omnibus Equity Incentive Plan as part of his director compensation for the fiscal year 2025. These restricted stock units vest 100% on December 31, 2025.

SEC source: 0001493152-25-005272 · ownership.xml · nonDerivative · entry 1

Begley Grant A · CIK 0001670492 · Director · Chairman of the Board

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,803

F1 · shares: Reflects restricted stock units granted under the Company's 2017 Omnibus Equity Incentive Plan as part of his director compensation for the fiscal year 2025. These restricted stock units vest 100% on December 31,2025.

F2 · balance_after: Takes into account the 50:1 reverse stock split effected on October 14, 2024.

SEC source: 0001493152-25-005273 · ownership.xml · nonDerivative · entry 1

DAY L B · CIK 0001181929 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,000

F1 · shares: Reflects restricted stock units granted under the Company's 2017 Omnibus Equity Incentive Plan as part of his director compensation for the fiscal year 2025. These restricted stock units vest 100% on December 31,2025.

SEC source: 0001493152-25-005274 · ownership.xml · nonDerivative · entry 1

Klavon Brent · CIK 0002046493 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,000

F1 · shares: Reflects restricted stock units granted under the Company's 2017 Omnibus Equity Incentive Plan as part of his director compensation for the fiscal year 2025. These restricted stock units vest 100% on December 31,2025.

SEC source: 0001493152-25-005309 · ownership.xml · nonDerivative · entry 1

Anderson Adrienne · CIK 0001962594 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

F1 · shares: Reflects restricted stock units granted under the Company's 2017 Omnibus Equity Incentive Plan as part of her officer compensation plan. These restricted stock units vest 5,000 immediately, February 4, 2025.

SEC source: 0001140361-24-044654 · form4.xml · nonDerivative · entry 1

BANK OF AMERICA CORP /DE/ · CIK 0000070858 · 10% owner

BOFA SECURITIES, INC. · CIK 0001675365 · 10% owner

BANK OF AMERICA NA · CIK 0001102113 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 2

F1 · security: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.68. Exhibit 99.2 contains all the information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · kind: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.68. Exhibit 99.2 contains all the information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · shares: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.68. Exhibit 99.2 contains all the information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · price: The price reported in Column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $2.35 to $2.68. Exhibit 99.2 contains all the information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: This statement is jointly filed by Bank of America Corporation ("Bank of America"), BOFA SECURITIES, INC ("BOFAS") and BANK OF AMERICA, NA ("BANA"). Bank of America holds an indirect interest in the securities listed in Table I (the "Securities") by virtue of its indirect ownership of its subsidiary BOFAS and BANA.

F3 · ownership.nature: Each reporting person declares that neither the filing of this statement nor anything herein shall be construed as an admission that such person is, for the purposes of Section 13(d) of the US Securities Exchange Act of 1934 or any other purpose, (i) acting (or has agreed or is agreeing to act together with any other person) as a partnership, limited partnership, syndicate or other group for the purpose of acquiring, holding or disposing of securities of the Issuer or otherwise with respect to the Issuer or any securities of the Issuer or (ii) a member of any group with respect to the Issuer or any securities of the Issuer.

SEC source: 0001493152-24-039338 · ownership.xml · nonDerivative · entry 1

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 35,012

F1 · shares: Reflects restricted stock units granted under the Company's 2017 Omnibus Equity Incentive Plan as part of his director compensation for the fiscal quarter ended September 30, 2024. These restricted stock units vest 100% on the grant date.

F2 · shares: Takes into account the 20:1 reverse stock split effected on February 9, 2024.

F2 · balance_after: Takes into account the 20:1 reverse stock split effected on February 9, 2024.

SEC source: 0001493152-24-039336 · ownership.xml · nonDerivative · entry 1

Frost Malcolm B. · CIK 0001834855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,500

F1 · shares: Reflects restricted stock units granted under the Company's 2017 Omnibus Equity Incentive Plan as part of his director compensation for the fiscal quarter ended September 30, 2024. These restricted stock units vest 100% on the grant date.

F2 · shares: Takes into account the 20:1 reverse stock split effected on February 9, 2024.

F2 · balance_after: Takes into account the 20:1 reverse stock split effected on February 9, 2024.

SEC source: 0001493152-24-039334 · ownership.xml · nonDerivative · entry 1

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,173

F1 · shares: Reflects restricted stock units granted under the Company's 2017 Omnibus Equity Incentive Plan as part of his director compensation for the fiscal quarter ended September 30, 2024. These restricted stock units vest 100% on the grant date.

F2 · shares: Takes into account the 20:1 reverse stock split effected on February 9, 2024.

F2 · balance_after: Takes into account the 20:1 reverse stock split effected on February 9, 2024.

SEC source: 0001493152-24-039332 · ownership.xml · nonDerivative · entry 1

Anderson Kelly · CIK 0001665891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,315

F1 · shares: Reflects restricted stock units granted under the Company's 2017 Omnibus Equity Incentive Plan as part of her director compensation for the fiscal quarter ended September 30, 2024. These restricted stock units vest 100% on the grant date.

F2 · shares: Takes into account the 20:1 reverse stock split effected on February 9, 2024.

F2 · balance_after: Takes into account the 20:1 reverse stock split effected on February 9, 2024.

SEC source: 0001493152-24-035133 · ownership.xml · nonDerivative · entry 1

DiSiena Mark · CIK 0001505498 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,000

F1 · shares: Represents 150,000 restricted stock units ("RSU"), which vest over two years, 50% on December 1, 2024, and 50% on December 1, 2025. RSUs convert into common stock on a one-for-one basis.

SEC source: 0001493152-24-035131 · ownership.xml · nonDerivative · entry 1

Irby William Gordon · CIK 0002012161 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,372

F1 · shares: Represents 150,000 restricted stock units ("RSU"), which vest over two years, 50% on April 15, 2025, and 50% on April 15, 2026. RSUs convert into common stock on a one-for-one basis.

SEC source: 0001493152-24-026064 · ownership.xml · derivative · entry 17

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,300

Underlying: Common Stock · 2,868 shares

Expires 2027-10-02

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001493152-24-026064 · ownership.xml · derivative · entry 16

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,475

Underlying: Common Stock · 2,825 shares

Expires 2024-09-28

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001493152-24-026064 · ownership.xml · derivative · entry 15

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,650

Underlying: Common Stock · 825 shares

Expires 2024-12-29

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001493152-24-026064 · ownership.xml · derivative · entry 14

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,825

Underlying: Common Stock · 825 shares

Expires 2025-03-30

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001493152-24-026064 · ownership.xml · derivative · entry 13

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 825 shares

Expires 2025-06-29

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001493152-24-026064 · ownership.xml · derivative · entry 12

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,750

Underlying: Common Stock · 1,250 shares

Expires 2025-09-30

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001493152-24-026064 · ownership.xml · derivative · entry 11

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 1,250 shares

Expires 2025-12-30

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001493152-24-026064 · ownership.xml · derivative · entry 10

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,250

Underlying: Common Stock · 1,250 shares

Expires 2026-03-30

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001493152-24-026064 · ownership.xml · derivative · entry 9

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 1,250 shares

Expires 2026-06-29

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001493152-24-026064 · ownership.xml · derivative · entry 8

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,750

Underlying: Common Stock · 1,250 shares

Expires 2026-09-29

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001493152-24-026064 · ownership.xml · derivative · entry 7

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 1,250 shares

Expires 2026-12-30

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001493152-24-026064 · ownership.xml · derivative · entry 6

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 1,250 shares

Expires 2027-03-30

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001493152-24-026064 · ownership.xml · derivative · entry 5

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 1,250 shares

Expires 2027-06-29

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001493152-24-026064 · ownership.xml · derivative · entry 4

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,750

Underlying: Common Stock · 1,250 shares

Expires 2027-09-29

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001493152-24-026064 · ownership.xml · derivative · entry 3

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 1,250 shares

Expires 2027-12-30

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001493152-24-026064 · ownership.xml · derivative · entry 2

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,250

Underlying: Common Stock · 1,250 shares

Expires 2028-03-30

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001493152-24-026064 · ownership.xml · derivative · entry 1

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2028-06-29

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001493152-24-026067 · ownership.xml · nonDerivative · entry 1

Frost Malcolm B. · CIK 0001834855 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,000

F1 · shares: Reflects restricted stock units granted under the Company's 2017 Omnibus Equity Incentive Plan as part of his director compensation for the fiscal quarter ended June 30, 2024. These restricted stock units vest 100% on the grant date.

F2 · shares: Takes into account the 20:1 reverse stock split effected on February 9, 2024.

F2 · balance_after: Takes into account the 20:1 reverse stock split effected on February 9, 2024.

SEC source: 0001493152-24-026065 · ownership.xml · nonDerivative · entry 2

Anderson Kelly · CIK 0001665891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,912

F1 · shares: Reflects restricted stock units granted under the Company's 2017 Omnibus Equity Incentive Plan as part of her director compensation for the fiscal quarter ended June 30, 2024. These restricted stock units vest 100% on the grant date.

F2 · shares: Takes into account the 20:1 reverse stock split effected on February 9, 2024.

F2 · balance_after: Takes into account the 20:1 reverse stock split effected on February 9, 2024.

SEC source: 0001493152-24-026065 · ownership.xml · nonDerivative · entry 1

Anderson Kelly · CIK 0001665891 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,815

F2 · shares: Takes into account the 20:1 reverse stock split effected on February 9, 2024.

F3 · shares: Represent restricted stock units issued under the Company's 2017 Omnibus Equity Incentive Plan due to the cancellation of all outstanding options. Two RSU's were granted for every three options cancelled. The RSU's will vest as follows: 1/3 immediately, 1/3 after one year and 1/3 after two years.

F2 · balance_after: Takes into account the 20:1 reverse stock split effected on February 9, 2024.

SEC source: 0001493152-24-026063 · ownership.xml · nonDerivative · entry 2

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,228

F1 · shares: Reflects restricted stock units granted under the Company's 2017 Omnibus Equity Incentive Plan as part of his director compensation for the fiscal quarter ended June 30, 2024. These restricted stock units vest 100% on the grant date.

F2 · shares: Takes into account the 20:1 reverse stock split effected on February 9, 2024.

F2 · balance_after: Takes into account the 20:1 reverse stock split effected on February 9, 2024.

SEC source: 0001493152-24-026063 · ownership.xml · nonDerivative · entry 1

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,673

F2 · shares: Takes into account the 20:1 reverse stock split effected on February 9, 2024.

F3 · shares: Represent restricted stock units issued under the Company's 2017 Omnibus Equity Incentive Plan due to the cancellation of all outstanding options. Two RSU's were granted for every three options cancelled. The RSU's will vest as follows: 1/3 immediately, 1/3 after one year and 1/3 after two years.

F2 · balance_after: Takes into account the 20:1 reverse stock split effected on February 9, 2024.

SEC source: 0001493152-24-026068 · ownership.xml · nonDerivative · entry 2

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,662

F1 · shares: Reflects restricted stock units granted under the Company's 2017 Omnibus Equity Incentive Plan as part of his director compensation for the fiscal quarter ended June 30, 2024. These restricted stock units vest 100% on the grant date.

F2 · shares: Takes into account the 20:1 reverse stock split effected on February 9, 2024.

F2 · balance_after: Takes into account the 20:1 reverse stock split effected on February 9, 2024.

SEC source: 0001493152-24-026068 · ownership.xml · nonDerivative · entry 1

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,512

F2 · shares: Takes into account the 20:1 reverse stock split effected on February 9, 2024.

F3 · shares: Represent restricted stock units issued under the Company's 2017 Omnibus Equity Incentive Plan due to the cancellation of all outstanding options. Two RSU's were granted for every three options cancelled. The RSU's will vest as follows: 1/3 immediately, 1/3 after one year and 1/3 after two years.

F2 · balance_after: Takes into account the 20:1 reverse stock split effected on February 9, 2024.

SEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 16

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,475

Underlying: Common Stock · 1,800 shares

Expires 2024-09-28

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 15

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,650

Underlying: Common Stock · 825 shares

Expires 2024-12-29

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 14

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,825

Underlying: Common Stock · 825 shares

Expires 2025-03-30

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 13

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 825 shares

Expires 2025-06-29

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 12

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,750

Underlying: Common Stock · 1,250 shares

Expires 2025-09-29

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 11

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,500

Underlying: Common Stock · 1,250 shares

Expires 2025-12-30

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

SEC source: 0001493152-24-026069 · ownership.xml · derivative · entry 10

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,250

Underlying: Common Stock · 1,250 shares

Expires 2026-03-30

F1 · derivative.exercise_price: This option was cancelled. No value was received for the cancellation of this option.

F1 · kind: This option was cancelled. No value was received for the cancellation of this option.

F1 · price: This option was cancelled. No value was received for the cancellation of this option.

F2 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.