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UAVS

AgEagle Aerial Systems Inc.

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Tapewire entity
7056
SEC CIK
0000008504
Parsed reports
189

Last 12 months

Inside the activity.

2 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202620
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2020 Filed Sep 11, 2020 20:51 UTC GrantOptions to purchase common stock, par value $0.001 per share · Derivative 15,000 Not disclosed Strike: $0.39 Not disclosed
Disclosure

SEC source: 0001575705-20-000185 · ownership.xml · derivative · entry 6

Mooney Barrett · CIK 0001749282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,000

Underlying: Common Stock · 15,000 shares

Expires 2025-03-30

F6 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F5 · derivative.exercise_date: The options became exercisable and vested in equal installments over a two-year period.

Read SEC document
March 31, 2020 Filed Sep 11, 2020 20:47 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
GrantOptions to purchase common stock, par value $0.001 per share · Derivative 12,500 Not disclosed Strike: $0.39 Not disclosed
Disclosure

SEC source: 0001575705-20-000183 · ownership.xml · derivative · entry 6

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640.033

Underlying: Common Stock · 12,500 shares

Expires 2024-03-30

F6 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F5 · derivative.exercise_date: The options became exercisable and vested in equal installments over a two-year period.

Read SEC document
March 31, 2020 Filed Sep 16, 2020 01:31 UTC GrantOptions to purchase common stock, par value $0.001 per share · Derivative 16,500 Not disclosed Strike: $0.41 Not disclosed
Disclosure

SEC source: 0001575705-20-000193 · ownership.xml · derivative · entry 2

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 275,856

Underlying: Common Stock · 16,500 shares

Expires 2025-03-29

F2 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
March 31, 2020 Filed Sep 16, 2020 01:29 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 16,500 Not disclosed Strike: $0.41 Not disclosed
Disclosure

SEC source: 0001575705-20-000191 · ownership.xml · derivative · entry 2

Ingargiola Luisa · CIK 0001447277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240,255

Underlying: Common Stock · 16,500 shares

Expires 2025-03-30

F2 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
March 31, 2020 Filed Sep 21, 2020 20:08 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 16,500 Not disclosed Strike: $0.41 Not disclosed
Disclosure

SEC source: 0001575705-20-000195 · ownership.xml · derivative · entry 4

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 358,678

Underlying: Common Stock · 16,500 shares

Expires 2025-03-30

F2 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable on the Transaction Date and vest in equal installments over a two-year period.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
March 31, 2020 Filed Dec 22, 2020 16:43 UTC Amendment GrantOptions to purchase common stock, par value $0.001 per share · Derivative 15,000 Not disclosed Strike: $0.41 Not disclosed
Disclosure

SEC source: 0001575705-20-000295 · ownership.xml · derivative · entry 6

Mooney Barrett · CIK 0001749282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 520,000

Underlying: Common Stock · 15,000 shares

Expires 2025-03-30

F6 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F5 · derivative.exercise_date: The options became exercisable and vested in equal installments over a two-year period.

Read SEC document
December 31, 2019 Filed Sep 12, 2020 01:45 UTC Amendment
Fernandez-McGovern Nicole M.Chief Financial Officer
GrantOptions to purchase common stock, par value $0.001 per share · Derivative 12,500 Not disclosed Strike: $0.45 Not disclosed
Disclosure

SEC source: 0001575705-20-000187 · ownership.xml · derivative · entry 8

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627,533

Underlying: Common Stock · 12,500 shares

Expires 2024-12-30

F6 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F5 · derivative.exercise_date: The options became exercisable and vested in equal installments over a two-year period.

Read SEC document
December 31, 2019 Filed Sep 11, 2020 20:51 UTC GrantOptions to purchase common stock, par value $0.001 per share · Derivative 15,000 Not disclosed Strike: $0.45 Not disclosed
Disclosure

SEC source: 0001575705-20-000185 · ownership.xml · derivative · entry 7

Mooney Barrett · CIK 0001749282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,000

Underlying: Common Stock · 15,000 shares

Expires 2024-12-30

F6 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F5 · derivative.exercise_date: The options became exercisable and vested in equal installments over a two-year period.

Read SEC document
December 31, 2019 Filed Sep 11, 2020 20:47 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
GrantOptions to purchase common stock, par value $0.001 per share · Derivative 12,500 Not disclosed Strike: $0.45 Not disclosed
Disclosure

SEC source: 0001575705-20-000183 · ownership.xml · derivative · entry 7

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627,533

Underlying: Common Stock · 12,500 shares

Expires 2023-12-30

F6 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F5 · derivative.exercise_date: The options became exercisable and vested in equal installments over a two-year period.

Read SEC document
December 31, 2019 Filed Sep 16, 2020 01:31 UTC GrantOptions to purchase common stock, par value $0.001 per share · Derivative 16,500 Not disclosed Strike: $0.45 Not disclosed
Disclosure

SEC source: 0001575705-20-000193 · ownership.xml · derivative · entry 3

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,356

Underlying: Common Stock · 16,500 shares

Expires 2024-12-30

F2 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
December 31, 2019 Filed Sep 16, 2020 01:29 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 16,500 Not disclosed Strike: $0.45 Not disclosed
Disclosure

SEC source: 0001575705-20-000191 · ownership.xml · derivative · entry 3

Ingargiola Luisa · CIK 0001447277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,750

Underlying: Common Stock · 16,500 shares

Expires 2024-12-30

F2 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
December 31, 2019 Filed Sep 21, 2020 20:08 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 16,500 Not disclosed Strike: $0.45 Not disclosed
Disclosure

SEC source: 0001575705-20-000195 · ownership.xml · derivative · entry 5

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 342,178

Underlying: Common Stock · 16,500 shares

Expires 2024-12-30

F2 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable on the Transaction Date and vest in equal installments over a two-year period.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
December 31, 2019 Filed Dec 22, 2020 16:43 UTC Amendment GrantOptions to purchase common stock, par value $0.001 per share · Derivative 15,000 Not disclosed Strike: $0.45 Not disclosed
Disclosure

SEC source: 0001575705-20-000295 · ownership.xml · derivative · entry 7

Mooney Barrett · CIK 0001749282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 505,000

Underlying: Common Stock · 15,000 shares

Expires 2024-12-29

F6 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F5 · derivative.exercise_date: The options became exercisable and vested in equal installments over a two-year period.

Read SEC document
September 30, 2019 Filed Sep 12, 2020 01:45 UTC Amendment
Fernandez-McGovern Nicole M.Chief Financial Officer
GrantOptions to purchase common stock, par value $0.001 per share · Derivative 87,500 Not disclosed Strike: $0.31 Not disclosed
Disclosure

SEC source: 0001575705-20-000187 · ownership.xml · derivative · entry 9

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 615,033

Underlying: Common Stock · 87,500 shares

Expires 2024-09-29

F6 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F5 · derivative.exercise_date: The options became exercisable and vested in equal installments over a two-year period.

Read SEC document
September 30, 2019 Filed Sep 11, 2020 20:51 UTC GrantOptions to purchase common stock, par value $0.001 per share · Derivative 115,000 Not disclosed Strike: $0.31 Not disclosed
Disclosure

SEC source: 0001575705-20-000185 · ownership.xml · derivative · entry 8

Mooney Barrett · CIK 0001749282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,000

Underlying: Common Stock · 115,000 shares

Expires 2024-09-29

F6 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F5 · derivative.exercise_date: The options became exercisable and vested in equal installments over a two-year period.

Read SEC document
September 30, 2019 Filed Sep 11, 2020 20:47 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
GrantOptions to purchase common stock, par value $0.001 per share · Derivative 67,500 Not disclosed Strike: $0.31 Not disclosed
Disclosure

SEC source: 0001575705-20-000183 · ownership.xml · derivative · entry 8

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 615,033

Underlying: Common Stock · 67,500 shares

Expires 2023-09-29

F6 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F5 · derivative.exercise_date: The options became exercisable and vested in equal installments over a two-year period.

Read SEC document
September 30, 2019 Filed Sep 16, 2020 01:31 UTC GrantOptions to purchase common stock, par value $0.001 per share · Derivative 66,500 Not disclosed Strike: $0.31 Not disclosed
Disclosure

SEC source: 0001575705-20-000193 · ownership.xml · derivative · entry 4

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,856

Underlying: Common Stock · 66,500 shares

Expires 2024-09-29

F2 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
September 30, 2019 Filed Sep 16, 2020 01:29 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 116,500 Not disclosed Strike: $0.31 Not disclosed
Disclosure

SEC source: 0001575705-20-000191 · ownership.xml · derivative · entry 4

Ingargiola Luisa · CIK 0001447277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,250

Underlying: Common Stock · 116,500 shares

Expires 2024-09-29

F2 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
September 30, 2019 Filed Sep 21, 2020 20:08 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 66,500 Not disclosed Strike: $0.31 Not disclosed
Disclosure

SEC source: 0001575705-20-000195 · ownership.xml · derivative · entry 6

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 325,678

Underlying: Common Stock · 66,500 shares

Expires 2024-09-29

F2 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable on the Transaction Date and vest in equal installments over a two-year period.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
September 30, 2019 Filed Dec 22, 2020 16:43 UTC Amendment GrantOptions to purchase common stock, par value $0.001 per share · Derivative 115,000 Not disclosed Strike: $0.31 Not disclosed
Disclosure

SEC source: 0001575705-20-000295 · ownership.xml · derivative · entry 8

Mooney Barrett · CIK 0001749282 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,000

Underlying: Common Stock · 115,000 shares

Expires 2024-09-29

F6 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F5 · derivative.exercise_date: The options became exercisable and vested in equal installments over a two-year period.

Read SEC document
June 30, 2019 Filed Sep 12, 2020 01:45 UTC Amendment
Fernandez-McGovern Nicole M.Chief Financial Officer
GrantOptions to purchase common stock, par value $0.001 per share · Derivative 12,500 Not disclosed Strike: $0.29 Not disclosed
Disclosure

SEC source: 0001575705-20-000187 · ownership.xml · derivative · entry 10

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,533

Underlying: Common Stock · 12,500 shares

Expires 2024-06-29

F6 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F5 · derivative.exercise_date: The options became exercisable and vested in equal installments over a two-year period.

Read SEC document
June 30, 2019 Filed Sep 11, 2020 20:47 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
GrantOptions to purchase common stock, par value $0.001 per share · Derivative 12,500 Not disclosed Strike: $0.29 Not disclosed
Disclosure

SEC source: 0001575705-20-000183 · ownership.xml · derivative · entry 9

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 527,533

Underlying: Common Stock · 12,500 shares

Expires 2023-06-29

F6 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F5 · derivative.exercise_date: The options became exercisable and vested in equal installments over a two-year period.

Read SEC document
June 30, 2019 Filed Sep 16, 2020 01:31 UTC GrantOptions to purchase common stock, par value $0.001 per share · Derivative 16,500 Not disclosed Strike: $0.29 Not disclosed
Disclosure

SEC source: 0001575705-20-000193 · ownership.xml · derivative · entry 5

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,356

Underlying: Common Stock · 16,500 shares

Expires 2024-06-29

F2 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
June 30, 2019 Filed Sep 16, 2020 01:29 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 16,500 Not disclosed Strike: $0.29 Not disclosed
Disclosure

SEC source: 0001575705-20-000191 · ownership.xml · derivative · entry 5

Ingargiola Luisa · CIK 0001447277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,750

Underlying: Common Stock · 16,500 shares

Expires 2024-06-29

F2 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest in equal installments over a two-year period commencing on the Transaction Date.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
June 30, 2019 Filed Sep 21, 2020 20:08 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 16,500 Not disclosed Strike: $0.29 Not disclosed
Disclosure

SEC source: 0001575705-20-000195 · ownership.xml · derivative · entry 7

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 259,178

Underlying: Common Stock · 16,500 shares

Expires 2024-06-29

F2 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable on the Transaction Date and vest in equal installments over a two-year period.

F3 · balance_after: Aggregate number of stock options beneficially owned as of the Transaction Date irrespective of exercise price and expiration date.

Read SEC document
March 31, 2019 Filed May 21, 2019 22:53 UTC
Mooney BarrettChief Executive Officer
GrantOptions to purchase common stock, par value $0.001per share · Derivative 250,000 Not disclosed Strike: $0.41 Not disclosed
Disclosure

SEC source: 0001575705-19-000070 · ownership.xml · derivative · entry 2

Mooney Barrett · CIK 0001749282 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 375,000

Underlying: Common Stock · 250,000 shares

Expires 2029-03-30

F4 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options become exercisable on the Transaction Date and vest over a three-year period.

Read SEC document
March 31, 2019 Filed May 21, 2019 23:03 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 16,500 Not disclosed Strike: $0.41 Not disclosed
Disclosure

SEC source: 0001575705-19-000076 · ownership.xml · derivative · entry 1

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,856

Underlying: Common Stock · 16,500 shares

Expires 2024-03-30

F2 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest over a two-year period.

Read SEC document
March 31, 2019 Filed May 21, 2019 22:59 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 16,500 Not disclosed Strike: $0.41 Not disclosed
Disclosure

SEC source: 0001575705-19-000074 · ownership.xml · derivative · entry 1

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,678

Underlying: Common Stock · 16,500 shares

Expires 2024-03-30

F2 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable on the Transaction Date and vest over a two-year period.

Read SEC document
March 31, 2019 Filed May 21, 2019 22:51 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
GrantOptions to purchase common stock, par value $0.001per share · Derivative 150,000 Not disclosed Strike: $0.41 Not disclosed
Disclosure

SEC source: 0001575705-19-000068 · ownership.xml · derivative · entry 1

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 502,533

Underlying: Common Stock · 150,000 shares

Expires 2029-03-30

F3 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: The options become exercisable on the Transaction Date and vest equally over three years.

Read SEC document
March 31, 2019 Filed May 24, 2019 16:52 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 16,500 Not disclosed Strike: $0.41 Not disclosed
Disclosure

SEC source: 0001575705-19-000078 · ownership.xml · derivative · entry 1

Ingargiola Luisa · CIK 0001447277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,250

Underlying: Common Stock · 16,500 shares

Expires 2024-03-30

F2 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable on the Transaction Date and vest over a two-year period.

Read SEC document
March 31, 2019 Filed Sep 12, 2020 01:45 UTC Amendment
Fernandez-McGovern Nicole M.Chief Financial Officer
GrantOptions to purchase common stock, par value $0.001 per share · Derivative 12,500 Not disclosed Strike: $0.41 Not disclosed
Disclosure

SEC source: 0001575705-20-000187 · ownership.xml · derivative · entry 11

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,033

Underlying: Common Stock · 12,500 shares

Expires 2024-03-30

F6 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F5 · derivative.exercise_date: The options became exercisable and vested in equal installments over a two-year period.

Read SEC document
March 31, 2019 Filed Sep 11, 2020 20:47 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
GrantOptions to purchase common stock, par value $0.001 per share · Derivative 12,500 Not disclosed Strike: $0.41 Not disclosed
Disclosure

SEC source: 0001575705-20-000183 · ownership.xml · derivative · entry 10

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 515,033

Underlying: Common Stock · 12,500 shares

Expires 2029-03-30

F6 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F5 · derivative.exercise_date: The options became exercisable and vested in equal installments over a two-year period.

Read SEC document
March 31, 2019 Filed Sep 25, 2020 23:48 UTC Amendment GrantOptions to purchase common stock, par value $0.001per share · Derivative 16,500 Not disclosed Strike: $0.41 Not disclosed
Disclosure

SEC source: 0001575705-20-000204 · ownership.xml · derivative · entry 1

Ingargiola Luisa · CIK 0001447277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,848

Underlying: Common Stock · 16,500 shares

Expires 2024-03-30

F2 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable on the Transaction Date and vest over a two-year period.

Read SEC document
January 01, 2019 Filed May 21, 2019 22:51 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
GrantOptions to purchase common stock, par value $0.001per share · Derivative 50,000 Not disclosed Strike: $0.54 Not disclosed
Disclosure

SEC source: 0001575705-19-000068 · ownership.xml · derivative · entry 2

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,533

Underlying: Common Stock · 50,000 shares

Expires 2024-12-31

F3 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable on the Transaction Date and vest equally over two years.

Read SEC document
December 31, 2018 Filed May 21, 2019 23:03 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 16,500 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0001575705-19-000076 · ownership.xml · derivative · entry 2

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 143,356

Underlying: Common Stock · 16,500 shares

Expires 2023-12-30

F2 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest over a two-year period.

Read SEC document
December 31, 2018 Filed May 21, 2019 22:59 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 16,500 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0001575705-19-000074 · ownership.xml · derivative · entry 2

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,178

Underlying: Common Stock · 16,500 shares

Expires 2023-12-30

F2 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable on the Transaction Date and vest over a two-year period.

Read SEC document
December 31, 2018 Filed May 21, 2019 22:56 UTC
Kull CorbettDirector
GrantOptions to purchase common stock, par value $0.001per share · Derivative 16,500 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0001575705-19-000072 · ownership.xml · derivative · entry 1

Kull Corbett · CIK 0001748968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,250

Underlying: Common Stock · 16,500 shares

Expires 2023-12-30

F2 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable on the Transaction Date and vest over a two-year period.

Read SEC document
December 31, 2018 Filed May 21, 2019 22:51 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
GrantOptions to purchase common stock, par value $0.001per share · Derivative 12,500 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0001575705-19-000068 · ownership.xml · derivative · entry 3

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 302,533

Underlying: Common Stock · 12,500 shares

Expires 2023-12-30

F3 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable on the Transaction Date and vest equally over two years.

Read SEC document
December 31, 2018 Filed May 24, 2019 16:52 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 16,500 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0001575705-19-000078 · ownership.xml · derivative · entry 2

Ingargiola Luisa · CIK 0001447277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,750

Underlying: Common Stock · 16,500 shares

Expires 2023-12-30

F2 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable on the Transaction Date and vest over a two-year period.

Read SEC document
December 31, 2018 Filed Sep 25, 2020 23:48 UTC Amendment GrantOptions to purchase common stock, par value $0.001per share · Derivative 6,098 Not disclosed Strike: $0.56 Not disclosed
Disclosure

SEC source: 0001575705-20-000204 · ownership.xml · derivative · entry 2

Ingargiola Luisa · CIK 0001447277 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,348

Underlying: Common Stock · 6,098 shares

Expires 2023-12-30

F2 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable on the Transaction Date and vest over a two-year period.

Read SEC document
December 18, 2018 Filed May 21, 2019 22:53 UTC
Mooney BarrettChief Executive Officer
GrantOptions to purchase common stock, par value $0.001per share · Derivative 125,000 Not disclosed Strike: $0.62 Not disclosed
Disclosure

SEC source: 0001575705-19-000070 · ownership.xml · derivative · entry 3

Mooney Barrett · CIK 0001749282 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires 2028-12-17

F4 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F2 · derivative.exercise_date: The options become exercisable on the Transaction Date and vest over a one-year period.

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December 18, 2018 Filed May 21, 2019 22:53 UTC
Mooney BarrettChief Executive Officer
OtherCommon Stock, par value $0.001 per share 75,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001575705-19-000070 · ownership.xml · nonDerivative · entry 1

Mooney Barrett · CIK 0001749282 · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: 75,000 shares of common stock previously rewarded to Mr. Mooney were returned to the Company and immediately cancelled, pursuant to an agreement entered into between the Company and Mr. Mooney on December 18, 2018.

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December 04, 2018 Filed May 21, 2019 22:48 UTC Tax withholdingOptions to purchase common stock, par value $0.001 per share · Derivative 60,724 Not disclosed Strike: $0.06 Not disclosed
Disclosure

SEC source: 0001575705-19-000066 · burell_4.xml · derivative · entry 2

Burell Scott R · CIK 0001399318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,132

Underlying: Common Stock · 60,724 shares

Expires not disclosed

F1 · price: Mr. Scott Burell exercised 60,724 options on December 4, 2018 at an exercise price of $0.06 per share.

F1 · derivative.exercise_date: Mr. Scott Burell exercised 60,724 options on December 4, 2018 at an exercise price of $0.06 per share.

F1 · derivative.expiration_date: Mr. Scott Burell exercised 60,724 options on December 4, 2018 at an exercise price of $0.06 per share.

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December 04, 2018 Filed May 21, 2019 22:48 UTC ConversionCommon Stock, par value $0.001 per share 60,724 $0.06 $3,643.44
Disclosure

SEC source: 0001575705-19-000066 · burell_4.xml · nonDerivative · entry 1

Burell Scott R · CIK 0001399318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,724

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Mr. Scott Burell exercised 60,724 options on December 4, 2018 at an exercise price of $0.06 per share.

Read SEC document
September 30, 2018 Filed May 21, 2019 23:03 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 16,500 Not disclosed Strike: $1.64 Not disclosed
Disclosure

SEC source: 0001575705-19-000076 · ownership.xml · derivative · entry 3

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,856

Underlying: Common Stock · 16,500 shares

Expires 2023-09-29

F2 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest over a two-year period.

Read SEC document
September 30, 2018 Filed May 21, 2019 22:59 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 16,500 Not disclosed Strike: $1.64 Not disclosed
Disclosure

SEC source: 0001575705-19-000074 · ownership.xml · derivative · entry 3

Gardner Thomas J · CIK 0001676748 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 209,678

Underlying: Common Stock · 16,500 shares

Expires 2023-09-29

F2 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable on the Transaction Date and vest over a two-year period.

Read SEC document
September 30, 2018 Filed May 21, 2019 22:56 UTC
Kull CorbettDirector
GrantOptions to purchase common stock, par value $0.001per share · Derivative 16,500 Not disclosed Strike: $1.64 Not disclosed
Disclosure

SEC source: 0001575705-19-000072 · ownership.xml · derivative · entry 2

Kull Corbett · CIK 0001748968 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,750

Underlying: Common Stock · 16,500 shares

Expires 2023-09-29

F2 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable on the Transaction Date and vest over a two-year period.

Read SEC document
September 30, 2018 Filed May 21, 2019 22:51 UTC
Fernandez-McGovern Nicole M.Chief Financial Officer
GrantOptions to purchase common stock, par value $0.001per share · Derivative 12,500 Not disclosed Strike: $1.64 Not disclosed
Disclosure

SEC source: 0001575705-19-000068 · ownership.xml · derivative · entry 4

Fernandez-McGovern Nicole M. · CIK 0001589809 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 290,033

Underlying: Common Stock · 12,500 shares

Expires 2023-09-29

F3 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable on the Transaction Date and vest equally over two years.

Read SEC document
September 30, 2018 Filed May 21, 2019 22:48 UTC GrantOptions to purchase common stock, par value $0.001 per share · Derivative 16,500 Not disclosed Strike: $1.64 Not disclosed
Disclosure

SEC source: 0001575705-19-000066 · burell_4.xml · derivative · entry 3

Burell Scott R · CIK 0001399318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 126,856

Underlying: Common Stock · 16,500 shares

Expires 2023-09-29

F2 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F3 · derivative.exercise_date: The options become exercisable on the Transaction Date and vest over a two-year period.

Read SEC document
June 30, 2018 Filed May 21, 2019 23:03 UTC GrantOptions to purchase common stock, par value $0.001per share · Derivative 16,500 Not disclosed Strike: $1.82 Not disclosed
Disclosure

SEC source: 0001575705-19-000076 · ownership.xml · derivative · entry 4

Begley Grant A · CIK 0001670492 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,356

Underlying: Common Stock · 16,500 shares

Expires 2023-06-29

F2 · price: The options were issued as incentive compensation for services under the Company's Omnibus Equity Incentive Plan.

F1 · derivative.exercise_date: The options become exercisable and vest over a two-year period.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.