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UAL

United Airlines Holdings, Inc.

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3116
SEC CIK
0000100517
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620

Last 12 months

Inside the activity.

0 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202601
Mar 202600
Apr 202600
May 202603
Jun 202602
Jul 202604
Aug 202603
Sep 202600
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2020 Filed Mar 20, 2020 22:36 UTC Amendment
KENNY CHRISVice President & Controller
Tax withholdingCommon Stock 1,863 $61.59 $114,742.17
Disclosure

SEC source: 0000899243-20-009193 · doc4a.xml · nonDerivative · entry 1

KENNY CHRIS · CIK 0001192928 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,896

F1 · kind: The original Form 4 filed on March 3, 2020 is amended by this Form 4 amendment to correct the Transaction Code in Table I, Column 3, Row 4 from M to F.

F2 · kind: This transaction represents the withholding of shares to pay tax withholding obligations associated with the vesting of the RSU awards granted on February 23, 2017, February 22, 2018 and February 27, 2019.

Read SEC document
February 28, 2020 Filed Mar 20, 2020 22:35 UTC Amendment
Nocella Andrew PEVP & Chief Commercial Officer
Tax withholdingCommon Stock 4,605 $61.59 $283,621.95
Disclosure

SEC source: 0000899243-20-009192 · doc4a.xml · nonDerivative · entry 1

Nocella Andrew P · CIK 0001314824 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,739

F1 · kind: The original Form 4 filed on March 3, 2020 is amended by this Form 4 amendment to correct the Transaction Code in Table I, Column 3, Row 4 from M to F.

F2 · kind: This transaction represents the withholding of shares to pay tax withholding obligations associated with the vesting of the RSU awards granted on February 27, 2017, February 22, 2018 and February 27, 2019.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 23:24 UTC
Nocella Andrew PEVP & Chief Commercial Officer
Exercise / conversionRestricted Stock Units · Derivative 8,856 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006572 · doc4.xml · derivative · entry 3

Nocella Andrew P · CIK 0001314824 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,856 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents the economic equivalent of one share of UAL common stock is settled in shares of UAL common stock upon vesting.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock.

F2 · derivative.exercise_date: The RSUs were granted on February 27, 2017 and vest in 1/3 annual installments on February 27, 2018, 2019 and 2020.

F2 · derivative.expiration_date: The RSUs were granted on February 27, 2017 and vest in 1/3 annual installments on February 27, 2018, 2019 and 2020.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 23:24 UTC
Nocella Andrew PEVP & Chief Commercial Officer
Tax withholdingCommon Stock 3,924 $64.94 $254,824.56
Disclosure

SEC source: 0000899243-20-006572 · doc4.xml · nonDerivative · entry 2

Nocella Andrew P · CIK 0001314824 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,953

F3 · kind: This transaction represents the withholding of shares to pay tax withholding obligations associated with the vesting of the RSU award granted on February 27, 2017.

Read SEC document
February 27, 2020 Filed Mar 2, 2020 23:24 UTC
Nocella Andrew PEVP & Chief Commercial Officer
Exercise / conversionCommon Stock 8,856 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-006572 · doc4.xml · nonDerivative · entry 1

Nocella Andrew P · CIK 0001314824 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,877

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock.

F2 · kind: The RSUs were granted on February 27, 2017 and vest in 1/3 annual installments on February 27, 2018, 2019 and 2020.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:54 UTC
MUNOZ OSCARDirector · Chief Executive Officer
GrantRestricted Stock Units · Derivative 67,300 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-005778 · doc4.xml · derivative · entry 1

MUNOZ OSCAR · CIK 0001237371 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,300

Underlying: Common Stock · 67,300 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the economic equivalent of one share of UAL common stock and shall be settled in shares of UAL common stock upon vesting.

F2 · derivative.exercise_date: The RSUs vest in three installments of 22,433 RSUs on February 28, 2021, 22,433 RSUs on February 28, 2022 and 22,434 RSUs on February 28, 2023.

F2 · derivative.expiration_date: The RSUs vest in three installments of 22,433 RSUs on February 28, 2021, 22,433 RSUs on February 28, 2022 and 22,434 RSUs on February 28, 2023.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:52 UTC
Jojo Linda PEVP, Tech & Chief Digital Ofcr
GrantRestricted Stock Units · Derivative 12,819 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-005777 · doc4.xml · derivative · entry 2

Jojo Linda P · CIK 0001296796 · EVP, Tech & Chief Digital Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,819

Underlying: Common Stock · 12,819 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the economic equivalent of one share of UAL common stock and shall be settled in shares of UAL common stock upon vesting.

F3 · derivative.exercise_date: The RSUs vest in three installments of 4,273 RSUs on February 21, 2023, 4,273 RSUs on February 21, 2024 and 4,273 RSUs on February 21, 2025.

F3 · derivative.expiration_date: The RSUs vest in three installments of 4,273 RSUs on February 21, 2023, 4,273 RSUs on February 21, 2024 and 4,273 RSUs on February 21, 2025.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:52 UTC
Jojo Linda PEVP, Tech & Chief Digital Ofcr
GrantRestricted Stock Units · Derivative 16,825 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-005777 · doc4.xml · derivative · entry 1

Jojo Linda P · CIK 0001296796 · EVP, Tech & Chief Digital Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,825

Underlying: Common Stock · 16,825 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the economic equivalent of one share of UAL common stock and shall be settled in shares of UAL common stock upon vesting.

F2 · derivative.exercise_date: The RSUs vest in three installments of 5,608 RSUs on February 28, 2021, 5,608 RSUs on February 28, 2022 and 5,609 RSUs on February 28, 2023.

F2 · derivative.expiration_date: The RSUs vest in three installments of 5,608 RSUs on February 28, 2021, 5,608 RSUs on February 28, 2022 and 5,609 RSUs on February 28, 2023.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:51 UTC
LADERMAN GERALDEVP and CFO
GrantRestricted Stock Units · Derivative 17,426 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-005775 · doc4.xml · derivative · entry 1

LADERMAN GERALD · CIK 0001201007 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,426

Underlying: Common Stock · 17,426 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the economic equivalent of one share of UAL common stock and shall be settled in shares of UAL common stock upon vesting.

F2 · derivative.exercise_date: The RSUs vest in three installments of 5,808 RSUs on February 28, 2021, 5,809 RSUs on February 28, 2022 and 5,809 RSUs on February 28, 2023.

F2 · derivative.expiration_date: The RSUs vest in three installments of 5,808 RSUs on February 28, 2021, 5,809 RSUs on February 28, 2022 and 5,809 RSUs on February 28, 2023.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:51 UTC
KIRBY J SCOTTPresident
GrantRestricted Stock Units · Derivative 40,380 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-005774 · doc4.xml · derivative · entry 1

KIRBY J SCOTT · CIK 0001249555 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,380

Underlying: Common Stock · 40,380 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the economic equivalent of one share of UAL common stock and shall be settled in shares of UAL common stock upon vesting.

F2 · derivative.exercise_date: The RSUs vest in three installments of 13,460 RSUs on February 28, 2021, 13,460 RSUs on February 28, 2022 and 13,460 RSUs on February 28, 2023.

F2 · derivative.expiration_date: The RSUs vest in three installments of 13,460 RSUs on February 28, 2021, 13,460 RSUs on February 28, 2022 and 13,460 RSUs on February 28, 2023.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:48 UTC
KENNY CHRISVice President & Controller
GrantRestricted Stock Units · Derivative 4,198 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-005769 · doc4.xml · derivative · entry 1

KENNY CHRIS · CIK 0001192928 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,198

Underlying: Common Stock · 4,198 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the economic equivalent of one share of UAL common stock and shall be settled in shares of UAL common stock upon vesting.

F2 · derivative.exercise_date: The RSUs vest in three installments of 1,399 RSUs on February 28, 2021, 1,399 RSUs on February 28, 2022 and 1,400 RSUs on February 28, 2023.

F2 · derivative.expiration_date: The RSUs vest in three installments of 1,399 RSUs on February 28, 2021, 1,399 RSUs on February 28, 2022 and 1,400 RSUs on February 28, 2023.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:49 UTC
Hart Brett JEVP and Chief Adm Ofcr
GrantRestricted Stock Units · Derivative 18,628 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-005770 · doc4.xml · derivative · entry 1

Hart Brett J · CIK 0001466338 · EVP and Chief Adm Ofcr

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,628

Underlying: Common Stock · 18,628 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the economic equivalent of one share of UAL common stock and shall be settled in shares of UAL common stock upon vesting.

F2 · derivative.exercise_date: The RSUs vest in three installments of 6,209 RSUs on February 28, 2021, 6,209 RSUs on February 28, 2022 and 6,210 RSUs on February 28, 2023.

F2 · derivative.expiration_date: The RSUs vest in three installments of 6,209 RSUs on February 28, 2021, 6,209 RSUs on February 28, 2022 and 6,210 RSUs on February 28, 2023.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:48 UTC GrantRestricted Stock Units · Derivative 20,431 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-005768 · doc4.xml · derivative · entry 1

Hart Gregory L · CIK 0001593356 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,431

Underlying: Common Stock · 20,431 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the economic equivalent of one share of UAL common stock and shall be settled in shares of UAL common stock upon vesting.

F2 · derivative.exercise_date: The RSUs vest in three installments of 6,810 RSUs on February 28, 2021, 6,810 RSUs on February 28, 2022 and 6,811 RSUs on February 28, 2023.

F2 · derivative.expiration_date: The RSUs vest in three installments of 6,810 RSUs on February 28, 2021, 6,810 RSUs on February 28, 2022 and 6,811 RSUs on February 28, 2023.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:47 UTC
Nocella Andrew PEVP & Chief Commercial Officer
GrantRestricted Stock Units · Derivative 25,638 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-005766 · doc4.xml · derivative · entry 2

Nocella Andrew P · CIK 0001314824 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,638

Underlying: Common Stock · 25,638 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the economic equivalent of one share of UAL common stock and shall be settled in shares of UAL common stock upon vesting.

F3 · derivative.exercise_date: The RSUs vest in three installments of 8,546 RSUs on February 21, 2023, 8,546 RSUs on February 21, 2024 and 8,546 RSUs on February 21, 2025.

F3 · derivative.expiration_date: The RSUs vest in three installments of 8,546 RSUs on February 21, 2023, 8,546 RSUs on February 21, 2024 and 8,546 RSUs on February 21, 2025.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:47 UTC
Nocella Andrew PEVP & Chief Commercial Officer
GrantRestricted Stock Units · Derivative 16,825 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-005766 · doc4.xml · derivative · entry 1

Nocella Andrew P · CIK 0001314824 · EVP & Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,825

Underlying: Common Stock · 16,825 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the economic equivalent of one share of UAL common stock and shall be settled in shares of UAL common stock upon vesting.

F2 · derivative.exercise_date: The RSUs vest in three installments of 5,608 RSUs on February 28, 2021, 5,608 RSUs on February 28, 2022 and 5,609 RSUs on February 28, 2023.

F2 · derivative.expiration_date: The RSUs vest in three installments of 5,608 RSUs on February 28, 2021, 5,608 RSUs on February 28, 2022 and 5,609 RSUs on February 28, 2023.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:45 UTC
Gebo KateEVP HR and Labor Relations
GrantRestricted Stock Units · Derivative 2,841 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-005764 · doc4.xml · derivative · entry 2

Gebo Kate · CIK 0001724931 · EVP HR and Labor Relations

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 2,841

Underlying: Common Stock · 2,841 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the economic equivalent of one share of UAL common stock and shall be settled in shares of UAL common stock upon vesting.

F3 · derivative.exercise_date: The RSUs vest in three installments of 947 RSUs on February 28, 2021, 947 RSUs on February 28, 2022 and 947 RSUs on February 28, 2023.

F3 · derivative.expiration_date: The RSUs vest in three installments of 947 RSUs on February 28, 2021, 947 RSUs on February 28, 2022 and 947 RSUs on February 28, 2023.

F4 · ownership.nature: By spouse of reporting person.

Read SEC document
February 21, 2020 Filed Feb 25, 2020 21:45 UTC
Gebo KateEVP HR and Labor Relations
GrantRestricted Stock Units · Derivative 16,825 $0.00 $0.00
Disclosure

SEC source: 0000899243-20-005764 · doc4.xml · derivative · entry 1

Gebo Kate · CIK 0001724931 · EVP HR and Labor Relations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,825

Underlying: Common Stock · 16,825 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents the economic equivalent of one share of UAL common stock and shall be settled in shares of UAL common stock upon vesting.

F2 · derivative.exercise_date: The RSUs vest in three installments of 5,608 RSUs on February 28, 2021, 5,608 RSUs on February 28, 2022 and 5,609 RSUs on February 28, 2023.

F2 · derivative.expiration_date: The RSUs vest in three installments of 5,608 RSUs on February 28, 2021, 5,608 RSUs on February 28, 2022 and 5,609 RSUs on February 28, 2023.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:19 UTC GrantShare Units · Derivative 390.23 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-000239 · doc4.xml · derivative · entry 1

Whitehurst James M · CIK 0001292272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,072.93

Underlying: Common Stock · 390.23 shares

Expires not disclosed

F1 · derivative.exercise_price: The share units convert to shares of common stock on a 1-for-1 basis.

F2 · shares: Represents 2019 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F2 · price: Represents 2019 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F3 · derivative.exercise_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F3 · derivative.expiration_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:16 UTC GrantShare Units · Derivative 390.23 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-000237 · doc4.xml · derivative · entry 1

SHAPIRO EDWARD · CIK 0001168692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,072.93

Underlying: Common Stock · 390.23 shares

Expires not disclosed

F1 · derivative.exercise_price: The share units convert to shares of common stock on a 1-for-1 basis.

F2 · shares: Represents 2019 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F2 · price: Represents 2019 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F3 · derivative.exercise_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F3 · derivative.expiration_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

Read SEC document
December 31, 2019 Filed Jan 3, 2020 21:16 UTC GrantShare Units · Derivative 411.51 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-20-000236 · doc4.xml · derivative · entry 1

ISAACSON WALTER · CIK 0001270821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,215.53

Underlying: Common Stock · 411.51 shares

Expires not disclosed

F1 · derivative.exercise_price: The share units convert to shares of common stock on a 1-for-1 basis.

F2 · shares: Represents 2019 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F2 · price: Represents 2019 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F3 · derivative.exercise_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F3 · derivative.expiration_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

Read SEC document
December 04, 2019 Filed Dec 6, 2019 21:31 UTC
KIRBY J SCOTTPresident
GrantStock Option (Right to Buy) · Derivative 306,865 $0.00 Strike: $110.21 $0.00
Disclosure

SEC source: 0000899243-19-028686 · doc4.xml · derivative · entry 1

KIRBY J SCOTT · CIK 0001249555 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 306,865

Underlying: Common Stock · 306,865 shares

Expires 2029-12-04

F1 · derivative.exercise_price: Exercise price represents a 25% premium over the Company's common stock closing price on the date of grant ($88.17 per share).

F2 · derivative.exercise_date: Stock options vest in six installments in accordance with the following schedule: (i) 33,755 options vest on May 20, 2023; (ii) 67,510 options vest on May 20, 2024; (iii) 67,510 options vest on May 20, 2025; (iv) 67,510 options vest on May 20, 2026; (v) 33,755 options vest on May 20, 2027; and (vi) 36,825 options vest on May 20, 2028.

Read SEC document
November 27, 2019 Filed Dec 2, 2019 21:35 UTC Exercise / conversionOption (Right to Buy) · Derivative 1,968 $0.00 Strike: $17.67 $0.00
Disclosure

SEC source: 0000899243-19-028354 · doc4.xml · derivative · entry 3

Corvi Carolyn · CIK 0001465541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,968 shares

Expires 2019-12-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2019 Filed Dec 2, 2019 21:35 UTC SaleCommon Stock 1,013 $93.06 $94,269.78
Disclosure

SEC source: 0000899243-19-028354 · doc4.xml · nonDerivative · entry 2

Corvi Carolyn · CIK 0001465541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,751

F2 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan established by the reporting person on August 5, 2019.

F1 · balance_after: Includes 1,052 shares owned jointly with the reporting person's spouse.

Read SEC document
November 27, 2019 Filed Dec 2, 2019 21:35 UTC Exercise / conversionCommon Stock 1,968 $17.67 $34,774.56
Disclosure

SEC source: 0000899243-19-028354 · doc4.xml · nonDerivative · entry 1

Corvi Carolyn · CIK 0001465541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,052 shares owned jointly with the reporting person's spouse.

Read SEC document
October 28, 2019 Filed Oct 30, 2019 20:45 UTC Exercise / conversionOption (Right to Buy) · Derivative 1,969 $0.00 Strike: $17.67 $0.00
Disclosure

SEC source: 0000899243-19-026353 · doc4.xml · derivative · entry 3

Corvi Carolyn · CIK 0001465541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,968

Underlying: Common Stock · 1,969 shares

Expires 2019-12-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 28, 2019 Filed Oct 30, 2019 20:45 UTC SaleCommon Stock 1,016 $91.83 $93,299.28
Disclosure

SEC source: 0000899243-19-026353 · doc4.xml · nonDerivative · entry 2

Corvi Carolyn · CIK 0001465541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,796

F2 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan established by the reporting person on August 5, 2019.

F1 · balance_after: Includes 1,052 shares owned jointly with the reporting person's spouse.

Read SEC document
October 28, 2019 Filed Oct 30, 2019 20:45 UTC Exercise / conversionCommon Stock 1,969 $17.67 $34,792.23
Disclosure

SEC source: 0000899243-19-026353 · doc4.xml · nonDerivative · entry 1

Corvi Carolyn · CIK 0001465541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,812

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,052 shares owned jointly with the reporting person's spouse.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 21:16 UTC GrantShare Units · Derivative 388.64 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-024737 · doc4.xml · derivative · entry 1

SHAPIRO EDWARD · CIK 0001168692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,682.7

Underlying: Common Stock · 388.64 shares

Expires not disclosed

F1 · derivative.exercise_price: The share units convert to shares of common stock on a 1-for-1 basis.

F2 · shares: Represents 2019 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F2 · price: Represents 2019 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F3 · derivative.exercise_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F3 · derivative.expiration_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

Read SEC document
September 30, 2019 Filed Oct 2, 2019 21:15 UTC GrantShare Units · Derivative 388.64 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-024736 · doc4.xml · derivative · entry 1

Whitehurst James M · CIK 0001292272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,682.7

Underlying: Common Stock · 388.64 shares

Expires not disclosed

F1 · derivative.exercise_price: The share units convert to shares of common stock on a 1-for-1 basis.

F2 · shares: Represents 2019 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F2 · price: Represents 2019 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F3 · derivative.exercise_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F3 · derivative.expiration_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

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September 30, 2019 Filed Oct 2, 2019 21:13 UTC GrantShare Units · Derivative 409.84 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-024734 · doc4.xml · derivative · entry 1

ISAACSON WALTER · CIK 0001270821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,804.02

Underlying: Common Stock · 409.84 shares

Expires not disclosed

F1 · derivative.exercise_price: The share units convert to shares of common stock on a 1-for-1 basis.

F2 · shares: Represents 2019 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F2 · price: Represents 2019 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F3 · derivative.exercise_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F3 · derivative.expiration_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

Read SEC document
September 27, 2019 Filed Oct 1, 2019 21:25 UTC Exercise / conversionOption (Right to Buy) · Derivative 1,969 $0.00 Strike: $17.67 $0.00
Disclosure

SEC source: 0000899243-19-024473 · doc4.xml · derivative · entry 3

Corvi Carolyn · CIK 0001465541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,937

Underlying: Common Stock · 1,969 shares

Expires 2019-12-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 27, 2019 Filed Oct 1, 2019 21:25 UTC SaleCommon Stock 1,024 $88.85 $90,982.40
Disclosure

SEC source: 0000899243-19-024473 · doc4.xml · nonDerivative · entry 2

Corvi Carolyn · CIK 0001465541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,843

F2 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan established by the reporting person on August 5, 2019.

F1 · balance_after: Includes 1,052 shares owned jointly with the reporting person's spouse.

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September 27, 2019 Filed Oct 1, 2019 21:25 UTC Exercise / conversionCommon Stock 1,969 $17.67 $34,792.23
Disclosure

SEC source: 0000899243-19-024473 · doc4.xml · nonDerivative · entry 1

Corvi Carolyn · CIK 0001465541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,867

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,052 shares owned jointly with the reporting person's spouse.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 21:46 UTC Exercise / conversionOption (Right to Buy) · Derivative 1,969 $0.00 Strike: $17.67 $0.00
Disclosure

SEC source: 0000899243-19-023153 · doc4.xml · derivative · entry 3

Corvi Carolyn · CIK 0001465541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,906

Underlying: Common Stock · 1,969 shares

Expires 2019-12-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 21:46 UTC SaleCommon Stock 1,032 $86.37 $89,133.84
Disclosure

SEC source: 0000899243-19-023153 · doc4.xml · nonDerivative · entry 2

Corvi Carolyn · CIK 0001465541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,898

F2 · kind: The sale reported on this Form 4 was effected pursuant to a 10b5-1 trading plan established by the reporting person on August 5, 2019.

F1 · balance_after: Includes 1,052 shares owned jointly with the reporting person's spouse.

Read SEC document
September 06, 2019 Filed Sep 9, 2019 21:46 UTC Exercise / conversionCommon Stock 1,969 $17.67 $34,792.23
Disclosure

SEC source: 0000899243-19-023153 · doc4.xml · nonDerivative · entry 1

Corvi Carolyn · CIK 0001465541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 1,052 shares owned jointly with the reporting person's spouse.

Read SEC document
September 06, 2019 Filed Oct 1, 2019 21:25 UTC Amendment Exercise / conversionOption (Right to Buy) · Derivative 1,969 $0.00 Strike: $17.67 $0.00
Disclosure

SEC source: 0000899243-19-024474 · doc4a.xml · derivative · entry 1

Corvi Carolyn · CIK 0001465541 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,906

Underlying: Common Stock · 1,969 shares

Expires 2019-12-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The original Form 4 filed on September 9, 2019 is amended by this Form 4 amendment to correct the date reported on Table II, Column 6 for the Date Exercisable. The Date Exercisable should be 10/01/2010, not 10/01/2019.

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August 16, 2019 Filed Aug 20, 2019 22:37 UTC
LADERMAN GERALDEVP and CFO
Exercise / conversionRestricted Stock Units · Derivative 15,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-022132 · doc4.xml · derivative · entry 3

LADERMAN GERALD · CIK 0001201007 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: Each RSU represents the economic equivalent of one share of UAL common stock and is settled in shares of UAL common stock upon vesting.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock.

F2 · derivative.exercise_date: The RSUs were granted on August 16, 2016 and vest in three equal installments on August 16, 2017, 2018 and 2019.

F2 · derivative.expiration_date: The RSUs were granted on August 16, 2016 and vest in three equal installments on August 16, 2017, 2018 and 2019.

Read SEC document
August 16, 2019 Filed Aug 20, 2019 22:37 UTC
LADERMAN GERALDEVP and CFO
Tax withholdingCommon Stock 6,625 $82.94 $549,477.50
Disclosure

SEC source: 0000899243-19-022132 · doc4.xml · nonDerivative · entry 2

LADERMAN GERALD · CIK 0001201007 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,401

F3 · kind: This transaction represents the withholding of shares to pay tax withholding obligations associated with the vesting of the RSU award granted on August 16, 2016.

Read SEC document
August 16, 2019 Filed Aug 20, 2019 22:37 UTC
LADERMAN GERALDEVP and CFO
Exercise / conversionCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0000899243-19-022132 · doc4.xml · nonDerivative · entry 1

LADERMAN GERALD · CIK 0001201007 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,026

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents the settlement upon vesting of restricted stock units ("RSUs") into UAL common stock.

F2 · kind: The RSUs were granted on August 16, 2016 and vest in three equal installments on August 16, 2017, 2018 and 2019.

Read SEC document
August 14, 2019 Filed Aug 16, 2019 21:19 UTC PurchaseCommon Stock 10,000 $82.00 $820,000.00
Disclosure

SEC source: 0000899243-19-021987 · doc4.xml · nonDerivative · entry 1

SHAPIRO EDWARD · CIK 0001168692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,707

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $81.500 to $82.500, inclusive. The reporting person undertakes to provide to United Airlines Holdings, Inc., any security holder of United Airlines Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this Form 4.

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July 29, 2019 Filed Jul 31, 2019 20:47 UTC SaleCommon Stock 5,000 $93.48 $467,415.00
Disclosure

SEC source: 0000899243-19-020673 · doc4.xml · nonDerivative · entry 1

Hart Gregory L · CIK 0001593356 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,087

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $93.482 to $93.491, inclusive. The reporting person undertakes to provide to United Airlines Holdings, Inc., any security holder of United Airlines Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:52 UTC GrantShare Units · Derivative 394.21 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-018892 · doc4.xml · derivative · entry 1

SHAPIRO EDWARD · CIK 0001168692 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,294.06

Underlying: Common Stock · 394.21 shares

Expires not disclosed

F1 · derivative.exercise_price: The share units convert to shares of common stock on a 1-for-1 basis.

F2 · shares: Represents 2019 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F2 · price: Represents 2019 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F3 · derivative.exercise_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F3 · derivative.expiration_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:49 UTC GrantShare Units · Derivative 394.21 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-018890 · doc4.xml · derivative · entry 1

Whitehurst James M · CIK 0001292272 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,294.06

Underlying: Common Stock · 394.21 shares

Expires not disclosed

F1 · derivative.exercise_price: The share units convert to shares of common stock on a 1-for-1 basis.

F2 · shares: Represents 2019 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F2 · price: Represents 2019 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F3 · derivative.exercise_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F3 · derivative.expiration_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 20:49 UTC GrantShare Units · Derivative 415.71 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-018889 · doc4.xml · derivative · entry 1

ISAACSON WALTER · CIK 0001270821 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,394.18

Underlying: Common Stock · 415.71 shares

Expires not disclosed

F1 · derivative.exercise_price: The share units convert to shares of common stock on a 1-for-1 basis.

F2 · shares: Represents 2019 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F2 · price: Represents 2019 quarterly retainer and meeting fees that the Reporting Person elected to defer into a share account pursuant to the terms of the Company's 2006 Director Equity Incentive Plan ("DEIP").

F3 · derivative.exercise_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

F3 · derivative.expiration_date: The shares units will be settled in common stock following the Reporting Person's separation from service in accordance with the terms of the DEIP.

Read SEC document
May 24, 2019 Filed May 28, 2019 23:13 UTC Exercise / conversionShare Units · Derivative 2,284 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-014957 · doc4.xml · derivative · entry 3

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,284 shares

Expires 2019-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each share unit was the economic equivalent of one share of common stock. Upon vesting, the share units were settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F1 · price: Each share unit was the economic equivalent of one share of common stock. Upon vesting, the share units were settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

Read SEC document
May 24, 2019 Filed May 28, 2019 23:13 UTC Disposition to issuerCommon Stock 1,142 $81.11 $92,627.62
Disclosure

SEC source: 0000899243-19-014957 · doc4.xml · nonDerivative · entry 2

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,142

Read SEC document
May 24, 2019 Filed May 28, 2019 23:13 UTC Exercise / conversionCommon Stock 2,284 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-014957 · doc4.xml · nonDerivative · entry 1

HOOPER MICHELE J · CIK 0001201723 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each share unit was the economic equivalent of one share of common stock. Upon vesting, the share units were settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

Read SEC document
May 24, 2019 Filed May 28, 2019 23:24 UTC Exercise / conversionShare Units · Derivative 1,713 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-19-014959 · doc4.xml · derivative · entry 3

Garvey Jane C · CIK 0001472638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,713 shares

Expires 2019-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Represents share units granted to the reporting person in 2018 as Non-Executive Chairman ("NEC") compensation, which was not eligible for deferral in 2018. Each share unit was the economic equivalent of one share of common stock. Upon vesting, the share units were settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

F1 · price: Represents share units granted to the reporting person in 2018 as Non-Executive Chairman ("NEC") compensation, which was not eligible for deferral in 2018. Each share unit was the economic equivalent of one share of common stock. Upon vesting, the share units were settled (i) 50% in cash based on average of the high and low sale prices of a share of the Company's common stock on the date of settlement (or the average of the high and low sale prices of the common stock on the preceding trading day if the settlement date is not a trading day) and (ii) 50% in shares of the Company's common stock, with any odd or fractional units rounded toward the share units to be settled in cash.

Read SEC document
May 24, 2019 Filed May 28, 2019 23:24 UTC Disposition to issuerCommon Stock 857 $81.11 $69,511.27
Disclosure

SEC source: 0000899243-19-014959 · doc4.xml · nonDerivative · entry 2

Garvey Jane C · CIK 0001472638 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,997

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.