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Unity Software Inc.

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3292
SEC CIK
0001810806
Parsed reports
527

Last 12 months

Inside the activity.

0 purchase rows · 54 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025021
Dec 2025011
Jan 202600
Feb 202604
Mar 202601
Apr 202600
May 202606
Jun 202600
Jul 202600
Aug 2026011
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 14, 2020 Filed Jan 12, 2021 15:02 UTC
Jabal KimSVP and CFO
GiftStock Option (Right to Buy) · Derivative 316,952 $0.00 Strike: $8.95 $0.00
Disclosure

SEC source: 0001810806-21-000006 · wf-form5_161046370731215.xml · derivative · entry 2

Jabal Kim · CIK 0001593830 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · By KJ Family Trust

Disclosed balance after: 316,952

Underlying: Common Stock · 316,952 shares

Expires 2029-03-12

F3 · shares: The options were granted under the Issuer's 2009 Stock Plan and are subject to a lock-up agreement executed by the Reporting Person in favor of the underwriters of the Issuer's initial public offering in September 2020. The transferee has agreed in writing to be bound by the restrictions set forth in the lock-up agreement.

F2 · derivative.exercise_date: The underlying option is exercisable as follows: 25% of the shares subject to the option vested on March 4, 2020 and the balance vest in equal monthly installments thereafter for 36 months, subject to the reporting person's continued service through each vesting date.

F1 · ownership.direct: On December 14, 2020, the reporting person transferred 316,952 outstanding and unexercised options to a family trust of which the reporting person is trustee.

Read SEC document
December 14, 2020 Filed Jan 12, 2021 15:02 UTC
Jabal KimSVP and CFO
GiftStock Option (Right to Buy) · Derivative 316,952 $0.00 Strike: $8.95 $0.00
Disclosure

SEC source: 0001810806-21-000006 · wf-form5_161046370731215.xml · derivative · entry 1

Jabal Kim · CIK 0001593830 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,537

Underlying: Common Stock · 316,952 shares

Expires 2029-03-12

F1 · shares: On December 14, 2020, the reporting person transferred 316,952 outstanding and unexercised options to a family trust of which the reporting person is trustee.

F2 · derivative.exercise_date: The underlying option is exercisable as follows: 25% of the shares subject to the option vested on March 4, 2020 and the balance vest in equal monthly installments thereafter for 36 months, subject to the reporting person's continued service through each vesting date.

Read SEC document
December 08, 2020 Filed Dec 9, 2020 16:04 UTC
Rhodes DaveSVP & GM Create Solution
Exercise / conversionStock Option (Right to Buy) · Derivative 11,700 $0.00 Strike: $3.94 $0.00
Disclosure

SEC source: 0001810806-20-000035 · wf-form4_160752986510571.xml · derivative · entry 2

Rhodes Dave · CIK 0001823779 · SVP & GM Create Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 354,707

Underlying: Common Stock · 11,700 shares

Expires 2027-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The underlying option is exercisable as follows: 25% of the shares subject to the option vested on January 16, 2018 and the balance vest in equal monthly installments thereafter for 36 months, subject to the reporting persons continued service through each vesting date.

Read SEC document
December 08, 2020 Filed Dec 9, 2020 16:04 UTC
Rhodes DaveSVP & GM Create Solution
Exercise / conversionCommon Stock 11,700 $3.94 $46,098.00
Disclosure

SEC source: 0001810806-20-000035 · wf-form4_160752986510571.xml · nonDerivative · entry 1

Rhodes Dave · CIK 0001823779 · SVP & GM Create Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The shares were acquired in connection with an option exercise and are subject to a lock-up agreement executed by the Reporting Person in favor of the underwriters of the Issuer's initial public offering in September 2020.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 20:46 UTC
Downie CliveSVP & Chief Marketing Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 66,000 $0.00 Strike: $1.43 $0.00
Disclosure

SEC source: 0001810806-20-000033 · wf-form4_160746039700288.xml · derivative · entry 2

Downie Clive · CIK 0001590494 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 896,626

Underlying: Common Stock · 66,000 shares

Expires 2025-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

Read SEC document
December 04, 2020 Filed Dec 8, 2020 20:46 UTC
Downie CliveSVP & Chief Marketing Officer
Exercise / conversionCommon Stock 66,000 $1.43 $94,050.00
Disclosure

SEC source: 0001810806-20-000033 · wf-form4_160746039700288.xml · nonDerivative · entry 1

Downie Clive · CIK 0001590494 · SVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The shares were acquired in connection with an option exercise and are subject to a lock-up agreement executed by the Reporting Person in favor of the underwriters of the Issuer's initial public offering in September 2020.

Read SEC document
December 02, 2020 Filed Jan 12, 2021 15:01 UTC
RICCITIELLO JOHN S.Director · President and CEO
GiftCommon Stock 195,000 $0.00 $0.00
Disclosure

SEC source: 0001810806-21-000005 · wf-form5_161046369037725.xml · nonDerivative · entry 1

RICCITIELLO JOHN S. · CIK 0001193857 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,626,232

F1 · shares: The shares are subject to a lock-up agreement executed by the Reporting Person in favor of the underwriters of the Issuer's initial public offering in September 2020. The transferee(s) have agreed in writing to be bound by the restrictions set forth in the lock-up agreement.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 01:36 UTC
Bibby BrettSVP & Chief Product Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 45,000 $0.00 Strike: $4.03 $0.00
Disclosure

SEC source: 0001810806-20-000029 · wf-form4_160574978264373.xml · derivative · entry 30

Bibby Brett · CIK 0001823614 · SVP & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 655,000

Underlying: Common Stock · 45,000 shares

Expires 2027-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F22 · derivative.exercise_date: The underlying option is exercisable as follows: 14.29% of the shares subject to the option vested on December 31, 2018, 28.57% of the shares subject to the option vested on December 31, 2019 and 28.57% of the shares subject to the option vest on each of December 31, 2020 and December 31, 2021, subject to the reporting persons continued service through each vesting date.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 01:36 UTC
Bibby BrettSVP & Chief Product Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 13,350 $0.00 Strike: $1.43 $0.00
Disclosure

SEC source: 0001810806-20-000029 · wf-form4_160574978264373.xml · derivative · entry 29

Bibby Brett · CIK 0001823614 · SVP & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,000

Underlying: Common Stock · 13,350 shares

Expires 2025-03-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F21 · derivative.exercise_date: Fully vested.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 01:36 UTC
Bibby BrettSVP & Chief Product Officer
SaleCommon Stock 1,632 $122.32 $199,626.24
Disclosure

SEC source: 0001810806-20-000029 · wf-form4_160574978264373.xml · nonDerivative · entry 25

Bibby Brett · CIK 0001823614 · SVP & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F20 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $122.23 to $122.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 01:36 UTC
Bibby BrettSVP & Chief Product Officer
SaleCommon Stock 1,737 $121.69 $211,375.53
Disclosure

SEC source: 0001810806-20-000029 · wf-form4_160574978264373.xml · nonDerivative · entry 24

Bibby Brett · CIK 0001823614 · SVP & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,632

F19 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.02 to $122.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 01:36 UTC
Bibby BrettSVP & Chief Product Officer
SaleCommon Stock 8,290 $120.42 $998,281.80
Disclosure

SEC source: 0001810806-20-000029 · wf-form4_160574978264373.xml · nonDerivative · entry 23

Bibby Brett · CIK 0001823614 · SVP & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,369

F18 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.01 to $120.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 01:36 UTC
Bibby BrettSVP & Chief Product Officer
SaleCommon Stock 4,458 $119.46 $532,552.68
Disclosure

SEC source: 0001810806-20-000029 · wf-form4_160574978264373.xml · nonDerivative · entry 22

Bibby Brett · CIK 0001823614 · SVP & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,659

F17 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $118.99 to $119.88, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 01:36 UTC
Bibby BrettSVP & Chief Product Officer
SaleCommon Stock 10,988 $118.34 $1,300,319.92
Disclosure

SEC source: 0001810806-20-000029 · wf-form4_160574978264373.xml · nonDerivative · entry 21

Bibby Brett · CIK 0001823614 · SVP & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,117

F16 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $117.95 to $118.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 01:36 UTC
Bibby BrettSVP & Chief Product Officer
SaleCommon Stock 4,263 $117.26 $499,879.38
Disclosure

SEC source: 0001810806-20-000029 · wf-form4_160574978264373.xml · nonDerivative · entry 20

Bibby Brett · CIK 0001823614 · SVP & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,105

F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $116.90 to $117.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 01:36 UTC
Bibby BrettSVP & Chief Product Officer
SaleCommon Stock 8,133 $116.41 $946,762.53
Disclosure

SEC source: 0001810806-20-000029 · wf-form4_160574978264373.xml · nonDerivative · entry 19

Bibby Brett · CIK 0001823614 · SVP & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,368

F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.89 to $116.88, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 01:36 UTC
Bibby BrettSVP & Chief Product Officer
SaleCommon Stock 3,784 $115.32 $436,370.88
Disclosure

SEC source: 0001810806-20-000029 · wf-form4_160574978264373.xml · nonDerivative · entry 18

Bibby Brett · CIK 0001823614 · SVP & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,501

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $114.85 to $115.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 01:36 UTC
Bibby BrettSVP & Chief Product Officer
SaleCommon Stock 3,843 $114.18 $438,793.74
Disclosure

SEC source: 0001810806-20-000029 · wf-form4_160574978264373.xml · nonDerivative · entry 17

Bibby Brett · CIK 0001823614 · SVP & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,285

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $113.73 to $114.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 01:36 UTC
Bibby BrettSVP & Chief Product Officer
SaleCommon Stock 5,440 $113.11 $615,318.40
Disclosure

SEC source: 0001810806-20-000029 · wf-form4_160574978264373.xml · nonDerivative · entry 16

Bibby Brett · CIK 0001823614 · SVP & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,128

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.72 to $113.64, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 01:36 UTC
Bibby BrettSVP & Chief Product Officer
SaleCommon Stock 1,657 $112.23 $185,965.11
Disclosure

SEC source: 0001810806-20-000029 · wf-form4_160574978264373.xml · nonDerivative · entry 15

Bibby Brett · CIK 0001823614 · SVP & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,568

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.71 to $112.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 01:36 UTC
Bibby BrettSVP & Chief Product Officer
SaleCommon Stock 1,477 $111.01 $163,961.77
Disclosure

SEC source: 0001810806-20-000029 · wf-form4_160574978264373.xml · nonDerivative · entry 14

Bibby Brett · CIK 0001823614 · SVP & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,225

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.70 to $111.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 01:36 UTC
Bibby BrettSVP & Chief Product Officer
SaleCommon Stock 1,295 $110.22 $142,734.90
Disclosure

SEC source: 0001810806-20-000029 · wf-form4_160574978264373.xml · nonDerivative · entry 13

Bibby Brett · CIK 0001823614 · SVP & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,702

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.65 to $110.62, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 01:36 UTC
Bibby BrettSVP & Chief Product Officer
SaleCommon Stock 1,353 $107.92 $146,015.76
Disclosure

SEC source: 0001810806-20-000029 · wf-form4_160574978264373.xml · nonDerivative · entry 12

Bibby Brett · CIK 0001823614 · SVP & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,997

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.83 to $108.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 01:36 UTC
Bibby BrettSVP & Chief Product Officer
Exercise / conversionCommon Stock 45,000 $4.03 $181,350.00
Disclosure

SEC source: 0001810806-20-000029 · wf-form4_160574978264373.xml · nonDerivative · entry 5

Bibby Brett · CIK 0001823614 · SVP & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 01:36 UTC
Bibby BrettSVP & Chief Product Officer
Exercise / conversionCommon Stock 13,350 $1.43 $19,023.75
Disclosure

SEC source: 0001810806-20-000029 · wf-form4_160574978264373.xml · nonDerivative · entry 4

Bibby Brett · CIK 0001823614 · SVP & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 01:36 UTC
Rhodes DaveSVP & GM Create Solution
Exercise / conversionStock Option (Right to Buy) · Derivative 9,517 $0.00 Strike: $3.94 $0.00
Disclosure

SEC source: 0001810806-20-000028 · wf-form4_160574976165121.xml · derivative · entry 13

Rhodes Dave · CIK 0001823779 · SVP & GM Create Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,407

Underlying: Common Stock · 9,517 shares

Expires 2027-02-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: The underlying option is exercisable as follows: 25% of the shares subject to the option vested on January 16, 2018 and the balance vest in equal monthly installments thereafter for 36 months, subject to the reporting persons continued service through each vesting date.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 01:36 UTC
Rhodes DaveSVP & GM Create Solution
SaleCommon Stock 9,517 $117.62 $1,119,389.54
Disclosure

SEC source: 0001810806-20-000028 · wf-form4_160574976165121.xml · nonDerivative · entry 10

Rhodes Dave · CIK 0001823779 · SVP & GM Create Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,500

Read SEC document
November 17, 2020 Filed Nov 19, 2020 01:36 UTC
Rhodes DaveSVP & GM Create Solution
Exercise / conversionCommon Stock 9,517 $3.94 $37,496.98
Disclosure

SEC source: 0001810806-20-000028 · wf-form4_160574976165121.xml · nonDerivative · entry 3

Rhodes Dave · CIK 0001823779 · SVP & GM Create Solution

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120,968

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 01:35 UTC
Lestiyo IngridSVP & GM, Operate Solutions
Exercise / conversionStock Option (Right to Buy) · Derivative 3,593 $0.00 Strike: $7.34 $0.00
Disclosure

SEC source: 0001810806-20-000025 · wf-form4_160574969637713.xml · derivative · entry 15

Lestiyo Ingrid · CIK 0001823649 · SVP & GM, Operate Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,407

Underlying: Common Stock · 3,593 shares

Expires 2028-09-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares subject to the option vest in equal monthly installments from September 12, 2018 for 4 years, subject to the reporting person's continued service through each vesting date.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 01:35 UTC
Lestiyo IngridSVP & GM, Operate Solutions
Exercise / conversionStock Option (Right to Buy) · Derivative 5,937 $0.00 Strike: $4.03 $0.00
Disclosure

SEC source: 0001810806-20-000025 · wf-form4_160574969637713.xml · derivative · entry 14

Lestiyo Ingrid · CIK 0001823649 · SVP & GM, Operate Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,063

Underlying: Common Stock · 5,937 shares

Expires 2027-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The underlying option is exercisable as follows: 13.19% of the shares subject to the option vested on each of December 31, 2018 and December 31, 2019, 27.08% of the shares subject to the option shall vest on December 31, 2020 and 46.54% shares subject to the option shall vest on December 31, 2021, subject to the reporting person's continued service through each vesting date.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 01:35 UTC
Lestiyo IngridSVP & GM, Operate Solutions
Exercise / conversionStock Option (Right to Buy) · Derivative 10,470 $0.00 Strike: $3.69 $0.00
Disclosure

SEC source: 0001810806-20-000025 · wf-form4_160574969637713.xml · derivative · entry 13

Lestiyo Ingrid · CIK 0001823649 · SVP & GM, Operate Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,860

Underlying: Common Stock · 10,470 shares

Expires 2026-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Fully vested.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 01:35 UTC
Lestiyo IngridSVP & GM, Operate Solutions
SaleCommon Stock 4,000 $116.00 $464,000.00
Disclosure

SEC source: 0001810806-20-000025 · wf-form4_160574969637713.xml · nonDerivative · entry 10

Lestiyo Ingrid · CIK 0001823649 · SVP & GM, Operate Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,125

Read SEC document
November 17, 2020 Filed Nov 19, 2020 01:35 UTC
Lestiyo IngridSVP & GM, Operate Solutions
SaleCommon Stock 4,000 $115.00 $460,000.00
Disclosure

SEC source: 0001810806-20-000025 · wf-form4_160574969637713.xml · nonDerivative · entry 9

Lestiyo Ingrid · CIK 0001823649 · SVP & GM, Operate Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,125

Read SEC document
November 17, 2020 Filed Nov 19, 2020 01:35 UTC
Lestiyo IngridSVP & GM, Operate Solutions
SaleCommon Stock 4,000 $114.00 $456,000.00
Disclosure

SEC source: 0001810806-20-000025 · wf-form4_160574969637713.xml · nonDerivative · entry 8

Lestiyo Ingrid · CIK 0001823649 · SVP & GM, Operate Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,125

Read SEC document
November 17, 2020 Filed Nov 19, 2020 01:35 UTC
Lestiyo IngridSVP & GM, Operate Solutions
SaleCommon Stock 4,000 $113.00 $452,000.00
Disclosure

SEC source: 0001810806-20-000025 · wf-form4_160574969637713.xml · nonDerivative · entry 7

Lestiyo Ingrid · CIK 0001823649 · SVP & GM, Operate Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,125

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November 17, 2020 Filed Nov 19, 2020 01:35 UTC
Lestiyo IngridSVP & GM, Operate Solutions
SaleCommon Stock 4,000 $112.00 $448,000.00
Disclosure

SEC source: 0001810806-20-000025 · wf-form4_160574969637713.xml · nonDerivative · entry 6

Lestiyo Ingrid · CIK 0001823649 · SVP & GM, Operate Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,125

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November 17, 2020 Filed Nov 19, 2020 01:35 UTC
Lestiyo IngridSVP & GM, Operate Solutions
Exercise / conversionCommon Stock 3,593 $7.34 $26,372.62
Disclosure

SEC source: 0001810806-20-000025 · wf-form4_160574969637713.xml · nonDerivative · entry 4

Lestiyo Ingrid · CIK 0001823649 · SVP & GM, Operate Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 01:35 UTC
Lestiyo IngridSVP & GM, Operate Solutions
Exercise / conversionCommon Stock 5,937 $4.03 $23,926.11
Disclosure

SEC source: 0001810806-20-000025 · wf-form4_160574969637713.xml · nonDerivative · entry 3

Lestiyo Ingrid · CIK 0001823649 · SVP & GM, Operate Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,802

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2020 Filed Nov 19, 2020 01:35 UTC
Lestiyo IngridSVP & GM, Operate Solutions
Exercise / conversionCommon Stock 10,470 $3.69 $38,634.30
Disclosure

SEC source: 0001810806-20-000025 · wf-form4_160574969637713.xml · nonDerivative · entry 2

Lestiyo Ingrid · CIK 0001823649 · SVP & GM, Operate Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,865

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 16, 2020 Filed Nov 19, 2020 01:37 UTC
RICCITIELLO JOHN S.Director · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 32,999 $0.00 Strike: $11.28 $0.00
Disclosure

SEC source: 0001810806-20-000031 · wf-form4_160574982230058.xml · derivative · entry 29

RICCITIELLO JOHN S. · CIK 0001193857 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 187,001

Underlying: Common Stock · 32,999 shares

Expires 2029-04-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F17 · derivative.exercise_date: Fully vested.

F2 · ownership.nature: The securities are held by the reporting person's fiancee.

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November 16, 2020 Filed Nov 19, 2020 01:37 UTC
RICCITIELLO JOHN S.Director · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 89,999 $0.00 Strike: $4.03 $0.00
Disclosure

SEC source: 0001810806-20-000031 · wf-form4_160574982230058.xml · derivative · entry 28

RICCITIELLO JOHN S. · CIK 0001193857 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 510,001

Underlying: Common Stock · 89,999 shares

Expires 2027-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F17 · derivative.exercise_date: Fully vested.

F2 · ownership.nature: The securities are held by the reporting person's fiancee.

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November 16, 2020 Filed Nov 19, 2020 01:37 UTC
RICCITIELLO JOHN S.Director · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 101,237 $0.00 Strike: $1.43 $0.00
Disclosure

SEC source: 0001810806-20-000031 · wf-form4_160574982230058.xml · derivative · entry 27

RICCITIELLO JOHN S. · CIK 0001193857 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 573,680

Underlying: Common Stock · 101,237 shares

Expires 2025-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F17 · derivative.exercise_date: Fully vested.

F2 · ownership.nature: The securities are held by the reporting person's fiancee.

Read SEC document
November 16, 2020 Filed Nov 19, 2020 01:37 UTC
RICCITIELLO JOHN S.Director · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 209,999 $0.00 Strike: $4.03 $0.00
Disclosure

SEC source: 0001810806-20-000031 · wf-form4_160574982230058.xml · derivative · entry 26

RICCITIELLO JOHN S. · CIK 0001193857 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,790,001

Underlying: Common Stock · 209,999 shares

Expires 2027-03-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F18 · derivative.exercise_date: The underlying option is exercisable as follows: 2.5% of the shares subject to the option vested on December 31, 2018 and 32.5% of the shares vest annually thereafter for 3 years, subject to the reporting person's continued service through each vesting date.

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November 16, 2020 Filed Nov 19, 2020 01:37 UTC
RICCITIELLO JOHN S.Director · President and CEO
SaleCommon Stock 1,300 $111.95 $145,535.00
Disclosure

SEC source: 0001810806-20-000031 · wf-form4_160574982230058.xml · nonDerivative · entry 23

RICCITIELLO JOHN S. · CIK 0001193857 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F15 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.70 to $112.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The securities are held by the reporting person's fiancee.

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November 16, 2020 Filed Nov 19, 2020 01:37 UTC
RICCITIELLO JOHN S.Director · President and CEO
SaleCommon Stock 6,226 $110.91 $690,525.66
Disclosure

SEC source: 0001810806-20-000031 · wf-form4_160574982230058.xml · nonDerivative · entry 22

RICCITIELLO JOHN S. · CIK 0001193857 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,300

F14 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.62 to $111.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The securities are held by the reporting person's fiancee.

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November 16, 2020 Filed Nov 19, 2020 01:37 UTC
RICCITIELLO JOHN S.Director · President and CEO
SaleCommon Stock 65,289 $109.93 $7,177,219.77
Disclosure

SEC source: 0001810806-20-000031 · wf-form4_160574982230058.xml · nonDerivative · entry 21

RICCITIELLO JOHN S. · CIK 0001193857 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 7,526

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.53 to $110.51, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The securities are held by the reporting person's fiancee.

Read SEC document
November 16, 2020 Filed Nov 19, 2020 01:37 UTC
RICCITIELLO JOHN S.Director · President and CEO
SaleCommon Stock 77,635 $108.97 $8,459,885.95
Disclosure

SEC source: 0001810806-20-000031 · wf-form4_160574982230058.xml · nonDerivative · entry 20

RICCITIELLO JOHN S. · CIK 0001193857 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 72,815

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.50 to $109.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The securities are held by the reporting person's fiancee.

Read SEC document
November 16, 2020 Filed Nov 19, 2020 01:37 UTC
RICCITIELLO JOHN S.Director · President and CEO
SaleCommon Stock 39,484 $107.94 $4,261,902.96
Disclosure

SEC source: 0001810806-20-000031 · wf-form4_160574982230058.xml · nonDerivative · entry 19

RICCITIELLO JOHN S. · CIK 0001193857 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 150,450

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.49 to $108.49, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The securities are held by the reporting person's fiancee.

Read SEC document
November 16, 2020 Filed Nov 19, 2020 01:37 UTC
RICCITIELLO JOHN S.Director · President and CEO
SaleCommon Stock 26,113 $106.88 $2,790,957.44
Disclosure

SEC source: 0001810806-20-000031 · wf-form4_160574982230058.xml · nonDerivative · entry 18

RICCITIELLO JOHN S. · CIK 0001193857 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 189,934

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.43 to $107.41, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The securities are held by the reporting person's fiancee.

Read SEC document
November 16, 2020 Filed Nov 19, 2020 01:37 UTC
RICCITIELLO JOHN S.Director · President and CEO
SaleCommon Stock 8,188 $105.98 $867,764.24
Disclosure

SEC source: 0001810806-20-000031 · wf-form4_160574982230058.xml · nonDerivative · entry 17

RICCITIELLO JOHN S. · CIK 0001193857 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 216,047

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105.42 to $106.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The securities are held by the reporting person's fiancee.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.