Tapewire

NYSE · USD

U

Unity Software Inc.

Export transactions ↓
Tapewire entity
3292
SEC CIK
0001810806
Parsed reports
527

Last 12 months

Inside the activity.

0 purchase rows · 54 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025021
Dec 2025011
Jan 202600
Feb 202604
Mar 202601
Apr 202600
May 202606
Jun 202600
Jul 202600
Aug 2026011
Sep 202600
Oct 202600

Latest available

Insider transactions

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 09, 2021 Filed Feb 11, 2021 21:04 UTC
Bibby BrettSVP & Chief Product Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 11,000 $0.00 Strike: $0.92 $0.00
Disclosure

SEC source: 0001810806-21-000022 · wf-form4_161307743740886.xml · derivative · entry 7

Bibby Brett · CIK 0001823614 · SVP & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 265,250

Underlying: Common Stock · 11,000 shares

Expires 2024-06-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Fully vested.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:04 UTC
Bibby BrettSVP & Chief Product Officer
SaleCommon Stock 200 $131.15 $26,230.00
Disclosure

SEC source: 0001810806-21-000022 · wf-form4_161307743740886.xml · nonDerivative · entry 6

Bibby Brett · CIK 0001823614 · SVP & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.04 to $131.26, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:04 UTC
Bibby BrettSVP & Chief Product Officer
SaleCommon Stock 715 $130.31 $93,171.65
Disclosure

SEC source: 0001810806-21-000022 · wf-form4_161307743740886.xml · nonDerivative · entry 5

Bibby Brett · CIK 0001823614 · SVP & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.91 to $130.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:04 UTC
Bibby BrettSVP & Chief Product Officer
SaleCommon Stock 2,386 $129.27 $308,438.22
Disclosure

SEC source: 0001810806-21-000022 · wf-form4_161307743740886.xml · nonDerivative · entry 4

Bibby Brett · CIK 0001823614 · SVP & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 915

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.89 to $129.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:04 UTC
Bibby BrettSVP & Chief Product Officer
SaleCommon Stock 4,899 $128.17 $627,904.83
Disclosure

SEC source: 0001810806-21-000022 · wf-form4_161307743740886.xml · nonDerivative · entry 3

Bibby Brett · CIK 0001823614 · SVP & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,301

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.87 to $128.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:04 UTC
Bibby BrettSVP & Chief Product Officer
SaleCommon Stock 2,800 $127.49 $356,972.00
Disclosure

SEC source: 0001810806-21-000022 · wf-form4_161307743740886.xml · nonDerivative · entry 2

Bibby Brett · CIK 0001823614 · SVP & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,200

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.80 to $127.80, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:04 UTC
Bibby BrettSVP & Chief Product Officer
Exercise / conversionCommon Stock 11,000 $0.92 $10,065.00
Disclosure

SEC source: 0001810806-21-000022 · wf-form4_161307743740886.xml · nonDerivative · entry 1

Bibby Brett · CIK 0001823614 · SVP & Chief Product Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:03 UTC
Hauwert RalphSVP, Research & Development
Exercise / conversionStock Option (Right to Buy) · Derivative 6,917 $0.00 Strike: $1.71 $0.00
Disclosure

SEC source: 0001810806-21-000021 · wf-form4_161307740930605.xml · derivative · entry 6

Hauwert Ralph · CIK 0001823841 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,333

Underlying: Common Stock · 6,917 shares

Expires 2025-08-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: Fully vested.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:03 UTC
Hauwert RalphSVP, Research & Development
SaleCommon Stock 400 $130.59 $52,236.00
Disclosure

SEC source: 0001810806-21-000021 · wf-form4_161307740930605.xml · nonDerivative · entry 5

Hauwert Ralph · CIK 0001823841 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,375

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.31 to $131.28, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:03 UTC
Hauwert RalphSVP, Research & Development
SaleCommon Stock 1,510 $129.39 $195,378.90
Disclosure

SEC source: 0001810806-21-000021 · wf-form4_161307740930605.xml · nonDerivative · entry 4

Hauwert Ralph · CIK 0001823841 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,775

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.98 to $129.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:03 UTC
Hauwert RalphSVP, Research & Development
SaleCommon Stock 2,924 $128.26 $375,032.24
Disclosure

SEC source: 0001810806-21-000021 · wf-form4_161307740930605.xml · nonDerivative · entry 3

Hauwert Ralph · CIK 0001823841 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,285

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.92 to $128.89, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:03 UTC
Hauwert RalphSVP, Research & Development
SaleCommon Stock 2,083 $127.50 $265,582.50
Disclosure

SEC source: 0001810806-21-000021 · wf-form4_161307740930605.xml · nonDerivative · entry 2

Hauwert Ralph · CIK 0001823841 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,209

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.90 to $127.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:03 UTC
Hauwert RalphSVP, Research & Development
Exercise / conversionCommon Stock 6,917 $1.71 $11,793.49
Disclosure

SEC source: 0001810806-21-000021 · wf-form4_161307740930605.xml · nonDerivative · entry 1

Hauwert Ralph · CIK 0001823841 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,292

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:03 UTC
Keene Ruth AnnSVP, CLO & GC & Corp Sec'y
Exercise / conversionStock Option (Right to Buy) · Derivative 7,000 $0.00 Strike: $3.69 $0.00
Disclosure

SEC source: 0001810806-21-000020 · wf-form4_161307737156824.xml · derivative · entry 7

Keene Ruth Ann · CIK 0001823981 · SVP, CLO & GC & Corp Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 221,032

Underlying: Common Stock · 7,000 shares

Expires 2026-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Fully vested.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:03 UTC
Keene Ruth AnnSVP, CLO & GC & Corp Sec'y
SaleCommon Stock 115 $131.27 $15,096.05
Disclosure

SEC source: 0001810806-21-000020 · wf-form4_161307737156824.xml · nonDerivative · entry 6

Keene Ruth Ann · CIK 0001823981 · SVP, CLO & GC & Corp Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,750

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.10 to $131.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:03 UTC
Keene Ruth AnnSVP, CLO & GC & Corp Sec'y
SaleCommon Stock 425 $130.22 $55,343.50
Disclosure

SEC source: 0001810806-21-000020 · wf-form4_161307737156824.xml · nonDerivative · entry 5

Keene Ruth Ann · CIK 0001823981 · SVP, CLO & GC & Corp Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,865

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.99 to $130.48, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:03 UTC
Keene Ruth AnnSVP, CLO & GC & Corp Sec'y
SaleCommon Stock 1,325 $129.33 $171,362.25
Disclosure

SEC source: 0001810806-21-000020 · wf-form4_161307737156824.xml · nonDerivative · entry 4

Keene Ruth Ann · CIK 0001823981 · SVP, CLO & GC & Corp Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,290

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.89 to $129.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:03 UTC
Keene Ruth AnnSVP, CLO & GC & Corp Sec'y
SaleCommon Stock 3,200 $128.22 $410,304.00
Disclosure

SEC source: 0001810806-21-000020 · wf-form4_161307737156824.xml · nonDerivative · entry 3

Keene Ruth Ann · CIK 0001823981 · SVP, CLO & GC & Corp Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,615

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.88 to $128.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:03 UTC
Keene Ruth AnnSVP, CLO & GC & Corp Sec'y
SaleCommon Stock 1,935 $127.51 $246,731.85
Disclosure

SEC source: 0001810806-21-000020 · wf-form4_161307737156824.xml · nonDerivative · entry 2

Keene Ruth Ann · CIK 0001823981 · SVP, CLO & GC & Corp Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,815

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.85 to $127.83, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:03 UTC
Keene Ruth AnnSVP, CLO & GC & Corp Sec'y
Exercise / conversionCommon Stock 7,000 $3.69 $25,830.00
Disclosure

SEC source: 0001810806-21-000020 · wf-form4_161307737156824.xml · nonDerivative · entry 1

Keene Ruth Ann · CIK 0001823981 · SVP, CLO & GC & Corp Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:02 UTC
RICCITIELLO JOHN S.Director · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 12,248 $0.00 Strike: $1.43 $0.00
Disclosure

SEC source: 0001810806-21-000019 · wf-form4_161307734415364.xml · derivative · entry 12

RICCITIELLO JOHN S. · CIK 0001193857 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 561,432

Underlying: Common Stock · 12,248 shares

Expires 2025-05-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: Fully vested.

F7 · ownership.nature: The securities are held by the reporting person's fiancee.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:02 UTC
RICCITIELLO JOHN S.Director · President and CEO
SaleCommon Stock 400 $131.17 $52,468.00
Disclosure

SEC source: 0001810806-21-000019 · wf-form4_161307734415364.xml · nonDerivative · entry 11

RICCITIELLO JOHN S. · CIK 0001193857 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.00 to $131.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7 · ownership.nature: The securities are held by the reporting person's fiancee.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:02 UTC
RICCITIELLO JOHN S.Director · President and CEO
SaleCommon Stock 500 $130.19 $65,095.00
Disclosure

SEC source: 0001810806-21-000019 · wf-form4_161307734415364.xml · nonDerivative · entry 10

RICCITIELLO JOHN S. · CIK 0001193857 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 400

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.92 to $130.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7 · ownership.nature: The securities are held by the reporting person's fiancee.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:02 UTC
RICCITIELLO JOHN S.Director · President and CEO
SaleCommon Stock 2,500 $129.36 $323,400.00
Disclosure

SEC source: 0001810806-21-000019 · wf-form4_161307734415364.xml · nonDerivative · entry 9

RICCITIELLO JOHN S. · CIK 0001193857 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 900

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.89 to $129.87, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7 · ownership.nature: The securities are held by the reporting person's fiancee.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:02 UTC
RICCITIELLO JOHN S.Director · President and CEO
SaleCommon Stock 5,748 $128.22 $737,008.56
Disclosure

SEC source: 0001810806-21-000019 · wf-form4_161307734415364.xml · nonDerivative · entry 8

RICCITIELLO JOHN S. · CIK 0001193857 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,400

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.87 to $128.86, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7 · ownership.nature: The securities are held by the reporting person's fiancee.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:02 UTC
RICCITIELLO JOHN S.Director · President and CEO
SaleCommon Stock 3,100 $127.53 $395,343.00
Disclosure

SEC source: 0001810806-21-000019 · wf-form4_161307734415364.xml · nonDerivative · entry 7

RICCITIELLO JOHN S. · CIK 0001193857 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 9,148

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.85 to $127.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F7 · ownership.nature: The securities are held by the reporting person's fiancee.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:02 UTC
RICCITIELLO JOHN S.Director · President and CEO
Exercise / conversionCommon Stock 12,248 $1.43 $17,453.40
Disclosure

SEC source: 0001810806-21-000019 · wf-form4_161307734415364.xml · nonDerivative · entry 6

RICCITIELLO JOHN S. · CIK 0001193857 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 12,248

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · ownership.nature: The securities are held by the reporting person's fiancee.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:02 UTC
RICCITIELLO JOHN S.Director · President and CEO
SaleCommon Stock 6,253 $131.04 $819,393.12
Disclosure

SEC source: 0001810806-21-000019 · wf-form4_161307734415364.xml · nonDerivative · entry 5

RICCITIELLO JOHN S. · CIK 0001193857 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,409,108

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.75 to $131.39, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:02 UTC
RICCITIELLO JOHN S.Director · President and CEO
SaleCommon Stock 18,761 $130.12 $2,441,181.32
Disclosure

SEC source: 0001810806-21-000019 · wf-form4_161307734415364.xml · nonDerivative · entry 4

RICCITIELLO JOHN S. · CIK 0001193857 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,415,361

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.74 to $130.74, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:02 UTC
RICCITIELLO JOHN S.Director · President and CEO
SaleCommon Stock 45,710 $129.17 $5,904,360.70
Disclosure

SEC source: 0001810806-21-000019 · wf-form4_161307734415364.xml · nonDerivative · entry 3

RICCITIELLO JOHN S. · CIK 0001193857 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,434,122

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.73 to $129.73, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:02 UTC
RICCITIELLO JOHN S.Director · President and CEO
SaleCommon Stock 104,700 $128.13 $13,415,211.00
Disclosure

SEC source: 0001810806-21-000019 · wf-form4_161307734415364.xml · nonDerivative · entry 2

RICCITIELLO JOHN S. · CIK 0001193857 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,479,832

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.72 to $128.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 21:02 UTC
RICCITIELLO JOHN S.Director · President and CEO
SaleCommon Stock 41,700 $127.43 $5,313,831.00
Disclosure

SEC source: 0001810806-21-000019 · wf-form4_161307734415364.xml · nonDerivative · entry 1

RICCITIELLO JOHN S. · CIK 0001193857 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,584,532

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.71 to $127.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 15:56 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 25,729 $0.00 Strike: $13.37 $0.00
Disclosure

SEC source: 0001810806-21-000013 · wf-form4_161288617347807.xml · derivative · entry 6

Sisco Robynne · CIK 0001470203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,271

Underlying: Common Stock · 25,729 shares

Expires 2029-06-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The underlying option is exercisable as follows: The stock option vests in equal monthly installments over 48 months from June 12, 2019, subject to the reporting person's continued service through each vesting date.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 15:56 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 113,750 $0.00 Strike: $5.83 $0.00
Disclosure

SEC source: 0001810806-21-000013 · wf-form4_161288617347807.xml · derivative · entry 5

Sisco Robynne · CIK 0001470203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,250

Underlying: Common Stock · 113,750 shares

Expires 2027-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The underlying option is exercisable as follows: Twenty-five percent of the shares subject to the option vested on July 21, 2018 and the balance vest in equal monthly installments thereafter for 36 months, subject to the reporting person's continued service through each vesting date.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 15:56 UTC SaleCommon Stock 200 $124.72 $24,944.00
Disclosure

SEC source: 0001810806-21-000013 · wf-form4_161288617347807.xml · nonDerivative · entry 4

Sisco Robynne · CIK 0001470203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,016

Read SEC document
February 08, 2021 Filed Feb 9, 2021 15:56 UTC SaleCommon Stock 139,279 $124.22 $17,301,237.38
Disclosure

SEC source: 0001810806-21-000013 · wf-form4_161288617347807.xml · nonDerivative · entry 3

Sisco Robynne · CIK 0001470203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,216

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $123.71 to $124.70, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 15:56 UTC Exercise / conversionCommon Stock 25,729 $13.37 $343,996.73
Disclosure

SEC source: 0001810806-21-000013 · wf-form4_161288617347807.xml · nonDerivative · entry 2

Sisco Robynne · CIK 0001470203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2021 Filed Feb 9, 2021 15:56 UTC Exercise / conversionCommon Stock 113,750 $5.83 $663,162.50
Disclosure

SEC source: 0001810806-21-000013 · wf-form4_161288617347807.xml · nonDerivative · entry 1

Sisco Robynne · CIK 0001470203 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,766

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 08, 2021 Filed Feb 10, 2021 22:24 UTC
Silver Lake Group, L.L.C.Director · 10% owner
Silver Lake Partners IV, L.P.Director · 10% owner
SLTA IV (GP), L.L.C.Director · 10% owner
Durban EgonDirector
OtherCommon Stock 2,550,984 $0.00 $0.00
Disclosure

SEC source: 0000899243-21-005711 · doc4.xml · nonDerivative · entry 1

Silver Lake Group, L.L.C. · CIK 0001418226 · Director · 10% owner

Silver Lake Partners IV, L.P. · CIK 0001552054 · Director · 10% owner

Silver Lake Technology Investors IV (Delaware II), L.P. · CIK 0001824494 · Director · 10% owner

Silver Lake Technology Associates IV, L.P. · CIK 0001672566 · Director · 10% owner

SLTA IV (GP), L.L.C. · CIK 0001672568 · Director · 10% owner

Durban Egon · CIK 0001651403 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · Held through Silver Lake Partners IV, L.P.

Disclosed balance after: 25,805,254

F1 · kind: Represents distributions by Silver Lake Partners IV, L.P. ("SLP IV") and certain of its affiliates of shares of common stock of the Issuer ("Common Stock") to their respective partners and members as in-kind distributions. The receipt of shares of Common Stock by each of the Reporting Persons was exempt from reporting pursuant to Rule 16a-13 of the Exchange Act.

F4 · ownership.nature: These securities are directly owned by SLP IV.

F13 · ownership.nature: Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is SLG. Mr. Durban serves as a director of the Issuer and Co-CEO and a Managing Partner of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer.

Read SEC document
February 08, 2021 Filed Feb 11, 2021 23:43 UTC
BOTHA ROELOFDirector · 10% owner
OtherCommon Stock 2,786 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-001286 · form4.xml · nonDerivative · entry 1

BOTHA ROELOF · CIK 0001222287 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By estate planning vehicle

Disclosed balance after: 2,786

F1 · shares: These shares were received as part of a pro rata distribution-in-kind to the limited partners of an investment fund in which the reporting person's estate planning vehicle is a limited partner

Read SEC document
February 05, 2021 Filed Feb 11, 2021 02:47 UTC OtherCommon Stock 24,588 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-020073 · tm216241d1_4.xml · nonDerivative · entry 5

Schuler Barry · CIK 0001506924 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Barry Martin Schuler Revocable Trust

Disclosed balance after: 24,588

F14 · kind: Represents a change in the form of ownership by virtue of receipt of shares as a result of the Fund Distributions and GP Distributions.

Read SEC document
February 05, 2021 Filed Feb 11, 2021 02:47 UTC OtherCommon Stock 167,995 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-020073 · tm216241d1_4.xml · nonDerivative · entry 4

Schuler Barry · CIK 0001506924 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By The Meteor Group, LLC

Disclosed balance after: 167,995

F14 · kind: Represents a change in the form of ownership by virtue of receipt of shares as a result of the Fund Distributions and GP Distributions.

Read SEC document
February 05, 2021 Filed Feb 11, 2021 02:47 UTC OtherCommon Stock 807,210 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-020073 · tm216241d1_4.xml · nonDerivative · entry 3

Schuler Barry · CIK 0001506924 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 0

F12 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by DFJ Growth 2013 Partners, LLC, DFJ Growth III Partners, LLC, and DFJ Growth Unity Partners, LLC, without consideration, to their respective members (collectively, the "GP Distributions").

F13 · shares: Includes 376,707 shares distributed by DFJ Growth 2013 Partners, LLC, 192,307 shares distributed by DFJ Growth III Partners, LLC, and 238,196 shares distributed by DFJ Growth Unity Partners, LLC.

F4 · ownership.nature: DFJ Growth 2013 Partners, LLC, the general partner of DFJ Growth 2013, L.P., may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth 2013, L.P. DFJ Growth 2013 Partners, LLC may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth 2013 Partners, LLC. Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the managing members of DFJ Growth 2013 Partners, LLC, may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.

F6 · ownership.nature: DFJ Growth III Partners, LLC, the general partner of DFJ Growth III, L.P., may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth III, L.P. DFJ Growth III Partners, LLC may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth III Partners, LLC. Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the managing members of DFJ Growth III Partners, LLC may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.

F8 · ownership.nature: DFJ Growth Unity Partners, LLC, the general partner of DFJ Growth Unity Investors, L.P., may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth Unity Investors, L.P. DFJ Growth Unity Partners, LLC may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth Unity Partners, LLC. Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the managing members of DFJ Growth Unity Partners, LLC may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.

Read SEC document
February 05, 2021 Filed Feb 11, 2021 02:47 UTC OtherCommon Stock 807,210 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-020073 · tm216241d1_4.xml · nonDerivative · entry 2

Schuler Barry · CIK 0001506924 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 807,210

F9 · kind: Represents a change in the form of ownership of DFJ Growth 2013 Partners, LLC, DFJ Growth Unity Partners, LLC, and DFJ Growth III Partners, LLC by virtue of receipt of shares as a result of the Fund Distributions.

F10 · shares: Includes 376,707 shares received by DFJ Growth 2013 Partners, LLC, 192,307 shares received by DFJ Growth III Partners, LLC, and 238,196 shares received by DFJ Growth Unity Partners, LLC.

F4 · ownership.nature: DFJ Growth 2013 Partners, LLC, the general partner of DFJ Growth 2013, L.P., may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth 2013, L.P. DFJ Growth 2013 Partners, LLC may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth 2013 Partners, LLC. Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the managing members of DFJ Growth 2013 Partners, LLC, may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.

F6 · ownership.nature: DFJ Growth III Partners, LLC, the general partner of DFJ Growth III, L.P., may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth III, L.P. DFJ Growth III Partners, LLC may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth III Partners, LLC. Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the managing members of DFJ Growth III Partners, LLC may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.

F8 · ownership.nature: DFJ Growth Unity Partners, LLC, the general partner of DFJ Growth Unity Investors, L.P., may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth Unity Investors, L.P. DFJ Growth Unity Partners, LLC may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth Unity Partners, LLC. Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the managing members of DFJ Growth Unity Partners, LLC may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.

F11 · ownership.nature: Includes 376,707 shares owned directly by DFJ Growth 2013 Partners, LLC, 192,307 shares owned directly by DFJ Growth III Partners, LLC, and 238,196 shares owned directly by DFJ Growth Unity Partners, LLC.

Read SEC document
February 05, 2021 Filed Feb 11, 2021 02:47 UTC OtherCommon Stock 5,210,162 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-020073 · tm216241d1_4.xml · nonDerivative · entry 1

Schuler Barry · CIK 0001506924 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 3,517,709

F1 · kind: Represents a pro-rata in-kind distribution of Common Stock of the Issuer by DFJ Growth 2013, L.P., DFJ Growth 2013 Parallel Fund, LLC, DFJ Growth Unity Investors, L.P., DFJ Growth III, L.P., and DFJ Growth III Parallel Fund, LLC, without consideration, to their respective members and partners (collectively, the "Fund Distributions").

F2 · shares: Includes 2,261,361 shares distributed by DFJ Growth 2013, L.P., 126,560 shares distributed by DFJ Growth 2013 Parallel Fund, LLC, 1,692,450 shares distributed by DFJ Growth Unity Investors, L.P., 1,076,691 shares distributed by DFJ Growth III, L.P. and 53,100 shares distributed by DFJ Growth III Parallel Fund, LLC.

F3 · ownership.nature: Includes 2,261,361 shares owned directly by DFJ Growth 2013, L.P., 126,559 shares owned directly by DFJ Growth 2013 Parallel Fund, LLC, 1,076,690 shares owned directly by DFJ Growth III, L.P. and 53,099 shares owned directly by DFJ Growth III Parallel Fund, LLC.

F4 · ownership.nature: DFJ Growth 2013 Partners, LLC, the general partner of DFJ Growth 2013, L.P., may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth 2013, L.P. DFJ Growth 2013 Partners, LLC may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth 2013 Partners, LLC. Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the managing members of DFJ Growth 2013 Partners, LLC, may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.

F5 · ownership.nature: Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the voting members of DFJ Growth 2013 Parallel Fund, LLC, may be deemed to have shared voting, investment and dispositive power over the shares held by DFJ Growth 2013 Parallel Fund, LLC. Such individuals disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.

F6 · ownership.nature: DFJ Growth III Partners, LLC, the general partner of DFJ Growth III, L.P., may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth III, L.P. DFJ Growth III Partners, LLC may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth III Partners, LLC. Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the managing members of DFJ Growth III Partners, LLC may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.

F7 · ownership.nature: Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the voting members of DFJ Growth III Parallel Fund, LLC, may be deemed to have shared voting, investment and dispositive power over the shares held by DFJ Growth III Parallel Fund, LLC. Such individuals disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.

F8 · ownership.nature: DFJ Growth Unity Partners, LLC, the general partner of DFJ Growth Unity Investors, L.P., may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth Unity Investors, L.P. DFJ Growth Unity Partners, LLC may be deemed to have sole voting, investment and dispositive power over the shares held by DFJ Growth Unity Partners, LLC. Mark Bailey, John Fisher, Randall Glein, and Barry Schuler, the managing members of DFJ Growth Unity Partners, LLC may be deemed to have shared voting, investment and dispositive power over such shares. Such individuals and entities disclaim beneficial ownership of such shares except to the extent of their pecuniary interest therein.

Read SEC document
February 04, 2021 Filed Feb 8, 2022 18:23 UTC
Downie CliveSVP & GM, Consumer
SaleCommon Stock 400 $100.72 $40,288.00
Disclosure

SEC source: 0001590494-22-000004 · wf-form4_164434462245602.xml · nonDerivative · entry 7

Downie Clive · CIK 0001590494 · SVP & GM, Consumer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,805

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.25 to $101.04, inclusive.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 20:38 UTC
Keene Ruth AnnSVP, CLO & GC & Corp Sec'y
Exercise / conversionStock Option (Right to Buy) · Derivative 11,000 $0.00 Strike: $3.69 $0.00
Disclosure

SEC source: 0001810806-21-000002 · wf-form4_160979269161427.xml · derivative · entry 2

Keene Ruth Ann · CIK 0001823981 · SVP, CLO & GC & Corp Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 228,032

Underlying: Common Stock · 11,000 shares

Expires 2026-09-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Fully vested.

Read SEC document
December 31, 2020 Filed Jan 4, 2021 20:38 UTC
Keene Ruth AnnSVP, CLO & GC & Corp Sec'y
Exercise / conversionCommon Stock 11,000 $3.69 $40,590.00
Disclosure

SEC source: 0001810806-21-000002 · wf-form4_160979269161427.xml · nonDerivative · entry 1

Keene Ruth Ann · CIK 0001823981 · SVP, CLO & GC & Corp Sec'y

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The shares were acquired in connection with an option exercise and are subject to a lock-up agreement executed by the Reporting Person in favor of the underwriters of the Issuer's initial public offering in September 2020.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 00:57 UTC
Jabal KimSVP and CFO
Exercise / conversionStock Option (Right to Buy) · Derivative 8,000 $0.00 Strike: $8.95 $0.00
Disclosure

SEC source: 0001810806-20-000037 · wf-form4_160799382372572.xml · derivative · entry 2

Jabal Kim · CIK 0001593830 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 701,489

Underlying: Common Stock · 8,000 shares

Expires 2029-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The underlying option is exercisable as follows: 25% of the shares subject to the option vested on March 4, 2020 and the balance vest in equal monthly installments thereafter for 36 months, subject to the reporting person's continued service through each vesting date.

Read SEC document
December 14, 2020 Filed Dec 15, 2020 00:57 UTC
Jabal KimSVP and CFO
Exercise / conversionCommon Stock 8,000 $8.95 $71,600.00
Disclosure

SEC source: 0001810806-20-000037 · wf-form4_160799382372572.xml · nonDerivative · entry 1

Jabal Kim · CIK 0001593830 · SVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The shares were acquired in connection with an option exercise and are subject to a lock-up agreement executed by the Reporting Person in favor of the underwriters of the Issuer's initial public offering in September 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.