Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 07, 2017 Filed Mar 8, 2017 18:31 UTC |
Eldred Charles NEXEC VP, CFO
|
Tax withholdingCommon Stock | 702 | $36.40 | $25,552.80 |
DisclosureSEC source: 0001562180-17-001195 · primarydocument.xml · nonDerivative · entry 2 Eldred Charles N · CIK 0001350048 · EXEC VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,804 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (1) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (1) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 18:31 UTC |
Eldred Charles NEXEC VP, CFO
|
Exercise / conversionCommon Stock | 1,498 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-001195 · primarydocument.xml · nonDerivative · entry 1 Eldred Charles N · CIK 0001350048 · EXEC VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,506 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2017. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2017. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 18:31 UTC |
Apodaca Patrick VSR VP, GEN COUNSEL & SECY
|
Exercise / conversionRestricted Stock Rights · Derivative | 877 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001192 · primarydocument.xml · derivative · entry 3 Apodaca Patrick V · CIK 0001478313 · SR VP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,087 Underlying: Common Stock · 877 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 18:31 UTC |
Apodaca Patrick VSR VP, GEN COUNSEL & SECY
|
Tax withholdingCommon Stock | 411 | $36.40 | $14,960.40 |
DisclosureSEC source: 0001562180-17-001192 · primarydocument.xml · nonDerivative · entry 2 Apodaca Patrick V · CIK 0001478313 · SR VP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,676 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (1) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (1) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 18:31 UTC |
Apodaca Patrick VSR VP, GEN COUNSEL & SECY
|
Exercise / conversionCommon Stock | 877 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-001192 · primarydocument.xml · nonDerivative · entry 1 Apodaca Patrick V · CIK 0001478313 · SR VP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,087 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2017. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2017. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 18:31 UTC |
Darnell Ronald N.SVP, PUBLIC POLICY
|
Exercise / conversionRestricted Stock Rights · Derivative | 590 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001193 · primarydocument.xml · derivative · entry 3 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,452 Underlying: Common Stock · 590 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 18:31 UTC |
Darnell Ronald N.SVP, PUBLIC POLICY
|
Tax withholdingCommon Stock | 277 | $36.40 | $10,082.80 |
DisclosureSEC source: 0001562180-17-001193 · primarydocument.xml · nonDerivative · entry 2 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,053 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (1) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (1) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 18:31 UTC |
Darnell Ronald N.SVP, PUBLIC POLICY
|
Exercise / conversionCommon Stock | 590 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-001193 · primarydocument.xml · nonDerivative · entry 1 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2017. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2017. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 18:31 UTC |
OLSON CHRIS MVP, Utility Operations
|
Exercise / conversionRestricted Stock Rights · Derivative | 2,581 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001190 · primarydocument.xml · derivative · entry 3 OLSON CHRIS M · CIK 0001699190 · VP, Utility Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,808 Underlying: Common Stock · 2,581 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 18:31 UTC |
OLSON CHRIS MVP, Utility Operations
|
Tax withholdingCommon Stock | 1,197 | $36.40 | $43,570.80 |
DisclosureSEC source: 0001562180-17-001190 · primarydocument.xml · nonDerivative · entry 2 OLSON CHRIS M · CIK 0001699190 · VP, Utility Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,984 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (1) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (1) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 18:31 UTC |
OLSON CHRIS MVP, Utility Operations
|
Exercise / conversionCommon Stock | 2,581 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-001190 · primarydocument.xml · nonDerivative · entry 1 OLSON CHRIS M · CIK 0001699190 · VP, Utility Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,181 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2017. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2017. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 18:31 UTC |
TARRY JOSEPH DONVP, Finance and Controller
|
Exercise / conversionRestricted Stock Rights · Derivative | 393 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001191 · primarydocument.xml · derivative · entry 4 TARRY JOSEPH DON · CIK 0001637037 · VP, Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,282 Underlying: Common Stock · 393 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 18:31 UTC |
TARRY JOSEPH DONVP, Finance and Controller
|
SaleCommon Stock | 2,000 | $36.40 | $72,800.00 |
DisclosureSEC source: 0001562180-17-001191 · primarydocument.xml · nonDerivative · entry 3 TARRY JOSEPH DON · CIK 0001637037 · VP, Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,293 Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 18:31 UTC |
TARRY JOSEPH DONVP, Finance and Controller
|
Tax withholdingCommon Stock | 185 | $36.40 | $6,734.00 |
DisclosureSEC source: 0001562180-17-001191 · primarydocument.xml · nonDerivative · entry 2 TARRY JOSEPH DON · CIK 0001637037 · VP, Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,293 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (1) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (1) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. Read SEC document |
| March 07, 2017 Filed Mar 8, 2017 18:31 UTC |
TARRY JOSEPH DONVP, Finance and Controller
|
Exercise / conversionCommon Stock | 393 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-001191 · primarydocument.xml · nonDerivative · entry 1 TARRY JOSEPH DON · CIK 0001637037 · VP, Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,478 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2017. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2017. Read SEC document |
| March 06, 2017 Filed Mar 7, 2017 18:54 UTC |
Eldred Charles NEXEC VP, CFO
|
SaleCommon Stock | 4,000 | $36.40 | $145,582.40 |
DisclosureSEC source: 0001562180-17-001154 · primarydocument.xml · nonDerivative · entry 7 Eldred Charles N · CIK 0001350048 · EXEC VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,008 F7 · security: Includes shares sold to provide a source of funds for payment of certain additional tax obligations of the reporting person. F8 · price: This transaction was executed in multiple trades at prices ranging from $36.375 USD to $36.425 USD; the price reported above reflects the weighted average sale price. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 18:54 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
Exercise / conversionRestricted Stock Rights · Derivative | 4,832 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001150 · primarydocument.xml · derivative · entry 9 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,818 Underlying: Common Stock · 4,832 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F9 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F9 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 18:54 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
Tax withholdingCommon Stock | 2,264 | $36.30 | $82,183.20 |
DisclosureSEC source: 0001562180-17-001150 · primarydocument.xml · nonDerivative · entry 6 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,638 F6 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (5) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. F6 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (5) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 18:54 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
Exercise / conversionCommon Stock | 4,832 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-001150 · primarydocument.xml · nonDerivative · entry 5 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,902 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 5, 2017. F5 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 5, 2017. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 18:54 UTC |
Eldred Charles NEXEC VP, CFO
|
Exercise / conversionRestricted Stock Rights · Derivative | 1,602 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001154 · primarydocument.xml · derivative · entry 10 Eldred Charles N · CIK 0001350048 · EXEC VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,231 Underlying: Common Stock · 1,602 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F11 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F11 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 18:54 UTC |
Eldred Charles NEXEC VP, CFO
|
Tax withholdingCommon Stock | 751 | $36.30 | $27,261.30 |
DisclosureSEC source: 0001562180-17-001154 · primarydocument.xml · nonDerivative · entry 6 Eldred Charles N · CIK 0001350048 · EXEC VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,008 F6 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (5) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. F6 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (5) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 18:54 UTC |
Eldred Charles NEXEC VP, CFO
|
Exercise / conversionCommon Stock | 1,602 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-001154 · primarydocument.xml · nonDerivative · entry 5 Eldred Charles N · CIK 0001350048 · EXEC VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,759 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 5, 2017. F5 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 5, 2017. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 18:54 UTC |
TARRY JOSEPH DONVP, Finance and Controller
|
Exercise / conversionRestricted Stock Rights · Derivative | 401 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001153 · primarydocument.xml · derivative · entry 8 TARRY JOSEPH DON · CIK 0001637037 · VP, Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,603 Underlying: Common Stock · 401 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F8 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F8 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 18:54 UTC |
TARRY JOSEPH DONVP, Finance and Controller
|
Tax withholdingCommon Stock | 188 | $36.30 | $6,824.40 |
DisclosureSEC source: 0001562180-17-001153 · primarydocument.xml · nonDerivative · entry 6 TARRY JOSEPH DON · CIK 0001637037 · VP, Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,085 F6 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (5) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. F6 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (5) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 18:54 UTC |
TARRY JOSEPH DONVP, Finance and Controller
|
Exercise / conversionCommon Stock | 401 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-001153 · primarydocument.xml · nonDerivative · entry 5 TARRY JOSEPH DON · CIK 0001637037 · VP, Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,273 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 5, 2017. F5 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 5, 2017. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 18:54 UTC |
Darnell Ronald N.SVP, PUBLIC POLICY
|
Exercise / conversionRestricted Stock Rights · Derivative | 801 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001152 · primarydocument.xml · derivative · entry 8 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,448 Underlying: Common Stock · 801 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F8 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F8 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 18:54 UTC |
Darnell Ronald N.SVP, PUBLIC POLICY
|
Tax withholdingCommon Stock | 376 | $36.30 | $13,648.80 |
DisclosureSEC source: 0001562180-17-001152 · primarydocument.xml · nonDerivative · entry 6 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,740 F6 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (5) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. F6 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (5) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 18:54 UTC |
Darnell Ronald N.SVP, PUBLIC POLICY
|
Exercise / conversionCommon Stock | 801 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-001152 · primarydocument.xml · nonDerivative · entry 5 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 5, 2017. F5 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 5, 2017. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 18:54 UTC |
Apodaca Patrick VSR VP, GEN COUNSEL & SECY
|
Exercise / conversionRestricted Stock Rights · Derivative | 992 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001151 · primarydocument.xml · derivative · entry 8 Apodaca Patrick V · CIK 0001478313 · SR VP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,593 Underlying: Common Stock · 992 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F8 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F8 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 18:54 UTC |
Apodaca Patrick VSR VP, GEN COUNSEL & SECY
|
Tax withholdingCommon Stock | 465 | $36.30 | $16,879.50 |
DisclosureSEC source: 0001562180-17-001151 · primarydocument.xml · nonDerivative · entry 6 Apodaca Patrick V · CIK 0001478313 · SR VP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,210 F6 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (5) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. F6 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (5) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. Read SEC document |
| March 05, 2017 Filed Mar 7, 2017 18:54 UTC |
Apodaca Patrick VSR VP, GEN COUNSEL & SECY
|
Exercise / conversionCommon Stock | 992 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-001151 · primarydocument.xml · nonDerivative · entry 5 Apodaca Patrick V · CIK 0001478313 · SR VP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,675 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 5, 2017. F5 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 5, 2017. Read SEC document |
| March 04, 2017 Filed Mar 7, 2017 18:54 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
Exercise / conversionRestricted Stock Rights · Derivative | 5,530 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001150 · primarydocument.xml · derivative · entry 8 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,650 Underlying: Common Stock · 5,530 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F9 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F9 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 04, 2017 Filed Mar 7, 2017 18:54 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
Tax withholdingCommon Stock | 2,591 | $36.30 | $94,053.30 |
DisclosureSEC source: 0001562180-17-001150 · primarydocument.xml · nonDerivative · entry 4 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 343,070 F4 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (3) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. F4 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (3) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. Read SEC document |
| March 04, 2017 Filed Mar 7, 2017 18:54 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
Exercise / conversionCommon Stock | 5,530 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-001150 · primarydocument.xml · nonDerivative · entry 3 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 345,661 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 4, 2017. F3 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 4, 2017. Read SEC document |
| March 04, 2017 Filed Mar 7, 2017 18:54 UTC |
Eldred Charles NEXEC VP, CFO
|
Exercise / conversionRestricted Stock Rights · Derivative | 1,569 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001154 · primarydocument.xml · derivative · entry 9 Eldred Charles N · CIK 0001350048 · EXEC VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,833 Underlying: Common Stock · 1,569 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F11 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F11 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 04, 2017 Filed Mar 7, 2017 18:54 UTC |
Eldred Charles NEXEC VP, CFO
|
Tax withholdingCommon Stock | 736 | $36.30 | $26,716.80 |
DisclosureSEC source: 0001562180-17-001154 · primarydocument.xml · nonDerivative · entry 4 Eldred Charles N · CIK 0001350048 · EXEC VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,157 F4 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (3) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. F4 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (3) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. Read SEC document |
| March 04, 2017 Filed Mar 7, 2017 18:54 UTC |
Eldred Charles NEXEC VP, CFO
|
Exercise / conversionCommon Stock | 1,569 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-001154 · primarydocument.xml · nonDerivative · entry 3 Eldred Charles N · CIK 0001350048 · EXEC VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 96,893 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 4, 2017. F3 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 4, 2017. Read SEC document |
| March 04, 2017 Filed Mar 7, 2017 18:54 UTC |
TARRY JOSEPH DONVP, Finance and Controller
|
Tax withholdingCommon Stock | 200 | $36.30 | $7,260.00 |
DisclosureSEC source: 0001562180-17-001153 · primarydocument.xml · nonDerivative · entry 4 TARRY JOSEPH DON · CIK 0001637037 · VP, Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,872 F4 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (3) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. F4 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (3) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. Read SEC document |
| March 04, 2017 Filed Mar 7, 2017 18:54 UTC |
TARRY JOSEPH DONVP, Finance and Controller
|
Exercise / conversionCommon Stock | 425 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-001153 · primarydocument.xml · nonDerivative · entry 3 TARRY JOSEPH DON · CIK 0001637037 · VP, Finance and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,072 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 4, 2017. F3 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 4, 2017. Read SEC document |
| March 04, 2017 Filed Mar 7, 2017 18:54 UTC |
Darnell Ronald N.SVP, PUBLIC POLICY
|
Tax withholdingCommon Stock | 319 | $36.30 | $11,579.70 |
DisclosureSEC source: 0001562180-17-001152 · primarydocument.xml · nonDerivative · entry 4 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,315 F4 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (3) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. F4 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (3) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. Read SEC document |
| March 04, 2017 Filed Mar 7, 2017 18:54 UTC |
Darnell Ronald N.SVP, PUBLIC POLICY
|
Exercise / conversionCommon Stock | 679 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-001152 · primarydocument.xml · nonDerivative · entry 3 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,634 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 4, 2017. F3 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 4, 2017. Read SEC document |
| March 04, 2017 Filed Mar 7, 2017 18:54 UTC |
Apodaca Patrick VSR VP, GEN COUNSEL & SECY
|
Tax withholdingCommon Stock | 451 | $36.30 | $16,371.30 |
DisclosureSEC source: 0001562180-17-001151 · primarydocument.xml · nonDerivative · entry 4 Apodaca Patrick V · CIK 0001478313 · SR VP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,683 F4 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (3) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. F4 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the vesting and settlement of the restricted stock rights award described in (3) above. The company utilizes a modified "share withholding" approach in connection with settling awards of restricted stock rights, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the restricted stock right award at the prevailing market price. Only these "net shares" are delivered to the recipient of the vested restricted stock rights award. Read SEC document |
| March 04, 2017 Filed Mar 7, 2017 18:54 UTC |
Apodaca Patrick VSR VP, GEN COUNSEL & SECY
|
Exercise / conversionCommon Stock | 961 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-001151 · primarydocument.xml · nonDerivative · entry 3 Apodaca Patrick V · CIK 0001478313 · SR VP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,134 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 4, 2017. F3 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 4, 2017. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 18:54 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
GrantRestricted Stock Rights · Derivative | 13,884 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001150 · primarydocument.xml · derivative · entry 7 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,180 Underlying: Common Stock · 13,884 shares Expires not disclosed F7 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F8 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning one year from March 7, 2017. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F8 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning one year from March 7, 2017. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 18:54 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
Tax withholdingCommon Stock | 58,595 | $36.30 | $2,126,998.50 |
DisclosureSEC source: 0001562180-17-001150 · primarydocument.xml · nonDerivative · entry 2 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,131 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of the performance share awards described in (1) above. The company utilizes a modified "share withholding" approach in connection with settling awards of performance shares, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the performance share award at the prevailing market price. Only these "net shares" are delivered to the recipient of the performance share award. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of the performance share awards described in (1) above. The company utilizes a modified "share withholding" approach in connection with settling awards of performance shares, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the performance share award at the prevailing market price. Only these "net shares" are delivered to the recipient of the performance share award. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 18:54 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
GrantCommon Stock | 125,069 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-001150 · primarydocument.xml · nonDerivative · entry 1 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,726 F1 · security: The following performance shares were earned as of December 31, 2016 and settled on March 3, 2017: (1) 25,069 shares earned for the 2014-2016 performance period and (2) 100,000 shares earned under a special performance based retention award. F1 · price: The following performance shares were earned as of December 31, 2016 and settled on March 3, 2017: (1) 25,069 shares earned for the 2014-2016 performance period and (2) 100,000 shares earned under a special performance based retention award. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 18:54 UTC |
OLSON CHRIS MVP, Utility Operations
|
GrantRestricted Stock Rights · Derivative | 985 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001155 · primarydocument.xml · derivative · entry 2 OLSON CHRIS M · CIK 0001699190 · VP, Utility Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,389 Underlying: Common Stock · 985 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F2 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning one year from March 7, 2017. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F2 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning one year from March 7, 2017. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 18:54 UTC |
Eldred Charles NEXEC VP, CFO
|
GrantRestricted Stock Rights · Derivative | 4,169 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-17-001154 · primarydocument.xml · derivative · entry 8 Eldred Charles N · CIK 0001350048 · EXEC VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,402 Underlying: Common Stock · 4,169 shares Expires not disclosed F9 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F10 · derivative.exercise_date: The restricted stock units vest in three equal annual installments beginning one year from March 7, 2017. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F10 · derivative.expiration_date: The restricted stock units vest in three equal annual installments beginning one year from March 7, 2017. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 18:54 UTC |
Eldred Charles NEXEC VP, CFO
|
Tax withholdingCommon Stock | 3,987 | $36.30 | $144,728.10 |
DisclosureSEC source: 0001562180-17-001154 · primarydocument.xml · nonDerivative · entry 2 Eldred Charles N · CIK 0001350048 · EXEC VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,324 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of the performance share awards described in (1) above. The company utilizes a modified "share withholding" approach in connection with settling awards of performance shares, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the performance share award at the prevailing market price. Only these "net shares" are delivered to the recipient of the performance share award. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of the performance share awards described in (1) above. The company utilizes a modified "share withholding" approach in connection with settling awards of performance shares, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of the performance share award at the prevailing market price. Only these "net shares" are delivered to the recipient of the performance share award. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 18:54 UTC |
Eldred Charles NEXEC VP, CFO
|
GrantCommon Stock | 10,156 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-17-001154 · primarydocument.xml · nonDerivative · entry 1 Eldred Charles N · CIK 0001350048 · EXEC VP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,311 F1 · security: The following performance shares were earned as of December 31, 2016 and settled on March 3, 2017: (1) 7,402 shares earned for the 2014-2016 performance period and (2) 2,754 shares earned under a special performance based retention award. F1 · price: The following performance shares were earned as of December 31, 2016 and settled on March 3, 2017: (1) 7,402 shares earned for the 2014-2016 performance period and (2) 2,754 shares earned under a special performance based retention award. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.