Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC |
Darnell Ronald N.SVP, PUBLIC POLICY
|
Exercise / conversionRestricted Stock Rights · Derivative | 573 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001834 · primarydocument.xml · derivative · entry 10 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,109 Underlying: Common Stock · 573 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC |
Darnell Ronald N.SVP, PUBLIC POLICY
|
Exercise / conversionRestricted Stock Rights · Derivative | 531 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001834 · primarydocument.xml · derivative · entry 9 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,682 Underlying: Common Stock · 531 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC |
Darnell Ronald N.SVP, PUBLIC POLICY
|
Exercise / conversionRestricted Stock Rights · Derivative | 589 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001834 · primarydocument.xml · derivative · entry 8 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,213 Underlying: Common Stock · 589 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC |
Darnell Ronald N.SVP, PUBLIC POLICY
|
Tax withholdingCommon Stock | 185 | $44.94 | $8,313.90 |
DisclosureSEC source: 0001562180-19-001834 · primarydocument.xml · nonDerivative · entry 7 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,192 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC |
Darnell Ronald N.SVP, PUBLIC POLICY
|
Exercise / conversionCommon Stock | 573 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-001834 · primarydocument.xml · nonDerivative · entry 6 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,377 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC |
Darnell Ronald N.SVP, PUBLIC POLICY
|
Tax withholdingCommon Stock | 172 | $44.94 | $7,729.68 |
DisclosureSEC source: 0001562180-19-001834 · primarydocument.xml · nonDerivative · entry 5 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,804 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC |
Darnell Ronald N.SVP, PUBLIC POLICY
|
Exercise / conversionCommon Stock | 531 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-001834 · primarydocument.xml · nonDerivative · entry 4 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,976 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC |
Darnell Ronald N.SVP, PUBLIC POLICY
|
Tax withholdingCommon Stock | 190 | $44.94 | $8,538.60 |
DisclosureSEC source: 0001562180-19-001834 · primarydocument.xml · nonDerivative · entry 3 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,445 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC |
Darnell Ronald N.SVP, PUBLIC POLICY
|
Exercise / conversionCommon Stock | 589 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-001834 · primarydocument.xml · nonDerivative · entry 2 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,635 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC |
Eldred Charles NEVP, CFO
|
Exercise / conversionRestricted Stock Rights · Derivative | 1,450 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001832 · primarydocument.xml · derivative · entry 12 Eldred Charles N · CIK 0001350048 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,943 Underlying: Common Stock · 1,450 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F8 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F8 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC |
Eldred Charles NEVP, CFO
|
Exercise / conversionRestricted Stock Rights · Derivative | 1,390 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001832 · primarydocument.xml · derivative · entry 11 Eldred Charles N · CIK 0001350048 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,393 Underlying: Common Stock · 1,390 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F8 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F8 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC |
Eldred Charles NEVP, CFO
|
Exercise / conversionRestricted Stock Rights · Derivative | 1,498 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001832 · primarydocument.xml · derivative · entry 10 Eldred Charles N · CIK 0001350048 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,783 Underlying: Common Stock · 1,498 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F8 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F8 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC |
Eldred Charles NEVP, CFO
|
SaleCommon Stock | 6,000 | $44.69 | $268,140.00 |
DisclosureSEC source: 0001562180-19-001832 · primarydocument.xml · nonDerivative · entry 8 Eldred Charles N · CIK 0001350048 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,226 F2 · price: Includes shares sold to provide a source of funds for payment of certain additional tax obligations of the reporting person. F5 · price: Price represents a weighted average fill price ranging from $44.66 to $44.70. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC |
Eldred Charles NEVP, CFO
|
Tax withholdingCommon Stock | 468 | $44.94 | $21,031.92 |
DisclosureSEC source: 0001562180-19-001832 · primarydocument.xml · nonDerivative · entry 7 Eldred Charles N · CIK 0001350048 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,226 F4 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. F4 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC |
Eldred Charles NEVP, CFO
|
Exercise / conversionCommon Stock | 1,450 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-001832 · primarydocument.xml · nonDerivative · entry 6 Eldred Charles N · CIK 0001350048 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 111,694 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. F3 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC |
Eldred Charles NEVP, CFO
|
Tax withholdingCommon Stock | 449 | $44.94 | $20,178.06 |
DisclosureSEC source: 0001562180-19-001832 · primarydocument.xml · nonDerivative · entry 5 Eldred Charles N · CIK 0001350048 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,244 F4 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. F4 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC |
Eldred Charles NEVP, CFO
|
Exercise / conversionCommon Stock | 1,390 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-001832 · primarydocument.xml · nonDerivative · entry 4 Eldred Charles N · CIK 0001350048 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,693 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. F3 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC |
Eldred Charles NEVP, CFO
|
Tax withholdingCommon Stock | 484 | $44.94 | $21,750.96 |
DisclosureSEC source: 0001562180-19-001832 · primarydocument.xml · nonDerivative · entry 3 Eldred Charles N · CIK 0001350048 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,303 F4 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. F4 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC |
Eldred Charles NEVP, CFO
|
Exercise / conversionCommon Stock | 1,498 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-001832 · primarydocument.xml · nonDerivative · entry 2 Eldred Charles N · CIK 0001350048 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,787 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. F3 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC |
OLSON CHRIS MSVP, UTILITY OPERATIONS
|
Exercise / conversionRestricted Stock Rights · Derivative | 333 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001831 · primarydocument.xml · derivative · entry 9 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,701 Underlying: Common Stock · 333 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC |
OLSON CHRIS MSVP, UTILITY OPERATIONS
|
Exercise / conversionRestricted Stock Rights · Derivative | 328 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001831 · primarydocument.xml · derivative · entry 8 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,034 Underlying: Common Stock · 328 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC |
OLSON CHRIS MSVP, UTILITY OPERATIONS
|
Exercise / conversionRestricted Stock Rights · Derivative | 1,036 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001831 · primarydocument.xml · derivative · entry 7 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,362 Underlying: Common Stock · 1,036 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F4 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F4 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC |
OLSON CHRIS MSVP, UTILITY OPERATIONS
|
Tax withholdingCommon Stock | 148 | $44.94 | $6,651.12 |
DisclosureSEC source: 0001562180-19-001831 · primarydocument.xml · nonDerivative · entry 6 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,400 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC |
OLSON CHRIS MSVP, UTILITY OPERATIONS
|
Exercise / conversionCommon Stock | 333 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-001831 · primarydocument.xml · nonDerivative · entry 5 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,548 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC |
OLSON CHRIS MSVP, UTILITY OPERATIONS
|
Tax withholdingCommon Stock | 146 | $44.94 | $6,561.24 |
DisclosureSEC source: 0001562180-19-001831 · primarydocument.xml · nonDerivative · entry 4 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,215 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC |
OLSON CHRIS MSVP, UTILITY OPERATIONS
|
Exercise / conversionCommon Stock | 328 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-001831 · primarydocument.xml · nonDerivative · entry 3 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC |
OLSON CHRIS MSVP, UTILITY OPERATIONS
|
Tax withholdingCommon Stock | 459 | $44.94 | $20,627.46 |
DisclosureSEC source: 0001562180-19-001831 · primarydocument.xml · nonDerivative · entry 2 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,033 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2019 Filed Mar 8, 2019 22:54 UTC |
OLSON CHRIS MSVP, UTILITY OPERATIONS
|
Exercise / conversionCommon Stock | 1,036 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-001831 · primarydocument.xml · nonDerivative · entry 1 OLSON CHRIS M · CIK 0001699190 · SVP, UTILITY OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,492 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 18:03 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
Exercise / conversionRestricted Stock Rights · Derivative | 5,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001837 · primarydocument.xml · derivative · entry 17 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,017 Underlying: Common Stock · 5,172 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 18:03 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
Exercise / conversionRestricted Stock Rights · Derivative | 4,628 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001837 · primarydocument.xml · derivative · entry 16 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,189 Underlying: Common Stock · 4,628 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 18:03 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
Exercise / conversionRestricted Stock Rights · Derivative | 4,801 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001837 · primarydocument.xml · derivative · entry 15 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,817 Underlying: Common Stock · 4,801 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 18:03 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
Tax withholdingCommon Stock | 2,289 | $44.94 | $102,867.66 |
DisclosureSEC source: 0001562180-19-001837 · primarydocument.xml · nonDerivative · entry 6 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,186 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 18:03 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
Exercise / conversionCommon Stock | 5,172 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-001837 · primarydocument.xml · nonDerivative · entry 5 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,475 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 18:03 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
Tax withholdingCommon Stock | 2,048 | $44.94 | $92,037.12 |
DisclosureSEC source: 0001562180-19-001837 · primarydocument.xml · nonDerivative · entry 4 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 465,303 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 18:03 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
Exercise / conversionCommon Stock | 4,628 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-001837 · primarydocument.xml · nonDerivative · entry 3 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 18:03 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
Tax withholdingCommon Stock | 2,125 | $44.94 | $95,497.50 |
DisclosureSEC source: 0001562180-19-001837 · primarydocument.xml · nonDerivative · entry 2 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 462,723 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 18:03 UTC |
COLLAWN PATRICIA KDirector · CHAIRMAN, PRESIDENT AND CEO
|
Exercise / conversionCommon Stock | 4,801 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-001837 · primarydocument.xml · nonDerivative · entry 1 COLLAWN PATRICIA K · CIK 0001083786 · Director · CHAIRMAN, PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 464,848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 18:03 UTC |
TARRY JOSEPH DONVP, CONTROLLER AND TREASURER
|
Exercise / conversionRestricted Stock Rights · Derivative | 373 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001838 · primarydocument.xml · derivative · entry 11 TARRY JOSEPH DON · CIK 0001637037 · VP, CONTROLLER AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,066 Underlying: Common Stock · 373 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 18:03 UTC |
TARRY JOSEPH DONVP, CONTROLLER AND TREASURER
|
Exercise / conversionRestricted Stock Rights · Derivative | 357 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001838 · primarydocument.xml · derivative · entry 10 TARRY JOSEPH DON · CIK 0001637037 · VP, CONTROLLER AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,439 Underlying: Common Stock · 357 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 18:03 UTC |
TARRY JOSEPH DONVP, CONTROLLER AND TREASURER
|
Exercise / conversionRestricted Stock Rights · Derivative | 392 | $0.00 | $0.00 |
DisclosureSEC source: 0001562180-19-001838 · primarydocument.xml · derivative · entry 9 TARRY JOSEPH DON · CIK 0001637037 · VP, CONTROLLER AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,796 Underlying: Common Stock · 392 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock right represents a contingent right to receive one share of PNM Resources, Inc. common stock. F5 · derivative.exercise_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). F5 · derivative.expiration_date: The restricted stock units vest in three equal annual installments. Vested shares will be delivered to the reporting person on the applicable vesting dates (or, if the company is in a blackout period under its insider trading policy on any vesting date, at a later date after such blackout period ends). Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 18:03 UTC |
TARRY JOSEPH DONVP, CONTROLLER AND TREASURER
|
SaleCommon Stock | 1,092 | $44.89 | $49,019.88 |
DisclosureSEC source: 0001562180-19-001838 · primarydocument.xml · nonDerivative · entry 7 TARRY JOSEPH DON · CIK 0001637037 · VP, CONTROLLER AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,022 F3 · price: Price represents a weighted average fill price ranging from $44.88 to $44.90. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 18:03 UTC |
TARRY JOSEPH DONVP, CONTROLLER AND TREASURER
|
Tax withholdingCommon Stock | 166 | $44.94 | $7,460.04 |
DisclosureSEC source: 0001562180-19-001838 · primarydocument.xml · nonDerivative · entry 6 TARRY JOSEPH DON · CIK 0001637037 · VP, CONTROLLER AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,114 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 18:03 UTC |
TARRY JOSEPH DONVP, CONTROLLER AND TREASURER
|
Exercise / conversionCommon Stock | 373 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-001838 · primarydocument.xml · nonDerivative · entry 5 TARRY JOSEPH DON · CIK 0001637037 · VP, CONTROLLER AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,280 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 18:03 UTC |
TARRY JOSEPH DONVP, CONTROLLER AND TREASURER
|
Tax withholdingCommon Stock | 158 | $44.94 | $7,100.52 |
DisclosureSEC source: 0001562180-19-001838 · primarydocument.xml · nonDerivative · entry 4 TARRY JOSEPH DON · CIK 0001637037 · VP, CONTROLLER AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,907 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 18:03 UTC |
TARRY JOSEPH DONVP, CONTROLLER AND TREASURER
|
Exercise / conversionCommon Stock | 357 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-001838 · primarydocument.xml · nonDerivative · entry 3 TARRY JOSEPH DON · CIK 0001637037 · VP, CONTROLLER AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 18:03 UTC |
TARRY JOSEPH DONVP, CONTROLLER AND TREASURER
|
Tax withholdingCommon Stock | 174 | $44.94 | $7,819.56 |
DisclosureSEC source: 0001562180-19-001838 · primarydocument.xml · nonDerivative · entry 2 TARRY JOSEPH DON · CIK 0001637037 · VP, CONTROLLER AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,708 F2 · security: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. F2 · price: Represents shares withheld by PNM Resources, Inc. to satisfy the tax withholding obligations arising in connection with the settlement of equity awards. The company utilizes a modified "share withholding" approach in connection with settling equity awards, in which it (i) withholds (in cash) an amount to satisfy tax withholding obligations and remits such amount to the relevant tax authorities, and (ii) directs a designated broker to purchase on the open market the number of shares of the company's common stock that can be acquired with the after-tax value of equity awards at the prevailing market price. Only these "net shares" are delivered to the recipient of the equity awards. Read SEC document |
| March 07, 2019 Filed Mar 11, 2019 18:03 UTC |
TARRY JOSEPH DONVP, CONTROLLER AND TREASURER
|
Exercise / conversionCommon Stock | 392 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001562180-19-001838 · primarydocument.xml · nonDerivative · entry 1 TARRY JOSEPH DON · CIK 0001637037 · VP, CONTROLLER AND TREASURER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,882 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. F1 · price: Represents the portions of previous awards of restricted stock rights that vested effective as of March 7, 2019. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 22:54 UTC |
Apodaca Patrick VSVP, GEN COUNSEL & SECY
|
SaleCommon Stock | 4,800 | $44.32 | $212,736.00 |
DisclosureSEC source: 0001562180-19-001833 · primarydocument.xml · nonDerivative · entry 1 Apodaca Patrick V · CIK 0001478313 · SVP, GEN COUNSEL & SECY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,258 F1 · price: Price represents a weighted average fill price ranging from $44.26 to $44.385. Read SEC document |
| March 06, 2019 Filed Mar 8, 2019 22:54 UTC |
Eldred Charles NEVP, CFO
|
SaleCommon Stock | 5,061 | $44.23 | $223,848.03 |
DisclosureSEC source: 0001562180-19-001832 · primarydocument.xml · nonDerivative · entry 1 Eldred Charles N · CIK 0001350048 · EVP, CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,289 F1 · price: Price represents a weighted average fill price ranging from $44.18 to $44.26. F2 · price: Includes shares sold to provide a source of funds for payment of certain additional tax obligations of the reporting person. Read SEC document |
| March 05, 2019 Filed Mar 8, 2019 22:54 UTC |
Darnell Ronald N.SVP, PUBLIC POLICY
|
SaleCommon Stock | 5,000 | $44.66 | $223,300.00 |
DisclosureSEC source: 0001562180-19-001834 · primarydocument.xml · nonDerivative · entry 1 Darnell Ronald N. · CIK 0001536511 · SVP, PUBLIC POLICY 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,046 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.