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TXMD

TherapeuticsMD, Inc.

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7541
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0000025743
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242

Last 12 months

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1 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202500
Dec 202510
Jan 202600
Feb 202600
Mar 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 02, 2018 Filed Jul 5, 2018 21:04 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $6.35 $0.00
Disclosure

SEC source: 0001387131-18-003032 · thompson-form4_070218.xml · derivative · entry 1

Thompson Tommy G · CIK 0001324863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2028-07-02

Read SEC document
July 02, 2018 Filed Jul 5, 2018 21:03 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $6.35 $0.00
Disclosure

SEC source: 0001387131-18-003031 · segal-form4_070218.xml · derivative · entry 1

SEGAL NICHOLAS · CIK 0001543494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-07-02

Read SEC document
July 02, 2018 Filed Jul 5, 2018 21:02 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $6.35 $0.00
Disclosure

SEC source: 0001387131-18-003030 · russell-form4_070218.xml · derivative · entry 1

Russell Angus C. · CIK 0001534002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-07-02

Read SEC document
July 02, 2018 Filed Jul 5, 2018 21:01 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $6.35 $0.00
Disclosure

SEC source: 0001387131-18-003029 · musing-form4_070218.xml · derivative · entry 1

MUSING JULES A. · CIK 0001524216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-07-02

Read SEC document
July 02, 2018 Filed Jul 5, 2018 21:01 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $6.35 $0.00
Disclosure

SEC source: 0001387131-18-003028 · lapenta-form4_070218.xml · derivative · entry 1

LaPenta Robert V Jr · CIK 0001543405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-07-02

Read SEC document
July 02, 2018 Filed Jul 5, 2018 21:00 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $6.35 $0.00
Disclosure

SEC source: 0001387131-18-003027 · collins-form4_070218.xml · derivative · entry 1

Collins Cooper C. · CIK 0001485508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-07-02

Read SEC document
July 02, 2018 Filed Jul 5, 2018 21:00 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $6.35 $0.00
Disclosure

SEC source: 0001387131-18-003026 · carroll-form4_070218.xml · derivative · entry 1

CARROLL J MARTIN · CIK 0001279901 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-07-02

Read SEC document
July 02, 2018 Filed Jul 5, 2018 21:00 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $6.35 $0.00
Disclosure

SEC source: 0001387131-18-003025 · barlow-form4_070218.xml · derivative · entry 1

Barlow Jane F · CIK 0001736026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-07-02

Read SEC document
April 17, 2018 Filed Apr 18, 2018 21:20 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $5.72 $0.00
Disclosure

SEC source: 0001387131-18-001647 · barlow-form4_041718.xml · derivative · entry 1

Barlow Jane F · CIK 0001736026 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2028-04-17

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:50 UTC
Finizio Robert GDirector · CEO · 10% owner
GrantNon-Qualified Stock Option (right to buy) · Derivative 440,000 $0.00 Strike: $5.16 $0.00
Disclosure

SEC source: 0001387131-18-001129 · finizio-form4_031518.xml · derivative · entry 1

Finizio Robert G · CIK 0001532235 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 440,000

Underlying: Common Stock · 440,000 shares

Expires 2028-03-15

F1 · derivative.exercise_date: Underlying shares vest as follows: 146,667 shares on the first anniversary date of the grant, 146,667 shares on the second anniversary date of the grant, and 146,666 shares on the third anniversary date of the grant.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:48 UTC
Krassan MitchellChief Strategy Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 170,000 $0.00 Strike: $5.16 $0.00
Disclosure

SEC source: 0001387131-18-001127 · krassan-form4_031518.xml · derivative · entry 1

Krassan Mitchell · CIK 0001532232 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,000

Underlying: Common Stock · 170,000 shares

Expires 2028-03-15

F1 · derivative.exercise_date: Underlying shares vest as follows: 56,667 shares on the first anniversary date of the grant, 56,667 shares on the second anniversary date of the grant, and 56,666 shares on the third anniversary date of the grant.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:45 UTC
Donegan Michael CVice President Finance
GrantNon-Qualified Stock Option (right to buy) · Derivative 100,000 $0.00 Strike: $5.16 $0.00
Disclosure

SEC source: 0001387131-18-001125 · donegan-form4_031518.xml · derivative · entry 1

Donegan Michael C · CIK 0001627810 · Vice President Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2028-03-15

F1 · derivative.exercise_date: Underlying shares vest as follows: 33,334 shares on the first anniversary date of the grant, 33,333 shares on the second anniversary date of the grant, and 33,333 shares on the third anniversary date of the grant.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:42 UTC
Cartwright Daniel AChief Financial Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 170,000 $0.00 Strike: $5.16 $0.00
Disclosure

SEC source: 0001387131-18-001123 · cartwright-form4_031518.xml · derivative · entry 1

Cartwright Daniel A · CIK 0001532231 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,000

Underlying: Common Stock · 170,000 shares

Expires 2028-03-15

F1 · derivative.exercise_date: Underlying shares vest as follows: 56,667 shares on the first anniversary date of the grant, 56,667 shares on the second anniversary date of the grant, and 56,666 shares on the third anniversary date of the grant.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:38 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 170,000 $0.00 Strike: $5.16 $0.00
Disclosure

SEC source: 0001387131-18-001121 · bernick-form4_031518.xml · derivative · entry 1

Bernick Brian · CIK 0001532233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,000

Underlying: Common Stock · 170,000 shares

Expires 2028-03-15

F1 · derivative.exercise_date: Underlying shares vest as follows: 56,667 shares on the first anniversary date of the grant, 56,667 shares on the second anniversary date of the grant, and 56,666 shares on the third anniversary date of the grant.

Read SEC document
March 15, 2018 Filed Mar 19, 2018 21:37 UTC
Milligan John C.K. IVDirector · President/Secretary
GrantNon-Qualified Stock Option (right to buy) · Derivative 270,000 $0.00 Strike: $5.16 $0.00
Disclosure

SEC source: 0001387131-18-001119 · milligan-form4_031518.xml · derivative · entry 1

Milligan John C.K. IV · CIK 0001532230 · Director · President/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 270,000

Underlying: Common Stock · 270,000 shares

Expires 2028-03-15

F1 · derivative.exercise_date: Underlying shares vest as follows: 90,000 shares on the first anniversary date of the grant, 90,000 shares on the second anniversary date of the grant, and 90,000 shares on the third anniversary date of the grant.

Read SEC document
December 08, 2017 Filed Dec 11, 2017 21:06 UTC PurchaseCommon Stock 5,000 $6.21 $31,050.00
Disclosure

SEC source: 0001387131-17-005770 · thompson-form4_120817.xml · nonDerivative · entry 1

Thompson Tommy G · CIK 0001324863 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 679,500

F1 · ownership.nature: Owned by Thompson Family Investments, LLC an entity solely owned by Thompson Family Holdings, LLC, an entity solely owned by Mr. Thompson.

Read SEC document
December 01, 2017 Filed Feb 13, 2018 02:17 UTC
Finizio Robert GDirector · CEO · 10% owner
GiftCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001387131-18-000565 · finizio-form5_123117.xml · nonDerivative · entry 1

Finizio Robert G · CIK 0001532235 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,393,559

Read SEC document
November 30, 2017 Filed Feb 13, 2018 02:14 UTC GiftCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001387131-18-000564 · bernick-form5_123117.xml · nonDerivative · entry 1

Bernick Brian · CIK 0001532233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,000

Read SEC document
November 29, 2017 Filed Feb 13, 2018 02:18 UTC
Milligan John C.K. IVDirector · President/Secretary
GiftCommon Stock 20,000 $0.00 $0.00
Disclosure

SEC source: 0001387131-18-000566 · milligan-form5_123117.xml · nonDerivative · entry 4

Milligan John C.K. IV · CIK 0001532230 · Director · President/Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · See

Disclosed balance after: 2,987,523

F3 · balance_after: Includes 317,127 shares of common stock previously reported as being held indirectly by the GRAT.

F2 · ownership.nature: By John C.K. Milligan Revocable Trust U/A 08/10/2009, as amended.

Read SEC document
August 30, 2017 Filed Sep 1, 2017 21:24 UTC PurchaseCommon Stock 5,000 $5.99 $29,950.00
Disclosure

SEC source: 0001387131-17-004553 · thompson-form4_083017.xml · nonDerivative · entry 1

Thompson Tommy G · CIK 0001324863 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 674,500

F1 · price: This transaction was executed in multiple trades ranging from $5.96 to $6.0; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request of the SEC staff, the issuer or the security holder of the issuer.

F2 · ownership.nature: Owned by Thompson Family Investments, LLC an entity solely owned by Thompson Family Holdings, LLC, an entity solely owned by Mr. Thompson.

Read SEC document
June 21, 2017 Filed Jun 23, 2017 20:32 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $5.80 $0.00
Disclosure

SEC source: 0001387131-17-003416 · lapenta-form4_062117.xml · derivative · entry 1

LaPenta Robert V Jr · CIK 0001543405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2027-06-21

Read SEC document
June 21, 2017 Filed Jun 23, 2017 20:32 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $5.80 $0.00
Disclosure

SEC source: 0001387131-17-003415 · segal-form4_062117.xml · derivative · entry 1

SEGAL NICHOLAS · CIK 0001543494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2027-06-21

Read SEC document
June 21, 2017 Filed Jun 23, 2017 20:32 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $5.80 $0.00
Disclosure

SEC source: 0001387131-17-003414 · collins-form4_062117.xml · derivative · entry 1

Collins Cooper C. · CIK 0001485508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2027-06-21

Read SEC document
June 21, 2017 Filed Jun 23, 2017 20:31 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $5.80 $0.00
Disclosure

SEC source: 0001387131-17-003413 · russell-form4_062117.xml · derivative · entry 1

Russell Angus C. · CIK 0001534002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2027-06-21

Read SEC document
June 21, 2017 Filed Jun 23, 2017 20:31 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $5.80 $0.00
Disclosure

SEC source: 0001387131-17-003412 · carroll-form4_062117.xml · derivative · entry 1

CARROLL J MARTIN · CIK 0001279901 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2027-06-21

Read SEC document
June 21, 2017 Filed Jun 23, 2017 20:30 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $5.80 $0.00
Disclosure

SEC source: 0001387131-17-003411 · musing-form4_062117.xml · derivative · entry 1

MUSING JULES A. · CIK 0001524216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common Stock · 50,000 shares

Expires 2027-06-21

Read SEC document
June 21, 2017 Filed Jun 23, 2017 20:30 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 75,000 $0.00 Strike: $5.80 $0.00
Disclosure

SEC source: 0001387131-17-003409 · thompson-form4_062117.xml · derivative · entry 1

Thompson Tommy G · CIK 0001324863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 75,000 shares

Expires 2027-06-21

Read SEC document
March 15, 2017 Filed Mar 17, 2017 22:34 UTC GrantNon-qualified stock option (right to buy) · Derivative 170,000 $0.00 Strike: $6.83 $0.00
Disclosure

SEC source: 0001387131-17-001461 · bernick-form4_031517.xml · derivative · entry 1

Bernick Brian · CIK 0001532233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,000

Underlying: Common Stock · 170,000 shares

Expires 2027-03-14

F1 · derivative.exercise_date: Underlying shares vest as follows: 56,667 shares on the first anniversary date of the grant, 56,667 shares on the second anniversary date of the grant, and 56,666 shares on the third anniversary date of the grant.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 22:41 UTC
Milligan John C.K. IVDirector · President/Secretary
GrantNon-qualified stock option (right to buy) · Derivative 260,000 $0.00 Strike: $6.83 $0.00
Disclosure

SEC source: 0001387131-17-001465 · milligan-form4_031517.xml · derivative · entry 1

Milligan John C.K. IV · CIK 0001532230 · Director · President/Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,000

Underlying: Common Stock · 260,000 shares

Expires 2027-03-14

F1 · derivative.exercise_date: Underlying shares vest as follows: 86,667 shares on the first anniversary date of the grant, 86,667 shares on the second anniversary date of the grant, and 86,666 shares on the third anniversary date of the grant.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 22:36 UTC
Cartwright Daniel AChief Financial Officer
GrantNon-qualified stock option (right to buy) · Derivative 170,000 $0.00 Strike: $6.83 $0.00
Disclosure

SEC source: 0001387131-17-001463 · cartwright-form4_031517.xml · derivative · entry 1

Cartwright Daniel A · CIK 0001532231 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,000

Underlying: Common Stock · 170,000 shares

Expires 2027-03-14

F1 · derivative.exercise_date: Underlying shares vest as follows: 56,667 shares on the first anniversary date of the grant, 56,667 shares on the second anniversary date of the grant, and 56,666 shares on the third anniversary date of the grant.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 22:32 UTC
Krassan MitchellChief Strategy Officer
GrantNon-qualified stock option (right to buy) · Derivative 170,000 $0.00 Strike: $6.83 $0.00
Disclosure

SEC source: 0001387131-17-001458 · krassan-form4_031517.xml · derivative · entry 1

Krassan Mitchell · CIK 0001532232 · Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,000

Underlying: Common Stock · 170,000 shares

Expires 2027-03-14

F1 · derivative.exercise_date: Underlying shares vest as follows: 56,667 shares on the first anniversary date of the grant, 56,667 shares on the second anniversary date of the grant, and 56,666 shares on the third anniversary date of the grant.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 22:31 UTC
Finizio Robert GDirector · CEO · 10% owner
GrantNon-qualified stock option (right to buy) · Derivative 445,000 $0.00 Strike: $6.83 $0.00
Disclosure

SEC source: 0001387131-17-001456 · finizio-form4_031517.xml · derivative · entry 1

Finizio Robert G · CIK 0001532235 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 445,000

Underlying: Common Stock · 445,000 shares

Expires 2027-03-14

F1 · derivative.exercise_date: Underlying shares vest as follows: 148,333 shares on the first anniversary date of the grant, 148,333 shares on the second anniversary date of the grant, and 148,334 shares on the third anniversary date of the grant.

Read SEC document
March 15, 2017 Filed Mar 17, 2017 22:31 UTC
Donegan Michael CVice President Finance
GrantNon-qualified stock option (right to buy) · Derivative 40,000 $0.00 Strike: $6.83 $0.00
Disclosure

SEC source: 0001387131-17-001455 · donegan-form4_031517.xml · derivative · entry 1

Donegan Michael C · CIK 0001627810 · Vice President Finance

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

Underlying: Common Stock · 40,000 shares

Expires 2027-03-14

F1 · derivative.exercise_date: Underlying shares vest as follows: 13,333 shares on the first anniversary date of the grant, 13,333 shares on the second anniversary date of the grant, and 13,334 shares on the third anniversary date of the grant.

Read SEC document
March 02, 2017 Filed Feb 13, 2018 02:18 UTC
Milligan John C.K. IVDirector · President/Secretary
GiftCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001387131-18-000566 · milligan-form5_123117.xml · nonDerivative · entry 3

Milligan John C.K. IV · CIK 0001532230 · Director · President/Secretary

10b5-1 filing: Not disclosed

Ownership: Indirect · See

Disclosed balance after: 2,690,396

F2 · ownership.nature: By John C.K. Milligan Revocable Trust U/A 08/10/2009, as amended.

Read SEC document
December 30, 2016 Filed Feb 14, 2017 22:55 UTC
Finizio Robert GDirector · CEO · 10% owner
GiftCommon Stock 7,500 $0.00 $0.00
Disclosure

SEC source: 0001387131-17-000843 · robert_finizio-form5.xml · nonDerivative · entry 2

Finizio Robert G · CIK 0001532235 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,643,559

Read SEC document
December 29, 2016 Filed Feb 14, 2017 22:55 UTC
Finizio Robert GDirector · CEO · 10% owner
GiftCommon Stock 165,000 $0.00 $0.00
Disclosure

SEC source: 0001387131-17-000843 · robert_finizio-form5.xml · nonDerivative · entry 1

Finizio Robert G · CIK 0001532235 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,651,059

F1 · balance_after: Includes 20,000 shares of Common Stock that were inadvertently reported as being disposed of by gift on the Reporting Person's Form 5 filed with the SEC on February 16, 2016.

Read SEC document
December 27, 2016 Filed Feb 14, 2017 22:57 UTC GiftCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001387131-17-000845 · brian_bernick-form5.xml · nonDerivative · entry 1

Bernick Brian · CIK 0001532233 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,000

Read SEC document
December 21, 2016 Filed Dec 23, 2016 00:05 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $5.68 $0.00
Disclosure

SEC source: 0001387131-16-008705 · lapentajr-form4_12212016.xml · derivative · entry 1

LaPenta Robert V Jr · CIK 0001543405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2026-12-20

Read SEC document
December 21, 2016 Filed Dec 23, 2016 00:13 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $5.68 $0.00
Disclosure

SEC source: 0001387131-16-008710 · russell-form4_12212016.xml · derivative · entry 1

Russell Angus C. · CIK 0001534002 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2026-12-20

Read SEC document
December 21, 2016 Filed Dec 23, 2016 00:11 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $5.68 $0.00
Disclosure

SEC source: 0001387131-16-008709 · carroll-form4_12212016.xml · derivative · entry 1

CARROLL J MARTIN · CIK 0001279901 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2026-12-20

Read SEC document
December 21, 2016 Filed Dec 23, 2016 00:10 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $5.68 $0.00
Disclosure

SEC source: 0001387131-16-008708 · thompson-form4_12212016.xml · derivative · entry 1

Thompson Tommy G · CIK 0001324863 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2026-12-20

Read SEC document
December 21, 2016 Filed Dec 23, 2016 00:09 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $5.68 $0.00
Disclosure

SEC source: 0001387131-16-008707 · segal-form4_12212016.xml · derivative · entry 1

SEGAL NICHOLAS · CIK 0001543494 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2026-12-20

Read SEC document
December 21, 2016 Filed Dec 23, 2016 00:07 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $5.68 $0.00
Disclosure

SEC source: 0001387131-16-008706 · musing-form4_12212016.xml · derivative · entry 1

MUSING JULES A. · CIK 0001524216 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2026-12-20

Read SEC document
December 21, 2016 Filed Dec 23, 2016 00:04 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $5.68 $0.00
Disclosure

SEC source: 0001387131-16-008704 · collins-form4_12212016.xml · derivative · entry 1

Collins Cooper C. · CIK 0001485508 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2026-12-20

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.