TWST

SEC source: 0001209191-19-047159 · doc4.xml · nonDerivative · entry 16

Weiss Patrick · CIK 0001755793 · SVP, R&D GM Data Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,287

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F12 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $30.68 to $31.49 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001209191-19-047159 · doc4.xml · nonDerivative · entry 15

Weiss Patrick · CIK 0001755793 · SVP, R&D GM Data Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,128

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F11 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $30.67 to $31.39 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001209191-19-047159 · doc4.xml · nonDerivative · entry 14

Weiss Patrick · CIK 0001755793 · SVP, R&D GM Data Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,969

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F10 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $30.67 to $31.49 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001209191-19-047159 · doc4.xml · nonDerivative · entry 13

Weiss Patrick · CIK 0001755793 · SVP, R&D GM Data Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,810

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F9 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $30.68 to $31.36 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001209191-19-047159 · doc4.xml · nonDerivative · entry 12

Weiss Patrick · CIK 0001755793 · SVP, R&D GM Data Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,651

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-19-047159 · doc4.xml · nonDerivative · entry 11

Weiss Patrick · CIK 0001755793 · SVP, R&D GM Data Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-19-047159 · doc4.xml · derivative · entry 18

Weiss Patrick · CIK 0001755793 · SVP, R&D GM Data Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,616

Underlying: Common Stock · 3,383 shares

Expires 2027-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: The option is immediately exercisable. 10% of the shares subject to the option vested on September 29, 2017, 15% of the shares subject to the option vested on September 28, 2018, and 1/48th of the shares subject to the option vest on each monthly anniversary thereafter, subject to the Reporting Person's continuous service through each vesting date.

SEC source: 0001209191-19-047159 · doc4.xml · derivative · entry 17

Weiss Patrick · CIK 0001755793 · SVP, R&D GM Data Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,516

Underlying: Common Stock · 3,983 shares

Expires 2025-09-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F13 · derivative.exercise_date: The option is immediately exercisable. 25% of the shares subject to the option vested on September 1, 2016, and 1/48th of the shares subject to the option vest on each monthly anniversary thereafter, subject to the Reporting Person's continuous service through each vesting date.

SEC source: 0001209191-19-047159 · doc4.xml · nonDerivative · entry 10

Weiss Patrick · CIK 0001755793 · SVP, R&D GM Data Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,287

SEC source: 0001209191-19-047159 · doc4.xml · nonDerivative · entry 9

Weiss Patrick · CIK 0001755793 · SVP, R&D GM Data Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 108,338

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F8 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $29.98 to $30.79 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001209191-19-047159 · doc4.xml · nonDerivative · entry 8

Weiss Patrick · CIK 0001755793 · SVP, R&D GM Data Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,094

SEC source: 0001209191-19-047159 · doc4.xml · nonDerivative · entry 7

Weiss Patrick · CIK 0001755793 · SVP, R&D GM Data Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,164

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F7 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $30.00 to $30.79 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001209191-19-047159 · doc4.xml · nonDerivative · entry 6

Weiss Patrick · CIK 0001755793 · SVP, R&D GM Data Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,382

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F6 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $29.98 to $30.86 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001209191-19-047159 · doc4.xml · nonDerivative · entry 5

Weiss Patrick · CIK 0001755793 · SVP, R&D GM Data Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,789

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F5 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $29.89 to $30.85 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001209191-19-047159 · doc4.xml · nonDerivative · entry 4

Weiss Patrick · CIK 0001755793 · SVP, R&D GM Data Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,077

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $30.02 to $30.79 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001209191-19-047159 · doc4.xml · nonDerivative · entry 3

Weiss Patrick · CIK 0001755793 · SVP, R&D GM Data Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,365

F2 · shares: Represents the aggregate of sales effected on the same day at different prices.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $29.97 to $30.83 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001209191-19-047159 · doc4.xml · nonDerivative · entry 2

Weiss Patrick · CIK 0001755793 · SVP, R&D GM Data Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 115,653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-19-047159 · doc4.xml · nonDerivative · entry 1

Weiss Patrick · CIK 0001755793 · SVP, R&D GM Data Storage

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,270

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes shares that were acquired by the Reporting Person on August 20, 2019 under the Issuer's Employee Stock Purchase Plan in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).

SEC source: 0001209191-19-046897 · doc4.xml · derivative · entry 15

THORBURN JAMES M · CIK 0001252038 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,749

Underlying: Common Stock · 3,500 shares

Expires 2028-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is immediately exercisable. 25% of the shares subject to the option vested on April 23, 2019, and 1/48th of the shares subject to the option vest on each monthly anniversary thereafter, subject to the Reporting Person's continuous service through each vesting date.

SEC source: 0001209191-19-046897 · doc4.xml · nonDerivative · entry 13

THORBURN JAMES M · CIK 0001252038 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,002

SEC source: 0001209191-19-046897 · doc4.xml · nonDerivative · entry 12

THORBURN JAMES M · CIK 0001252038 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,252

SEC source: 0001209191-19-046897 · doc4.xml · nonDerivative · entry 11

THORBURN JAMES M · CIK 0001252038 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,752

SEC source: 0001209191-19-046897 · doc4.xml · nonDerivative · entry 10

THORBURN JAMES M · CIK 0001252038 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,002

SEC source: 0001209191-19-046897 · doc4.xml · nonDerivative · entry 9

THORBURN JAMES M · CIK 0001252038 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,502

SEC source: 0001209191-19-046897 · doc4.xml · nonDerivative · entry 8

THORBURN JAMES M · CIK 0001252038 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,002

SEC source: 0001209191-19-046897 · doc4.xml · nonDerivative · entry 7

THORBURN JAMES M · CIK 0001252038 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,502

F1 · shares: Represents the aggregate of sales effected on the same day at different prices.

F4 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $30.39 to $30.45 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001209191-19-046897 · doc4.xml · nonDerivative · entry 6

THORBURN JAMES M · CIK 0001252038 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-19-046897 · doc4.xml · derivative · entry 14

THORBURN JAMES M · CIK 0001252038 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 170,249

Underlying: Common Stock · 6,500 shares

Expires 2028-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option is immediately exercisable. 25% of the shares subject to the option vested on April 23, 2019, and 1/48th of the shares subject to the option vest on each monthly anniversary thereafter, subject to the Reporting Person's continuous service through each vesting date.

SEC source: 0001209191-19-046897 · doc4.xml · nonDerivative · entry 5

THORBURN JAMES M · CIK 0001252038 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,002

F1 · shares: Represents the aggregate of sales effected on the same day at different prices.

F3 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $29.44 to $29.59 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001209191-19-046897 · doc4.xml · nonDerivative · entry 4

THORBURN JAMES M · CIK 0001252038 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,002

F1 · shares: Represents the aggregate of sales effected on the same day at different prices.

F2 · price: Represents the weighted average sales price per share. The shares sold at prices ranging from $29.53 to $29.67 per share. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

SEC source: 0001209191-19-046897 · doc4.xml · nonDerivative · entry 3

THORBURN JAMES M · CIK 0001252038 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,002

SEC source: 0001209191-19-046897 · doc4.xml · nonDerivative · entry 2

THORBURN JAMES M · CIK 0001252038 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,502

SEC source: 0001209191-19-046897 · doc4.xml · nonDerivative · entry 1

THORBURN JAMES M · CIK 0001252038 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,502

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001209191-19-052820 · doc4.xml · derivative · entry 1

CRAVES FRED B · CIK 0001014095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,590

Underlying: Common Stock · 5,590 shares

Expires 2029-07-22

F1 · derivative.exercise_date: 100% of the shares subject to the option will vest and become exercisable on the earlier of (i) the one-year anniversary of the date of grant and (ii) the date of the Issuer's first annual meeting of stockholders following the date of grant, subject to the Reporting Person's continuous service through each vesting date.

SEC source: 0001209191-19-052818 · doc4.xml · derivative · entry 1

CHESS ROBERT · CIK 0001227886 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,590

Underlying: Common Stock · 5,590 shares

Expires 2029-07-22

F1 · derivative.exercise_date: 100% of the shares subject to the option will vest and become exercisable on the earlier of (i) the one-year anniversary of the date of grant and (ii) the date of the Issuer's first annual meeting of stockholders following the date of grant, subject to the Reporting Person's continuous service through each vesting date.

SEC source: 0001209191-19-052821 · doc4.xml · derivative · entry 1

JOHANNESSEN JAN · CIK 0001224168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,590

Underlying: Common Stock · 5,590 shares

Expires 2029-07-22

F1 · derivative.exercise_date: 100% of the shares subject to the option will vest and become exercisable on the earlier of (i) the one-year anniversary of the date of grant and (ii) the date of the Issuer's first annual meeting of stockholders following the date of grant, subject to the Reporting Person's continuous service through each vesting date.

SEC source: 0001209191-19-052822 · doc4.xml · derivative · entry 1

RAGUSA ROBERT P · CIK 0001222644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,590

Underlying: Common Stock · 5,590 shares

Expires 2029-07-22

F1 · derivative.exercise_date: 100% of the shares subject to the option will vest and become exercisable on the earlier of (i) the one-year anniversary of the date of grant and (ii) the date of the Issuer's first annual meeting of stockholders following the date of grant, subject to the Reporting Person's continuous service through each vesting date.

SEC source: 0001209191-19-052933 · doc4.xml · derivative · entry 1

CRANDELL KEITH · CIK 0001219039 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,590

Underlying: Common Stock · 5,590 shares

Expires 2029-07-22

F1 · derivative.exercise_date: 100% of the shares subject to the option will vest and become exercisable on the earlier of (i) the one-year anniversary of the date of grant and (ii) the date of the Issuer's first annual meeting of stockholders following the date of grant, subject to the Reporting Person's continuous service through each vesting date.

SEC source: 0001214659-21-002783 · marketforms-51612.xml · derivative · entry 1

CHESS ROBERT · CIK 0001227886 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,588

Underlying: Common Stock · 10,588 shares

Expires 2029-07-22

F1 · shares: The Form 4 originally filed on October 9,2019 incorrectly reported 5,590 options.

F2 · derivative.exercise_date: 100% of the shares subject to the option will vest and become exercisable on the earlier of (i) the one-year anniversary of the date of grant and (ii) the date of the Issuer's first annual meeting of stockholders following the date of grant, subject to the Reporting Person's continuous service through each vesting date.

F1 · derivative.underlying_shares: The Form 4 originally filed on October 9,2019 incorrectly reported 5,590 options.

F1 · balance_after: The Form 4 originally filed on October 9,2019 incorrectly reported 5,590 options.

SEC source: 0001214659-21-002782 · marketforms-51613.xml · derivative · entry 1

JOHANNESSEN JAN · CIK 0001224168 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,588

Underlying: Common Stock · 10,588 shares

Expires 2029-07-22

F1 · shares: The Form 4 originally filed on October 9,2019 incorrectly reported 5,590 options.

F2 · derivative.exercise_date: 100% of the shares subject to the option will vest and become exercisable on the earlier of (i) the one-year anniversary of the date of grant and (ii) the date of the Issuer's first annual meeting of stockholders following the date of grant, subject to the Reporting Person's continuous service through each vesting date.

F1 · derivative.underlying_shares: The Form 4 originally filed on October 9,2019 incorrectly reported 5,590 options.

F1 · balance_after: The Form 4 originally filed on October 9,2019 incorrectly reported 5,590 options.

SEC source: 0001214659-21-002785 · marketforms-51615.xml · derivative · entry 1

RAGUSA ROBERT P · CIK 0001222644 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,588

Underlying: Common Stock · 10,588 shares

Expires 2029-07-22

F1 · shares: The Form 4 originally filed on October 9,2019 incorrectly reported 5,590 options.

F2 · derivative.exercise_date: 100% of the shares subject to the option will vest and become exercisable on the earlier of (i) the one-year anniversary of the date of grant and (ii) the date of the Issuer's first annual meeting of stockholders following the date of grant, subject to the Reporting Person's continuous service through each vesting date.

F1 · derivative.underlying_shares: The Form 4 originally filed on October 9,2019 incorrectly reported 5,590 options.

F1 · balance_after: The Form 4 originally filed on October 9,2019 incorrectly reported 5,590 options.

SEC source: 0001214659-21-002784 · marketforms-51614.xml · derivative · entry 1

CRANDELL KEITH · CIK 0001219039 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,588

Underlying: Common Stock · 10,588 shares

Expires 2029-07-22

F1 · shares: The Form 4 originally filed on October 9,2019 incorrectly reported 5,590 options.

F2 · derivative.exercise_date: 100% of the shares subject to the option will vest and become exercisable on the earlier of (i) the one-year anniversary of the date of grant and (ii) the date of the Issuer's first annual meeting of stockholders following the date of grant, subject to the Reporting Person's continuous service through each vesting date.

F1 · derivative.underlying_shares: The Form 4 originally filed on October 9,2019 incorrectly reported 5,590 options.

F1 · balance_after: The Form 4 originally filed on October 9,2019 incorrectly reported 5,590 options.

SEC source: 0001209191-19-047751 · doc4.xml · derivative · entry 3

CHAN NELSON C · CIK 0001242653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,093

Underlying: Common Stock · 3,093 shares

Expires 2029-06-20

F3 · derivative.exercise_date: The stock option has fully vested and is immediately exercisable.

SEC source: 0001209191-19-047751 · doc4.xml · nonDerivative · entry 1

CHAN NELSON C · CIK 0001242653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,497

F1 · shares: Represents a restricted stock unit award that has fully vested.

SEC source: 0001209191-19-047751 · doc4.xml · derivative · entry 2

CHAN NELSON C · CIK 0001242653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,444

Underlying: Common Stock · 13,444 shares

Expires 2029-05-19

F2 · derivative.exercise_date: 1/3rd of the shares subject to the option will vest and become exercisable on May 20, 2020 and each annual anniversary thereafter, subject to the Reporting Person's continuous service through each vesting date.

SEC source: 0001214659-21-002781 · marketforms-51611.xml · derivative · entry 1

CHAN NELSON C · CIK 0001242653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,033

Underlying: Common Stock · 23,033 shares

Expires 2029-05-19

F1 · shares: The Form 4 originally filed on August 29, 2019 incorrectly reported 13,444 options.

F2 · derivative.exercise_date: 1/3rd of the shares subject to the option will vest and become exercisable on May 20, 2020 and each annual anniversary thereafter, subject to the Reporting Person's continuous service through each vesting date.

F1 · derivative.underlying_shares: The Form 4 originally filed on August 29, 2019 incorrectly reported 13,444 options.

F1 · balance_after: The Form 4 originally filed on August 29, 2019 incorrectly reported 13,444 options.

SEC source: 0001209191-19-007422 · doc4.xml · derivative · entry 2

Kunz Martin · CIK 0001766597 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,371

Underlying: Common Stock · 60,371 shares

Expires 2029-02-03

F2 · derivative.exercise_date: 25% of the shares subject to the option vest and become exercisable on February 4, 2020 and 1/48th of the shares subject to the option vest and become exercisable on each monthly anniversary thereafter, subject to the Reporting Person's continuous service through each vesting date.

SEC source: 0001209191-19-007422 · doc4.xml · nonDerivative · entry 1

Kunz Martin · CIK 0001766597 · SVP, Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,936

F1 · shares: Represents a restricted stock unit award (the "RSU Award") that vests in installments, with 25% of the shares subject to the RSU Award vesting on February 4, 2020 and 1/16th of the shares subject to the RSU Award vesting on each quarterly anniversary thereafter, subject to the Reporting Person's continuous service through each vesting date.

SEC source: 0001209191-18-059798 · doc4.xml · derivative · entry 2

Finn Patrick John · CIK 0001755970 · SVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,004

Underlying: Common Stock · 91,004 shares

Expires 2028-11-18

F2 · derivative.exercise_date: 12/60th of the shares subject to the option vest and become exercisable on October 31, 2019 and 1/60th of the shares subject to the option vest and become exercisable on each monthly anniversary thereafter, subject to the Reporting Person's continuous service through each vesting date.

SEC source: 0001209191-18-059798 · doc4.xml · nonDerivative · entry 1

Finn Patrick John · CIK 0001755970 · SVP, Commercial Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,002

F1 · shares: Represents a restricted stock unit award (the "RSU Award") that vests in installments, with 12/60th of the shares subject to the RSU Award vesting on November 20, 2019 and 1/20th of the shares subject to the RSU Award vesting on each quarterly anniversary thereafter, subject to the Reporting Person's continuous service through each vesting date.