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Nasdaq · USD

TWIN

TWIN DISC INC

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Tapewire entity
5867
SEC CIK
0000100378
Parsed reports
245

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202603
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 02, 2017 Filed Aug 4, 2017 20:37 UTC
Gee Michael BVice President, Engineering
GrantCommon Stock 3,690 $16.94 $62,508.60
Disclosure

SEC source: 0001127602-17-025018 · form4.xml · nonDerivative · entry 1

Gee Michael B · CIK 0001630058 · Vice President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,616

F1 · security: Award of Restricted Stock for no cash consideration pursuant to the Twin Disc, Incorporated 2010 Long Term Incentive Compensation Plan as amended. Grant will vest 100% on 8/2/2020.

Read SEC document
August 02, 2017 Filed Aug 4, 2017 20:36 UTC
Bratel DeanVP-Sales & Applied Technology
GrantCommon Stock 7,379 $16.94 $125,000.26
Disclosure

SEC source: 0001127602-17-025016 · form4.xml · nonDerivative · entry 1

Bratel Dean · CIK 0001307612 · VP-Sales & Applied Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,697

F1 · security: Award of Restricted Stock for no cash consideration pursuant to the Twin Disc, Incorporated 2010 Long Term Incentive Compensation Plan as amended. Grant will vest 100% on 8/2/2020.

Read SEC document
August 02, 2017 Filed Aug 4, 2017 20:33 UTC
BATTEN JOHN HDirector · President and CEO · 10% owner
GrantCommon Stock 19,259 $16.94 $326,247.46
Disclosure

SEC source: 0001127602-17-025011 · form4.xml · nonDerivative · entry 1

BATTEN JOHN H · CIK 0001226982 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,927

F1 · security: Award of Restricted Stock for no cash consideration pursuant to the Twin Disc, Incorporated 2010 Long Term Incentive Compensation Plan as amended. Grant will vest 100% on 8/2/2020.

Read SEC document
July 30, 2017 Filed Aug 1, 2017 21:07 UTC
Wilcox DeniseVP-Human Resources
Tax withholdingCommon Stock 1,210 $17.05 $20,626.87
Disclosure

SEC source: 0001127602-17-024558 · form4.xml · nonDerivative · entry 1

Wilcox Denise · CIK 0001307477 · VP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,790

F1 · security: Shares surrendered to Company to satisfy tax withholding obligation upon vesting of restricted stock granted on 7/30/14.

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July 30, 2017 Filed Aug 1, 2017 21:04 UTC
BATTEN JOHN HDirector · President and CEO · 10% owner
Tax withholdingCommon Stock 5,459 $17.05 $93,059.57
Disclosure

SEC source: 0001127602-17-024554 · form4.xml · nonDerivative · entry 1

BATTEN JOHN H · CIK 0001226982 · Director · President and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,668

F1 · security: Shares surrendered to Company to satisfy tax withholding obligation upon vesting of restricted stock granted on 7/30/14.

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July 30, 2017 Filed Aug 1, 2017 21:06 UTC
Knutson Jeffrey ScottVP Finance, CFO, Secr & Trea
Tax withholdingCommon Stock 2,690 $17.05 $45,856.43
Disclosure

SEC source: 0001127602-17-024556 · form4.xml · nonDerivative · entry 1

Knutson Jeffrey Scott · CIK 0001341537 · VP Finance, CFO, Secr & Trea

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,840

F1 · security: Shares surrendered to Company to satisfy tax withholding obligation upon vesting of restricted stock granted on 7/30/14.

Read SEC document
July 30, 2017 Filed Aug 1, 2017 21:03 UTC
Bratel DeanVP-Sales & Applied Technology
Tax withholdingCommon Stock 1,911 $17.05 $32,576.82
Disclosure

SEC source: 0001127602-17-024552 · form4.xml · nonDerivative · entry 1

Bratel Dean · CIK 0001307612 · VP-Sales & Applied Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,318

F1 · security: Shares surrendered to Company to satisfy tax withholding obligation upon vesting of restricted stock granted on 7/30/14.

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July 30, 2017 Filed Aug 1, 2017 21:01 UTC
Gee Michael BVice President, Engineering
Tax withholdingCommon Stock 497 $17.05 $8,472.36
Disclosure

SEC source: 0001127602-17-024549 · form4.xml · nonDerivative · entry 1

Gee Michael B · CIK 0001630058 · Vice President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,926

F1 · security: Shares surrendered to Company to satisfy tax withholding obligation upon vesting of restricted stock granted on 1/29/15.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 20:38 UTC SaleCommon Stock 5,886 $17.99 $105,889.14
Disclosure

SEC source: 0001127602-17-020347 · form4.xml · nonDerivative · entry 1

Giesselman Janet Plaut · CIK 0001635634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,027

Read SEC document
May 12, 2017 Filed May 12, 2017 20:39 UTC
Bratel DeanVP-Sales & Applied Technology
SaleCommon Stock 5,000 $19.72 $98,600.00
Disclosure

SEC source: 0001127602-17-017931 · form4.xml · nonDerivative · entry 1

Bratel Dean · CIK 0001307612 · VP-Sales & Applied Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,229

F1 · security: Award of Restricted Stock for no cash consideration pursuant to the Twin Disc, Incorporated 2010 Long Term Incentive Compensation Plan as amended. 2,000 will vest on August 4, 2016, 2,000 will vest on August 4, 2017 and 3,310 will vest on July 31, 2018.

F2 · security: Award of Restricted Stock pursuant to Twin Disc, Incorporated 1998 Stock Incentive Plan. Stock Grant will be 50% vested after two years and 100% vested after four years.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 20:43 UTC GrantCommon Stock 6,080 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-065681 · form4.xml · nonDerivative · entry 1

RAYBURN DAVID B · CIK 0001185590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,808

F1 · shares: Award of Restricted Stock Pursuant to 2010 Stock Incentive Plan for Non-Employee Directors. Stock Grant will be fully vested on the date of the next annual meeting.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 20:42 UTC GrantCommon Stock 6,080 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-065678 · form4.xml · nonDerivative · entry 1

Giesselman Janet Plaut · CIK 0001635634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,913

F1 · shares: Award of Restricted Stock Pursuant to 2010 Stock Incentive Plan for Non-Employee Directors. Stock Grant will be fully vested on the date of the next annual meeting.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 20:40 UTC GrantCommon Stock 6,080 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-065673 · form4.xml · nonDerivative · entry 1

SMILEY MICHAEL C · CIK 0001219509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,934

F1 · shares: Award of Restricted Stock Pursuant to 2010 Stock Incentive Plan for Non-Employee Directors. Stock Grant will be fully vested on the date of the next annual meeting.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 20:39 UTC GrantCommon Stock 6,080 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-065670 · form4.xml · nonDerivative · entry 1

ZIMMER DAVID R · CIK 0001227478 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,584

F1 · shares: Award of Restricted Stock Pursuant to 2010 Stock Incentive Plan for Non-Employee Directors. Stock Grant will be fully vested on the date of the next annual meeting.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 20:36 UTC GrantCommon Stock 6,080 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-065664 · form4.xml · nonDerivative · entry 1

STRATTON HAROLD M II · CIK 0001190083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,534

F1 · shares: Award of Restricted Stock Pursuant to 2010 Stock Incentive Plan for Non-Employee Directors. Stock Grant will be fully vested on the date of the next annual meeting.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 20:34 UTC
DOAR MICHAELDirector
GrantCommon Stock 6,080 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-065659 · form4.xml · nonDerivative · entry 1

DOAR MICHAEL · CIK 0001264628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,834

F1 · shares: Award of Restricted Stock Pursuant to 2010 Stock Incentive Plan for Non-Employee Directors. Stock Grant will be fully vested on the date of the next annual meeting.

Read SEC document
October 28, 2016 Filed Nov 1, 2016 20:37 UTC GrantCommon Stock 6,080 $0.00 $0.00
Disclosure

SEC source: 0001127602-16-065666 · form4.xml · nonDerivative · entry 1

Johnson David W · CIK 0001346698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,750

F1 · shares: Award of Restricted Stock Pursuant to 2010 Stock Incentive Plan for Non-Employee Directors. Stock Grant will be fully vested on the date of the next annual meeting.

Read SEC document
February 13, 2016 Filed Feb 13, 2026 23:00 UTC
BATTEN JOHN HDirector · President and CEO · 10% owner
GrantCommon Stock 2,500 $18.11 $45,281.75
Disclosure

SEC source: 0001437749-26-004184 · rdgdoc.xml · nonDerivative · entry 4

BATTEN JOHN H · CIK 0001226982 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · As Trustee

Disclosed balance after: 207,156

F2 · ownership.nature: As trustee of Michael E. Batten Family Trust.

Read SEC document
February 13, 2016 Filed Feb 13, 2026 23:00 UTC
BATTEN JOHN HDirector · President and CEO · 10% owner
GrantCommon Stock 2,481 $18.07 $44,819.27
Disclosure

SEC source: 0001437749-26-004184 · rdgdoc.xml · nonDerivative · entry 3

BATTEN JOHN H · CIK 0001226982 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · As Trustee

Disclosed balance after: 181,038

F1 · ownership.nature: As trustee of Michael E. Batten Marital Trust.

Read SEC document
February 13, 2016 Filed Feb 13, 2026 23:00 UTC
BATTEN JOHN HDirector · President and CEO · 10% owner
GrantCommon Stock 2,900 $18.08 $52,419.82
Disclosure

SEC source: 0001437749-26-004184 · rdgdoc.xml · nonDerivative · entry 1

BATTEN JOHN H · CIK 0001226982 · Director · President and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 481,034

Read SEC document
December 01, 2015 Filed Aug 25, 2017 20:01 UTC OtherCommon Stock 45.2274 $11.62 $525.71
Disclosure

SEC source: 0001127602-17-026493 · form5.xml · nonDerivative · entry 1

Giesselman Janet Plaut · CIK 0001635634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,080.5022

F1 · kind: This is a late Form 5 filing that should have been filed by August 15, 2016.

F2 · shares: Shares purchased through personal dividend reinvestment plan.

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September 01, 2015 Filed Aug 25, 2017 20:01 UTC OtherCommon Stock 8.2748 $13.90 $115.02
Disclosure

SEC source: 0001127602-17-026493 · form5.xml · nonDerivative · entry 2

Giesselman Janet Plaut · CIK 0001635634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,080.5022

F1 · kind: This is a late Form 5 filing that should have been filed by August 15, 2016.

F2 · shares: Shares purchased through personal dividend reinvestment plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.