Last 12 months
Inside the activity.
0 purchase rows · 3 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 3 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 13, 2020 Filed May 14, 2020 20:16 UTC |
DOAR MICHAELDirector
|
PurchaseCommon Stock | 10,000 | $6.25 | $62,520.00 |
DisclosureSEC source: 0001127602-20-016555 · form4.xml · nonDerivative · entry 1 DOAR MICHAEL · CIK 0001264628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,819 Read SEC document |
| May 08, 2020 Filed May 11, 2020 20:05 UTC |
RAYBURN DAVID BDirector
|
PurchaseCommon Stock | 10,000 | $6.39 | $63,880.00 |
DisclosureSEC source: 0001127602-20-016066 · form4.xml · nonDerivative · entry 1 RAYBURN DAVID B · CIK 0001185590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,793 Read SEC document |
| May 07, 2020 Filed May 8, 2020 19:48 UTC |
RAYBURN DAVID BDirector
|
PurchaseCommon Stock | 2,500 | $6.24 | $15,607.50 |
DisclosureSEC source: 0001127602-20-015920 · form4.xml · nonDerivative · entry 2 RAYBURN DAVID B · CIK 0001185590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,793 Read SEC document |
| May 06, 2020 Filed May 8, 2020 19:48 UTC |
RAYBURN DAVID BDirector
|
PurchaseCommon Stock | 7,500 | $6.49 | $48,700.50 |
DisclosureSEC source: 0001127602-20-015920 · form4.xml · nonDerivative · entry 1 RAYBURN DAVID B · CIK 0001185590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,293 Read SEC document |
| October 31, 2019 Filed Nov 1, 2019 20:42 UTC |
Johnson David WDirector
|
GrantCommon Stock | 6,737 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-031530 · form4.xml · nonDerivative · entry 1 Johnson David W · CIK 0001346698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,535 F1 · security: Award of Restricted Stock Pursuant to 2010 Stock Incentive Plan for Non-Employee Directors. Stock Grant will be fully vested on the date of the next annual meeting. Read SEC document |
| October 31, 2019 Filed Nov 1, 2019 20:49 UTC |
STRATTON HAROLD M IIDirector
|
GrantCommon Stock | 6,737 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-031547 · form4.xml · nonDerivative · entry 1 STRATTON HAROLD M II · CIK 0001190083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,519 F1 · security: Award of Restricted Stock Pursuant to 2010 Stock Incentive Plan for Non-Employee Directors. Stock Grant will be fully vested on the date of the next annual meeting. Read SEC document |
| October 31, 2019 Filed Nov 1, 2019 20:47 UTC |
SMILEY MICHAEL CDirector
|
GrantCommon Stock | 6,737 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-031543 · form4.xml · nonDerivative · entry 1 SMILEY MICHAEL C · CIK 0001219509 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,001 F1 · security: Award of Restricted Stock Pursuant to 2010 Stock Incentive Plan for Non-Employee Directors. Stock Grant will be fully vested on the date of the next annual meeting. Read SEC document |
| October 31, 2019 Filed Nov 1, 2019 20:44 UTC |
RAYBURN DAVID BDirector
|
GrantCommon Stock | 6,737 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-031536 · form4.xml · nonDerivative · entry 1 RAYBURN DAVID B · CIK 0001185590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,793 F1 · security: Award of Restricted Stock Pursuant to 2010 Stock Incentive Plan for Non-Employee Directors. Stock Grant will be fully vested on the date of the next annual meeting. Read SEC document |
| October 31, 2019 Filed Nov 1, 2019 20:40 UTC |
Giesselman Janet PlautDirector
|
GrantCommon Stock | 6,737 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-031525 · form4.xml · nonDerivative · entry 1 Giesselman Janet Plaut · CIK 0001635634 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,865.5022 F1 · security: Award of Restricted Stock Pursuant to 2010 Stock Incentive Plan for Non-Employee Directors. Stock Grant will be fully vested on the date of the next annual meeting. Read SEC document |
| October 31, 2019 Filed Nov 1, 2019 20:37 UTC |
DOAR MICHAELDirector
|
GrantCommon Stock | 6,737 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-031519 · form4.xml · nonDerivative · entry 1 DOAR MICHAEL · CIK 0001264628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,819 F1 · security: Award of Restricted Stock Pursuant to 2010 Stock Incentive Plan for Non-Employee Directors. Stock Grant will be fully vested on the date of the next annual meeting. Read SEC document |
| October 31, 2019 Filed Nov 1, 2019 20:34 UTC |
ZIMMER DAVID RDirector
|
GrantCommon Stock | 6,737 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-031513 · form4.xml · nonDerivative · entry 1 ZIMMER DAVID R · CIK 0001227478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,869 F1 · security: Award of Restricted Stock Pursuant to 2010 Stock Incentive Plan for Non-Employee Directors. Stock Grant will be fully vested on the date of the next annual meeting. Read SEC document |
| October 31, 2019 Filed Nov 5, 2019 21:09 UTC |
BATTEN JOHN HDirector · President and CEO · 10% owner
|
GrantCommon Stock | 44,986 | $10.67 | $480,000.62 |
DisclosureSEC source: 0001127602-19-031874 · form4.xml · nonDerivative · entry 1 BATTEN JOHN H · CIK 0001226982 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 224,630 F1 · security: Award of Restricted Stock for no cash consideration pursuant to the Twin Disc, Incorporated 2018 Long Term Incentive Compensation Plan as amended. Grant will vest 100% on 10/31/2022. Read SEC document |
| October 31, 2019 Filed Nov 5, 2019 21:05 UTC |
Knutson Jeffrey ScottVP Finance, CFO, Secr & Trea
|
GrantCommon Stock | 1,874 | $10.67 | $19,995.58 |
DisclosureSEC source: 0001127602-19-031868 · form4.xml · nonDerivative · entry 1 Knutson Jeffrey Scott · CIK 0001341537 · VP Finance, CFO, Secr & Trea 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,368 F1 · security: Award of Restricted Stock for no cash consideration pursuant to the Twin Disc, Incorporated 2018 Long Term Incentive Compensation Plan as amended. Grant will vest 100% on 10/31/2022. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 20:12 UTC |
Bratel DeanVP-Sales & Applied Technology
|
GrantCommon Stock | 10,639 | $11.75 | $125,008.25 |
DisclosureSEC source: 0001127602-19-026012 · form4.xml · nonDerivative · entry 1 Bratel Dean · CIK 0001307612 · VP-Sales & Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,905 F1 · security: Award of Restricted Stock for no cash consideration pursuant to the Twin Disc, Incorporated 2018 Long-Term Incentive Compensation Plan as amended. Grant will vest 100% on 8/1/2022. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 20:20 UTC |
SMILEY MICHAEL CDirector
|
GrantCommon Stock | 1,330 | $11.75 | $15,627.50 |
DisclosureSEC source: 0001127602-19-026025 · form4.xml · nonDerivative · entry 1 SMILEY MICHAEL C · CIK 0001219509 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,264 F1 · security: Award of Restricted Stock Pursuant to 2010 Stock Incentive Plan for Non-Employee Directors. Stock Grant will be fully vested on the date of the next annual meeting. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 20:19 UTC |
Wilcox DeniseVP-Human Resources
|
GrantCommon Stock | 6,809 | $11.75 | $80,005.75 |
DisclosureSEC source: 0001127602-19-026024 · form4.xml · nonDerivative · entry 1 Wilcox Denise · CIK 0001307477 · VP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,116 F1 · security: Award of Restricted Stock for no cash consideration pursuant to the Twin Disc, Incorporated 2018 Long-Term Incentive Compensation Plan as amended. Grant will vest 100% on 8/1/2022. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 20:18 UTC |
Lange Debbie ACorporate Controller
|
GrantCommon Stock | 4,256 | $11.75 | $50,008.00 |
DisclosureSEC source: 0001127602-19-026023 · form4.xml · nonDerivative · entry 1 Lange Debbie A · CIK 0001650192 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,042 F1 · security: Award of Restricted Stock for no cash consideration pursuant to the Twin Disc, Incorporated 2018 Long-Term Incentive Compensation Plan as amended. Grant will vest 100% on 8/1/2022. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 20:16 UTC |
Bridleman Christopher DanielVP Global Operations
|
GrantCommon Stock | 8,511 | $11.75 | $100,004.25 |
DisclosureSEC source: 0001127602-19-026022 · form4.xml · nonDerivative · entry 1 Bridleman Christopher Daniel · CIK 0001766075 · VP Global Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,511 F1 · security: Award of Restricted Stock for no cash consideration pursuant to the Twin Disc, Incorporated 2018 Long-Term Incentive Compensation Plan as amended. Grant will vest 100% on 8/1/2022. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 20:15 UTC |
Knutson Jeffrey ScottVP Finance, CFO, Secr & Trea
|
GrantCommon Stock | 13,192 | $11.75 | $155,006.00 |
DisclosureSEC source: 0001127602-19-026020 · form4.xml · nonDerivative · entry 1 Knutson Jeffrey Scott · CIK 0001341537 · VP Finance, CFO, Secr & Trea 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,494 F1 · security: Award of Restricted Stock for no cash consideration pursuant to the Twin Disc, Incorporated 2018 Long Term Incentive Compensation Plan as amended. Grant will vest 100% on 8/1/2022. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 20:14 UTC |
FEIERTAG JAMES EPresident, COO
|
GrantCommon Stock | 18,724 | $11.75 | $220,007.00 |
DisclosureSEC source: 0001127602-19-026019 · form4.xml · nonDerivative · entry 1 FEIERTAG JAMES E · CIK 0001225637 · President, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,748 F1 · security: Award of Restricted Stock for no cash consideration pursuant to the Twin Disc, Incorporated 2018 Long-Term Incentive Compensation Plan as amended. Grant will vest 100% on 8/1/2022. Read SEC document |
| August 01, 2019 Filed Aug 5, 2019 20:13 UTC |
Gee Michael BVice President, Engineering
|
GrantCommon Stock | 5,320 | $11.75 | $62,510.00 |
DisclosureSEC source: 0001127602-19-026016 · form4.xml · nonDerivative · entry 1 Gee Michael B · CIK 0001630058 · Vice President, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,680 F1 · security: Award of Restricted Stock for no cash consideration pursuant to the Twin Disc, Incorporated 2018 Long-Term Incentive Compensation Plan as amended. Grant will vest 100% on 8/1/2022. Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 15:15 UTC |
Bratel DeanVP-Sales & Applied Technology
|
Tax withholdingCommon Stock | 4,731 | $12.43 | $58,806.33 |
DisclosureSEC source: 0001127602-19-025770 · form4.xml · nonDerivative · entry 2 Bratel Dean · CIK 0001307612 · VP-Sales & Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,266 F2 · security: Represents shares of common stock withheld by the issuer to satisfy tax obligations in connection with the vesting of performance shares granted to the Reporting Person pursuant to Rule 16b-3(d) plan. Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 15:15 UTC |
Bratel DeanVP-Sales & Applied Technology
|
GrantCommon Stock | 10,121 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-025770 · form4.xml · nonDerivative · entry 1 Bratel Dean · CIK 0001307612 · VP-Sales & Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,997 F1 · security: Represents shares of common shares acquired by the Reporting Person upon the vesting of performance shares granted pursuant to Rule 16b-3(d) plan. Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 15:13 UTC |
BATTEN JOHN HDirector · President and CEO · 10% owner
|
Tax withholdingCommon Stock | 12,415 | $12.43 | $154,318.45 |
DisclosureSEC source: 0001127602-19-025768 · form4.xml · nonDerivative · entry 2 BATTEN JOHN H · CIK 0001226982 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,644 F2 · security: Represents shares of common stock withheld by the issuer to satisfy tax obligations in connection with the vesting of performance shares granted to the Reporting Person pursuant to Rule 16b-3(d) plan. Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 15:13 UTC |
BATTEN JOHN HDirector · President and CEO · 10% owner
|
GrantCommon Stock | 26,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-025768 · form4.xml · nonDerivative · entry 1 BATTEN JOHN H · CIK 0001226982 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,059 F1 · security: Represents shares of common shares acquired by the Reporting Person upon the vesting of performance shares granted pursuant to Rule 16b-3(d) plan. Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 15:25 UTC |
Knutson Jeffrey ScottVP Finance, CFO, Secr & Trea
|
Tax withholdingCommon Stock | 5,231 | $12.43 | $65,021.33 |
DisclosureSEC source: 0001127602-19-025778 · form4.xml · nonDerivative · entry 2 Knutson Jeffrey Scott · CIK 0001341537 · VP Finance, CFO, Secr & Trea 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,302 F2 · security: Represents shares of common stock withheld by the issuer to satisfy tax obligations in connection with the vesting of performance shares granted to the Reporting Person pursuant to Rule 16b-3(d) plan. Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 15:25 UTC |
Knutson Jeffrey ScottVP Finance, CFO, Secr & Trea
|
GrantCommon Stock | 11,133 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-025778 · form4.xml · nonDerivative · entry 1 Knutson Jeffrey Scott · CIK 0001341537 · VP Finance, CFO, Secr & Trea 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,533 F1 · security: Represents shares of common shares acquired by the Reporting Person upon the vesting of performance shares granted pursuant to Rule 16b-3(d) plan. Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 15:21 UTC |
Lange Debbie ACorporate Controller
|
Tax withholdingCommon Stock | 1,759 | $12.43 | $21,864.37 |
DisclosureSEC source: 0001127602-19-025775 · form4.xml · nonDerivative · entry 2 Lange Debbie A · CIK 0001650192 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,786 F2 · security: Represents shares of common stock withheld by the issuer to satisfy tax obligations in connection with the vesting of performance shares granted to the Reporting Person pursuant to Rule 16b-3(d) plan. Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 15:21 UTC |
Lange Debbie ACorporate Controller
|
GrantCommon Stock | 4,049 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-025775 · form4.xml · nonDerivative · entry 1 Lange Debbie A · CIK 0001650192 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,545 F1 · security: Represents shares of common stock acquired by the Reporting Person upon the vesting of performance shares granted pursuant to Rule 16b-3(d) plan. Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 15:19 UTC |
Gee Michael BVice President, Engineering
|
Tax withholdingCommon Stock | 2,199 | $12.43 | $27,333.57 |
DisclosureSEC source: 0001127602-19-025773 · form4.xml · nonDerivative · entry 2 Gee Michael B · CIK 0001630058 · Vice President, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,360 F2 · security: Represents shares of common stock withheld by the issuer to satisfy tax obligations in connection with the vesting of performance shares granted to the Reporting Person pursuant to Rule 16b-3(d) plan. Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 15:19 UTC |
Gee Michael BVice President, Engineering
|
GrantCommon Stock | 5,061 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-025773 · form4.xml · nonDerivative · entry 1 Gee Michael B · CIK 0001630058 · Vice President, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,559 F1 · security: Represents shares of common stock acquired by the Reporting Person upon the vesting of performance shares granted pursuant to Rule 16b-3(d) plan. Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 15:08 UTC |
Wilcox DeniseVP-Human Resources
|
Tax withholdingCommon Stock | 2,998 | $12.43 | $37,265.14 |
DisclosureSEC source: 0001127602-19-025766 · form4.xml · nonDerivative · entry 2 Wilcox Denise · CIK 0001307477 · VP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,307 F2 · security: Represents shares of common stock withheld by the issuer to satisfy tax obligations in connection with the vesting of performance shares granted to the Reporting Person pursuant to Rule 16b-3(d) plan. Read SEC document |
| July 31, 2019 Filed Aug 2, 2019 15:08 UTC |
Wilcox DeniseVP-Human Resources
|
GrantCommon Stock | 6,478 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-025766 · form4.xml · nonDerivative · entry 1 Wilcox Denise · CIK 0001307477 · VP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,305 F1 · security: Represents shares of common shares acquired by the Reporting Person upon the vesting of performance shares granted pursuant to Rule 16b-3(d) plan. Read SEC document |
| July 29, 2019 Filed Jul 31, 2019 20:26 UTC |
Wilcox DeniseVP-Human Resources
|
Tax withholdingCommon Stock | 3,861 | $12.69 | $48,976.79 |
DisclosureSEC source: 0001127602-19-025531 · form4.xml · nonDerivative · entry 1 Wilcox Denise · CIK 0001307477 · VP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,827 F1 · security: Shares surrendered to Company to satisfy tax withholding obligation upon vesting of restricted stock granted 7/28/16. Read SEC document |
| July 29, 2019 Filed Jul 31, 2019 20:24 UTC |
Knutson Jeffrey ScottVP Finance, CFO, Secr & Trea
|
Tax withholdingCommon Stock | 6,635 | $12.69 | $84,164.98 |
DisclosureSEC source: 0001127602-19-025529 · form4.xml · nonDerivative · entry 1 Knutson Jeffrey Scott · CIK 0001341537 · VP Finance, CFO, Secr & Trea 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,400 F1 · security: Shares surrendered to Company to satisfy tax withholding obligation upon vesting of restricted stock granted on 7/28/16. Read SEC document |
| July 29, 2019 Filed Jul 31, 2019 20:21 UTC |
Lange Debbie ACorporate Controller
|
Tax withholdingCommon Stock | 2,247 | $12.69 | $28,503.20 |
DisclosureSEC source: 0001127602-19-025522 · form4.xml · nonDerivative · entry 1 Lange Debbie A · CIK 0001650192 · Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,496 F1 · security: Shares surrendered to Company to satisfy tax withholding obligation upon vesting of restricted stock granted 7/28/16. Read SEC document |
| July 29, 2019 Filed Jul 31, 2019 20:23 UTC |
Bratel DeanVP-Sales & Applied Technology
|
Tax withholdingCommon Stock | 6,032 | $12.69 | $76,515.92 |
DisclosureSEC source: 0001127602-19-025526 · form4.xml · nonDerivative · entry 1 Bratel Dean · CIK 0001307612 · VP-Sales & Applied Technology 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,876 F1 · security: Shares surrendered to Company to satisfy tax withholding obligation upon vesting of restricted stock granted 7/28/16. Read SEC document |
| July 29, 2019 Filed Jul 31, 2019 20:17 UTC |
BATTEN JOHN HDirector · President and CEO · 10% owner
|
Tax withholdingCommon Stock | 15,743 | $12.69 | $199,699.96 |
DisclosureSEC source: 0001127602-19-025512 · form4.xml · nonDerivative · entry 1 BATTEN JOHN H · CIK 0001226982 · Director · President and CEO · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,645 F1 · security: Shares surrendered to Company to satisfy tax withholding obligation upon vesting of restricted stock granted 7/28/16. Read SEC document |
| July 29, 2019 Filed Jul 31, 2019 20:20 UTC |
Gee Michael BVice President, Engineering
|
Tax withholdingCommon Stock | 2,830 | $12.69 | $35,898.55 |
DisclosureSEC source: 0001127602-19-025518 · form4.xml · nonDerivative · entry 1 Gee Michael B · CIK 0001630058 · Vice President, Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,498 F1 · security: Shares surrendered to Company to satisfy tax withholding obligation upon vesting of restricted stock granted 7/28/16. Read SEC document |
| May 16, 2019 Filed May 17, 2019 20:04 UTC |
MOORE MALCOLM FExecutive VP-Operations
|
Tax withholdingCommon Stock | 5,302 | $14.91 | $79,052.82 |
DisclosureSEC source: 0001127602-19-018968 · form4.xml · nonDerivative · entry 1 MOORE MALCOLM F · CIK 0001093727 · Executive VP-Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,955 F1 · security: Shares surrendered to Company to satisfy tax withholding obligation upon vesting of restricted stock granted. Read SEC document |
| May 01, 2019 Filed May 3, 2019 20:41 UTC |
FEIERTAG JAMES EPresident, COO
|
GrantCommon Stock | 7,721 | $18.78 | $145,000.38 |
DisclosureSEC source: 0001127602-19-017288 · form4.xml · nonDerivative · entry 1 FEIERTAG JAMES E · CIK 0001225637 · President, COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,024 F1 · security: Award of Restricted Stock under the 2018 Long-Term Incentive Compensation Plan. Grant will vest on 8/1/2021. Read SEC document |
| February 21, 2019 Filed Feb 25, 2019 21:10 UTC |
MOORE MALCOLM FExecutive VP-Operations
|
SaleCommon Stock | 3,000 | $18.00 | $54,000.00 |
DisclosureSEC source: 0001127602-19-008014 · form4.xml · nonDerivative · entry 1 MOORE MALCOLM F · CIK 0001093727 · Executive VP-Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,257 Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 20:22 UTC |
DOAR MICHAELDirector
|
GrantCommon Stock | 3,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-031047 · form4.xml · nonDerivative · entry 1 DOAR MICHAEL · CIK 0001264628 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,082 F1 · shares: Award of Restricted Stock Pursuant to 2010 Stock Incentive Plan for Non-Employee Directors. Stock Grant will be fully vested on the date of the next annual meeting. Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 20:21 UTC |
ZIMMER DAVID RDirector
|
GrantCommon Stock | 3,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-031044 · form4.xml · nonDerivative · entry 1 ZIMMER DAVID R · CIK 0001227478 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,132 F1 · shares: Award of Restricted Stock Pursuant to 2010 Stock Incentive Plan for Non-Employee Directors. Stock Grant will be fully vested on the date of the next annual meeting. Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 20:15 UTC |
RAYBURN DAVID BDirector
|
GrantCommon Stock | 3,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-031031 · form4.xml · nonDerivative · entry 1 RAYBURN DAVID B · CIK 0001185590 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,056 F1 · shares: Award of Restricted Stock Pursuant to 2010 Stock Incentive Plan for Non-Employee Directors. Stock Grant will be fully vested on the date of the next annual meeting. Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 20:13 UTC |
STRATTON HAROLD M IIDirector
|
GrantCommon Stock | 3,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-031029 · form4.xml · nonDerivative · entry 1 STRATTON HAROLD M II · CIK 0001190083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,782 F1 · shares: Award of Restricted Stock Pursuant to 2010 Stock Incentive Plan for Non-Employee Directors. Stock Grant will be fully vested on the date of the next annual meeting. Read SEC document |
| October 25, 2018 Filed Oct 26, 2018 20:11 UTC |
Johnson David WDirector
|
GrantCommon Stock | 3,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-031027 · form4.xml · nonDerivative · entry 1 Johnson David W · CIK 0001346698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,798 F1 · shares: Award of Restricted Stock Pursuant to 2010 Stock Incentive Plan for Non-Employee Directors. Stock Grant will be fully vested on the date of the next annual meeting. Read SEC document |
| October 25, 2018 Filed Oct 29, 2018 15:42 UTC |
Giesselman Janet PlautDirector
|
GrantCommon Stock | 3,264 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-031086 · form4.xml · nonDerivative · entry 1 Giesselman Janet Plaut · CIK 0001635634 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,128.5022 F1 · shares: Award of Restricted Stock Pursuant to 2010 Stock Incentive Plan for Non-Employee Directors. Stock Grant will be fully vested on the date of the next annual meeting. Read SEC document |
| October 12, 2018 Filed Oct 15, 2018 20:11 UTC |
STRATTON HAROLD M IIDirector
|
Exercise / conversionStock Options · Derivative | 1,200 | $0.00 Strike: $10.01 | $0.00 |
DisclosureSEC source: 0001127602-18-030175 · form4.xml · derivative · entry 2 STRATTON HAROLD M II · CIK 0001190083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,200 shares Expires 2018-10-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 12, 2018 Filed Oct 15, 2018 20:11 UTC |
STRATTON HAROLD M IIDirector
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Exercise / conversionCommon Stock | 1,200 | $10.01 | $12,012.00 |
DisclosureSEC source: 0001127602-18-030175 · form4.xml · nonDerivative · entry 1 STRATTON HAROLD M II · CIK 0001190083 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.