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Nasdaq · USD

TWIN

TWIN DISC INC

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5867
SEC CIK
0000100378
Parsed reports
245

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202603
Oct 202600

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 01, 2021 Filed Nov 1, 2021 20:04 UTC
DOAR MICHAELDirector
GrantCommon Stock 1,317 $11.86 $15,619.62
Disclosure

SEC source: 0001127602-21-027948 · form4.xml · nonDerivative · entry 1

DOAR MICHAEL · CIK 0001264628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,305

F1 · security: Represents restricted stock issued in lieu of quarterly cash retainer, pursuant to an irrevocable election made under the Twin Disc, Incorporated 2020 Stock Incentive Plan for Non-Employee Directors. Shares will vest on the first anniversary of the date of issuance.

Read SEC document
November 01, 2021 Filed Nov 1, 2021 20:02 UTC GrantCommon Stock 659 $11.86 $7,815.74
Disclosure

SEC source: 0001127602-21-027945 · form4.xml · nonDerivative · entry 1

Johnson David W · CIK 0001346698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,513

F1 · security: Represents restricted stock issued in lieu of quarterly cash retainer, pursuant to an irrevocable election made under the Twin Disc, Incorporated 2020 Stock Incentive Plan for Non-Employee Directors. Shares will vest on the first anniversary of the date of issuance.

Read SEC document
November 01, 2021 Filed Nov 1, 2021 20:00 UTC GrantCommon Stock 896 $11.86 $10,626.56
Disclosure

SEC source: 0001127602-21-027943 · form4.xml · nonDerivative · entry 1

STRATTON HAROLD M II · CIK 0001190083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,928

F1 · security: Represents restricted stock issued in lieu of quarterly cash retainer, pursuant to an irrevocable election made under the Twin Disc, Incorporated 2020 Stock Incentive Plan for Non-Employee Directors. Shares will vest on the first anniversary of the date of issuance.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 17:40 UTC GrantCommon Stock 6,484 $11.18 $72,497.60
Disclosure

SEC source: 0001127602-21-027799 · form4.xml · nonDerivative · entry 1

Giesselman Janet Plaut · CIK 0001635634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,645.5022

F1 · security: Award of Restricted Stock Pursuant to 2020 Stock Incentive Plan for Non-Employee Directors. Stock Grant will be fully vested on the date of the next annual meeting.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 17:37 UTC GrantCommon Stock 6,484 $11.18 $72,497.60
Disclosure

SEC source: 0001127602-21-027797 · form4.xml · nonDerivative · entry 1

Johnson David W · CIK 0001346698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,854

F1 · security: Award of Restricted Stock Pursuant to 2020 Stock Incentive Plan for Non-Employee Directors. Stock Grant will be fully vested on the date of the next annual meeting.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 17:34 UTC GrantCommon Stock 6,484 $11.18 $72,497.60
Disclosure

SEC source: 0001127602-21-027793 · form4.xml · nonDerivative · entry 1

SMILEY MICHAEL C · CIK 0001219509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,781

F1 · security: Award of Restricted Stock Pursuant to 2020 Stock Incentive Plan for Non-Employee Directors. Stock Grant will be fully vested on the date of the next annual meeting.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 17:36 UTC GrantCommon Stock 6,484 $11.18 $72,497.60
Disclosure

SEC source: 0001127602-21-027795 · form4.xml · nonDerivative · entry 1

RAYBURN DAVID B · CIK 0001185590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,573

F1 · security: Award of Restricted Stock Pursuant to 2020 Stock Incentive Plan for Non-Employee Directors. Stock Grant will be fully vested on the date of the next annual meeting.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 17:32 UTC GrantCommon Stock 6,484 $11.18 $72,497.60
Disclosure

SEC source: 0001127602-21-027791 · form4.xml · nonDerivative · entry 1

STRATTON HAROLD M II · CIK 0001190083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,032

F1 · security: Award of Restricted Stock Pursuant to 2020 Stock Incentive Plan for Non-Employee Directors. Stock Grant will be fully vested on the date of the next annual meeting.

Read SEC document
October 28, 2021 Filed Oct 29, 2021 17:30 UTC
DOAR MICHAELDirector
GrantCommon Stock 6,484 $11.18 $72,497.60
Disclosure

SEC source: 0001127602-21-027789 · form4.xml · nonDerivative · entry 1

DOAR MICHAEL · CIK 0001264628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,988

F1 · security: Award of Restricted Stock Pursuant to 2020 Stock Incentive Plan for Non-Employee Directors. Stock Grant will be fully vested on the date of the next annual meeting.

Read SEC document
August 24, 2021 Filed Aug 26, 2021 18:28 UTC
BATTEN JOHN HDirector · CEO · 10% owner
Tax withholdingCommon Stock 8,684 $12.90 $111,980.18
Disclosure

SEC source: 0001127602-21-024337 · form4.xml · nonDerivative · entry 2

BATTEN JOHN H · CIK 0001226982 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 278,144

F2 · security: Represents shares of common stock withheld by the issuer to satisfy tax obligations in connection with the vesting of restricted stock units granted to the Reporting Person pursuant to Rule 16b-3(d) plan.

Read SEC document
August 24, 2021 Filed Aug 26, 2021 18:28 UTC
BATTEN JOHN HDirector · CEO · 10% owner
GrantCommon Stock 18,476 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-024337 · form4.xml · nonDerivative · entry 1

BATTEN JOHN H · CIK 0001226982 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,828

F1 · security: Represents shares of common stock acquired by the Reporting Person upon the vesting of restricted stock units granted pursuant to Rule 16b-3(d) plan.

Read SEC document
August 04, 2021 Filed Aug 6, 2021 19:51 UTC
Knutson Jeffrey ScottVP Finance, CFO, Secr & Trea
GrantRestricted Stock Units · Derivative 12,571 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-023245 · form4.xml · derivative · entry 1

Knutson Jeffrey Scott · CIK 0001341537 · VP Finance, CFO, Secr & Trea

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,571

Underlying: Common Stock · 12,571 shares

Expires 2024-08-04

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Twin Disc Inc common stock.

F2 · derivative.exercise_date: The restricted stock units will vest three years from the grant date if the Reporting Person is still employed by the issuer.

Read SEC document
August 04, 2021 Filed Aug 6, 2021 19:49 UTC
BATTEN JOHN HDirector · CEO · 10% owner
GrantRestricted Stock Units · Derivative 20,952 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-023242 · form4.xml · derivative · entry 1

BATTEN JOHN H · CIK 0001226982 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,952

Underlying: Common Stock · 20,952 shares

Expires 2024-08-04

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive on share of Twin Disc Inc common stock.

F2 · derivative.exercise_date: The restricted stock units will vest three years from the grant date if the Reporting Person is still employed by the issuer.

Read SEC document
August 02, 2021 Filed Aug 2, 2021 20:16 UTC GrantCommon Stock 733 $14.49 $10,621.90
Disclosure

SEC source: 0001127602-21-022751 · form4.xml · nonDerivative · entry 1

STRATTON HAROLD M II · CIK 0001190083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,548

F1 · shares: Represents restricted stock issued in lieu of quarterly cash retainer, pursuant to an irrevocable election made under the Twin Disc, Incorporated 2020 Stock Incentive Plan for Non-Employee Directors. Shares will vest on the first anniversary of the date of issuance.

Read SEC document
August 02, 2021 Filed Aug 2, 2021 20:09 UTC
DOAR MICHAELDirector
GrantCommon Stock 1,078 $14.49 $15,621.30
Disclosure

SEC source: 0001127602-21-022748 · form4.xml · nonDerivative · entry 1

DOAR MICHAEL · CIK 0001264628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 74,504

F1 · shares: Represents restricted stock issued in lieu of quarterly cash retainer, pursuant to an irrevocable election made in November 2020 under the Twin Disc, Incorporated 2020 Stock Incentive Plan for Non-Employee Directors. Shares will vest on the first anniversary of the date of issuance.

Read SEC document
August 02, 2021 Filed Aug 2, 2021 20:06 UTC GrantCommon Stock 539 $14.49 $7,810.65
Disclosure

SEC source: 0001127602-21-022745 · form4.xml · nonDerivative · entry 1

Johnson David W · CIK 0001346698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,370

F1 · shares: Represents restricted stock issued in lieu of quarterly cash retainer, pursuant to an irrevocable election made under the Twin Disc, Incorporated 2020 Stock Incentive Plan for Non-Employee Directors. Shares will vest on the first anniversary of the date of issuance.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 19:45 UTC
FEIERTAG JAMES EPresident, COO
Tax withholdingCommon Stock 3,629 $14.66 $53,212.03
Disclosure

SEC source: 0001127602-21-022883 · form4.xml · nonDerivative · entry 1

FEIERTAG JAMES E · CIK 0001225637 · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,996

F1 · shares: Represents shares of common stock withheld by the issuer to satisfy tax obligations in connection with the vesting of restricted shares granted to the Reporting Person pursuant to Rule 16b-3(d) plan.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 19:43 UTC
Knutson Jeffrey ScottVP Finance, CFO, Secr & Trea
Tax withholdingCommon Stock 2,843 $14.66 $41,686.91
Disclosure

SEC source: 0001127602-21-022878 · form4.xml · nonDerivative · entry 2

Knutson Jeffrey Scott · CIK 0001341537 · VP Finance, CFO, Secr & Trea

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,378

F2 · security: Represents shares of common stock withheld by the issuer to satisfy tax obligations in connection with the vesting of restricted stock units granted to the Reporting Person pursuant to Rule 16b-3(d) plan.

Read SEC document
August 02, 2021 Filed Aug 3, 2021 19:43 UTC
Knutson Jeffrey ScottVP Finance, CFO, Secr & Trea
GrantCommon Stock 6,060 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-022878 · form4.xml · nonDerivative · entry 1

Knutson Jeffrey Scott · CIK 0001341537 · VP Finance, CFO, Secr & Trea

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,221

F1 · security: Represents shares of common stock acquired by the Reporting Person upon the vesting of restricted stock units granted pursuant to Rule 16b-3(d) plan.

Read SEC document
April 30, 2021 Filed May 3, 2021 16:31 UTC
DOAR MICHAELDirector
GrantCommon Stock 1,547 $10.10 $15,623.15
Disclosure

SEC source: 0001127602-21-014838 · form4.xml · nonDerivative · entry 1

DOAR MICHAEL · CIK 0001264628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,426

F1 · shares: Represents restricted stock issued in lieu of quarterly cash retainer, pursuant to an irrevocable election made in November 2020 under the Twin Disc, Incorporated 2020 Stock Incentive Plan for Non-Employee Directors. Shares will vest on the first anniversary of the date of issuance.

Read SEC document
February 01, 2021 Filed Feb 2, 2021 21:09 UTC
DOAR MICHAELDirector
GrantCommon Stock 1,764 $8.86 $15,625.51
Disclosure

SEC source: 0001127602-21-003489 · form4.xml · nonDerivative · entry 1

DOAR MICHAEL · CIK 0001264628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,879

F1 · shares: Represents restricted stock issued in lieu of quarterly cash retainer, pursuant to an irrevocable election made in November 2020 under the Twin Disc, Incorporated 2020 Stock Incentive Plan for Non-Employee Directors. Shares will vest on the first anniversary of the date of issuance.

Read SEC document
October 29, 2020 Filed Oct 30, 2020 20:17 UTC GrantCommon Stock 13,296 $5.45 $72,503.09
Disclosure

SEC source: 0001127602-20-027728 · form4.xml · nonDerivative · entry 1

SMILEY MICHAEL C · CIK 0001219509 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,297

F1 · security: Award of Restricted Stock Pursuant to 2020 Stock Incentive Plan for Non-Employee Directors. Stock Grant will be fully vested on the date of the next annual meeting.

Read SEC document
October 29, 2020 Filed Oct 30, 2020 20:14 UTC GrantCommon Stock 13,296 $5.45 $72,503.09
Disclosure

SEC source: 0001127602-20-027722 · form4.xml · nonDerivative · entry 1

STRATTON HAROLD M II · CIK 0001190083 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,815

F1 · security: Award of Restricted Stock Pursuant to 2020 Stock Incentive Plan for Non-Employee Directors. Stock Grant will be fully vested on the date of the next annual meeting.

Read SEC document
October 29, 2020 Filed Oct 30, 2020 20:08 UTC GrantCommon Stock 13,296 $5.45 $72,503.09
Disclosure

SEC source: 0001127602-20-027718 · form4.xml · nonDerivative · entry 1

RAYBURN DAVID B · CIK 0001185590 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,089

F1 · security: Award of Restricted Stock Pursuant to 2020 Stock Incentive Plan for Non-Employee Directors. Stock Grant will be fully vested on the date of the next annual meeting.

Read SEC document
October 29, 2020 Filed Oct 30, 2020 20:06 UTC GrantCommon Stock 13,296 $5.45 $72,503.09
Disclosure

SEC source: 0001127602-20-027716 · form4.xml · nonDerivative · entry 1

Johnson David W · CIK 0001346698 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,831

F1 · security: Award of Restricted Stock Pursuant to 2020 Stock Incentive Plan for Non-Employee Directors. Stock Grant will be fully vested on the date of the next annual meeting.

Read SEC document
October 29, 2020 Filed Oct 30, 2020 20:05 UTC GrantCommon Stock 13,296 $5.45 $72,503.09
Disclosure

SEC source: 0001127602-20-027713 · form4.xml · nonDerivative · entry 1

Giesselman Janet Plaut · CIK 0001635634 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,161.5022

F1 · security: Award of Restricted Stock Pursuant to 2020 Stock Incentive Plan for Non-Employee Directors. Stock Grant will be fully vested on the date of the next annual meeting.

Read SEC document
October 29, 2020 Filed Oct 30, 2020 20:02 UTC
DOAR MICHAELDirector
GrantCommon Stock 13,296 $5.45 $72,503.09
Disclosure

SEC source: 0001127602-20-027710 · form4.xml · nonDerivative · entry 1

DOAR MICHAEL · CIK 0001264628 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,115

F1 · security: Award of Restricted Stock Pursuant to 2020 Stock Incentive Plan for Non-Employee Directors. Stock Grant will be fully vested on the date of the next annual meeting.

Read SEC document
August 13, 2020 Filed Aug 17, 2020 20:27 UTC
Lange Debbie ACorporate Controller
Tax withholdingCommon Stock 627 $6.59 $4,128.80
Disclosure

SEC source: 0001127602-20-023705 · form4.xml · nonDerivative · entry 2

Lange Debbie A · CIK 0001650192 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,786

F2 · security: Represents shares of common stock withheld by the issuer to satisfy tax obligations in connection with the vesting of performance shares granted to the Reporting Person pursuant to Rule 16b-3(d) plan.

Read SEC document
August 13, 2020 Filed Aug 17, 2020 20:27 UTC
Lange Debbie ACorporate Controller
GrantCommon Stock 1,366 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-023705 · form4.xml · nonDerivative · entry 1

Lange Debbie A · CIK 0001650192 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,413

F1 · security: Represents shares of common shares acquired by the Reporting Person upon the vesting of performance shares granted pursuant to Rule 16b-3(d) plan.

Read SEC document
August 13, 2020 Filed Aug 17, 2020 20:24 UTC
Knutson Jeffrey ScottVP Finance, CFO, Secr & Trea
Tax withholdingCommon Stock 2,569 $6.59 $16,916.87
Disclosure

SEC source: 0001127602-20-023695 · form4.xml · nonDerivative · entry 2

Knutson Jeffrey Scott · CIK 0001341537 · VP Finance, CFO, Secr & Trea

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,161

F2 · security: Represents shares of common stock withheld by the issuer to satisfy tax obligations in connection with the vesting of performance shares granted to the Reporting Person pursuant to Rule 16b-3(d) plan.

Read SEC document
August 13, 2020 Filed Aug 17, 2020 20:24 UTC
Knutson Jeffrey ScottVP Finance, CFO, Secr & Trea
GrantCommon Stock 2,913 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-023695 · form4.xml · nonDerivative · entry 1

Knutson Jeffrey Scott · CIK 0001341537 · VP Finance, CFO, Secr & Trea

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,730

F1 · security: Represents shares of common shares acquired by the Reporting Person upon the vesting of performance shares granted pursuant to Rule 16b-3(d) plan.

Read SEC document
August 13, 2020 Filed Aug 17, 2020 20:26 UTC
Wilcox DeniseVP-Human Resources
Tax withholdingCommon Stock 1,470 $6.59 $9,679.95
Disclosure

SEC source: 0001127602-20-023702 · form4.xml · nonDerivative · entry 2

Wilcox Denise · CIK 0001307477 · VP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,188

F2 · security: Represents shares of common stock withheld by the issuer to satisfy tax obligations in connection with the vesting of performance shares granted to the Reporting Person pursuant to Rule 16b-3(d) plan.

Read SEC document
August 13, 2020 Filed Aug 17, 2020 20:26 UTC
Wilcox DeniseVP-Human Resources
GrantCommon Stock 1,719 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-023702 · form4.xml · nonDerivative · entry 1

Wilcox Denise · CIK 0001307477 · VP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,658

F1 · security: Represents shares of common shares acquired by the Reporting Person upon the vesting of performance shares granted pursuant to Rule 16b-3(d) plan.

Read SEC document
August 13, 2020 Filed Aug 17, 2020 20:22 UTC
Gee Michael BVice President, Engineering
Tax withholdingCommon Stock 1,083 $6.59 $7,131.56
Disclosure

SEC source: 0001127602-20-023692 · form4.xml · nonDerivative · entry 2

Gee Michael B · CIK 0001630058 · Vice President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,403

F2 · security: Represents shares of common stock withheld by the issuer to satisfy tax obligations in connection with the vesting of performance shares granted to the Reporting Person pursuant to Rule 16b-3(d) plan.

Read SEC document
August 13, 2020 Filed Aug 17, 2020 20:22 UTC
Gee Michael BVice President, Engineering
GrantCommon Stock 1,409 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-023692 · form4.xml · nonDerivative · entry 1

Gee Michael B · CIK 0001630058 · Vice President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,486

F1 · security: Represents shares of common shares acquired by the Reporting Person upon the vesting of performance shares granted pursuant to Rule 16b-3(d) plan.

Read SEC document
August 13, 2020 Filed Aug 17, 2020 20:21 UTC
Bratel DeanVP-Sales & Applied Technology
Tax withholdingCommon Stock 2,198 $6.59 $14,473.83
Disclosure

SEC source: 0001127602-20-023688 · form4.xml · nonDerivative · entry 2

Bratel Dean · CIK 0001307612 · VP-Sales & Applied Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,050

F2 · security: Represents shares of common stock withheld by the issuer to satisfy tax obligations in connection with the vesting of performance shares granted to the Reporting Person pursuant to Rule 16b-3(d) plan.

Read SEC document
August 13, 2020 Filed Aug 17, 2020 20:21 UTC
Bratel DeanVP-Sales & Applied Technology
GrantCommon Stock 2,786 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-023688 · form4.xml · nonDerivative · entry 1

Bratel Dean · CIK 0001307612 · VP-Sales & Applied Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,248

F1 · security: Represents shares of common shares acquired by the Reporting Person upon the vesting of performance shares granted pursuant to Rule 16b-3(d) plan.

Read SEC document
August 13, 2020 Filed Aug 17, 2020 20:20 UTC
BATTEN JOHN HDirector · CEO · 10% owner
Tax withholdingCommon Stock 6,113 $6.59 $40,254.11
Disclosure

SEC source: 0001127602-20-023685 · form4.xml · nonDerivative · entry 2

BATTEN JOHN H · CIK 0001226982 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,352

F2 · security: Represents shares of common stock withheld by the issuer to satisfy tax obligations in connection with the vesting of performance shares granted to the Reporting Person pursuant to Rule 16b-3(d) plan.

Read SEC document
August 13, 2020 Filed Aug 17, 2020 20:20 UTC
BATTEN JOHN HDirector · CEO · 10% owner
GrantCommon Stock 6,893 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-023685 · form4.xml · nonDerivative · entry 1

BATTEN JOHN H · CIK 0001226982 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 274,465

F1 · security: Represents shares of common shares acquired by the Reporting Person upon the vesting of performance shares granted pursuant to Rule 16b-3(d) plan.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 20:06 UTC
Lange Debbie ACorporate Controller
GrantCommon Stock 6,933 $5.77 $40,003.41
Disclosure

SEC source: 0001127602-20-023236 · form4.xml · nonDerivative · entry 1

Lange Debbie A · CIK 0001650192 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,047

F1 · security: Award of Restricted Stock for no cash consideration pursuant to the Twin Disc, Incorporated 2018 Long-Term Incentive Compensation Plan as amended. Grant will vest 100% on 8/6/2023.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 20:05 UTC
Knutson Jeffrey ScottVP Finance, CFO, Secr & Trea
GrantCommon Stock 24,264 $5.77 $140,003.28
Disclosure

SEC source: 0001127602-20-023234 · form4.xml · nonDerivative · entry 1

Knutson Jeffrey Scott · CIK 0001341537 · VP Finance, CFO, Secr & Trea

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,817

F1 · security: Award of Restricted Stock for no cash consideration pursuant to the Twin Disc, Incorporated 2018 Long Term Incentive Compensation Plan as amended. Grant will vest 100% on 8/6/2023.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 20:04 UTC
FEIERTAG JAMES EPresident, COO
GrantCommon Stock 22,877 $5.77 $132,000.29
Disclosure

SEC source: 0001127602-20-023232 · form4.xml · nonDerivative · entry 1

FEIERTAG JAMES E · CIK 0001225637 · President, COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,625

F1 · security: Award of Restricted Stock for no cash consideration pursuant to the Twin Disc, Incorporated 2018 Long-Term Incentive Compensation Plan as amended. Grant will vest 100% on 8/6/2023.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 20:03 UTC
Bratel DeanVP-Sales & Applied Technology
GrantCommon Stock 13,865 $5.77 $80,001.05
Disclosure

SEC source: 0001127602-20-023229 · form4.xml · nonDerivative · entry 1

Bratel Dean · CIK 0001307612 · VP-Sales & Applied Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,462

F1 · security: Award of Restricted Stock for no cash consideration pursuant to the Twin Disc, Incorporated 2018 Long-Term Incentive Compensation Plan as amended. Grant will vest 100% on 8/6/2023.

Read SEC document
August 06, 2020 Filed Aug 10, 2020 20:01 UTC
BATTEN JOHN HDirector · CEO · 10% owner
GrantCommon Stock 51,994 $5.77 $300,005.38
Disclosure

SEC source: 0001127602-20-023226 · form4.xml · nonDerivative · entry 1

BATTEN JOHN H · CIK 0001226982 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 267,572

F1 · security: Award of Restricted Stock for no cash consideration pursuant to the Twin Disc, Incorporated 2018 Long Term Incentive Compensation Plan as amended. Grant will vest 100% on 8/6/2023.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 20:19 UTC
Wilcox DeniseVP-Human Resources
Tax withholdingCommon Stock 2,177 $5.85 $12,724.57
Disclosure

SEC source: 0001127602-20-022876 · form4.xml · nonDerivative · entry 1

Wilcox Denise · CIK 0001307477 · VP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,939

F1 · security: Shares surrendered to Company to satisfy tax withholding upon vesting of restricted stock granted 8/2/17.

Read SEC document
August 03, 2020 Filed Aug 5, 2020 20:17 UTC
Lange Debbie ACorporate Controller
Tax withholdingCommon Stock 928 $5.85 $5,424.16
Disclosure

SEC source: 0001127602-20-022873 · form4.xml · nonDerivative · entry 1

Lange Debbie A · CIK 0001650192 · Corporate Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,114

F1 · security: Shares surrendered to Company to satisfy tax withholding upon vesting of restricted stock granted 8/2/17.

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August 03, 2020 Filed Aug 5, 2020 20:16 UTC
Knutson Jeffrey ScottVP Finance, CFO, Secr & Trea
Tax withholdingCommon Stock 3,815 $5.85 $22,298.68
Disclosure

SEC source: 0001127602-20-022869 · form4.xml · nonDerivative · entry 1

Knutson Jeffrey Scott · CIK 0001341537 · VP Finance, CFO, Secr & Trea

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,553

F1 · security: Shares surrendered to Company to satisfy tax withholding upon vesting of restricted stock granted 8/2/17.

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August 03, 2020 Filed Aug 5, 2020 20:14 UTC
Gee Michael BVice President, Engineering
Tax withholdingCommon Stock 1,603 $5.85 $9,369.54
Disclosure

SEC source: 0001127602-20-022865 · form4.xml · nonDerivative · entry 1

Gee Michael B · CIK 0001630058 · Vice President, Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,077

F1 · security: Shares surrendered to Company to satisfy tax withholding upon vesting of restricted stock granted 8/2/17.

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August 03, 2020 Filed Aug 5, 2020 20:12 UTC
Bratel DeanVP-Sales & Applied Technology
Tax withholdingCommon Stock 3,308 $5.85 $19,335.26
Disclosure

SEC source: 0001127602-20-022860 · form4.xml · nonDerivative · entry 1

Bratel Dean · CIK 0001307612 · VP-Sales & Applied Technology

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,597

F1 · security: Shares surrendered to Company to satisfy tax withholding upon vesting of restricted stock granted 8/2/17.

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August 03, 2020 Filed Aug 5, 2020 20:09 UTC
BATTEN JOHN HDirector · CEO · 10% owner
Tax withholdingCommon Stock 9,052 $5.85 $52,908.94
Disclosure

SEC source: 0001127602-20-022856 · form4.xml · nonDerivative · entry 1

BATTEN JOHN H · CIK 0001226982 · Director · CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 215,578

F1 · security: Shares surrendered to Company to satisfy tax withholding upon vesting of restricted stock granted 8/2/17.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.