Last 12 months
Inside the activity.
3 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 3 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 18, 2020 Filed Mar 24, 2020 18:02 UTC |
ADELMAN JASON TDirector
|
PurchaseCommon Stock | 1,000 | $1.34 | $1,340.00 |
DisclosureSEC source: 0001415889-20-000848 · form4-03242020_110304.xml · nonDerivative · entry 4 ADELMAN JASON T · CIK 0001247604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,000 Read SEC document |
| March 18, 2020 Filed Mar 24, 2020 18:02 UTC |
ADELMAN JASON TDirector
|
PurchaseCommon Stock | 1,000 | $1.33 | $1,330.00 |
DisclosureSEC source: 0001415889-20-000848 · form4-03242020_110304.xml · nonDerivative · entry 3 ADELMAN JASON T · CIK 0001247604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 469,000 Read SEC document |
| March 18, 2020 Filed Mar 24, 2020 18:02 UTC |
ADELMAN JASON TDirector
|
PurchaseCommon Stock | 1,000 | $1.34 | $1,340.00 |
DisclosureSEC source: 0001415889-20-000848 · form4-03242020_110304.xml · nonDerivative · entry 2 ADELMAN JASON T · CIK 0001247604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,000 Read SEC document |
| March 18, 2020 Filed Mar 24, 2020 18:02 UTC |
ADELMAN JASON TDirector
|
PurchaseCommon Stock | 1,000 | $1.34 | $1,340.00 |
DisclosureSEC source: 0001415889-20-000848 · form4-03242020_110304.xml · nonDerivative · entry 1 ADELMAN JASON T · CIK 0001247604 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,000 Read SEC document |
| October 01, 2019 Filed Oct 4, 2019 20:05 UTC |
Giangano DavidDirector
|
Tax withholdingcommon stock | 6,896 | $1.00 | $6,896.00 |
DisclosureSEC source: 0000746210-19-000050 · wf-form4_157021949143503.xml · nonDerivative · entry 2 Giangano David · CIK 0001381761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,070 F2 · shares: Represents shares withheld to satisfy estimated tax withholding obligations in connection with the vesting of restricted stock units and the delivery of underlying shares of common stock. Read SEC document |
| October 01, 2019 Filed Oct 4, 2019 20:05 UTC |
Giangano DavidDirector
|
Grantcommon stock | 2,500 | $1.00 | $2,500.00 |
DisclosureSEC source: 0000746210-19-000050 · wf-form4_157021949143503.xml · nonDerivative · entry 1 Giangano David · CIK 0001381761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,966 F1 · shares: Represents a grant of restricted stock units under the issuer's 2014 Equity Incentive Plan, as amended. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units vested immediately upon grant. The closing price of the issuer's common stock on the day of grant was $1.00. Read SEC document |
| July 19, 2019 Filed Jul 25, 2019 21:05 UTC |
LOMBARDI PATRICK JDirector
|
Tax withholdingcommon stock | 9,451 | $0.94 | $8,883.94 |
DisclosureSEC source: 0001181379-19-000002 · wf-form4_156408870781560.xml · nonDerivative · entry 1 LOMBARDI PATRICK J · CIK 0001181379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,782 F1 · shares: Represents shares withheld to satisfy estimated tax withholding obligations in connection with the vesting of restricted stock units and the delivery of underlying shares of common stock. Read SEC document |
| July 19, 2019 Filed Jul 26, 2019 20:13 UTC |
Archer KennethDirector
|
Tax withholdingcommon stock | 7,127 | $0.94 | $6,699.38 |
DisclosureSEC source: 0001628280-19-009099 · wf-form4_156417201347492.xml · nonDerivative · entry 1 Archer Kenneth · CIK 0001494967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,654 F1 · kind: Represents shares withheld to satisfy estimated tax withholding obligations in connection with the vesting of restricted stock units and the delivery of underlying shares of common stock. Read SEC document |
| May 02, 2019 Filed May 6, 2019 20:08 UTC |
Clark David CCHIEF FINANCIAL OFFICER
|
Tax withholdingcommon stock | 3,936 | $1.46 | $5,746.56 |
DisclosureSEC source: 0000746210-19-000025 · wf-form4_155717327196177.xml · nonDerivative · entry 2 Clark David C · CIK 0001290061 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,614 F2 · shares: Represents shares withheld from the vesting of a performance-based restricted stock unit to satisfy estimated tax withholding obligations. Read SEC document |
| May 02, 2019 Filed May 6, 2019 20:08 UTC |
Clark David CCHIEF FINANCIAL OFFICER
|
Grantcommon stock | 22,334 | $1.46 | $32,607.64 |
DisclosureSEC source: 0000746210-19-000025 · wf-form4_155717327196177.xml · nonDerivative · entry 1 Clark David C · CIK 0001290061 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,550 F1 · shares: Represents shares of the issuer's Common Stock, par value $0.0001 per share Common Stock, issued in connection with the vesting, on May 2, 2019, of 22,334 previously issued performance-based restricted stock units. Read SEC document |
| May 02, 2019 Filed May 6, 2019 20:04 UTC |
Holst PeterDirector · PRESIDENT AND CEO
|
Tax withholdingcommon stock | 9,360 | $1.46 | $13,665.60 |
DisclosureSEC source: 0000746210-19-000023 · wf-form4_155717307918112.xml · nonDerivative · entry 2 Holst Peter · CIK 0001349467 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 325,991 F2 · shares: Represents shares withheld from the vesting of a performance-based restricted stock unit to satisfy estimated tax withholding obligations. Read SEC document |
| May 02, 2019 Filed May 6, 2019 20:04 UTC |
Holst PeterDirector · PRESIDENT AND CEO
|
Grantcommon stock | 33,333 | $1.46 | $48,666.18 |
DisclosureSEC source: 0000746210-19-000023 · wf-form4_155717307918112.xml · nonDerivative · entry 1 Holst Peter · CIK 0001349467 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 335,351 F1 · shares: Represents shares of the issuer's Common Stock, par value $0.0001 per share Common Stock, issued in connection with the vesting, on May 2, 2019, of 33,333 previously issued performance-based restricted stock units. Read SEC document |
| May 02, 2019 Filed Jul 2, 2020 20:22 UTC Amendment |
Clark David CCHIEF FINANCIAL OFFICER
|
Tax withholdingcommon stock | 7,286 | $1.46 | $10,637.56 |
DisclosureSEC source: 0001290061-20-000002 · wf-form4a_159372132926821.xml · nonDerivative · entry 1 Clark David C · CIK 0001290061 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,264 F1 · shares: Represents shares of common stock, par value $0.0001 per share ("Common Stock"), withheld from the vesting of performance-based restricted stock units to satisfy estimated tax withholding obligations. The Form 4 filed by the reporting person on May 6, 2019 inadvertently under reported the number of shares withheld by 3,350 shares. This amendment is being filed to correct this error. The total number of shares of Common Stock beneficially owned by the reporting person following this transaction is 45,264 shares. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 20:06 UTC |
Holst PeterDirector · PRESIDENT AND CEO
|
Tax withholdingcommon stock | 64,275 | $0.20 | $12,855.00 |
DisclosureSEC source: 0001349467-18-000007 · wf-form4_153064834305469.xml · nonDerivative · entry 1 Holst Peter · CIK 0001349467 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,008,543 F1 · shares: Represents shares transferred to Glowpoint, Inc. to satisfy tax withholding obligations in connection with the vesting of 187,500 shares of restricted stock on July 1, 2018. Read SEC document |
| July 01, 2018 Filed Jul 3, 2018 20:04 UTC |
Clark David CCHIEF FINANCIAL OFFICER
|
Tax withholdingcommon stock | 20,568 | $0.20 | $4,113.60 |
DisclosureSEC source: 0001290061-18-000007 · wf-form4_153064825701663.xml · nonDerivative · entry 1 Clark David C · CIK 0001290061 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,157 F1 · shares: Represents shares transferred to Glowpoint, Inc. to satisfy tax withholding obligations in connection with the vesting of 60,000 shares of restricted stock on July 1, 2018. Read SEC document |
| May 31, 2018 Filed May 31, 2018 20:41 UTC |
Archer KennethDirector
|
Grantcommon stock | 25,000 | $0.19 | $4,750.00 |
DisclosureSEC source: 0000746210-18-000035 · wf-form4_152779928173185.xml · nonDerivative · entry 1 Archer Kenneth · CIK 0001494967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,805 F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2014 Equity Incentive Plan. Each time-based restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the date of the 2019 Annual Meeting of Stockholders, subject to the terms and conditions set forth in the award agreement. The closing price of the issuer's common stock on the day prior to the date of grant was $0.19. Read SEC document |
| May 31, 2018 Filed May 31, 2018 20:35 UTC |
LOMBARDI PATRICK JDirector
|
Grantcommon stock | 25,000 | $0.19 | $4,750.00 |
DisclosureSEC source: 0000746210-18-000033 · wf-form4_152779893123992.xml · nonDerivative · entry 1 LOMBARDI PATRICK J · CIK 0001181379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 362,328 F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2014 Equity Incentive Plan. Each time-based restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the date of the 2019 Annual Meeting of Stockholders, subject to the terms and conditions set forth in the award agreement. The closing price of the issuer's common stock on the day prior to the date of grant was $0.19. Read SEC document |
| May 31, 2018 Filed May 31, 2018 20:33 UTC |
Giangano DavidDirector
|
Grantcommon stock | 25,000 | $0.19 | $4,750.00 |
DisclosureSEC source: 0000746210-18-000031 · wf-form4_152779880686931.xml · nonDerivative · entry 1 Giangano David · CIK 0001381761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,660 F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2014 Equity Incentive Plan. Each time-based restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the date of the 2019 Annual Meeting of Stockholders, subject to the terms and conditions set forth in the award agreement. The closing price of the issuer's common stock on the day prior to the date of grant was $0.19. Read SEC document |
| May 31, 2018 Filed May 31, 2018 20:30 UTC |
LUSK JAMES SDirector
|
Grantcommon stock | 25,000 | $0.19 | $4,750.00 |
DisclosureSEC source: 0000746210-18-000029 · wf-form4_152779859620346.xml · nonDerivative · entry 1 LUSK JAMES S · CIK 0001199076 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 334,055 F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2014 Equity Incentive Plan. Each time-based restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the date of the 2019 Annual Meeting of Stockholders, subject to the terms and conditions set forth in the award agreement. The closing price of the issuer's common stock on the day prior to the date of grant was $0.19. Read SEC document |
| April 13, 2018 Filed Apr 16, 2018 21:26 UTC |
LUSK JAMES SDirector
|
Grantcommon stock | 25,000 | $0.21 | $5,250.00 |
DisclosureSEC source: 0001199076-18-000002 · wf-form4_152391391965261.xml · nonDerivative · entry 1 LUSK JAMES S · CIK 0001199076 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 309,055 F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2014 Equity Incentive Plan. Each time-based restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the date of the 2019 Annual Meeting of Stockholders, subject to the terms and conditions set forth in the award agreement. The closing price of the issuer's common stock on the day prior to the date of grant was $0.21. Read SEC document |
| April 13, 2018 Filed Apr 16, 2018 21:23 UTC |
Archer KennethDirector
|
Grantcommon stock | 25,000 | $0.21 | $5,250.00 |
DisclosureSEC source: 0001628280-18-004297 · wf-form4_152391379857363.xml · nonDerivative · entry 1 Archer Kenneth · CIK 0001494967 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,805 F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2014 Equity Incentive Plan. Each time-based restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the date of the 2019 Annual Meeting of Stockholders, subject to the terms and conditions set forth in the award agreement. The closing price of the issuer's common stock on the day prior to the date of grant was $0.21. Read SEC document |
| April 13, 2018 Filed Apr 16, 2018 20:14 UTC |
Giangano DavidDirector
|
Grantcommon stock | 25,000 | $0.21 | $5,250.00 |
DisclosureSEC source: 0001381761-18-000002 · wf-form4_152390968110491.xml · nonDerivative · entry 1 Giangano David · CIK 0001381761 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,660 F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2014 Equity Incentive Plan. Each time-based restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the date of the 2019 Annual Meeting of Stockholders, subject to the terms and conditions set forth in the award agreement. The closing price of the issuer's common stock on the day prior to the date of grant was $0.21. Read SEC document |
| April 13, 2018 Filed Apr 16, 2018 20:11 UTC |
LOMBARDI PATRICK JDirector
|
Grantcommon stock | 25,000 | $0.21 | $5,250.00 |
DisclosureSEC source: 0001181379-18-000002 · wf-form4_152390944642057.xml · nonDerivative · entry 1 LOMBARDI PATRICK J · CIK 0001181379 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 337,328 F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2014 Equity Incentive Plan. Each time-based restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest on the date of the 2019 Annual Meeting of Stockholders, subject to the terms and conditions set forth in the award agreement. The closing price of the issuer's common stock on the day prior to the date of grant was $0.21. Read SEC document |
| April 13, 2018 Filed Apr 16, 2018 20:06 UTC |
Clark David CCHIEF FINANCIAL OFFICER
|
Grantcommon stock | 116,667 | $0.21 | $24,500.07 |
DisclosureSEC source: 0001290061-18-000005 · wf-form4_152390920222608.xml · nonDerivative · entry 1 Clark David C · CIK 0001290061 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 322,725 F1 · shares: Represents a grant of time-based restricted stock units under the issuer's 2014 Equity Incentive Plan. Each time-based restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of the issuer's common stock. The units are scheduled to vest, subject to the terms and conditions set forth in the award agreement, on April 13, 2020. The closing price of the issuer's common stock on the date of grant was $0.21. Read SEC document |
| March 14, 2018 Filed Mar 15, 2018 21:43 UTC |
Holst PeterDirector · PRESIDENT AND CEO
|
Tax withholdingcommon stock | 45,847 | $0.25 | $11,461.75 |
DisclosureSEC source: 0001349467-18-000004 · wf-form4_152115022452823.xml · nonDerivative · entry 1 Holst Peter · CIK 0001349467 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,072,818 F1 · shares: Represents shares transferred to Glowpoint, Inc. to satisfy tax withholding obligations in connection with the vesting of 133,742 shares of restricted stock on March 14,2018. Read SEC document |
| March 14, 2018 Filed Mar 15, 2018 21:50 UTC |
Clark David CCHIEF FINANCIAL OFFICER
|
Tax withholdingcommon stock | 29,569 | $0.25 | $7,392.25 |
DisclosureSEC source: 0001290061-18-000002 · wf-form4_152115058521592.xml · nonDerivative · entry 1 Clark David C · CIK 0001290061 · CHIEF FINANCIAL OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 206,058 F1 · shares: Represents shares transferred to Glowpoint, Inc. to satisfy tax withholding obligations in connection with the vesting of 86,257 shares of restricted stock on March 14,2018. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 21:05 UTC |
Main Street Capital CORP10% owner
Main Street Equity Interests, Inc.10% owner
|
OtherCommon Stock | 55,919 | $0.35 | $19,571.65 |
DisclosureSEC source: 0001209191-17-047144 · doc4.xml · nonDerivative · entry 6 Main Street Capital CORP · CIK 0001396440 · 10% owner Main Street Equity Interests, Inc. · CIK 0001513729 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Main Street Capital II, LP Disclosed balance after: 55,919 F2 · kind: Main Street Capital Corporation, Main Street Mezzanine Fund, LP, and Main Street Capital II, LP received these shares of Common Stock in exchange for cancelling certain notes previously issued by Issuer that have a combined fair market value of approximately $78,000. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 21:05 UTC |
Main Street Capital CORP10% owner
Main Street Equity Interests, Inc.10% owner
|
OtherCommon Stock | 145,394 | $0.35 | $50,887.90 |
DisclosureSEC source: 0001209191-17-047144 · doc4.xml · nonDerivative · entry 5 Main Street Capital CORP · CIK 0001396440 · 10% owner Main Street Equity Interests, Inc. · CIK 0001513729 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Main Street Mezzanine Fund, LP Disclosed balance after: 145,394 F2 · kind: Main Street Capital Corporation, Main Street Mezzanine Fund, LP, and Main Street Capital II, LP received these shares of Common Stock in exchange for cancelling certain notes previously issued by Issuer that have a combined fair market value of approximately $78,000. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 21:05 UTC |
Main Street Capital CORP10% owner
Main Street Equity Interests, Inc.10% owner
|
OtherCommon Stock | 22,369 | $0.35 | $7,829.15 |
DisclosureSEC source: 0001209191-17-047144 · doc4.xml · nonDerivative · entry 4 Main Street Capital CORP · CIK 0001396440 · 10% owner Main Street Equity Interests, Inc. · CIK 0001513729 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,369 F2 · kind: Main Street Capital Corporation, Main Street Mezzanine Fund, LP, and Main Street Capital II, LP received these shares of Common Stock in exchange for cancelling certain notes previously issued by Issuer that have a combined fair market value of approximately $78,000. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 21:05 UTC |
Main Street Capital CORP10% owner
Main Street Equity Interests, Inc.10% owner
|
OtherCommon Stock | 18,362 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-047144 · doc4.xml · nonDerivative · entry 3 Main Street Capital CORP · CIK 0001396440 · 10% owner Main Street Equity Interests, Inc. · CIK 0001513729 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Main Street Capital II, LP Disclosed balance after: 0 F1 · kind: The Issuer redeemed these shares of Common Stock from Main Street Equity Interests, Inc., Main Street Mezzanine Fund, LP, and Main Street Capital II, LP for a combined price of $1. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 21:05 UTC |
Main Street Capital CORP10% owner
Main Street Equity Interests, Inc.10% owner
|
OtherCommon Stock | 47,741 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-047144 · doc4.xml · nonDerivative · entry 2 Main Street Capital CORP · CIK 0001396440 · 10% owner Main Street Equity Interests, Inc. · CIK 0001513729 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Main Street Mezzanine Fund, LP Disclosed balance after: 0 F1 · kind: The Issuer redeemed these shares of Common Stock from Main Street Equity Interests, Inc., Main Street Mezzanine Fund, LP, and Main Street Capital II, LP for a combined price of $1. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 21:05 UTC |
Main Street Capital CORP10% owner
Main Street Equity Interests, Inc.10% owner
|
OtherCommon Stock | 7,645,414 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-047144 · doc4.xml · nonDerivative · entry 1 Main Street Capital CORP · CIK 0001396440 · 10% owner Main Street Equity Interests, Inc. · CIK 0001513729 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Main Street Equity Interests, Inc. Disclosed balance after: 0 F1 · kind: The Issuer redeemed these shares of Common Stock from Main Street Equity Interests, Inc., Main Street Mezzanine Fund, LP, and Main Street Capital II, LP for a combined price of $1. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:59 UTC |
Holst PeterDirector · PRESIDENT AND CEO
|
Purchasecommon stock | 1,806,087 | $0.00 | $0.00 |
DisclosureSEC source: 0000746210-17-000022 · wf-form4_150170753497870.xml · nonDerivative · entry 1 Holst Peter · CIK 0001349467 · Director · PRESIDENT AND CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,118,665 F1 · price: The Company issued 1,806,087 shares of common stock to Mr. Holst on July 31, 2017 in connection with the SRS Note Exchange. See further description of the SRS Note Exchange in the Company's Form 8-K filed on August 1, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.