Last 12 months
Inside the activity.
0 purchase rows · 116 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 6 |
| Jan 2026 | 0 | 5 |
| Feb 2026 | 0 | 17 |
| Mar 2026 | 0 | 1 |
| Apr 2026 | 0 | 23 |
| May 2026 | 0 | 15 |
| Jun 2026 | 0 | 2 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 5 |
| Sep 2026 | 0 | 41 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 04, 2021 Filed Oct 5, 2021 20:06 UTC |
Heerma PeterChief Commercial Officer
|
SaleCommon Stock | 3,058 | $24.77 | $75,746.05 |
DisclosureSEC source: 0001209191-21-059353 · doc4.xml · nonDerivative · entry 1 Heerma Peter · CIK 0001789617 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,457 F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 22:16 UTC |
Williams Brinkley RuthDirector
|
GrantStock Option (Right to Buy) · Derivative | 15,750 | $0.00 Strike: $23.61 | $0.00 |
DisclosureSEC source: 0001209191-21-056459 · doc4.xml · derivative · entry 2 Brinkley Ruth Williams · CIK 0001344381 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,750 Underlying: Common Stock · 15,750 shares Expires 2031-09-13 F1 · derivative.exercise_date: One-third of the shares subject to the stock option vest and become exercisable on the first anniversary of the date of grant, and the remaining shares vest in 24 equal monthly installments thereafter. Read SEC document |
| September 14, 2021 Filed Sep 16, 2021 22:16 UTC |
Williams Brinkley RuthDirector
|
GrantCommon Stock | 5,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-056459 · doc4.xml · nonDerivative · entry 1 Brinkley Ruth Williams · CIK 0001344381 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,250 Read SEC document |
| August 17, 2021 Filed Aug 17, 2021 23:41 UTC |
Heerma PeterChief Commercial Officer
|
SaleCommon Stock | 1,407 | $17.12 | $24,086.01 |
DisclosureSEC source: 0001209191-21-052085 · doc4.xml · nonDerivative · entry 2 Heerma Peter · CIK 0001789617 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,515 F3 · kind: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested performance restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person. Read SEC document |
| August 17, 2021 Filed Aug 17, 2021 23:40 UTC |
Dube Eric MDirector · Chief Executive Officer
|
SaleCommon Stock | 7,836 | $17.12 | $134,142.13 |
DisclosureSEC source: 0001209191-21-052084 · doc4.xml · nonDerivative · entry 2 Dube Eric M · CIK 0001763494 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,915 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested performance restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person. Read SEC document |
| August 17, 2021 Filed Aug 17, 2021 23:39 UTC |
Rosenberg Noah L.Chief Medical Officer
|
SaleCommon Stock | 1,407 | $17.12 | $24,085.03 |
DisclosureSEC source: 0001209191-21-052083 · doc4.xml · nonDerivative · entry 2 Rosenberg Noah L. · CIK 0001579649 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,614 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested performance restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person. Read SEC document |
| August 17, 2021 Filed Aug 17, 2021 23:38 UTC |
ROTE WILLIAM E.Senior Vice President, R&D
|
SaleCommon Stock | 1,407 | $17.12 | $24,085.45 |
DisclosureSEC source: 0001209191-21-052081 · doc4.xml · nonDerivative · entry 2 ROTE WILLIAM E. · CIK 0001698262 · Senior Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,731 F3 · kind: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested performance restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person. Read SEC document |
| August 17, 2021 Filed Aug 17, 2021 23:35 UTC |
REED ELIZABETH ESVP, GC & Corporate Secretary
|
SaleCommon Stock | 1,407 | $17.12 | $24,086.01 |
DisclosureSEC source: 0001209191-21-052078 · doc4.xml · nonDerivative · entry 2 REED ELIZABETH E · CIK 0001283303 · SVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,548 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested performance restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person. Read SEC document |
| August 17, 2021 Filed Aug 17, 2021 23:34 UTC |
Clague LauraChief Financial Officer
|
SaleCommon Stock | 1,407 | $17.12 | $24,085.31 |
DisclosureSEC source: 0001209191-21-052077 · doc4.xml · nonDerivative · entry 2 Clague Laura · CIK 0001388773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,316 F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested performance restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 23:41 UTC |
Heerma PeterChief Commercial Officer
|
GrantCommon Stock | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-052085 · doc4.xml · nonDerivative · entry 1 Heerma Peter · CIK 0001789617 · Chief Commercial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,922 F1 · kind: On January 31, 2020, the reporting person was granted a performance restricted stock unit (PRSU) grant covering 9,000 shares of the Issuer's common stock, which vest upon the later of (i) 12 months from the date of grant and (ii) the achievement of specified clinical and regulatory development milestones. On August 13, 2021, a portion of the PRSUs vested upon the Issuer's confirmation of the satisfaction of a performance criterion related to the interim data read-out from the PROTECT study. F2 · balance_after: Includes 1,078 shares of the Issuer's common stock acquired by the reporting person on May 31, 2021 pursuant to an employee stock purchase program. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 23:40 UTC |
Dube Eric MDirector · Chief Executive Officer
|
GrantCommon Stock | 17,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-052084 · doc4.xml · nonDerivative · entry 1 Dube Eric M · CIK 0001763494 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,751 F1 · kind: On January 31, 2020, the reporting person was granted a performance restricted stock unit (PRSU) grant covering 35,000 shares of the Issuer's common stock, which vest upon the later of (i) 12 months from the date of grant and (ii) the achievement of specified clinical and regulatory development milestones. On August 13, 2021, a portion of the PRSUs vested upon the Issuer's confirmation of the satisfaction of a performance criterion related to the interim data read-out from the PROTECT study. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 23:39 UTC |
Rosenberg Noah L.Chief Medical Officer
|
GrantCommon Stock | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-052083 · doc4.xml · nonDerivative · entry 1 Rosenberg Noah L. · CIK 0001579649 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,021 F1 · kind: On January 31, 2020, the reporting person was granted a performance restricted stock unit (PRSU) grant covering 9,000 shares of the Issuer's common stock, which vest upon the later of (i) 12 months from the date of grant and (ii) the achievement of specified clinical and regulatory development milestones. On August 13, 2021, a portion of the PRSUs vested upon the Issuer's confirmation of the satisfaction of a performance criterion related to the interim data read-out from the PROTECT study. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 23:38 UTC |
ROTE WILLIAM E.Senior Vice President, R&D
|
GrantCommon Stock | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-052081 · doc4.xml · nonDerivative · entry 1 ROTE WILLIAM E. · CIK 0001698262 · Senior Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,138 F1 · kind: On January 31, 2020, the reporting person was granted a performance restricted stock unit (PRSU) grant covering 9,000 shares of the Issuer's common stock, which vest upon the later of (i) 12 months from the date of grant and (ii) the achievement of specified clinical and regulatory development milestones. On August 13, 2021, a portion of the PRSUs vested upon the Issuer's confirmation of the satisfaction of a performance criterion related to the interim data read-out from the PROTECT study. F2 · balance_after: Includes 931 shares of the Issuer's common stock acquired by the reporting person on May 31, 2021 pursuant to an employee stock purchase program. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 23:35 UTC |
REED ELIZABETH ESVP, GC & Corporate Secretary
|
GrantCommon Stock | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-052078 · doc4.xml · nonDerivative · entry 1 REED ELIZABETH E · CIK 0001283303 · SVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,955 F1 · kind: On January 31, 2020, the reporting person was granted a performance restricted stock unit (PRSU) grant covering 9,000 shares of the Issuer's common stock, which vest upon the later of (i) 12 months from the date of grant and (ii) the achievement of specified clinical and regulatory development milestones. On August 13, 2021, a portion of the PRSUs vested upon the Issuer's confirmation of the satisfaction of a performance criterion related to the interim data read-out from the PROTECT study. Read SEC document |
| August 13, 2021 Filed Aug 17, 2021 23:34 UTC |
Clague LauraChief Financial Officer
|
GrantCommon Stock | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-052077 · doc4.xml · nonDerivative · entry 1 Clague Laura · CIK 0001388773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,723 F1 · kind: On January 31, 2020, the reporting person was granted a performance restricted stock unit (PRSU) grant covering 9,000 shares of the Issuer's common stock, which vest upon the later of (i) 12 months from the date of grant and (ii) the achievement of specified clinical and regulatory development milestones. On August 13, 2021, a portion of the PRSUs vested upon the Issuer's confirmation of the satisfaction of a performance criterion related to the interim data read-out from the PROTECT study. Read SEC document |
| July 28, 2021 Filed Jul 29, 2021 20:09 UTC |
Rosenberg Noah L.Chief Medical Officer
|
SaleCommon Stock | 1,250 | $13.81 | $17,262.50 |
DisclosureSEC source: 0001209191-21-048494 · doc4.xml · nonDerivative · entry 1 Rosenberg Noah L. · CIK 0001579649 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,521 F1 · kind: The sales reported were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units. F2 · balance_after: Includes 177 shares of the Issuer's common stock acquired by the reporting person on May 31, 2021 pursuant to an employee stock purchase program. Read SEC document |
| July 16, 2021 Filed Nov 3, 2021 20:05 UTC |
ASELAGE STEVEDirector
|
GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-062670 · doc4.xml · nonDerivative · entry 4 ASELAGE STEVE · CIK 0001221599 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 28,000 F1 · ownership.nature: The shares are held in the name of the Aselage Family Trust. Read SEC document |
| July 16, 2021 Filed Nov 3, 2021 20:05 UTC |
ASELAGE STEVEDirector
|
GiftCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-062670 · doc4.xml · nonDerivative · entry 3 ASELAGE STEVE · CIK 0001221599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,794 Read SEC document |
| June 02, 2021 Filed Jun 3, 2021 20:07 UTC |
Dube Eric MDirector · Chief Executive Officer
|
SaleCommon Stock | 4,780 | $14.35 | $68,593.00 |
DisclosureSEC source: 0001209191-21-037615 · doc4.xml · nonDerivative · entry 2 Dube Eric M · CIK 0001763494 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,251 F1 · kind: The sales reported were made pursuant to a written plan adopted on June 15, 2020 and meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| June 01, 2021 Filed Jun 3, 2021 20:07 UTC |
Dube Eric MDirector · Chief Executive Officer
|
SaleCommon Stock | 4,782 | $14.89 | $71,203.98 |
DisclosureSEC source: 0001209191-21-037615 · doc4.xml · nonDerivative · entry 1 Dube Eric M · CIK 0001763494 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,031 F1 · kind: The sales reported were made pursuant to a written plan adopted on June 15, 2020 and meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended. Read SEC document |
| May 14, 2021 Filed May 19, 2021 01:22 UTC |
LYONS GARY ADirector
|
GrantStock option (right to buy) · Derivative | 9,000 | $0.00 Strike: $18.27 | $0.00 |
DisclosureSEC source: 0001209191-21-033852 · doc4.xml · derivative · entry 2 LYONS GARY A · CIK 0001123343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2031-05-13 F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program. F2 · derivative.exercise_date: The equity award vests over a one year period. Read SEC document |
| May 14, 2021 Filed May 19, 2021 01:22 UTC |
LYONS GARY ADirector
|
GrantCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033852 · doc4.xml · nonDerivative · entry 1 LYONS GARY A · CIK 0001123343 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,000 F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program. F2 · shares: The equity award vests over a one year period. Read SEC document |
| May 14, 2021 Filed May 19, 2021 01:17 UTC |
Orwin John ADirector
|
GrantStock option (right to buy) · Derivative | 9,000 | $0.00 Strike: $18.27 | $0.00 |
DisclosureSEC source: 0001209191-21-033847 · doc4.xml · derivative · entry 2 Orwin John A · CIK 0001477384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2031-05-13 F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program. F2 · derivative.exercise_date: The equity award vests over a one year period. Read SEC document |
| May 14, 2021 Filed May 19, 2021 01:17 UTC |
Orwin John ADirector
|
GrantCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033847 · doc4.xml · nonDerivative · entry 1 Orwin John A · CIK 0001477384 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,875 F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program. F2 · shares: The equity award vests over a one year period. Read SEC document |
| May 14, 2021 Filed May 19, 2021 01:11 UTC |
Squarer RonDirector
|
GrantStock option (right to buy) · Derivative | 9,000 | $0.00 Strike: $18.27 | $0.00 |
DisclosureSEC source: 0001209191-21-033845 · doc4.xml · derivative · entry 2 Squarer Ron · CIK 0001454001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2031-05-13 F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program. F2 · derivative.exercise_date: The equity award vests over a one year period. Read SEC document |
| May 14, 2021 Filed May 19, 2021 01:11 UTC |
Squarer RonDirector
|
GrantCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033845 · doc4.xml · nonDerivative · entry 1 Squarer Ron · CIK 0001454001 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,875 F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program. F2 · shares: The equity award vests over a one year period. Read SEC document |
| May 14, 2021 Filed May 19, 2021 01:30 UTC |
Coughlin TimothyDirector
|
GrantStock option (right to buy) · Derivative | 9,000 | $0.00 Strike: $18.27 | $0.00 |
DisclosureSEC source: 0001209191-21-033855 · doc4.xml · derivative · entry 2 COUGHLIN TIMOTHY · CIK 0001376043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2031-05-13 F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program. F2 · derivative.exercise_date: The equity award vests over a one year period. Read SEC document |
| May 14, 2021 Filed May 19, 2021 01:30 UTC |
Coughlin TimothyDirector
|
GrantCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033855 · doc4.xml · nonDerivative · entry 1 COUGHLIN TIMOTHY · CIK 0001376043 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program. F2 · shares: The equity award vests over a one year period. Read SEC document |
| May 14, 2021 Filed May 19, 2021 01:25 UTC |
Baynes Roy D.Director
|
GrantStock option (right to buy) · Derivative | 9,000 | $0.00 Strike: $18.27 | $0.00 |
DisclosureSEC source: 0001209191-21-033853 · doc4.xml · derivative · entry 2 Baynes Roy D. · CIK 0001680739 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2031-05-13 F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program. F2 · derivative.exercise_date: The equity award vests over a one year period. Read SEC document |
| May 14, 2021 Filed May 19, 2021 01:25 UTC |
Baynes Roy D.Director
|
GrantCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033853 · doc4.xml · nonDerivative · entry 1 Baynes Roy D. · CIK 0001680739 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,000 F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program. F2 · shares: The equity award vests over a one year period. Read SEC document |
| May 14, 2021 Filed May 19, 2021 01:26 UTC |
Bruhn Suzanne LouiseDirector
|
GrantStock option (right to buy) · Derivative | 9,000 | $0.00 Strike: $18.27 | $0.00 |
DisclosureSEC source: 0001209191-21-033854 · doc4.xml · derivative · entry 2 Bruhn Suzanne Louise · CIK 0001517790 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2031-05-13 F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program. F2 · derivative.exercise_date: The equity award vests over a one year period. Read SEC document |
| May 14, 2021 Filed May 19, 2021 01:26 UTC |
Bruhn Suzanne LouiseDirector
|
GrantCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033854 · doc4.xml · nonDerivative · entry 1 Bruhn Suzanne Louise · CIK 0001517790 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,250 F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program. F2 · shares: The equity award vests over a one year period. Read SEC document |
| May 14, 2021 Filed May 19, 2021 01:21 UTC |
ASELAGE STEVEDirector
|
GrantStock option (right to buy) · Derivative | 9,000 | $0.00 Strike: $18.27 | $0.00 |
DisclosureSEC source: 0001209191-21-033851 · doc4.xml · derivative · entry 2 ASELAGE STEVE · CIK 0001221599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2031-05-13 F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program. F2 · derivative.exercise_date: The equity award vests over a one year period. Read SEC document |
| May 14, 2021 Filed May 19, 2021 01:21 UTC |
ASELAGE STEVEDirector
|
GrantCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033851 · doc4.xml · nonDerivative · entry 1 ASELAGE STEVE · CIK 0001221599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,794 F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program. F2 · shares: The equity award vests over a one year period. Read SEC document |
| May 14, 2021 Filed May 19, 2021 01:19 UTC |
Meckler Jeffrey ADirector
|
GrantStock option (right to buy) · Derivative | 9,000 | $0.00 Strike: $18.27 | $0.00 |
DisclosureSEC source: 0001209191-21-033849 · doc4.xml · derivative · entry 2 Meckler Jeffrey A · CIK 0001506916 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2031-05-13 F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program. F2 · derivative.exercise_date: The equity award vests over a one year period. Read SEC document |
| May 14, 2021 Filed May 19, 2021 01:19 UTC |
Meckler Jeffrey ADirector
|
GrantCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033849 · doc4.xml · nonDerivative · entry 1 Meckler Jeffrey A · CIK 0001506916 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,000 F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program. F2 · shares: The equity award vests over a one year period. Read SEC document |
| May 14, 2021 Filed May 19, 2021 01:13 UTC |
Poole SandraDirector
|
GrantStock option (right to buy) · Derivative | 9,000 | $0.00 Strike: $18.27 | $0.00 |
DisclosureSEC source: 0001209191-21-033846 · doc4.xml · derivative · entry 2 Poole Sandra · CIK 0001619622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2031-05-13 F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program. F2 · derivative.exercise_date: The equity award vests over a one year period. Read SEC document |
| May 14, 2021 Filed May 19, 2021 01:13 UTC |
Poole SandraDirector
|
GrantCommon Stock | 3,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-033846 · doc4.xml · nonDerivative · entry 1 Poole Sandra · CIK 0001619622 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,500 F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program. F2 · shares: The equity award vests over a one year period. Read SEC document |
| May 12, 2021 Filed May 13, 2021 20:13 UTC |
ROTE WILLIAM E.Senior Vice President, R&D
|
SaleCommon Stock | 1,562 | $19.46 | $30,396.52 |
DisclosureSEC source: 0001209191-21-032322 · doc4.xml · nonDerivative · entry 2 ROTE WILLIAM E. · CIK 0001698262 · Senior Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,707 F1 · kind: The sales reported were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units. Read SEC document |
| May 12, 2021 Filed May 13, 2021 20:11 UTC |
Rosenberg Noah L.Chief Medical Officer
|
SaleCommon Stock | 375 | $19.46 | $7,297.50 |
DisclosureSEC source: 0001209191-21-032319 · doc4.xml · nonDerivative · entry 2 Rosenberg Noah L. · CIK 0001579649 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,594 F1 · kind: The sales reported were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units. Read SEC document |
| May 12, 2021 Filed May 13, 2021 20:09 UTC |
REED ELIZABETH ESVP, GC & Corporate Secretary
|
SaleCommon Stock | 1,625 | $19.46 | $31,622.50 |
DisclosureSEC source: 0001209191-21-032316 · doc4.xml · nonDerivative · entry 2 REED ELIZABETH E · CIK 0001283303 · SVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,455 F1 · kind: The sales reported were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units. Read SEC document |
| May 12, 2021 Filed May 13, 2021 20:07 UTC |
Clague LauraChief Financial Officer
|
SaleCommon Stock | 2,000 | $19.46 | $38,920.00 |
DisclosureSEC source: 0001209191-21-032314 · doc4.xml · nonDerivative · entry 2 Clague Laura · CIK 0001388773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,223 F1 · kind: The sales reported were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units. Read SEC document |
| May 11, 2021 Filed May 13, 2021 20:13 UTC |
ROTE WILLIAM E.Senior Vice President, R&D
|
SaleCommon Stock | 1,563 | $19.14 | $29,915.82 |
DisclosureSEC source: 0001209191-21-032322 · doc4.xml · nonDerivative · entry 1 ROTE WILLIAM E. · CIK 0001698262 · Senior Vice President, R&D 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,269 F1 · kind: The sales reported were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units. Read SEC document |
| May 11, 2021 Filed May 13, 2021 20:11 UTC |
Rosenberg Noah L.Chief Medical Officer
|
SaleCommon Stock | 375 | $19.14 | $7,177.50 |
DisclosureSEC source: 0001209191-21-032319 · doc4.xml · nonDerivative · entry 1 Rosenberg Noah L. · CIK 0001579649 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,969 F1 · kind: The sales reported were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units. Read SEC document |
| May 11, 2021 Filed May 13, 2021 20:09 UTC |
REED ELIZABETH ESVP, GC & Corporate Secretary
|
SaleCommon Stock | 1,625 | $19.14 | $31,102.50 |
DisclosureSEC source: 0001209191-21-032316 · doc4.xml · nonDerivative · entry 1 REED ELIZABETH E · CIK 0001283303 · SVP, GC & Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,080 F1 · kind: The sales reported were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units. Read SEC document |
| May 11, 2021 Filed May 13, 2021 20:07 UTC |
Clague LauraChief Financial Officer
|
SaleCommon Stock | 2,000 | $19.14 | $38,280.00 |
DisclosureSEC source: 0001209191-21-032314 · doc4.xml · nonDerivative · entry 1 Clague Laura · CIK 0001388773 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,223 F1 · kind: The sales reported were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units. Read SEC document |
| May 11, 2021 Filed May 13, 2021 20:05 UTC |
ASELAGE STEVEDirector
|
SaleCommon Stock | 2,146 | $19.58 | $42,022.97 |
DisclosureSEC source: 0001209191-21-032312 · doc4.xml · nonDerivative · entry 1 ASELAGE STEVE · CIK 0001221599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,794 F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person. Read SEC document |
| April 16, 2021 Filed Apr 20, 2021 20:05 UTC |
ASELAGE STEVEDirector
|
Exercise / conversionEmployee stock option (right to buy) · Derivative | 10,000 | $0.00 Strike: $16.23 | $0.00 |
DisclosureSEC source: 0001209191-21-027558 · doc4.xml · derivative · entry 3 ASELAGE STEVE · CIK 0001221599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 140,000 Underlying: Common Stock · 10,000 shares Expires 2026-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The stock option is fully vested and exercisable. Read SEC document |
| April 16, 2021 Filed Apr 20, 2021 20:05 UTC |
ASELAGE STEVEDirector
|
SaleCommon Stock | 10,000 | $26.23 | $262,300.00 |
DisclosureSEC source: 0001209191-21-027558 · doc4.xml · nonDerivative · entry 2 ASELAGE STEVE · CIK 0001221599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,940 F1 · kind: The sales reported in this Form 4 were effected pursuant to an automatic trading plan adopted in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934. Read SEC document |
| April 16, 2021 Filed Apr 20, 2021 20:05 UTC |
ASELAGE STEVEDirector
|
Exercise / conversionCommon Stock | 10,000 | $16.23 | $162,300.00 |
DisclosureSEC source: 0001209191-21-027558 · doc4.xml · nonDerivative · entry 1 ASELAGE STEVE · CIK 0001221599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,940 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.