Tapewire

Nasdaq · USD

TVTX

Travere Therapeutics, Inc.

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Tapewire entity
1562
SEC CIK
0001438533
Parsed reports
437

Last 12 months

Inside the activity.

0 purchase rows · 116 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202506
Jan 202605
Feb 2026017
Mar 202601
Apr 2026023
May 2026015
Jun 202602
Jul 202600
Aug 202605
Sep 2026041
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 31, 2023 Filed Feb 2, 2023 23:58 UTC
Dube Eric MDirector · Chief Executive Officer
GrantEmployee stock option (right to buy) · Derivative 260,000 $0.00 Strike: $22.40 $0.00
Disclosure

SEC source: 0001209191-23-006417 · doc4.xml · derivative · entry 3

Dube Eric M · CIK 0001763494 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 260,000

Underlying: Common Stock · 260,000 shares

Expires 2033-01-30

F3 · derivative.exercise_date: One-fourth of the shares subject to the stock option vest and become exercisable on the first anniversary of the date of grant, and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
January 31, 2023 Filed Feb 2, 2023 23:58 UTC
Dube Eric MDirector · Chief Executive Officer
GrantCommon Stock 97,500 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-006417 · doc4.xml · nonDerivative · entry 1

Dube Eric M · CIK 0001763494 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,346

F1 · kind: Each restricted stock unit represents a contingent right to receive one share of the Common Stock of the Issuer.

Read SEC document
January 25, 2023 Filed Jan 26, 2023 21:05 UTC
Calvin SandraSVP, Chief Accounting Officer
SaleCommon Stock 192 $21.63 $4,152.96
Disclosure

SEC source: 0001209191-23-005037 · doc4.xml · nonDerivative · entry 2

Calvin Sandra · CIK 0001882909 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,836

F2 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 21:05 UTC
Calvin SandraSVP, Chief Accounting Officer
SaleCommon Stock 905 $21.90 $19,823.48
Disclosure

SEC source: 0001209191-23-005037 · doc4.xml · nonDerivative · entry 1

Calvin Sandra · CIK 0001882909 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,028

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 21:05 UTC
ROTE WILLIAM E.Senior Vice President, R&D
SaleCommon Stock 2,062 $21.50 $44,333.00
Disclosure

SEC source: 0001209191-23-005036 · doc4.xml · nonDerivative · entry 1

ROTE WILLIAM E. · CIK 0001698262 · Senior Vice President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,376

F1 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units.

F2 · balance_after: Includes 354 shares of the Issuer's common stock acquired by the reporting person on May 31, 2022 pursuant to an employee stock purchase program and 412 shares of the Issuer's common stock acquired by the reporting person on November 30, 2022 pursuant to an employee stock purchase program.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 21:05 UTC
REED ELIZABETH ESVP, GC & Corporate Secretary
SaleCommon Stock 2,062 $21.50 $44,333.00
Disclosure

SEC source: 0001209191-23-005035 · doc4.xml · nonDerivative · entry 1

REED ELIZABETH E · CIK 0001283303 · SVP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,776

F1 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 21:05 UTC
Cline Christopher R.Chief Financial Officer
SaleCommon Stock 852 $21.90 $18,662.55
Disclosure

SEC source: 0001209191-23-005032 · doc4.xml · nonDerivative · entry 1

Cline Christopher R. · CIK 0001943192 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,871

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 21:05 UTC
Dube Eric MDirector · Chief Executive Officer
SaleCommon Stock 6,442 $21.50 $138,503.00
Disclosure

SEC source: 0001209191-23-005034 · doc4.xml · nonDerivative · entry 1

Dube Eric M · CIK 0001763494 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,846

F1 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units.

Read SEC document
January 24, 2023 Filed Jan 26, 2023 21:05 UTC
Heerma PeterChief Commercial Officer
SaleCommon Stock 1,550 $21.90 $33,951.82
Disclosure

SEC source: 0001209191-23-005031 · doc4.xml · nonDerivative · entry 1

Heerma Peter · CIK 0001789617 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,598

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person.

Read SEC document
January 05, 2023 Filed Jan 6, 2023 21:05 UTC
Inrig JulaChief Medical Officer
SaleCommon Stock 442 $20.75 $9,171.50
Disclosure

SEC source: 0001209191-23-002325 · doc4.xml · nonDerivative · entry 2

Inrig Jula · CIK 0001902368 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,507

F2 · kind: This sale was made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units.

Read SEC document
January 05, 2023 Filed Jan 6, 2023 21:05 UTC
Dube Eric MDirector · Chief Executive Officer
SaleCommon Stock 5,625 $20.75 $116,718.75
Disclosure

SEC source: 0001209191-23-002327 · doc4.xml · nonDerivative · entry 1

Dube Eric M · CIK 0001763494 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,288

F1 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units.

Read SEC document
January 04, 2023 Filed Jan 6, 2023 21:05 UTC
Inrig JulaChief Medical Officer
SaleCommon Stock 2,051 $20.75 $42,558.25
Disclosure

SEC source: 0001209191-23-002325 · doc4.xml · nonDerivative · entry 1

Inrig Jula · CIK 0001902368 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,949

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person.

Read SEC document
October 04, 2022 Filed Oct 7, 2022 00:10 UTC
Heerma PeterChief Commercial Officer
SaleCommon Stock 3,042 $25.68 $78,118.56
Disclosure

SEC source: 0001209191-22-053018 · doc4.xml · nonDerivative · entry 1

Heerma Peter · CIK 0001789617 · Chief Commercial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,148

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person.

F2 · balance_after: Includes 893 shares of the Issuer's common stock acquired by the reporting person on May 31, 2022 pursuant to an employee stock purchase program.

Read SEC document
September 13, 2022 Filed Sep 15, 2022 20:05 UTC
Calvin SandraSVP, Chief Accounting Officer
SaleCommon Stock 349 $28.00 $9,772.00
Disclosure

SEC source: 0001209191-22-050038 · doc4.xml · nonDerivative · entry 1

Calvin Sandra · CIK 0001882909 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,933

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person.

F2 · balance_after: Includes 549 shares of the Issuer's common stock acquired by the reporting person on May 31, 2022 pursuant to an employee stock purchase program.

Read SEC document
September 01, 2022 Filed Sep 1, 2022 22:20 UTC
Cline Christopher R.Chief Financial Officer
GrantPerformance-based restricted stock units · Derivative 9,840 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-048347 · doc4.xml · derivative · entry 3

Cline Christopher R. · CIK 0001943192 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,840

Underlying: Common Stock · 9,840 shares

Expires not disclosed

F3 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of the Common Stock of the Issuer.

F4 · derivative.exercise_date: This grant will vest upon the achievement of specified clinical/regulatory and commercial milestones, provided, however, if either vesting event occurs before the date that is 12 months after the date of grant, then the portion of the award that would have vested upon such event will instead vest on the date that is 12 months after the date of grant, and provided further that the Performance RSU will expire on January 31,2027 to the extent the specified performance based milestones are not achieved by such date.

F4 · derivative.expiration_date: This grant will vest upon the achievement of specified clinical/regulatory and commercial milestones, provided, however, if either vesting event occurs before the date that is 12 months after the date of grant, then the portion of the award that would have vested upon such event will instead vest on the date that is 12 months after the date of grant, and provided further that the Performance RSU will expire on January 31,2027 to the extent the specified performance based milestones are not achieved by such date.

Read SEC document
September 01, 2022 Filed Sep 1, 2022 22:20 UTC
Cline Christopher R.Chief Financial Officer
GrantEmployee Stock option (right to buy) · Derivative 48,000 $0.00 Strike: $28.06 $0.00
Disclosure

SEC source: 0001209191-22-048347 · doc4.xml · derivative · entry 2

Cline Christopher R. · CIK 0001943192 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,000

Underlying: Common Stock · 48,000 shares

Expires 2032-08-31

F2 · derivative.exercise_date: One-fourth of the shares subject to the stock option vest and become exercisable on the first anniversary of the date of grant, and the remaining shares vest in 36 equal monthly installments thereafter.

Read SEC document
September 01, 2022 Filed Sep 1, 2022 22:20 UTC
Cline Christopher R.Chief Financial Officer
GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-048347 · doc4.xml · nonDerivative · entry 1

Cline Christopher R. · CIK 0001943192 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,723

F1 · shares: The equity award vests over four years, with 1/4th vesting on each anniversary of the grant date.

Read SEC document
May 12, 2022 Filed May 13, 2022 00:47 UTC
REED ELIZABETH ESVP, GC & Corporate Secretary
SaleCommon Stock 1,050 $21.51 $22,584.45
Disclosure

SEC source: 0001209191-22-028708 · doc4.xml · nonDerivative · entry 2

REED ELIZABETH E · CIK 0001283303 · SVP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,838

F1 · kind: The sales reported were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units.

Read SEC document
May 11, 2022 Filed May 13, 2022 00:44 UTC
Calvin SandraSVP, Chief Accounting Officer
SaleCommon Stock 445 $21.92 $9,755.96
Disclosure

SEC source: 0001209191-22-028706 · doc4.xml · nonDerivative · entry 2

Calvin Sandra · CIK 0001882909 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,733

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person.

Read SEC document
May 11, 2022 Filed May 13, 2022 00:24 UTC
LYONS GARY ADirector
GrantStock option (right to buy) · Derivative 9,000 $0.00 Strike: $21.38 $0.00
Disclosure

SEC source: 0001209191-22-028694 · doc4.xml · derivative · entry 2

LYONS GARY A · CIK 0001123343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2032-05-10

F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program.

F2 · derivative.exercise_date: The equity award vests over a one year period.

Read SEC document
May 11, 2022 Filed May 13, 2022 00:24 UTC
LYONS GARY ADirector
GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-028694 · doc4.xml · nonDerivative · entry 1

LYONS GARY A · CIK 0001123343 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program.

F2 · shares: The equity award vests over a one year period.

Read SEC document
May 11, 2022 Filed May 13, 2022 00:30 UTC
Orwin John ADirector
GrantStock option (right to buy) · Derivative 9,000 $0.00 Strike: $21.38 $0.00
Disclosure

SEC source: 0001209191-22-028699 · doc4.xml · derivative · entry 2

Orwin John A · CIK 0001477384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2032-05-10

F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program.

F2 · derivative.exercise_date: The equity award vests over a one year period.

Read SEC document
May 11, 2022 Filed May 13, 2022 00:30 UTC
Orwin John ADirector
GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-028699 · doc4.xml · nonDerivative · entry 1

Orwin John A · CIK 0001477384 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,875

F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program.

F2 · shares: The equity award vests over a one year period.

Read SEC document
May 11, 2022 Filed May 13, 2022 00:40 UTC
Squarer RonDirector
GrantStock option (right to buy) · Derivative 9,000 $0.00 Strike: $21.38 $0.00
Disclosure

SEC source: 0001209191-22-028703 · doc4.xml · derivative · entry 2

Squarer Ron · CIK 0001454001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2032-05-10

F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program.

F2 · derivative.exercise_date: The equity award vests over a one year period.

Read SEC document
May 11, 2022 Filed May 13, 2022 00:40 UTC
Squarer RonDirector
GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-028703 · doc4.xml · nonDerivative · entry 1

Squarer Ron · CIK 0001454001 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,875

F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program.

F2 · shares: The equity award vests over a one year period.

Read SEC document
May 11, 2022 Filed May 13, 2022 00:49 UTC
ROTE WILLIAM E.Senior Vice President, R&D
SaleCommon Stock 813 $21.52 $17,492.75
Disclosure

SEC source: 0001209191-22-028710 · doc4.xml · nonDerivative · entry 2

ROTE WILLIAM E. · CIK 0001698262 · Senior Vice President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,672

F1 · kind: The sales reported were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units.

Read SEC document
May 11, 2022 Filed May 13, 2022 00:49 UTC
ROTE WILLIAM E.Senior Vice President, R&D
SaleCommon Stock 750 $21.93 $16,447.50
Disclosure

SEC source: 0001209191-22-028710 · doc4.xml · nonDerivative · entry 1

ROTE WILLIAM E. · CIK 0001698262 · Senior Vice President, R&D

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,485

F1 · kind: The sales reported were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units.

Read SEC document
May 11, 2022 Filed May 13, 2022 00:45 UTC
Clague LauraChief Financial Officer
SaleCommon Stock 1,375 $21.51 $29,576.25
Disclosure

SEC source: 0001209191-22-028707 · doc4.xml · nonDerivative · entry 2

Clague Laura · CIK 0001388773 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,655

F1 · kind: The sales reported were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $21.51 to $21.52, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.

Read SEC document
May 11, 2022 Filed May 13, 2022 00:42 UTC GrantStock option (right to buy) · Derivative 9,000 $0.00 Strike: $21.38 $0.00
Disclosure

SEC source: 0001209191-22-028704 · doc4.xml · derivative · entry 2

Williams Brinkley Ruth · CIK 0001344381 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2032-05-10

F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program.

F2 · derivative.exercise_date: The equity award vests over a one year period.

Read SEC document
May 11, 2022 Filed May 13, 2022 00:42 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-028704 · doc4.xml · nonDerivative · entry 1

Williams Brinkley Ruth · CIK 0001344381 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,250

F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program.

F2 · shares: The equity award vests over a one year period.

Read SEC document
May 11, 2022 Filed May 13, 2022 00:35 UTC SaleCommon Stock 2,575 $21.92 $56,456.62
Disclosure

SEC source: 0001209191-22-028702 · doc4.xml · nonDerivative · entry 1

ASELAGE STEVE · CIK 0001221599 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,919

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person.

Read SEC document
May 11, 2022 Filed May 13, 2022 00:33 UTC
Poole SandraDirector
GrantStock option (right to buy) · Derivative 9,000 $0.00 Strike: $21.38 $0.00
Disclosure

SEC source: 0001209191-22-028701 · doc4.xml · derivative · entry 2

Poole Sandra · CIK 0001619622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2032-05-10

F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program.

F2 · derivative.exercise_date: The equity award vests over a one year period.

Read SEC document
May 11, 2022 Filed May 13, 2022 00:33 UTC
Poole SandraDirector
GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-028701 · doc4.xml · nonDerivative · entry 1

Poole Sandra · CIK 0001619622 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program.

F2 · shares: The equity award vests over a one year period.

Read SEC document
May 11, 2022 Filed May 13, 2022 00:22 UTC GrantStock option (right to buy) · Derivative 9,000 $0.00 Strike: $21.38 $0.00
Disclosure

SEC source: 0001209191-22-028690 · doc4.xml · derivative · entry 2

COUGHLIN TIMOTHY · CIK 0001376043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2032-05-10

F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program.

F2 · derivative.exercise_date: The equity award vests over a one year period.

Read SEC document
May 11, 2022 Filed May 13, 2022 00:22 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-028690 · doc4.xml · nonDerivative · entry 1

COUGHLIN TIMOTHY · CIK 0001376043 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,000

F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program.

F2 · shares: The equity award vests over a one year period.

Read SEC document
May 11, 2022 Filed May 13, 2022 00:26 UTC GrantStock option (right to buy) · Derivative 9,000 $0.00 Strike: $21.38 $0.00
Disclosure

SEC source: 0001209191-22-028697 · doc4.xml · derivative · entry 2

Meckler Jeffrey A · CIK 0001506916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2032-05-10

F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program.

F2 · derivative.exercise_date: The equity award vests over a one year period.

Read SEC document
May 11, 2022 Filed May 13, 2022 00:26 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-028697 · doc4.xml · nonDerivative · entry 1

Meckler Jeffrey A · CIK 0001506916 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program.

F2 · shares: The equity award vests over a one year period.

Read SEC document
May 11, 2022 Filed May 13, 2022 00:20 UTC GrantStock option (right to buy) · Derivative 9,000 $0.00 Strike: $21.38 $0.00
Disclosure

SEC source: 0001209191-22-028686 · doc4.xml · derivative · entry 2

Bruhn Suzanne Louise · CIK 0001517790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2032-05-10

F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program.

F2 · derivative.exercise_date: The equity award vests over a one year period.

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May 11, 2022 Filed May 13, 2022 00:20 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-028686 · doc4.xml · nonDerivative · entry 1

Bruhn Suzanne Louise · CIK 0001517790 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,250

F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program.

F2 · shares: The equity award vests over a one year period.

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May 11, 2022 Filed May 13, 2022 00:18 UTC GrantStock option (right to buy) · Derivative 9,000 $0.00 Strike: $21.38 $0.00
Disclosure

SEC source: 0001209191-22-028685 · doc4.xml · derivative · entry 2

Baynes Roy D. · CIK 0001680739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,000

Underlying: Common Stock · 9,000 shares

Expires 2032-05-10

F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program.

F2 · derivative.exercise_date: The equity award vests over a one year period.

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May 11, 2022 Filed May 13, 2022 00:18 UTC GrantCommon Stock 3,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-028685 · doc4.xml · nonDerivative · entry 1

Baynes Roy D. · CIK 0001680739 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · security: Automatic equity grant under the Issuer's 2018 Equity Incentive Plan, as amended, pursuant to the non-employee director compensation program.

F2 · shares: The equity award vests over a one year period.

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May 10, 2022 Filed May 13, 2022 00:44 UTC
Calvin SandraSVP, Chief Accounting Officer
SaleCommon Stock 436 $21.51 $9,378.36
Disclosure

SEC source: 0001209191-22-028706 · doc4.xml · nonDerivative · entry 1

Calvin Sandra · CIK 0001882909 · SVP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,178

F1 · kind: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person.

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May 10, 2022 Filed May 13, 2022 00:47 UTC
REED ELIZABETH ESVP, GC & Corporate Secretary
SaleCommon Stock 900 $21.51 $19,359.00
Disclosure

SEC source: 0001209191-22-028708 · doc4.xml · nonDerivative · entry 1

REED ELIZABETH E · CIK 0001283303 · SVP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,888

F1 · kind: The sales reported were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units.

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May 10, 2022 Filed May 13, 2022 00:45 UTC
Clague LauraChief Financial Officer
SaleCommon Stock 825 $21.51 $17,745.75
Disclosure

SEC source: 0001209191-22-028707 · doc4.xml · nonDerivative · entry 1

Clague Laura · CIK 0001388773 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,030

F1 · kind: The sales reported were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended, and includes the sale of shares to cover the tax obligation that occurred upon the vesting of restricted stock units.

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February 10, 2022 Filed Feb 11, 2022 21:05 UTC
Dube Eric MDirector · Chief Executive Officer
SaleCommon Stock 4,832 $27.84 $134,522.88
Disclosure

SEC source: 0001209191-22-008818 · doc4.xml · nonDerivative · entry 1

Dube Eric M · CIK 0001763494 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,913

F1 · kind: The sales reported in this Form 4 were made pursuant to a written plan meeting the requirements of Rule 10b5-1(c) of the Securities Exchange Act of 1934, as amended.

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January 31, 2022 Filed Feb 2, 2022 21:22 UTC
Calvin SandraVP, Corp Controller and CAO
GrantEmployee stock option (right to buy) · Derivative 17,500 $0.00 Strike: $27.50 $0.00
Disclosure

SEC source: 0001209191-22-006372 · doc4.xml · derivative · entry 3

Calvin Sandra · CIK 0001882909 · VP, Corp Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Underlying: Common Stock · 17,500 shares

Expires 2032-01-30

F3 · derivative.exercise_date: One-fourth of the shares subject to the stock option vest and become exercisable on the first anniversary of the date of grant, and the remaining shares vest in 36 equal monthly installments thereafter.

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January 31, 2022 Filed Feb 2, 2022 21:22 UTC
Calvin SandraVP, Corp Controller and CAO
SaleCommon Stock 798 $26.51 $21,151.71
Disclosure

SEC source: 0001209191-22-006372 · doc4.xml · nonDerivative · entry 2

Calvin Sandra · CIK 0001882909 · VP, Corp Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,614

F2 · kind: Represents the number of shares required to be sold by the Reporting Person to cover the tax withholding obligation in connection with the settlement of vested restricted stock units. This sale is mandated by the Issuer's election under its equity incentive plans to require the Reporting Person to fund this tax withholding obligation by completing a "sell to cover" transaction with a brokerage firm designated by the Issuer. This sale does not represent a discretionary trade by the Reporting Person.

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January 31, 2022 Filed Feb 2, 2022 21:22 UTC
Calvin SandraVP, Corp Controller and CAO
GrantCommon Stock 8,750 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006372 · doc4.xml · nonDerivative · entry 1

Calvin Sandra · CIK 0001882909 · VP, Corp Controller and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,412

F1 · kind: Acquisition of restricted stock units pursuant to the Issuer's Equity Incentive Plan that are scheduled to vest over four years.

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January 31, 2022 Filed Feb 2, 2022 21:20 UTC
Inrig JulaChief Medical Officer
GrantPerformance-based restricted stock units · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006371 · doc4.xml · derivative · entry 1

Inrig Jula · CIK 0001902368 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of the Common Stock of the Issuer.

F2 · derivative.exercise_date: This grant will vest upon the achievement of specified clinical/regulatory milestones, provided, however, if the vesting events occur before the date that is 24 months after the date of grant, then the award will instead vest on the date that is 24 months after the date of grant, and provided further that the Performance RSU will expire on January 31, 2026 if the specified performance based milestones are not achieved by such date.

F2 · derivative.expiration_date: This grant will vest upon the achievement of specified clinical/regulatory milestones, provided, however, if the vesting events occur before the date that is 24 months after the date of grant, then the award will instead vest on the date that is 24 months after the date of grant, and provided further that the Performance RSU will expire on January 31, 2026 if the specified performance based milestones are not achieved by such date.

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January 31, 2022 Filed Feb 2, 2022 21:20 UTC
REED ELIZABETH ESVP, GC & Corporate Secretary
GrantPerformance-based restricted stock units · Derivative 8,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-006369 · doc4.xml · derivative · entry 5

REED ELIZABETH E · CIK 0001283303 · SVP, GC & Corporate Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,000

Underlying: Common Stock · 8,000 shares

Expires not disclosed

F4 · derivative.exercise_price: Each PRSU represents a contingent right to receive one share of the Common Stock of the Issuer.

F6 · derivative.exercise_date: This grant will vest upon the achievement of specified clinical/regulatory milestones, provided, however, if the vesting events occur before the date that is 24 months after the date of grant, then the award will instead vest on the date that is 24 months after the date of grant, and provided further that the Performance RSU will expire on January 31, 2026 if the specified performance based milestones are not achieved by such date.

F6 · derivative.expiration_date: This grant will vest upon the achievement of specified clinical/regulatory milestones, provided, however, if the vesting events occur before the date that is 24 months after the date of grant, then the award will instead vest on the date that is 24 months after the date of grant, and provided further that the Performance RSU will expire on January 31, 2026 if the specified performance based milestones are not achieved by such date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.